The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERON PHARMA INC | COM | 00434H108 | 40,168 | 421,619 | SH | DFND | 1 | 421,619 | 0 | 0 | |
ADAPTHEALTH CORP | COM CL A | 00653Q102 | 22,368 | 1,389,341 | SH | DFND | 1 | 1,389,341 | 0 | 0 | |
ADC THERAPEUTICS SA | SHS | H0036K147 | 23,405 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 17,412 | 833,895 | SH | DFND | 1 | 833,895 | 0 | 0 | |
AEGLEA BIOTHERAPEUTICS INC | COM | 00773J103 | 7,631 | 825,000 | SH | DFND | 1 | 825,000 | 0 | 0 | |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 7,295 | 494,216 | SH | DFND | 1 | 494,216 | 0 | 0 | |
AKOUOS INC | COM | 00973J101 | 7,156 | 318,034 | SH | DFND | 1 | 318,034 | 0 | 0 | |
ALECTOR INC | COM | 014442107 | 40,986 | 1,676,997 | SH | DFND | 1 | 1,676,997 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 20,877 | 186,000 | SH | DFND | 1 | 186,000 | 0 | 0 | |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 21,353 | 1,416,000 | SH | DFND | 1 | 1,416,000 | 0 | 0 | |
APPLIED THERAPEUTICS INC | COM | 03828A101 | 10,063 | 278,359 | SH | DFND | 1 | 278,359 | 0 | 0 | |
ARDELYX INC | COM | 039697107 | 17,726 | 2,561,554 | SH | DFND | 1 | 2,561,554 | 0 | 0 | |
ARVINAS INC | COM | 04335A105 | 33,830 | 1,008,656 | SH | DFND | 1 | 1,008,656 | 0 | 0 | |
ARYA SCIENCES ACQUISTION CO | UNIT 06/09/2027 | G31655114 | 5,798 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
AVEO PHARMACEUTICALS INC | COM NEW | 053588307 | 1,839 | 357,101 | SH | DFND | 1 | 357,101 | 0 | 0 | |
AVIDITY BIOSCIENCES INC | COM | 05370A108 | 24,784 | 877,011 | SH | DFND | 1 | 877,011 | 0 | 0 | |
AXONICS MODULATION TECHNOLOG | COM | 05465P101 | 49,456 | 1,408,603 | SH | DFND | 1 | 1,408,603 | 0 | 0 | |
BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 | 21,235 | 4,456,519 | SH | DFND | 1 | 4,456,519 | 0 | 0 | |
BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | 28,538 | 6,545,500 | SH | DFND | 1 | 6,545,500 | 0 | 0 | |
BLACK DIAMOND THERAPEUTICS I | COM | 09203E105 | 22,598 | 536,001 | SH | DFND | 1 | 536,001 | 0 | 0 | |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 31,620 | 405,386 | SH | DFND | 1 | 405,386 | 0 | 0 | |
BROOKDALE SR LIVING INC | COM | 112463104 | 41,037 | 13,910,899 | SH | DFND | 1 | 13,910,899 | 0 | 0 | |
CABALETTA BIO INC | COM | 12674W109 | 5,172 | 464,252 | SH | DFND | 1 | 464,252 | 0 | 0 | |
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 20,508 | 650,000 | SH | DFND | 1 | 650,000 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 56,305 | 886,000 | SH | DFND | 1 | 886,000 | 0 | 0 | |
CERUS CORP | COM | 157085101 | 14,551 | 2,204,700 | SH | DFND | 1 | 2,204,700 | 0 | 0 | |
CLOVIS ONCOLOGY INC | NOTE 2.500% 9/1 | 189464AB6 | 44,037 | 49,064,000 | PRN | DFND | 1 | 49,064,000 | 0 | 0 | |
CONSTELLATION PHARMCETICLS I | COM | 210373106 | 26,260 | 873,890 | SH | DFND | 1 | 873,890 | 0 | 0 | |
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 22,627 | 5,154,155 | SH | DFND | 1 | 5,154,155 | 0 | 0 | |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 25,183 | 421,679 | SH | DFND | 1 | 421,679 | 0 | 0 | |
DEXCOM INC | NOTE 0.750%12/0 | 252131AH0 | 84,346 | 34,000,000 | SH | DFND | 1 | 34,000,000 | 0 | 0 | |
