The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERIPRISE FINL INC | COM | 03076C106 | 6,497 | 43,301 | SH | SOLE | 0 | 43,301 | 0 | 0 | |
ATLANTIC POWER CORP | COM NEW | 04878Q863 | 4,405 | 2,202,685 | SH | SOLE | 0 | 2,202,685 | 0 | 0 | |
BANK OF NT BUTTERFIELD&SON L | SHS NEW | G0772R208 | 1,508 | 61,828 | SH | SOLE | 0 | 61,828 | 0 | 0 | |
BELLUS HEALTH INC NEW | COM NEW | 07987C204 | 2,138 | 207,778 | SH | SOLE | 0 | 207,778 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 7,912 | 129,622 | SH | SOLE | 0 | 129,622 | 0 | 0 | |
BONANZA CREEK ENERGY INC | COM NEW | 097793400 | 30,540 | 2,060,700 | SH | SOLE | 0 | 2,060,700 | 0 | 0 | |
BRIGHTSPHERE INVT GROUP INC | COM | 10948W103 | 28,124 | 2,257,173 | SH | SOLE | 0 | 2,257,173 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 14,127 | 3,946,145 | SH | SOLE | 0 | 3,946,145 | 0 | 0 | |
CAI INTERNATIONAL INC | COM | 12477X106 | 14,086 | 845,512 | SH | SOLE | 0 | 845,512 | 0 | 0 | |
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 14,462 | 3,130,195 | SH | SOLE | 0 | 3,130,195 | 0 | 0 | |
CHEMOCENTRYX INC | COM | 16383L106 | 8,292 | 144,115 | SH | SOLE | 0 | 144,115 | 0 | 0 | |
CONTURA ENERGY INC | COM | 21241B100 | 2,147 | 706,108 | SH | SOLE | 0 | 706,108 | 0 | 0 | |
CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 | 179 | 21,300 | SH | Put | SOLE | 0 | 21,300 | 0 | 0 |
CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 | 4,633 | 552,200 | SH | Call | SOLE | 0 | 552,200 | 0 | 0 |
DIAMOND S SHIPPING INC | COM | Y20676105 | 6,679 | 835,910 | SH | SOLE | 0 | 835,910 | 0 | 0 | |
EAGLE BULK SHIPPING INC | SHS NEW | Y2187A143 | 478 | 218,248 | SH | SOLE | 0 | 218,248 | 0 | 0 | |
ECHOSTAR CORP | CL A | 278768106 | 30,246 | 1,081,749 | SH | SOLE | 0 | 1,081,749 | 0 | 0 | |
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 9,099 | 947,852 | SH | SOLE | 0 | 947,852 | 0 | 0 | |
FIRST FNDTN INC | COM | 32026V104 | 826 | 50,547 | SH | SOLE | 0 | 50,547 | 0 | 0 | |
FLY LEASING LTD | SPONSORED ADR | 34407D109 | 5,832 | 710,380 | SH | SOLE | 0 | 710,380 | 0 | 0 | |
GENCO SHIPPING & TRADING LTD | SHS | Y2685T131 | 8,585 | 1,367,084 | SH | SOLE | 0 | 1,367,084 | 0 | 0 | |
GREEN PLAINS INC | COM | 393222104 | 25,957 | 2,541,050 | SH | SOLE | 0 | 2,541,050 | 0 | 0 | |
GRID DYNAMICS HLDGS INC | *W EXP 03/05/202 | 39813G117 | 161 | 100,856 | SH | SOLE | 0 | 100,856 | 0 | 0 | |
IMMUNOVANT INC | COM | 45258J102 | 3,173 | 130,307 | SH | SOLE | 0 | 130,307 | 0 | 0 | |
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 1,749 | 63,723 | SH | SOLE | 0 | 63,723 | 0 | 0 | |
