The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
HOMOLOGY MEDICINES INC COM 438083107 48 3,133 SH   DFND   3,133 0 0
BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 3,400 1,000,000 SH   DFND   1,000,000 0 0
SOLENO THERAPEUTICS INC COM NEW 834203200 9 177,300 SH Call DFND   177,300 0 0
JAWS ACQUISITION CORP UNIT 99/99/9999 G50744120 343 32,904 SH   DFND   32,904 0 0
APHRIA INC COM 03765K104 10 20,000 SH Call DFND   20,000 0 0
LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 3,458 190,515 SH   DFND   190,515 0 0
HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 216 138,401 SH   DFND   138,401 0 0
OAKTREE ACQUISITION CORP SHS CL A G67145105 254 25,000 SH   DFND   25,000 0 0
BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 557 105,000 SH Put DFND   105,000 0 0
COLLIER CREEK HOLDINGS *W EXP 99/99/999 G22707114 718 220,820 SH   DFND   220,820 0 0
AGBA ACQUISITION LTD *W EXP 05/10/202 G0120M117 15 53,230 SH   DFND   53,230 0 0
AMPLITUDE HLTHCRE AQUSTIN CO *W EXP 12/01/202 03212A113 15 15,000 SH   DFND   15,000 0 0
NAVISTAR INTL CORP NEW COM 63934E108 717 96,400 SH Call DFND   96,400 0 0
NIKOLA CORP COM 654110105 65 57,400 SH Call DFND   57,400 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 315 100,000 SH Call DFND   100,000 0 0
CORCEPT THERAPEUTICS INC COM 218352102 90 35,000 SH Call DFND   35,000 0 0
CHURCHILL CAP CORP III UNIT 03/01/2027 17144C203 1,414 125,000 SH   DFND 3 125,000 0 0
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 1,710 435,213 SH   DFND   435,213 0 0
LONGVIEW ACQUISITION CORP UNIT 99/99/9999 543195200 6,049 598,886 SH   DFND   598,886 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1,320 36,000 SH   DFND   36,000 0 0
CARVANA CO CL A 146869102 7 15,000 SH Put DFND   15,000 0 0
DMY TECHNOLOGY GROUP INC UNIT 99/99/9999 233253202 1,974 198,300 SH   DFND 3 198,300 0 0
GLOBALSTAR INC COM 378973408 33 100,000 SH   DFND   100,000 0 0
WESCO INTL INC COM 95082P105 156 12,700 SH Put DFND   12,700 0 0
FIVERR INTL LTD ORD SHS M4R82T106 893 12,101 SH   DFND   12,101 0 0
LIVE OAK ACQUISITION CORP COM CL A 53804F103 103 10,504 SH   DFND   10,504 0 0
GCI LIBERTY INC COM CLASS A 36164V305 3,656 51,403 SH   DFND   51,403 0 0
HERTZ GLOBAL HLDGS INC COM 42806J106 619 792,300 SH Put DFND   792,300 0 0
ORISUN ACQUISITION CORP COM 68632T109 2,836 280,000 SH   DFND 3 280,000 0 0
EAST STONE ACQUISITION CORP RIGHT 12/31/2026 G2911D132 24 126,121 SH   DFND   126,121 0 0
ANDINA ACQUISITION CORP III UNIT 09/24/2020 G04415116 1,014 92,157 SH   DFND   92,157 0 0
SWITCHBACK ENERGY ACQUISTN C COM CL A 87105M102 1,276 126,961 SH   DFND   126,961 0 0
DISNEY WALT CO COM DISNEY 254687106 20 25,000 SH Put DFND   25,000 0 0
REPLAY ACQUISITION CORP UNIT 03/01/2024 G75130123 1,645 154,756 SH   DFND   154,756 0 0
TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 62 621,084 SH   DFND   621,084 0 0
KALEYRA INC COM 483379103 3,364 832,609 SH   DFND   832,609 0 0
DISH NETWORK CORPORATION CL A 25470M109 248 7,182 SH   DFND   7,182 0 0
HEALTHCARE MERGER CORP COM CL A 42227L102 1,002 100,000 SH   DFND 3 100,000 0 0
GENIUS BRANDS INTL INC COM 37229T301 3 10,000 SH Call DFND   10,000 0 0
SUSTAINABLE OPPORTNTS ACQ CO UNIT 99/99/9999 G8598Y125 610 60,000 SH   DFND   60,000 0 0
DIGITAL RLTY TR INC COM 253868103 9 1,400 SH Call DFND   1,400 0 0
APYX MED CORP COM 03837C106 2,516 453,298 SH   DFND 3 453,298 0 0
GREENROSE ACQUISITION CORP COM 395392103 349 35,497 SH   DFND   35,497 0 0
TIFFANY & CO NEW COM 886547108 1,793 440,100 SH Call DFND   440,100 0 0
DARDEN RESTAURANTS INC COM 237194105 1,022 60,300 SH Call DFND   60,300 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 1,119 104,300 SH   DFND   104,300 0 0
SOUTHWEST AIRLS CO COM 844741108 163 25,000 SH Call DFND   25,000 0 0
ZOGENIX INC COM NEW 98978L204 10 119,700 SH Put DFND   119,700 0 0
ELDORADO RESORTS INC COM 28470R102 358 8,930 SH   DFND   8,930 0 0
SPDR SER TR S&P BIOTECH 78464A870 8,956 80,000 SH   DFND 3 80,000 0 0
DMY TECHNOLOGY GROUP INC UNIT 99/99/9999 233253202 826 78,100 SH   DFND   78,100 0 0
CHARDAN HEALTHCR ACQSTN 2 CO UNIT 99/99/9999 15957T206 1,050 100,000 SH   DFND 3 100,000 0 0
CLOUDERA INC COM 18914U100 37 115,000 SH Call DFND   115,000 0 0
UNITED STATES STL CORP NEW COM 912909108 5 112,300 SH Call DFND   112,300 0 0
EVERGY INC COM 30034W106 26 10,000 SH Call DFND   10,000 0 0
ESTABLISHMENT LABS HLDGS INC COM G31249108 6,494 347,618 SH   DFND 3 347,618 0 0
IOVANCE BIOTHERAPEUTICS INC COM 462260100 12 45,500 SH Call DFND   45,500 0 0
AVAYA HLDGS CORP COM 05351X101 64 24,000 SH Call DFND   24,000 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 12,144 49,048 SH   DFND   49,048 0 0
OCCIDENTAL PETE CORP COM 674599105 118 306,200 SH Put DFND   306,200 0 0
CF FIN ACQUISITION CORP *W EXP 04/30/202 12528N115 52 38,850 SH   DFND   38,850 0 0
FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 31 62,297 SH   DFND   62,297 0 0
GALILEO ACQUISITION CORP SHS G3770A102 927 93,495 SH   DFND   93,495 0 0
QUDIAN INC ADR 747798106 54 31,471 SH   DFND   31,471 0 0
DIGITAL RLTY TR INC COM 253868103 708 4,984 SH   DFND   4,984 0 0
CC NEUBERGER PRINCIPAL HLDNG UNIT 99/99/9999 G1992Y106 318 30,015 SH   DFND   30,015 0 0
TRINE ACQUISITION CORP *W EXP 03/31/202 89628U116 489 315,708 SH   DFND   315,708 0 0
EXPERIENCE INVT CORP *W EXP 09/01/202 30217C117 57 62,946 SH   DFND   62,946 0 0
VIRGIN GALACTIC HOLDINGS INC COM 92766K106 582 160,400 SH Put DFND   160,400 0 0
GREENVISION ACQUISITION CORP *W EXP 10/28/202 39678G111 152 542,860 SH   DFND   542,860 0 0
