The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMBAC FINL GROUP INC | COM NEW | 023139884 | 517 | 36,097 | SH | DFND | 36,097 | 0 | 0 | ||
| AMBAC FINL GROUP INC | COM NEW | 023139884 | 304 | 21,249 | SH | DFND | 1 | 21,249 | 0 | 0 | |
| AMERISERV FINL INC | COM | 03074A102 | 2,234 | 725,134 | SH | DFND | 2 | 725,134 | 0 | 0 | |
| AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 3,196 | 395,505 | SH | DFND | 395,505 | 0 | 0 | ||
| AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 4,239 | 524,659 | SH | DFND | 1 | 524,659 | 0 | 0 | |
| AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 983 | 121,674 | SH | DFND | 2 | 121,674 | 0 | 0 | |
| BANK OF AMERICA CORP | COM | 060505104 | 8,092 | 340,701 | SH | DFND | 340,701 | 0 | 0 | ||
| BANK OF AMERICA CORP | COM | 060505104 | 831 | 35,000 | SH | DFND | 1 | 35,000 | 0 | 0 | |
| BANK OF AMERICA CORP | COM | 060505104 | 1,781 | 75,000 | SH | DFND | 2 | 75,000 | 0 | 0 | |
| BLUELINX HOLDINGS INC | COM NEW | 09624H208 | 1,624 | 189,497 | SH | DFND | 189,497 | 0 | 0 | ||
| BLUELINX HOLDINGS INC | COM NEW | 09624H208 | 3,478 | 405,849 | SH | DFND | 1 | 405,849 | 0 | 0 | |
| BLUE RIDGE BANKSHARES INC | COM | 095825105 | 859 | 56,493 | SH | DFND | 2 | 56,493 | 0 | 0 | |
| CAVCO INDUSTRIES INC DEL | COM | 149568107 | 2,873 | 14,900 | SH | DFND | 14,900 | 0 | 0 | ||
| CIT GROUP INC | COM NEW | 125581801 | 726 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
| CITIGROUP INC | COM NEW | 172967424 | 4,429 | 86,670 | SH | DFND | 86,670 | 0 | 0 | ||
| CITIGROUP INC | COM NEW | 172967424 | 777 | 15,197 | SH | DFND | 1 | 15,197 | 0 | 0 | |
| CITIGROUP INC | COM NEW | 172967424 | 511 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
| CITIZENS COMMUNITY BANCORP INC M | COM | 174903104 | 386 | 56,264 | SH | DFND | 1 | 56,264 | 0 | 0 | |
| CITIZENS COMMUNITY BANCORP INC M | COM | 174903104 | 1,458 | 212,601 | SH | DFND | 2 | 212,601 | 0 | 0 | |
| CIVISTA BANCSHARES INC | COM NO PAR | 178867107 | 290 | 18,862 | SH | DFND | 2 | 18,862 | 0 | 0 | |
| COLONY BANKCORP | COM | 19623P101 | 1,193 | 101,322 | SH | DFND | 2 | 101,322 | 0 | 0 | |
| CONTURA ENERGY INC | COM | 21241B100 | 371 | 122,023 | SH | DFND | 122,023 | 0 | 0 | ||
| CONTURA ENERGY INC | COM | 21241B100 | 2,270 | 746,588 | SH | DFND | 1 | 746,588 | 0 | 0 | |
| CORE MOLDINGS TECHNOLOGIES IN | COM | 218683100 | 1,009 | 244,797 | SH | DFND | 1 | 244,797 | 0 | 0 | |
| COUNTY BANCORP INC | COM | 221907108 | 234 | 11,194 | SH | DFND | 2 | 11,194 | 0 | 0 | |
| DIXIE GROUP INC | CL A | 255519100 | 1,138 | 1,236,729 | SH | DFND | 1 | 1,236,729 | 0 | 0 | |
| EMCLAIRE FINL CORP | COM | 290828102 | 219 | 10,951 | SH | DFND | 2 | 10,951 | 0 | 0 | |
| ENERSYS | COM | 29275Y102 | 4,790 | 74,405 | SH | DFND | 74,405 | 0 | 0 | ||
| ESSA BANCORP INC | COM | 29667D104 | 2,849 | 204,641 | SH | DFND | 2 | 204,641 | 0 | 0 | |
| FIRST BANK/HAMILTON NJ | COM | 31931U102 | 466 | 71,482 | SH | DFND | 2 | 71,482 | 0 | 0 | |
| FIRST UNITED CORP | COM | 33741H107 | 1,637 | 122,701 | SH | DFND | 2 | 122,701 | 0 | 0 | |
