The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 399 | 2,560 | SH | SOLE | 0 | 0 | 2,560 | ||
ABBOTT LABS | COM | 002824100 | 454 | 4,970 | SH | SOLE | 0 | 0 | 4,970 | ||
ABBVIE INC | COM | 00287Y109 | 7,102 | 72,334 | SH | SOLE | 0 | 0 | 72,334 | ||
ADOBE INC | COM | 00724F101 | 1,291 | 2,965 | SH | SOLE | 0 | 0 | 2,965 | ||
ALLSTATE CORP | COM | 020002101 | 1,004 | 10,349 | SH | SOLE | 0 | 0 | 10,349 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,199 | 848 | SH | SOLE | 0 | 0 | 848 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 2,238 | 1,578 | SH | SOLE | 0 | 0 | 1,578 | ||
AMAZON COM INC | COM | 023135106 | 6,265 | 2,271 | SH | SOLE | 0 | 0 | 2,271 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 722 | 7,587 | SH | SOLE | 0 | 0 | 7,587 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 371 | 1,436 | SH | SOLE | 0 | 0 | 1,436 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 296 | 1,970 | SH | SOLE | 0 | 0 | 1,970 | ||
AMGEN INC | COM | 031162100 | 1,155 | 4,898 | SH | SOLE | 0 | 0 | 4,898 | ||
APPLE INC | COM | 037833100 | 9,715 | 26,631 | SH | SOLE | 0 | 0 | 26,631 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 4,277 | 16 | SH | SOLE | 0 | 0 | 16 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,857 | 10,400 | SH | Put | SOLE | 0 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,904 | 10,665 | SH | SOLE | 0 | 0 | 10,665 | ||
BK OF AMERICA CORP | COM | 060505104 | 209 | 8,782 | SH | SOLE | 0 | 0 | 8,781 | ||
BLACKROCK CAP INVT CORP | COM | 092533108 | 35 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
BOEING CO | COM | 097023105 | 413 | 2,251 | SH | SOLE | 0 | 0 | 2,251 | ||
BOOKING HOLDINGS INC | COM | 09857L108 | 637 | 400 | SH | SOLE | 0 | 0 | 400 | ||
BP PLC | SPONSORED ADR | 055622104 | 263 | 11,262 | SH | SOLE | 0 | 0 | 11,262 | ||
BROADCOM INC | COM | 11135F101 | 382 | 1,210 | SH | SOLE | 0 | 0 | 1,210 | ||
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 873 | 9,100 | SH | Put | SOLE | 0 | 0 | 0 | |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 1,122 | 11,691 | SH | SOLE | 0 | 0 | 11,691 | ||
CATERPILLAR INC DEL | COM | 149123101 | 902 | 7,131 | SH | SOLE | 0 | 0 | 7,131 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,472 | 16,502 | SH | SOLE | 0 | 0 | 16,502 | ||
CIGNA CORP NEW | COM | 125523100 | 228 | 1,216 | SH | SOLE | 0 | 0 | 1,216 | ||
CISCO SYS INC | COM | 17275R102 | 237 | 5,090 | SH | SOLE | 0 | 0 | 5,090 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 279 | 920 | SH | SOLE | 0 | 0 | 920 | ||
DANAHER CORPORATION | COM | 235851102 | 341 | 1,928 | SH | SOLE | 0 | 0 | 1,928 | ||
DISCOVER FINL SVCS | COM | 254709108 | 253 | 5,057 | SH | SOLE | 0 | 0 | 5,057 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 333 | 2,985 | SH | SOLE | 0 | 0 | 2,985 | ||
DOCUSIGN INC | COM | 256163106 | 540 | 3,136 | SH | SOLE | 0 | 0 | 3,136 | ||
EHEALTH INC | COM | 28238P109 | 806 | 8,208 | SH | SOLE | 0 | 0 | 8,208 | ||
EVERBRIDGE INC | COM | 29978A104 | 1,384 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
EXXON MOBIL CORP | COM | 30231G102 | 386 | 8,626 | SH | SOLE | 0 | 0 | 8,626 | ||
FACEBOOK INC | CL A | 30303M102 | 3,901 | 17,180 | SH | SOLE | 0 | 0 | 17,180 | ||
FEDERAL REALTY INVT TR | SH BEN INT NEW | 313747206 | 668 | 7,834 | SH | SOLE | 0 | 0 | 7,834 | ||
FORTUNA SILVER MINES INC | COM | 349915108 | 71 | 14,000 | SH | SOLE | 0 | 0 | 14,000 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 127 | 11,000 | SH | Call | SOLE | 0 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 146 | 12,600 | SH | SOLE | 0 | 0 | 12,600 | ||
FRESHPET INC | COM | 358039105 | 6,551 | 78,305 | SH | SOLE | 0 | 0 | 78,305 | ||
GILEAD SCIENCES INC | COM | 375558103 | 231 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
GLOBAL PARTNERS LP | COM UNITS | 37946R109 | 132 | 13,500 | SH | SOLE | 0 | 0 | 13,500 | ||
GULFPORT ENERGY CORP | COM NEW | 402635304 | 11 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