CF FIN ACQUISITION CORP COM CL A 12528N107 487 44,868 SH   DFND   44,868 0 0
OSPREY TECHNLGY AQUISTION CO *W EXP 10/30/202 68839R120 335 318,682 SH   DFND   318,682 0 0
BIOHAVEN PHARMACTL HLDG CO L COM G11196105 542 7,410 SH   DFND   7,410 0 0
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 35,977 6,401,605 SH   DFND   6,401,605 0 0
NOMURA HLDGS INC SPONSORED ADR 65535H208 1,598 360,000 SH   DFND   360,000 0 0
CONYERS PK II ACQUISITION CO COM CL A 212896104 748 67,658 SH   DFND   67,658 0 0
ARBUTUS BIOPHARMA CORP COM 03879J100 7,882 4,331,020 SH   DFND 3 4,331,020 0 0
CORBUS PHARMACEUTICALS HLDGS COM 21833P103 225 26,849 SH   DFND   26,849 0 0
PRIORITY TECHNOLOGY HLDGS IN COM 74275G107 29 11,293 SH   DFND   11,293 0 0
FORD MTR CO DEL COM 345370860 73 471,700 SH Call DFND   471,700 0 0
UBER TECHNOLOGIES INC COM 90353T100 294 9,458 SH   DFND   9,458 0 0
FINTECH ACQUISITION CORP III COM CL A 31811A101 460 41,251 SH   DFND   41,251 0 0
RED ROCK RESORTS INC CL A 75700L108 676 62,005 SH   DFND   62,005 0 0
ANDINA ACQUISITION CORP III RIGHT 07/31/2020 G04415132 10 39,855 SH   DFND   39,855 0 0
CHANGE HEALTHCARE INC UNIT 99/99/9999 15912K209 2,060 42,796 SH   DFND   42,796 0 0
GIGCAPITAL3 INC UNIT 99/99/9999 37519D206 105 10,500 SH   DFND   10,500 0 0
LEO HOLDINGS CORP COM CL A G5463L105 489 47,001 SH   DFND   47,001 0 0
SWITCH INC CL A 87105L104 38 50,000 SH Put DFND   50,000 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 31 22,500 SH Call DFND   22,500 0 0
LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 1,574 45,700 SH   DFND   45,700 0 0
VILLAGE FARMS INTL INC COM 92707Y108 55 43,100 SH Call DFND   43,100 0 0
ANDINA ACQUISITION CORP III SHS G04415108 4 409,967 SH   DFND   409,967 0 0
INNOVIVA INC COM 45781M101 4,454 1,035,900 SH Call DFND   1,035,900 0 0
ORISUN ACQUISITION CORP RIGHT 05/31/2024 68632T125 24 80,000 SH   DFND 3 80,000 0 0
LUMBER LIQUIDATORS HLDGS INC COM 55003T107 124 23,700 SH Call DFND   23,700 0 0
LGL SYS ACQUISITION CORP COM CL A 50201G106 338 34,039 SH   DFND   34,039 0 0
APPLE INC COM 037833100 3,068 75,000 SH Call DFND   75,000 0 0
GREENROSE ACQUISITION CORP *W EXP 08/11/202 395392111 61 291,899 SH   DFND   291,899 0 0
GENWORTH FINL INC COM CL A 37247D106 4 130,600 SH Call DFND   130,600 0 0
CARNIVAL CORP UNIT 99/99/9999 143658300 3,724 226,800 SH   DFND   226,800 0 0
REPLAY ACQUISITION CORP *W EXP 03/01/202 G75130115 367 407,626 SH   DFND   407,626 0 0
APEX TECHNOLOGY ACQUISITION COM CL A 03768F102 140 13,680 SH   DFND   13,680 0 0
US FOODS HLDG CORP COM 912008109 81 4,122 SH   DFND   4,122 0 0
DFP HEALTHCARE ACQUISITNS CO UNIT 03/31/2025 23343Q209 534 49,998 SH   DFND   49,998 0 0
IHEARTMEDIA INC COM CL A 45174J509 42 211,500 SH Call DFND   211,500 0 0