DFP HEALTHCARE ACQUISITNS CO | UNIT 03/31/2025 | 23343Q209 | 111,661 | 10,460,000 | SH | DFND | 1 | 10,460,000 | 0 | 0 | |
EDITAS MEDICINE INC | COM | 28106W103 | 34,279 | 1,158,841 | SH | DFND | 1 | 1,158,841 | 0 | 0 | |
ENDOLOGIX INC | COM NEW | 29266S304 | 764 | 950,000 | SH | DFND | 1 | 950,000 | 0 | 0 | |
FATE THERAPEUTICS INC | COM | 31189P102 | 31,352 | 913,775 | SH | DFND | 1 | 913,775 | 0 | 0 | |
FUSION PHARMACEUTICALS INC | COM | 36118A100 | 21,960 | 1,257,000 | SH | DFND | 1 | 1,257,000 | 0 | 0 | |
GENERATION BIO CO | COM | 37148K100 | 24,911 | 1,186,215 | SH | DFND | 1 | 1,186,215 | 0 | 0 | |
GLAUKOS CORP | COM | 377322102 | 33,579 | 874,000 | SH | DFND | 1 | 874,000 | 0 | 0 | |
HOLOGIC INC | COM | 436440101 | 78,101 | 1,370,186 | SH | DFND | 1 | 1,370,186 | 0 | 0 | |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 280,641 | 144,832,000 | PRN | DFND | 1 | 144,832,000 | 0 | 0 | |
HORIZON THERAPEUTICS PUB LTD | SHS | G46188101 | 108,448 | 1,951,211 | SH | DFND | 1 | 1,951,211 | 0 | 0 | |
IMARA INC | COM | 45249V107 | 11,715 | 424,000 | SH | DFND | 1 | 424,000 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 90,762 | 2,561,000 | SH | DFND | 1 | 2,561,000 | 0 | 0 | |
INSMED INC | NOTE 1.750% 1/1 | 457669AA7 | 59,326 | 61,000,000 | SH | DFND | 1 | 61,000,000 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 43,410 | 57,791,000 | PRN | DFND | 1 | 57,791,000 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | NOTE 2.000% 5/1 | 45845PAB4 | 2,516 | 3,500,000 | SH | DFND | 1 | 3,500,000 | 0 | 0 | |
INTERSECT ENT INC | COM | 46071F103 | 34,891 | 2,576,879 | SH | DFND | 1 | 2,576,879 | 0 | 0 | |
ITAMAR MED LTD | SPONSORED ADS | 465437101 | 9,284 | 499,136 | SH | DFND | 1 | 499,136 | 0 | 0 | |
IVERIC BIO INC | COM | 46583P102 | 29,414 | 5,767,409 | SH | DFND | 1 | 5,767,409 | 0 | 0 | |
JAZZ INVESTMENTS I LTD | NOTE 1.875% 8/1 | 472145AB7 | 19,588 | 20,000,000 | SH | DFND | 1 | 20,000,000 | 0 | 0 | |
KEROS THERAPEUTICS INC | COM | 492327101 | 11,253 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
LARIMAR THERAPEUTICS INC | COM | 517125100 | 66,107 | 5,144,539 | SH | DFND | 1 | 5,144,539 | 0 | 0 | |
LONGVIEW ACQUISITION CORP | UNIT 99/99/9999 | 543195200 | 22,220 | 2,200,000 | SH | DFND | 1 | 2,200,000 | 0 | 0 | |
LUMOS PHARMA INC | COM | 55028X109 | 15,437 | 936,169 | SH | DFND | 1 | 936,169 | 0 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 5,281 | 1,970,687 | SH | DFND | 1 | 1,970,687 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 42,664 | 278,085 | SH | DFND | 1 | 278,085 | 0 | 0 | |
MERIDIAN BIOSCIENCE INC | COM | 589584101 | 38,731 | 1,663,000 | SH | DFND | 1 | 1,663,000 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 20,537 | 179,885 | SH | DFND | 1 | 179,885 | 0 | 0 | |
MIRUM PHARMACEUTICALS INC | COM | 604749101 | 67,116 | 3,448,912 | SH | DFND | 1 | 3,448,912 | 0 | 0 | |
MOLINA HEALTHCARE INC | COM | 60855R100 | 21,401 | 120,245 | SH | DFND | 1 | 120,245 | 0 | 0 | |
MYLAN NV | SHS EURO | N59465109 | 195,394 | 12,151,362 | SH | DFND | 1 | 12,151,362 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 68,020 | 704,000 | SH | DFND | 1 | 704,000 | 0 | 0 | |
