The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADS A | 90138A103 | 7,357 | 308,328 | SH | SOLE | 308,328 | 0 | 0 | ||
ABIOMED INC | COM | 003654100 | 559 | 2,315 | SH | SOLE | 27 | 0 | 2,288 | ||
ACI WORLDWIDE INC | COM | 004498101 | 995 | 36,876 | SH | SOLE | 36,876 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 652 | 44,154 | SH | SOLE | 8,744 | 0 | 35,410 | ||
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 656 | 79,152 | SH | SOLE | 17,022 | 0 | 62,130 | ||
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 647 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 726 | 4,900 | SH | SOLE | 984 | 0 | 3,916 | ||
ALPS ETF TR | ALERIAN ENERGY | 00162Q676 | 0 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
ALTUS MIDSTREAM CO | CL A | 02215L100 | 1,311 | 2,069,010 | SH | SOLE | 2,069,010 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 407 | 58,845 | SH | SOLE | 19,063 | 0 | 39,782 | ||
AMERICAN CAMPUS CMNTYS INC | COM | 024835100 | 1,609 | 46,021 | SH | SOLE | 46,021 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 397 | 1,536 | SH | SOLE | 1,536 | 0 | 0 | ||
ANTERO MIDSTREAM CORP | COM | 03676B102 | 9,288 | 1,821,207 | SH | DFND | 3 | 1,821,207 | 0 | 0 | |
ATLANTICA SUSTAINABLE INFR P | SHS | G0751N103 | 7,762 | 266,738 | SH | DFND | 1 | 266,656 | 0 | 82 | |
BLACK STONE MINERALS L P | COM UNIT | 09225M101 | 352 | 54,095 | SH | SOLE | 54,095 | 0 | 0 | ||
BRIGHAM MINERALS INC | CL A COM | 10918L103 | 371 | 30,077 | SH | SOLE | 30,077 | 0 | 0 | ||
BRIXMOR PPTY GROUP INC | COM | 11120U105 | 1,347 | 105,073 | SH | SOLE | 105,073 | 0 | 0 | ||
CABOT OIL & GAS CORP | COM | 127097103 | 481 | 28,009 | SH | SOLE | 28,009 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 30,932 | 640,153 | SH | DFND | 2 3 | 640,153 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 311 | 3,490 | SH | SOLE | 3,490 | 0 | 0 | ||
CIA ENERGETICA DE MINAS GERA | SP ADR N-V PFD | 204409601 | 1,054 | 514,092 | SH | SOLE | 514,092 | 0 | 0 | ||
CIMAREX ENERGY CO | COM | 171798101 | 329 | 11,974 | SH | SOLE | 11,974 | 0 | 0 | ||
CLEARWAY ENERGY INC | CL C | 18539C204 | 5,088 | 220,663 | SH | DFND | 1 | 220,580 | 0 | 83 | |
CNX MIDSTREAM PARTNERS LP | COM UNIT REPST | 12654A101 | 2,565 | 385,654 | SH | SOLE | 385,654 | 0 | 0 | ||
CNX RESOURCES CORPORATION | COM | 12653C108 | 941 | 108,825 | SH | SOLE | 108,825 | 0 | 0 | ||
COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441A102 | 1,125 | 107,081 | SH | SOLE | 107,081 | 0 | 0 | ||
CONCHO RES INC | COM | 20605P101 | 316 | 6,145 | SH | SOLE | 6,145 | 0 | 0 | ||
CORESITE RLTY CORP | COM | 21870Q105 | 2,692 | 22,241 | SH | SOLE | 22,241 | 0 | 0 | ||
COVANTA HLDG CORP | COM | 22282E102 | 868 | 90,529 | SH | SOLE | 90,529 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 9,113 | 695,145 | SH | DFND | 3 | 695,145 | 0 | 0 | |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 369 | 2,204 | SH | SOLE | 2,204 | 0 | 0 | ||
CVR ENERGY INC | COM | 12662P108 | 3,347 | 166,456 | SH | SOLE | 166,456 | 0 | 0 | ||
CYRUSONE INC | COM | 23283R100 | 3,327 | 45,737 | SH | SOLE | 45,621 | 0 | 116 | ||
CYTOSORBENTS CORP | COM NEW | 23283X206 | 180 | 18,215 | SH | SOLE | 16,431 | 0 | 1,784 | ||