SOFTWARE ACQUISITION GROUP I COM CL A 83406B101 224 22,300 SH   DFND   22,300 0 0
BED BATH & BEYOND INC COM 075896100 58 35,500 SH Call DFND   35,500 0 0
TECH DATA CORP COM 878237106 1 55,000 SH Put DFND   55,000 0 0
NIKOLA CORP COM 654110105 841 39,600 SH Put DFND   39,600 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 3,534 11,461 SH   DFND   11,461 0 0
THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 1,349 133,606 SH   DFND   133,606 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 2 5,500 SH Call DFND   5,500 0 0
TUSCAN HOLDINGS CORP *W EXP 04/01/202 90069K112 24 40,770 SH   DFND   40,770 0 0
FORTRESS VALUE ACQUISITION C *W EXP 05/04/202 34962V114 27 19,105 SH   DFND   19,105 0 0
BHP GROUP LTD SPONSORED ADS 088606108 1,536 30,881 SH   DFND   30,881 0 0
ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 50 194,207 SH   DFND   194,207 0 0
APPLE INC COM 037833100 56 25,000 SH Put DFND   25,000 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 212 16,239 SH   DFND   16,239 0 0
PELOTON INTERACTIVE INC CL A COM 70614W100 3,116 152,300 SH Call DFND   152,300 0 0
DISNEY WALT CO COM DISNEY 254687106 11 6,800 SH Call DFND   6,800 0 0
CARVANA CO CL A 146869102 1,370 25,000 SH Call DFND   25,000 0 0
RMG ACQUISITION CORP CL A 749641106 212 20,701 SH   DFND   20,701 0 0
EXAGEN INC COM 30068X103 5,366 432,402 SH   DFND 3 432,402 0 0
BIOCRYST PHARMACEUTICALS INC COM 09058V103 2 22,500 SH Call DFND   22,500 0 0
REVLON INC CL A NEW 761525609 106 10,690 SH   DFND   10,690 0 0
ZYNERBA PHARMACEUTICALS INC COM 98986X109 29 91,600 SH Call DFND   91,600 0 0
HAYMAKER ACQUISITION CORP II COM CL A 42087L101 407 39,307 SH   DFND   39,307 0 0
HEALTHCARE MERGER CORP *W EXP 12/17/202 42227L110 76 66,220 SH   DFND   66,220 0 0
PFIZER INC COM 717081103 8 41,700 SH Call DFND   41,700 0 0
ESPERION THERAPEUTICS INC NE COM 29664W105 34 25,000 SH Put DFND   25,000 0 0
EAST STONE ACQUISITION CORP UNIT 12/31/2026 G2911D124 558 55,000 SH   DFND   55,000 0 0
LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 120 245,457 SH   DFND   245,457 0 0
RMG ACQUISITION CORP *W EXP 02/21/202 749641114 93 95,324 SH   DFND   95,324 0 0
GREENLANE HLDGS INC CL A 395330103 1,340 336,686 SH   DFND   336,686 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,166 746,700 SH Put DFND   746,700 0 0
CLEVELAND CLIFFS INC COM 185899101 2,430 440,215 SH   DFND   440,215 0 0
BK OF AMERICA CORP COM 060505104 493 20,742 SH   DFND   20,742 0 0
ACAMAR PARTNERS ACQSITION CO *W EXP 02/26/202 004285110 243 185,879 SH   DFND   185,879 0 0
CARNIVAL CORP UNIT 99/99/9999 143658300 20,525 1,250,000 SH   DFND 3 1,250,000 0 0
WILLIAMS SONOMA INC COM 969904101 53 51,500 SH Put DFND   51,500 0 0
NEWBORN ACQUISITION CORP RIGHT 02/03/2025 G6463T122 39 184,000 SH   DFND 3 184,000 0 0