NATERA INC | COM | 632307104 | 16,157 | 324,038 | SH | DFND | 1 | 324,038 | 0 | 0 | |
NEOS THERAPEUTICS INC | COM | 64052L106 | 220 | 320,993 | SH | DFND | 1 | 320,993 | 0 | 0 | |
NEURONETICS INC | COM | 64131A105 | 3,268 | 1,693,317 | SH | DFND | 1 | 1,693,317 | 0 | 0 | |
NEVRO CORP | NOTE 1.750% 6/0 | 64157FAA1 | 157,797 | 115,776,000 | PRN | DFND | 1 | 115,776,000 | 0 | 0 | |
NEVRO CORP | NOTE 2.750% 4/0 | 64157FAC7 | 16,438 | 12,000,000 | PRN | DFND | 1 | 12,000,000 | 0 | 0 | |
NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 93,062 | 85,000,000 | SH | DFND | 1 | 85,000,000 | 0 | 0 | |
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 43,560 | 7,259,988 | SH | DFND | 1 | 7,259,988 | 0 | 0 | |
ORIC PHARMACEUTICALS INC | COM | 68622P109 | 10,119 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
OWENS & MINOR INC NEW | COM | 690732102 | 11,255 | 1,477,000 | SH | DFND | 1 | 1,477,000 | 0 | 0 | |
OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 10,985 | 845,000 | SH | DFND | 1 | 845,000 | 0 | 0 | |
PACIRA BIOSCIENCES | COM | 695127100 | 87,258 | 1,663,000 | SH | DFND | 1 | 1,663,000 | 0 | 0 | |
PACIRA BIOSCIENCES | NOTE 2.375% 4/0 | 695127AD2 | 21,894 | 20,000,000 | SH | DFND | 1 | 20,000,000 | 0 | 0 | |
PROTAGONIST THERAPEUTICS INC | COM | 74366E102 | 17,898 | 1,013,495 | SH | DFND | 1 | 1,013,495 | 0 | 0 | |
PROTARA THERAPEUTICS INC | COM STK | 74365U107 | 12,686 | 432,670 | SH | DFND | 1 | 432,670 | 0 | 0 | |
PTC THERAPEUTICS INC | NOTE 3.000% 8/1 | 69366JAB7 | 28,921 | 24,877,000 | PRN | DFND | 1 | 24,877,000 | 0 | 0 | |
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 40,841 | 261,765 | SH | DFND | 1 | 261,765 | 0 | 0 | |
REVOLUTION MEDICINES INC | COM | 76155X100 | 56,712 | 1,796,383 | SH | DFND | 1 | 1,796,383 | 0 | 0 | |
RHYTHM PHARMACEUTICALS INC | COM | 76243J105 | 55,081 | 2,470,013 | SH | DFND | 1 | 2,470,013 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 1,110 | 53,043 | SH | DFND | 1 | 53,043 | 0 | 0 | |
SCHRODINGER INC | COM | 80810D103 | 123,269 | 1,346,167 | SH | DFND | 1 | 1,346,167 | 0 | 0 | |
SELECT MED HLDGS CORP | COM | 81619Q105 | 8,322 | 565,000 | SH | DFND | 1 | 565,000 | 0 | 0 | |
SELECTQUOTE INC | COM | 816307300 | 18,998 | 750,000 | SH | DFND | 1 | 750,000 | 0 | 0 | |
SIENTRA INC | COM | 82621J105 | 16,110 | 4,162,804 | SH | DFND | 1 | 4,162,804 | 0 | 0 | |
SILK RD MED INC | COM | 82710M100 | 31,208 | 744,998 | SH | DFND | 1 | 744,998 | 0 | 0 | |
SPRINGWORKS THERAPEUTICS INC | COM | 85205L107 | 51,839 | 1,234,262 | SH | DFND | 1 | 1,234,262 | 0 | 0 | |
TURNING POINT THERAPEUTICS I | COM | 90041T108 | 12,175 | 188,490 | SH | DFND | 1 | 188,490 | 0 | 0 | |
VAPOTHERM INC | COM | 922107107 | 21,199 | 517,167 | SH | DFND | 1 | 517,167 | 0 | 0 | |
VERICEL CORP | COM | 92346J108 | 42,250 | 3,057,161 | SH | DFND | 1 | 3,057,161 | 0 | 0 | |
WINDTREE THERAPEUTICS INC | COM | 97382D303 | 141 | 20,148 | SH | DFND | 1 | 20,148 | 0 | 0 | |
XERIS PHARMACEUTICALS INC | COM | 98422L107 | 8,455 | 3,178,551 | SH | DFND | 1 | 3,178,551 | 0 | 0 | |
XERIS PHARMACEUTICALS INC | NOTE 5.000% 7/1 | 98422LAA5 | 17,732 | 18,000,000 | PRN | DFND | 1 | 18,000,000 | 0 | 0 |