The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 36,012 | 366,800 | SH | Call | DFND | 0 | 366,800 | 0 | |
ABBVIE INC | COM | 00287Y109 | 63,286 | 644,588 | SH | DFND | 0 | 644,588 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 1,713 | 2,000,000 | PRN | DFND | 0 | 2,000,000 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 33,567 | 2,274,220 | SH | DFND | 0 | 2,274,220 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 76,198 | 678,884 | SH | DFND | 0 | 678,884 | 0 | ||
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 449 | 284,285 | SH | DFND | 1 | 0 | 284,285 | 0 | |
AMAZON COM INC | COM | 023135106 | 14,738 | 5,342 | SH | DFND | 0 | 5,342 | 0 | ||
ANTHEM INC | COM | 036752103 | 26,298 | 100,000 | SH | DFND | 0 | 100,000 | 0 | ||
APTIV PLC | SHS | G6095L109 | 10,734 | 137,757 | SH | DFND | 0 | 137,757 | 0 | ||
ARCUS BIOSCIENCES INC | COM | 03969F109 | 42,938 | 1,735,581 | SH | DFND | 0 | 1,735,581 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 16,481 | 261,808 | SH | DFND | 0 | 261,808 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 33,617 | 635,600 | SH | DFND | 0 | 635,600 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 25,419 | 295,222 | SH | DFND | 0 | 295,222 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 59,583 | 483,079 | SH | DFND | 0 | 483,079 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 09061GAH4 | 51,199 | 41,600,000 | PRN | DFND | 0 | 41,600,000 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 26,095 | 500,000 | SH | Call | DFND | 0 | 500,000 | 0 | |
CARDINAL HEALTH INC | COM | 14149Y108 | 45,193 | 865,933 | SH | DFND | 0 | 865,933 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 7,353 | 411,727 | SH | DFND | 0 | 411,727 | 0 | ||
CONSTELLATION PHARMCETICLS I | COM | 210373106 | 31,594 | 1,051,390 | SH | DFND | 0 | 1,051,390 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 30,472 | 172,321 | SH | DFND | 0 | 172,321 | 0 | ||
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 14,938 | 250,133 | SH | DFND | 0 | 250,133 | 0 | ||
DEERE & CO | COM | 244199105 | 11,996 | 76,336 | SH | DFND | 0 | 76,336 | 0 | ||
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 10,143 | 1,143,526 | SH | DFND | 0 | 1,143,526 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 27,190 | 393,435 | SH | DFND | 0 | 393,435 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 14,056 | 161,679 | SH | DFND | 0 | 161,679 | 0 | ||
EXACT SCIENCES CORP | NOTE 0.375% 3/0 | 30063PAC9 | 8,620 | 9,000,000 | PRN | DFND | 0 | 9,000,000 | 0 | ||
FLUIDIGM CORP DEL | COM | 34385P108 | 7,716 | 1,924,072 | SH | DFND | 0 | 1,924,072 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 51,812 | 673,412 | SH | DFND | 0 | 673,412 | 0 | ||
HALOZYME THERAPEUTICS INC | COM | 40637H109 | 16,020 | 597,545 | SH | DFND | 0 | 597,545 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 17,432 | 179,600 | SH | Call | DFND | 0 | 179,600 | 0 | |
HCA HEALTHCARE INC | COM | 40412C101 | 31,967 | 329,357 | SH | DFND | 0 | 329,357 | 0 | ||
HERON THERAPEUTICS INC | COM | 427746102 | 32,824 | 2,231,402 | SH | DFND | 0 | 2,231,402 | 0 | ||
HOLOGIC INC | COM | 436440101 | 34,985 | 613,776 | SH | DFND | 0 | 613,776 | 0 | ||
HORIZON THERAPEUTICS PUB LTD | SHS | G46188101 | 63,499 | 1,142,478 | SH | DFND | 0 | 1,142,478 | 0 | ||
HUMANA INC | COM | 444859102 | 33,354 | 86,020 | SH | DFND | 0 | 86,020 | 0 | ||
ICON PLC | SHS | G4705A100 | 17,346 | 102,966 | SH | DFND | 0 | 102,966 | 0 | ||
ICU MED INC | COM | 44930G107 | 19,758 | 107,200 | SH | Call | DFND | 0 | 107,200 | 0 | |
ICU MED INC | COM | 44930G107 | 41,571 | 225,551 | SH | DFND | 0 | 225,551 | 0 | ||