SPDR SER TR S&P BIOTECH 78464A870 10 130,000 SH Put DFND   130,000 0 0
DASEKE INC *W EXP 02/27/202 23753F115 235 3,919,188 SH   DFND   3,919,188 0 0
CHURCHILL CAP CORP III *W EXP 03/01/202 17144C112 255 85,017 SH   DFND   85,017 0 0
FUSION ACQUISITION CORP UNIT 99/99/9999 36118H204 2,540 250,000 SH   DFND 3 250,000 0 0
WORTHINGTON INDS INC COM 981811102 9 11,600 SH Put DFND   11,600 0 0
DMY TECHNOLOGY GROUP INC COM 233253103 532 53,089 SH   DFND   53,089 0 0
WAITR HLDGS INC COM 930752100 26 10,000 SH   DFND   10,000 0 0
NIKOLA CORP *W EXP 06/03/202 654110113 11,029 332,158 SH   DFND   332,158 0 0
THERAVANCE BIOPHARMA INC COM G8807B106 287 13,664 SH   DFND   13,664 0 0
MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 618 250,000 SH   DFND   250,000 0 0
WORTHINGTON INDS INC COM 981811102 973 26,073 SH   DFND   26,073 0 0
METEN EDTECHX ED GROUP LTD *W EXP 03/31/202 G6055H106 35 62,053 SH   DFND 3 62,053 0 0
STABLE RD ACQUISITION CORP *W EXP 05/15/202 85236Q117 46 74,809 SH   DFND   74,809 0 0
CHURCHILL CAP CORP II CL A 17143G106 1,054 93,274 SH   DFND   93,274 0 0
FORD MTR CO DEL COM 345370860 670 110,193 SH   DFND   110,193 0 0
B RILEY PRIN MERGER CORP II CL A 05600U106 3,807 354,767 SH   DFND   354,767 0 0
SPARTAN ENERGY ACQUISITION C *W EXP 08/27/202 846784122 48 26,470 SH   DFND   26,470 0 0
CHP MERGER CORP COM CL A 12558Y106 226 22,740 SH   DFND   22,740 0 0
SYNDAX PHARMACEUTICALS INC COM 87164F105 36 14,700 SH Call DFND   14,700 0 0
OSPREY TECHNLGY AQUISTION CO COM CL A 68839R104 980 97,519 SH   DFND   97,519 0 0
QUDIAN INC ADR 747798106 861 304,800 SH Put DFND   304,800 0 0
GRAF INDL CORP COM 384278107 143 10,268 SH   DFND   10,268 0 0
GREENVISION ACQUISITION CORP UNIT 10/28/2024 39678G202 1,003 96,912 SH   DFND   96,912 0 0
CLEVELAND CLIFFS INC COM 185899101 20 90,700 SH Call DFND   90,700 0 0
FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 1,007 80,143 SH   DFND   80,143 0 0
JUNIPER INDL HLDGS INC *W EXP 11/13/202 48205G114 76 87,541 SH   DFND   87,541 0 0
MONOCLE ACQUISITION CORP UNIT 99/99/9999 609754205 1,388 126,166 SH   DFND   126,166 0 0
GORES HLDGS IV INC UNIT 02/01/2023 382865202 775 74,520 SH   DFND   74,520 0 0
CAESARS ENTMT CORP COM 127686103 138 223,500 SH Call DFND   223,500 0 0
GORES METROPOULOS INC *W EXP 01/28/202 382872117 128 64,724 SH   DFND   64,724 0 0
HUNTSMAN CORP COM 447011107 585 32,538 SH   DFND   32,538 0 0
NEWBORN ACQUISITION CORP *W EXP 02/03/202 G6463T114 33 203,489 SH   DFND   203,489 0 0
TILRAY INC COM CL 2 88688T100 1,644 852,600 SH Put DFND   852,600 0 0
HERTZ GLOBAL HLDGS INC COM 42806J106 26 494,500 SH Call DFND   494,500 0 0
FAIR ISAAC CORP COM 303250104 1,600 55,700 SH Call DFND   55,700 0 0
TECH DATA CORP COM 878237106 1,739 12,000 SH   DFND   12,000 0 0