DCP MIDSTREAM LLC | COM UT LTD PTN | 23311P100 | 7,596 | 672,204 | SH | SOLE | 672,204 | 0 | 0 | ||
DELEK LOGISTICS PARTNERS LP | COM UNT RP INT | 24664T103 | 2,376 | 103,619 | SH | SOLE | 103,619 | 0 | 0 | ||
DIAMONDBACK ENERGY INC | COM | 25278X109 | 402 | 9,619 | SH | SOLE | 9,619 | 0 | 0 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 3,349 | 23,566 | SH | SOLE | 23,566 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 2,265 | 27,900 | SH | SOLE | 27,900 | 0 | 0 | ||
DOW INC | COM | 260557103 | 438 | 10,751 | SH | SOLE | 10,751 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 512 | 5,849 | SH | DFND | 1 | 5,843 | 0 | 6 | |
ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 292480100 | 9,467 | 2,022,853 | SH | DFND | 3 | 2,022,853 | 0 | 0 | |
ENBRIDGE INC | COM | 29250N105 | 29,845 | 981,087 | SH | DFND | 3 | 981,087 | 0 | 0 | |
ENEL AMERICAS S A | SPONSORED ADR | 29274F104 | 169 | 22,546 | SH | SOLE | 22,546 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 57,490 | 8,074,437 | SH | DFND | 2 3 | 8,074,437 | 0 | 0 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 5 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 6,853 | 2,808,698 | SH | DFND | 3 | 2,808,698 | 0 | 0 | |
ENPHASE ENERGY INC | COM | 29355A107 | 3,022 | 63,523 | SH | DFND | 1 | 63,503 | 0 | 20 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 52,844 | 2,908,292 | SH | DFND | 2 3 | 2,908,292 | 0 | 0 | |
EQT CORP | COM | 26884L109 | 396 | 33,307 | SH | SOLE | 33,307 | 0 | 0 | ||
EQUINIX INC | COM | 29444U700 | 2,318 | 3,301 | SH | SOLE | 3,301 | 0 | 0 | ||
EQUINOR ASA | SPONSORED ADR | 29446M102 | 432 | 29,867 | SH | SOLE | 29,867 | 0 | 0 | ||
EQUITRANS MIDSTREAM CORP | COM | 294600101 | 50,145 | 6,034,276 | SH | DFND | 3 | 6,034,276 | 0 | 0 | |
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 348 | 18,696 | SH | DFND | 1 | 17,799 | 0 | 897 | |
EXACT SCIENCES CORP | COM | 30063P105 | 732 | 8,414 | SH | SOLE | 1,418 | 0 | 6,996 | ||
FLEETCOR TECHNOLOGIES INC | COM | 339041105 | 1,221 | 4,856 | SH | SOLE | 4,856 | 0 | 0 | ||
FLEXION THERAPEUTICS INC | COM | 33938J106 | 706 | 53,692 | SH | SOLE | 11,561 | 0 | 42,131 | ||
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 928 | 71,476 | SH | SOLE | 71,476 | 0 | 0 | ||
FRANCO NEV CORP | COM | 351858105 | 3,013 | 21,580 | SH | SOLE | 21,580 | 0 | 0 | ||
GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 2,799 | 35,134 | SH | SOLE | 35,134 | 0 | 0 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 354 | 49,092 | SH | SOLE | 49,092 | 0 | 0 | ||
GOLAR LNG LTD | SHS | G9456A100 | 184 | 25,457 | SH | SOLE | 25,457 | 0 | 0 | ||
GOODRICH PETE CORP | COM PAR | 382410843 | 202 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
GRUPO AEROPORTUARIO DEL CENT | SPON ADR | 400501102 | 520 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
GRUPO AEROPORTUARIO DEL SURE | SPON ADR SER B | 40051E202 | 530 | 4,716 | SH | SOLE | 4,716 | 0 | 0 | ||
GRUPO AEROPUERTO DEL PACIFIC | SPON ADR B | 400506101 | 1,443 | 20,092 | SH | SOLE | 20,092 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 310 | 23,875 | SH | SOLE | 23,875 | 0 | 0 | ||
HESS MIDSTREAM LP | CL A SHS | 428103105 | 5,186 | 283,066 | SH | SOLE | 283,066 | 0 | 0 | ||