| FIRST US BANCSHARES INC | COM | 33744V103 | 1,143 | 165,650 | SH | DFND | 2 | 165,650 | 0 | 0 | |
| HAWTHORN BANCSHARES INC | COM | 420476103 | 1,389 | 70,566 | SH | DFND | 2 | 70,566 | 0 | 0 | |
| HC2 HOLDINGS INC | COM | 404139107 | 741 | 221,926 | SH | DFND | 2 | 221,926 | 0 | 0 | |
| HMN FINANCIAL INC | COM | 40424G108 | 4,265 | 292,133 | SH | DFND | 2 | 292,133 | 0 | 0 | |
| HOME DEPOT INC | COM | 437076102 | 2,255 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
| IES HOLDINGS INC | COM | 44951W106 | 225,899 | 9,749,646 | SH | DFND | 9,749,646 | 0 | 0 | ||
| IES HOLDINGS INC | COM | 44951W106 | 39,595 | 1,708,893 | SH | DFND | 1 | 1,708,893 | 0 | 0 | |
| II-VI INC | COM | 902104108 | 3,778 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
| IF BANCORP INC | COM | 44951J105 | 124 | 7,201 | SH | DFND | 1 | 7,201 | 0 | 0 | |
| IF BANCORP INC | COM | 44951J105 | 1,980 | 114,755 | SH | DFND | 2 | 114,755 | 0 | 0 | |
| LSB INDUSTRIES INC | COM | 502160104 | 54 | 46,396 | SH | DFND | 46,396 | 0 | 0 | ||
| LSB INDUSTRIES INC | COM | 502160104 | 924 | 796,859 | SH | DFND | 1 | 796,859 | 0 | 0 | |
| LOWES COS INC | COM | 548661107 | 5,202 | 38,500 | SH | DFND | 38,500 | 0 | 0 | ||
| MACKINAC FINANCIAL CORP | COM | 554571109 | 1,903 | 183,498 | SH | DFND | 2 | 183,498 | 0 | 0 | |
| MID PENN BANCORP INC | COM | 59540G107 | 1,656 | 89,866 | SH | DFND | 2 | 89,866 | 0 | 0 | |
| OWENS CORNING NEW | COM | 690742101 | 5,258 | 94,300 | SH | DFND | 94,300 | 0 | 0 | ||
| PATRICK INDUSTRIES INC | COM | 703343103 | 13,559 | 221,370 | SH | DFND | 221,370 | 0 | 0 | ||
| PATRICK INDUSTRIES INC | COM | 703343103 | 245 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
| PEOPLES BANCORP OF NC | COM | 710577107 | 3,465 | 196,104 | SH | DFND | 2 | 196,104 | 0 | 0 | |
| PREMIER FINANCIAL BANCORP INC | COM | 74050M105 | 905 | 70,621 | SH | DFND | 2 | 70,621 | 0 | 0 | |
| REPUBLIC BANCORP KY | CL A | 760281204 | 3,228 | 98,691 | SH | DFND | 2 | 98,691 | 0 | 0 | |
| RIVERVIEW FINANCIAL CORP | COM | 76940Q105 | 1,256 | 233,369 | SH | DFND | 2 | 233,369 | 0 | 0 | |
| SB FINANCIAL GROUP INC | COM | 78408D105 | 483 | 29,045 | SH | DFND | 2 | 29,045 | 0 | 0 | |
| SEVERN BANCORP ANNAPOLIS MD | COM | 81811M100 | 1,989 | 307,006 | SH | DFND | 2 | 307,006 | 0 | 0 | |
| SHORE BANCSHARES INC | COM | 825107105 | 889 | 80,138 | SH | DFND | 2 | 80,138 | 0 | 0 | |
| SUNCOKE ENERGY INC | COM | 86722A103 | 3,049 | 1,030,199 | SH | DFND | 1,030,199 | 0 | 0 | ||
| SUNCOKE ENERGY INC | COM | 86722A103 | 2,697 | 911,260 | SH | DFND | 1 | 911,260 | 0 | 0 | |
| UFP INDUSTRIES INC | COM | 90278Q108 | 371 | 7,500 | SH | DFND | 7,500 | 0 | 0 | ||
| UNITED BANCSHARES INC/OHIO | COM | 909458101 | 5,268 | 292,682 | SH | DFND | 2 | 292,682 | 0 | 0 | |
| WHIRLPOOL CORP | COM | 963320106 | 777 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
| WHIRLPOOL CORP | COM | 963320106 | 518 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
| WVS FINANCIAL CORP | COM | 929358109 | 1,631 | 123,546 | SH | DFND | 2 | 123,546 | 0 | 0 | |