KBR INC | COM | 48242W106 | 9,076 | 402,499 | SH | SOLE | 0 | 402,499 | 0 | 0 | |
KORN FERRY | COM NEW | 500643200 | 5,545 | 180,437 | SH | SOLE | 0 | 180,437 | 0 | 0 | |
LARIMAR THERAPEUTICS INC | COM | 517125100 | 1,878 | 146,142 | SH | SOLE | 0 | 146,142 | 0 | 0 | |
LPL FINL HLDGS INC | COM | 50212V100 | 6,021 | 76,804 | SH | SOLE | 0 | 76,804 | 0 | 0 | |
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 1,850 | 179,589 | SH | SOLE | 0 | 179,589 | 0 | 0 | |
NAVIOS MARITIME CONTAINERS L | COM UNIT RP LP | Y62151108 | 2,679 | 3,307,750 | SH | SOLE | 0 | 3,307,750 | 0 | 0 | |
PENN VA CORP | COM | 70788V102 | 3,792 | 397,921 | SH | SOLE | 0 | 397,921 | 0 | 0 | |
PENNYMAC FINL SVCS INC NEW | COM | 70932M107 | 11,544 | 276,240 | SH | SOLE | 0 | 276,240 | 0 | 0 | |
PDC ENERGY INC | COM | 69327R101 | 8,708 | 700,000 | SH | Call | SOLE | 0 | 700,000 | 0 | 0 |
PG&E CORP | COM | 69331C108 | 23,219 | 2,617,744 | SH | SOLE | 0 | 2,617,744 | 0 | 0 | |
PG&E CORP | COM | 69331C108 | 1,149 | 129,500 | SH | Put | SOLE | 0 | 129,500 | 0 | 0 |
PG&E CORP | COM | 69331C108 | 2,484 | 280,000 | SH | Call | SOLE | 0 | 280,000 | 0 | 0 |
PROGRESSIVE CORP OHIO | COM | 743315103 | 1,634 | 20,394 | SH | SOLE | 0 | 20,394 | 0 | 0 | |
QUANTA SVCS INC | COM | 74762E102 | 6,431 | 163,918 | SH | SOLE | 0 | 163,918 | 0 | 0 | |
RAMACO RES INC | COM | 75134P303 | 1,464 | 684,165 | SH | SOLE | 0 | 684,165 | 0 | 0 | |
RHYTHM PHARMACEUTICALS INC | COM | 76243J105 | 1,274 | 57,138 | SH | SOLE | 0 | 57,138 | 0 | 0 | |
SELECTA BIOSCIENCES INC | COM | 816212104 | 18,593 | 6,546,780 | SH | SOLE | 0 | 6,546,780 | 0 | 0 | |
SERVISFIRST BANCSHARES INC | COM | 81768T108 | 1,572 | 43,973 | SH | SOLE | 0 | 43,973 | 0 | 0 | |
SIERRA ONCOLOGY INC | COM NEW | 82640U404 | 5,095 | 421,089 | SH | SOLE | 0 | 421,089 | 0 | 0 | |
SOUTH MTN MERGER CORP | *W EXP 06/20/202 | 838884112 | 117 | 104,295 | SH | SOLE | 0 | 104,295 | 0 | 0 | |
STOCK YDS BANCORP INC | COM | 861025104 | 567 | 14,103 | SH | SOLE | 0 | 14,103 | 0 | 0 | |
STONEMOR INC | COM | 86184W106 | 7,218 | 9,287,513 | SH | SOLE | 0 | 9,287,513 | 0 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 15,164 | 5,123,075 | SH | SOLE | 0 | 5,123,075 | 0 | 0 | |
SUPER MICRO COMPUTER INC | COM | 86800U104 | 26,478 | 932,645 | SH | SOLE | 0 | 932,645 | 0 | 0 | |
SWITCHBACK ENERGY ACQUISTN C | *W EXP 07/25/202 | 87105M110 | 108 | 136,415 | SH | SOLE | 0 | 136,415 | 0 | 0 | |
TG THERAPEUTICS INC | COM | 88322Q108 | 13,407 | 688,224 | SH | SOLE | 0 | 688,224 | 0 | 0 | |
WESTERN ALLIANCE BANCORP | COM | 957638109 | 854 | 22,545 | SH | SOLE | 0 | 22,545 | 0 | 0 |