HERITAGE COMMERCE CORP | COM | 426927109 | 86 | 11,487 | SH | SOLE | 0 | 0 | 11,487 | ||
HOME DEPOT INC | COM | 437076102 | 1,154 | 4,605 | SH | SOLE | 0 | 0 | 4,605 | ||
HONEYWELL INTL INC | COM | 438516106 | 346 | 2,390 | SH | SOLE | 0 | 0 | 2,390 | ||
INTEL CORP | COM | 458140100 | 1,871 | 31,278 | SH | SOLE | 0 | 0 | 31,278 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 2,382 | 9,621 | SH | SOLE | 0 | 0 | 9,621 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 322 | 1,300 | SH | Put | SOLE | 0 | 0 | 0 | |
ISHARES GOLD TRUST | ISHARES | 464285105 | 1,464 | 86,196 | SH | SOLE | 0 | 0 | 86,195 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 3,045 | 63,974 | SH | SOLE | 0 | 0 | 63,973 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | 229 | 13,441 | SH | SOLE | 0 | 0 | 13,441 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 17,774 | 291,998 | SH | SOLE | 0 | 0 | 291,998 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 29 | 200 | SH | Call | SOLE | 0 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 11,694 | 192,100 | SH | Put | SOLE | 0 | 0 | 0 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 15,561 | 131,639 | SH | SOLE | 0 | 0 | 131,638 | ||
ISHARES TR | CONSER ALLOC ETF | 464289883 | 497 | 13,657 | SH | SOLE | 0 | 0 | 13,657 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 300 | 1,446 | SH | SOLE | 0 | 0 | 1,446 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,405 | 85,143 | SH | SOLE | 0 | 0 | 85,143 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,770 | 5,714 | SH | SOLE | 0 | 0 | 5,714 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 3,206 | 18,672 | SH | SOLE | 0 | 0 | 18,672 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 236 | 1,232 | SH | SOLE | 0 | 0 | 1,232 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,707 | 18,909 | SH | SOLE | 0 | 0 | 18,909 | ||
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 1,263 | 20,828 | SH | SOLE | 0 | 0 | 20,827 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 6,513 | 39,732 | SH | SOLE | 0 | 0 | 39,732 | ||
ISHARES TR | MODERT ALLOC ETF | 464289875 | 301 | 7,545 | SH | SOLE | 0 | 0 | 7,545 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 6,544 | 53,696 | SH | SOLE | 0 | 0 | 53,696 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 24 | 600 | SH | Put | SOLE | 0 | 0 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 1,244 | 10,116 | SH | SOLE | 0 | 0 | 10,115 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 3,306 | 57,830 | SH | SOLE | 0 | 0 | 57,830 | ||
JOHNSON & JOHNSON | COM | 478160104 | 443 | 3,148 | SH | SOLE | 0 | 0 | 3,148 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 886 | 9,422 | SH | SOLE | 0 | 0 | 9,421 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 47 | 500 | SH | Call | SOLE | 0 | 0 | 0 | |
KIMBERLY CLARK CORP | COM | 494368103 | 502 | 3,553 | SH | SOLE | 0 | 0 | 3,553 | ||
KLA CORP | COM NEW | 482480100 | 402 | 2,066 | SH | SOLE | 0 | 0 | 2,066 | ||
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 351 | 2,066 | SH | SOLE | 0 | 0 | 2,066 | ||
LAM RESEARCH CORP | COM | 512807108 | 431 | 1,333 | SH | SOLE | 0 | 0 | 1,333 | ||
LILLY ELI & CO | COM | 532457108 | 328 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
MACYS INC | COM | 55616P104 | 6,895 | 1,002,200 | SH | SOLE | 0 | 0 | 1,002,200 | ||
MERCK & CO. INC | COM | 58933Y105 | 374 | 4,838 | SH | SOLE | 0 | 0 | 4,838 | ||
MICROSOFT CORP | COM | 594918104 | 3,304 | 16,233 | SH | SOLE | 0 | 0 | 16,233 | ||
MORGAN STANLEY | COM NEW | 617446448 | 581 | 12,031 | SH | SOLE | 0 | 0 | 12,031 | ||
NETFLIX INC | COM | 64110L106 | 250 | 549 | SH | SOLE | 0 | 0 | 549 | ||
NIKE INC | CL B | 654106103 | 588 | 5,993 | SH | SOLE | 0 | 0 | 5,993 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 262 | 852 | SH | SOLE | 0 | 0 | 852 | ||
ORACLE CORP | COM | 68389X105 | 321 | 5,801 | SH | SOLE | 0 | 0 | 5,801 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 327 | 1,879 | SH | SOLE | 0 | 0 | 1,879 | ||