IGM BIOSCIENCES INC | COM | 449585108 | 8,467 | 115,988 | SH | DFND | 0 | 115,988 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 12,758 | 360,000 | SH | Call | DFND | 0 | 360,000 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 112,663 | 3,178,974 | SH | DFND | 0 | 3,178,974 | 0 | ||
IMMUNOVANT INC | COM | 45258J102 | 1,635 | 67,163 | SH | DFND | 0 | 67,163 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 69,179 | 279,400 | SH | Put | DFND | 0 | 279,400 | 0 | |
IQVIA HLDGS INC | COM | 46266C105 | 40,796 | 287,538 | SH | DFND | 0 | 287,538 | 0 | ||
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 28,805 | 248,558 | SH | DFND | 0 | 248,558 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 26,329 | 663,200 | SH | Put | DFND | 0 | 663,200 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 12,199 | 85,200 | SH | Call | DFND | 0 | 85,200 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 10,852 | 77,167 | SH | DFND | 0 | 77,167 | 0 | ||
KARUNA THERAPEUTICS INC | COM | 48576A100 | 39,295 | 352,545 | SH | DFND | 0 | 352,545 | 0 | ||
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 51,549 | 310,330 | SH | DFND | 0 | 310,330 | 0 | ||
MCKESSON CORP | COM | 58155Q103 | 50,502 | 329,175 | SH | DFND | 0 | 329,175 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 19,369 | 95,177 | SH | DFND | 0 | 95,177 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 16,582 | 93,168 | SH | DFND | 0 | 93,168 | 0 | ||
MOMENTA PHARMACEUTICALS INC | COM | 60877T100 | 19,296 | 579,994 | SH | DFND | 0 | 579,994 | 0 | ||
NEVRO CORP | COM | 64157F103 | 12,446 | 104,180 | SH | DFND | 0 | 104,180 | 0 | ||
NEVRO CORP | NOTE 2.750% 4/0 | 64157FAC7 | 2,733 | 2,000,000 | PRN | DFND | 0 | 2,000,000 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 4,940 | 20,570 | SH | DFND | 0 | 20,570 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 14,480 | 38,113 | SH | DFND | 0 | 38,113 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 14,582 | 127,871 | SH | DFND | 0 | 127,871 | 0 | ||
PACIRA BIOSCIENCES | COM | 695127100 | 3,148 | 60,000 | SH | Put | DFND | 0 | 60,000 | 0 | |
PENUMBRA INC | COM | 70975L107 | 19,903 | 111,302 | SH | DFND | 0 | 111,302 | 0 | ||
PPD INC | COM | 69355F102 | 28,770 | 1,073,491 | SH | DFND | 0 | 1,073,491 | 0 | ||
QUEST DIAGNOSTICS INC | COM | 74834L100 | 10,135 | 88,933 | SH | DFND | 0 | 88,933 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 10,034 | 433,600 | SH | Call | DFND | 0 | 433,600 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 9,350 | 136,100 | SH | Call | DFND | 0 | 136,100 | 0 | |
SHOPIFY INC | CL A | 82509L107 | 8,974 | 9,454 | SH | DFND | 0 | 9,454 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 49,045 | 438,100 | SH | Put | DFND | 0 | 438,100 | 0 | |
SQUARE INC | CL A | 852234103 | 19,048 | 181,509 | SH | DFND | 0 | 181,509 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 10,479 | 578,625 | SH | DFND | 0 | 578,625 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 25,083 | 2,034,296 | SH | DFND | 0 | 2,034,296 | 0 | ||
TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 6,919 | 855,270 | SH | DFND | 0 | 855,270 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 16,491 | 55,910 | SH | DFND | 0 | 55,910 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 17,138 | 59,035 | SH | DFND | 0 | 59,035 | 0 | ||
VISA INC | COM CL A | 92826C839 | 8,397 | 43,468 | SH | DFND | 0 | 43,468 | 0 | ||
ZENDESK INC | COM | 98936J101 | 5,935 | 67,034 | SH | DFND | 0 | 67,034 | 0 | ||
ZIMMER BIOMET HOLDINGS INC | COM | 98956P102 | 21,472 | 179,891 | SH | DFND | 0 | 179,891 | 0 |