HOLLY ENERGY PARTNERS L P | COM UT LTD PTN | 435763107 | 898 | 61,573 | SH | SOLE | 61,573 | 0 | 0 | ||
HOLLYFRONTIER CORP | COM | 436106108 | 210 | 7,191 | SH | SOLE | 7,191 | 0 | 0 | ||
HUBSPOT INC | COM | 443573100 | 754 | 3,359 | SH | SOLE | 633 | 0 | 2,726 | ||
INGEVITY CORP | COM | 45688C107 | 643 | 12,223 | SH | SOLE | 2,459 | 0 | 9,764 | ||
ITRON INC | COM | 465741106 | 316 | 4,769 | SH | DFND | 1 | 4,732 | 0 | 37 | |
JACOBS ENGR GROUP INC | COM | 469814107 | 859 | 10,126 | SH | SOLE | 10,126 | 0 | 0 | ||
KIMBELL RTY PARTNERS LP | UNIT | 49435R102 | 309 | 35,900 | SH | SOLE | 35,900 | 0 | 0 | ||
KIMCO RLTY CORP | COM | 49446R109 | 1,301 | 101,334 | SH | SOLE | 101,334 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 47,103 | 3,105,039 | SH | DFND | 2 3 | 3,105,039 | 0 | 0 | |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 394 | 5,988 | SH | SOLE | 5,988 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 46,642 | 1,080,435 | SH | DFND | 2 3 | 1,080,435 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 6,996 | 187,147 | SH | DFND | 3 | 187,147 | 0 | 0 | |
MERCURY SYS INC | COM | 589378108 | 705 | 8,959 | SH | SOLE | 1,616 | 0 | 7,343 | ||
MICROSOFT CORP | COM | 594918104 | 3,396 | 16,688 | SH | SOLE | 16,688 | 0 | 0 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 52,909 | 3,061,840 | SH | DFND | 2 3 | 3,061,840 | 0 | 0 | |
NEW FORTRESS ENERGY LLC | CL A SHS RP LLC | 644393100 | 441 | 34,011 | SH | SOLE | 34,011 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 1,141 | 4,751 | SH | DFND | 1 | 4,741 | 0 | 10 | |
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 30,938 | 603,309 | SH | DFND | 1 3 | 603,270 | 0 | 39 | |
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 973 | 249,602 | SH | SOLE | 249,602 | 0 | 0 | ||
NIO INC | SPON ADS | 62914V106 | 103 | 13,324 | SH | DFND | 1 | 13,139 | 0 | 185 | |
NIU TECHNOLOGIES | ADS | 65481N100 | 161 | 10,041 | SH | DFND | 1 | 9,879 | 0 | 162 | |
NOBLE MIDSTREAM PARTNERS LP | COM UNIT REPST | 65506L105 | 1,173 | 138,695 | SH | SOLE | 138,695 | 0 | 0 | ||
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 6,069 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 35,722 | 1,075,325 | SH | DFND | 2 3 | 1,075,325 | 0 | 0 | |
OSHKOSH CORP | COM | 688239201 | 382 | 5,340 | SH | SOLE | 5,340 | 0 | 0 | ||
PARSLEY ENERGY INC | CL A | 701877102 | 214 | 20,078 | SH | SOLE | 20,078 | 0 | 0 | ||
PBF ENERGY INC | CL A | 69318G106 | 2,292 | 223,812 | SH | SOLE | 223,812 | 0 | 0 | ||
PBF LOGISTICS LP | UNIT LTD PTNR | 69318Q104 | 7,520 | 771,303 | SH | SOLE | 771,303 | 0 | 0 | ||
PEMBINA PIPELINE CORP | COM | 706327103 | 37,159 | 1,486,379 | SH | DFND | 2 3 | 1,486,379 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 3,134 | 43,594 | SH | SOLE | 43,594 | 0 | 0 | ||
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 29,893 | 829,429 | SH | DFND | 3 | 829,429 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 326 | 3,340 | SH | SOLE | 3,340 | 0 | 0 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 51,103 | 5,780,845 | SH | DFND | 2 3 | 5,780,845 | 0 | 0 | |
PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 11,134 | 1,251,001 | SH | DFND | 3 | 1,251,001 | 0 | 0 | |