PEPSICO INC | COM | 713448108 | 422 | 3,188 | SH | SOLE | 0 | 0 | 3,188 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 468 | 52,913 | SH | SOLE | 0 | 0 | 52,913 | ||
PRIMO WATER CORPORATION | COM | 74167P108 | 1,368 | 99,469 | SH | SOLE | 0 | 0 | 99,469 | ||
QUALCOMM INC | COM | 747525103 | 480 | 5,262 | SH | SOLE | 0 | 0 | 5,262 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 379 | 6,146 | SH | SOLE | 0 | 0 | 6,146 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 31 | 17,000 | SH | SOLE | 0 | 0 | 17,000 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 353 | 1,659 | SH | SOLE | 0 | 0 | 1,659 | ||
SALESFORCE COM INC | COM | 79466L302 | 703 | 3,752 | SH | SOLE | 0 | 0 | 3,752 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 5,313 | 178,582 | SH | SOLE | 0 | 0 | 178,582 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,519 | 62,392 | SH | SOLE | 0 | 0 | 62,392 | ||
SEA LTD | SPONSORED ADS | 81141R100 | 268 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 209 | 2,000 | SH | Put | SOLE | 0 | 0 | 0 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 50 | 482 | SH | SOLE | 0 | 0 | 482 | ||
SILVERCORP METALS INC | COM | 82835P103 | 54 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 3,173 | 18,956 | SH | SOLE | 0 | 0 | 18,956 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 234 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 1,232 | 44,594 | SH | SOLE | 0 | 0 | 44,594 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 29,263 | 94,900 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 46,915 | 152,143 | SH | SOLE | 0 | 0 | 152,143 | ||
SQUARE INC | CL A | 852234103 | 283 | 2,700 | SH | SOLE | 0 | 0 | 2,700 | ||
TESLA INC | COM | 88160R101 | 581 | 538 | SH | SOLE | 0 | 0 | 538 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 452 | 1,112 | SH | SOLE | 0 | 0 | 1,112 | ||
TJX COS INC NEW | COM | 872540109 | 932 | 18,429 | SH | SOLE | 0 | 0 | 18,429 | ||
TWILIO INC | CL A | 90138F102 | 329 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 15,737 | 506,338 | SH | SOLE | 0 | 0 | 506,338 | ||
UNION PAC CORP | COM | 907818108 | 514 | 3,038 | SH | SOLE | 0 | 0 | 3,038 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 391 | 1,325 | SH | SOLE | 0 | 0 | 1,325 | ||
UNITY BIOTECHNOLOGY INC | COM | 91381U101 | 113 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 448 | 2,934 | SH | SOLE | 0 | 0 | 2,934 | ||
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 10,891 | 123,284 | SH | SOLE | 0 | 0 | 123,284 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 350 | 2,399 | SH | SOLE | 0 | 0 | 2,399 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 8,650 | 30,519 | SH | SOLE | 0 | 0 | 30,518 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 5,060 | 32,324 | SH | SOLE | 0 | 0 | 32,324 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 636 | 13,355 | SH | SOLE | 0 | 0 | 13,355 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 5,732 | 144,719 | SH | SOLE | 0 | 0 | 144,719 | ||
VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | 379 | 6,992 | SH | SOLE | 0 | 0 | 6,992 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 241 | 2,055 | SH | SOLE | 0 | 0 | 2,055 | ||
VANGUARD TAX-MANAGED FDS | FTSE DEV MKT ETF | 921943858 | 4,621 | 119,140 | SH | SOLE | 0 | 0 | 119,140 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 534 | 1,915 | SH | SOLE | 0 | 0 | 1,915 | ||
VARIAN MED SYS INC | COM | 92220P105 | 577 | 4,713 | SH | SOLE | 0 | 0 | 4,713 | ||
VISA INC | COM CL A | 92826C839 | 502 | 2,600 | SH | SOLE | 0 | 0 | 2,600 | ||
WALMART INC | COM | 931142103 | 294 | 2,458 | SH | SOLE | 0 | 0 | 2,458 | ||
WORKDAY INC | CL A | 98138H101 | 768 | 4,100 | SH | Put | SOLE | 0 | 0 | 0 | |
WORKDAY INC | CL A | 98138H101 | 1,206 | 6,436 | SH | SOLE | 0 | 0 | 6,436 | ||
ZSCALER INC | COM | 98980G102 | 285 | 2,600 | SH | SOLE | 0 | 0 | 2,600 |