TIFFANY & CO NEW COM 886547108 1,644 720,300 SH Put DFND   720,300 0 0
TELA BIO INC COM 872381108 5,306 409,417 SH   DFND 3 409,417 0 0
HOMOLOGY MEDICINES INC COM 438083107 1,952 128,500 SH   DFND 3 128,500 0 0
KALEYRA INC *W EXP 12/12/202 483379111 77 119,156 SH   DFND   119,156 0 0
VIRGIN GALACTIC HOLDINGS INC COM 92766K106 2,726 166,820 SH   DFND   166,820 0 0
SPIRIT AIRLS INC COM 848577102 754 101,700 SH Put DFND   101,700 0 0
CHARDAN HEALTHCR ACQSTN 2 CO UNIT 99/99/9999 15957T206 988 94,090 SH   DFND   94,090 0 0
CARNIVAL CORP UNIT 99/99/9999 143658300 2,781 226,800 SH Put DFND   226,800 0 0
BORGWARNER INC COM 099724106 958 116,100 SH Call DFND   116,100 0 0
TAUBMAN CTRS INC COM 876664103 9 8,600 SH Put DFND   8,600 0 0
F5 NETWORKS INC COM 315616102 1 7,000 SH Put DFND   7,000 0 0
CONYERS PK II ACQUISITION CO COM CL A 212896104 523 50,000 SH   DFND 3 50,000 0 0
PIVOTAL INVT CORP II COM CL A 72582K100 619 61,008 SH   DFND   61,008 0 0
SOUTH MTN MERGER CORP *W EXP 06/20/202 838884112 136 121,062 SH   DFND   121,062 0 0
FOLEY TRASIMENE ACQUISTN COR UNIT 99/99/9999 34431F203 224 21,000 SH   DFND   21,000 0 0
8I ENTERPRISES ACQUISITION C *W EXP 10/29/202 G2956M112 56 122,000 SH   DFND 3 122,000 0 0
MACYS INC COM 55616P104 174 111,100 SH Put DFND   111,100 0 0
CARNIVAL PLC ADR 14365C103 1,399 111,229 SH   DFND   111,229 0 0
CORCEPT THERAPEUTICS INC COM 218352102 2 17,500 SH Put DFND   17,500 0 0
IONIS PHARMACEUTICALS INC COM 462222100 22 21,800 SH Put DFND   21,800 0 0
LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 563 400,000 PRN   DFND   400,000 0 0
INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 2,657 36,300 SH   DFND 3 36,300 0 0
MONOCLE ACQUISITION CORP *W EXP 12/06/202 609754114 19 29,286 SH   DFND   29,286 0 0
FORD MTR CO DEL COM 345370860 15 36,000 SH Put DFND   36,000 0 0
FASTENAL CO COM 311900104 424 42,100 SH Call DFND   42,100 0 0
TUSCAN HLDGS CORP II *W EXP 99/99/999 90070A111 6 10,400 SH   DFND   10,400 0 0
VIRGIN GALACTIC HOLDINGS INC COM 92766K106 235 56,000 SH Call DFND   56,000 0 0
APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 399 500,000 PRN   DFND   500,000 0 0
FLEXION THERAPEUTICS INC COM 33938J106 5 15,000 SH Call DFND   15,000 0 0
ALUSSA ENERGY ACQUISITION CO SHS CL A G0232J101 100 10,199 SH   DFND   10,199 0 0
AXALTA COATING SYS LTD COM G0750C108 319 14,131 SH   DFND   14,131 0 0
CONTANGO OIL & GAS CO COM NEW 21075N204 412 180,000 SH   DFND   180,000 0 0
INOVALON HLDGS INC COM CL A 45781D101 1 15,900 SH Put DFND   15,900 0 0
HELMERICH & PAYNE INC COM 423452101 11 17,800 SH Put DFND   17,800 0 0
CVS HEALTH CORP COM 126650100 17 10,000 SH Call DFND   10,000 0 0