PLUG POWER INC | COM NEW | 72919P202 | 99 | 12,009 | SH | DFND | 1 | 11,900 | 0 | 109 | |
QEP RESOURCES INC | COM | 74733V100 | 65 | 50,633 | SH | SOLE | 50,633 | 0 | 0 | ||
QTS RLTY TR INC | COM CL A | 74736A103 | 2,227 | 34,755 | SH | SOLE | 34,755 | 0 | 0 | ||
RAPID7 INC | COM | 753422104 | 681 | 13,343 | SH | SOLE | 2,643 | 0 | 10,700 | ||
RINGCENTRAL INC | CL A | 76680R206 | 695 | 2,438 | SH | SOLE | 457 | 0 | 1,981 | ||
SABRE CORP | COM | 78573M104 | 143 | 17,714 | SH | SOLE | 17,714 | 0 | 0 | ||
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 341 | 1,144 | SH | SOLE | 1,144 | 0 | 0 | ||
SELECT ENERGY SVCS INC | CL A COM | 81617J301 | 113 | 23,019 | SH | SOLE | 23,019 | 0 | 0 | ||
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 13,951 | 1,136,993 | SH | DFND | 3 | 1,136,993 | 0 | 0 | |
SMARTSHEET INC | COM CL A | 83200N103 | 723 | 14,203 | SH | SOLE | 2,815 | 0 | 11,388 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 541 | 15,814 | SH | SOLE | 15,814 | 0 | 0 | ||
SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | 1,370 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
SVB FINANCIAL GROUP | COM | 78486Q101 | 679 | 3,149 | SH | SOLE | 588 | 0 | 2,561 | ||
SWITCH INC | CL A | 87105L104 | 2,402 | 134,779 | SH | SOLE | 134,779 | 0 | 0 | ||
SYSCO CORP | COM | 871829107 | 1,246 | 22,795 | SH | SOLE | 22,795 | 0 | 0 | ||
TARGA RES CORP | COM | 87612G101 | 43,357 | 2,160,302 | SH | DFND | 2 3 | 2,160,302 | 0 | 0 | |
TC ENERGY CORP | COM | 87807B107 | 35,023 | 817,156 | SH | DFND | 2 3 | 817,156 | 0 | 0 | |
TC PIPELINES LP | UT COM LTD PRT | 87233Q108 | 527 | 16,983 | SH | SOLE | 16,983 | 0 | 0 | ||
TERRAFORM PWR INC | COM CL A | 88104R209 | 1,926 | 104,434 | SH | SOLE | 104,434 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 228 | 211 | SH | DFND | 1 | 207 | 0 | 4 | |
TEXAS PAC LD TR | SUB CTF PROP I T | 882610108 | 370 | 622 | SH | SOLE | 622 | 0 | 0 | ||
TOTAL S.A. | SPONSORED ADS | 89151E109 | 632 | 16,422 | SH | SOLE | 16,422 | 0 | 0 | ||
TWILIO INC | CL A | 90138F102 | 781 | 3,560 | SH | SOLE | 847 | 0 | 2,713 | ||
UNITED RENTALS INC | COM | 911363109 | 440 | 2,954 | SH | SOLE | 2,954 | 0 | 0 | ||
VALERO ENERGY CORP | COM | 91913Y100 | 1,182 | 20,101 | SH | SOLE | 20,101 | 0 | 0 | ||
VERMILION ENERGY INC | COM | 923725105 | 113 | 25,371 | SH | SOLE | 25,371 | 0 | 0 | ||
VIPER ENERGY PARTNERS LP | COM UNT RP INT | 92763M105 | 741 | 71,538 | SH | SOLE | 71,538 | 0 | 0 | ||
VISTRA ENERGY CORP | COM | 92840M102 | 1,397 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
VIVINT SOLAR INC | COM | 92854Q106 | 120 | 12,094 | SH | DFND | 1 | 11,891 | 0 | 203 | |
WABTEC | COM | 929740108 | 499 | 8,672 | SH | SOLE | 8,672 | 0 | 0 | ||
WASTE CONNECTIONS INC | COM | 94106B101 | 1,090 | 11,624 | SH | DFND | 1 | 11,613 | 0 | 11 | |
WASTE MGMT INC DEL | COM | 94106L109 | 992 | 9,367 | SH | SOLE | 9,367 | 0 | 0 | ||
WILLIAMS COS INC | COM | 969457100 | 40,307 | 2,119,197 | SH | DFND | 2 3 | 2,119,197 | 0 | 0 | |
WPX ENERGY INC | COM | 98212B103 | 383 | 60,050 | SH | SOLE | 60,050 | 0 | 0 | ||
XYLEM INC | COM | 98419M100 | 329 | 5,071 | SH | DFND | 1 | 5,043 | 0 | 28 |