GX ACQUISITION CORP *W EXP 05/24/202 36251A115 219 198,686 SH   DFND   198,686 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 4,183 1,125,300 SH Call DFND   1,125,300 0 0
HUDSON EXECUTIVE INVT CORP UNIT 06/21/2025 443761200 2,563 250,000 SH   DFND 3 250,000 0 0
BANCO SANTANDER S.A. ADR 05964H105 2,764 1,146,986 SH   DFND   1,146,986 0 0
TANGER FACTORY OUTLET CTRS I COM 875465106 1,070 150,000 SH   DFND 3 150,000 0 0
CYTOKINETICS INC COM NEW 23282W605 174 20,400 SH Call DFND   20,400 0 0
PROQR THRAPEUTICS N V SHS EURO N71542109 1,824 300,042 SH   DFND 3 300,042 0 0
OAKTREE ACQUISITION CORP *W EXP 99/99/999 G67145113 393 297,648 SH   DFND   297,648 0 0
GRUBHUB INC COM 400110102 1,843 26,218 SH   DFND   26,218 0 0
SC HEALTH CORP *W EXP 99/99/999 G78516401 218 201,453 SH   DFND   201,453 0 0
REGIONS FINANCIAL CORP NEW COM 7591EP100 53 4,788 SH   DFND   4,788 0 0
NEWBORN ACQUISITION CORP SHS G6463T106 1,825 184,000 SH   DFND 3 184,000 0 0
AMC ENTMT HLDGS INC CL A COM 00165C104 44 59,300 SH Put DFND   59,300 0 0
PDL BIOPHARMA INC COM 69329Y104 588 202,162 SH   DFND   202,162 0 0
HEALTHCARE MERGER CORP COM CL A 42227L102 733 73,105 SH   DFND   73,105 0 0
EBAY INC. COM 278642103 381 87,700 SH Call DFND   87,700 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 765 13,564 SH   DFND   13,564 0 0
HELMERICH & PAYNE INC COM 423452101 87 4,481 SH   DFND   4,481 0 0
NATIONAL ENERGY SERVICES REU *W EXP 05/05/202 G6375R115 173 314,905 SH   DFND   314,905 0 0
NEWMONT CORP COM 651639106 61 48,900 SH Put DFND   48,900 0 0
LGL SYS ACQUISITION CORP *W EXP 11/12/202 50201G114 313 344,039 SH   DFND   344,039 0 0
DERMTECH INC COM 24984K105 901 68,125 SH   DFND   68,125 0 0
GIGCAPITAL2 INC *W EXP 02/28/202 375036118 68 137,300 SH   DFND   137,300 0 0
MACYS INC COM 55616P104 764 111,100 SH   DFND   111,100 0 0
FREEPORT-MCMORAN INC CL B 35671D857 129 212,500 SH Put DFND   212,500 0 0
FORESCOUT TECHNOLOGIES INC COM 34553D101 35 30,800 SH Call DFND   30,800 0 0
MIRATI THERAPEUTICS INC COM 60468T105 10 6,900 SH Put DFND   6,900 0 0
ZOGENIX INC COM NEW 98978L204 110 177,600 SH Call DFND   177,600 0 0
SWITCHBACK ENERGY ACQUISTN C *W EXP 07/25/202 87105M110 98 123,881 SH   DFND   123,881 0 0
TECH DATA CORP COM 878237106 925 186,800 SH Call DFND   186,800 0 0
QIAGEN NV SHS NEW N72482123 3,853 90,003 SH   DFND   90,003 0 0
HORIZON GLOBAL CORP NOTE 2.750% 7/0 44052WAA2 20 37,000 PRN   DFND   37,000 0 0
CLEVELAND CLIFFS INC COM 185899101 427 361,300 SH Put DFND   361,300 0 0
AMICUS THERAPEUTICS INC COM 03152W109 11 10,000 SH Put DFND   10,000 0 0
ISHARES TR IBOXX HI YD ETF 464288513 12 89,600 SH Call DFND   89,600 0 0
FREEPORT-MCMORAN INC CL B 35671D857 1,748 151,096 SH   DFND   151,096 0 0
CYMABAY THERAPEUTICS INC COM 23257D103 25 40,000 SH Put DFND   40,000 0 0
PROPTECH ACQUISITION CORP *W EXP 05/26/202 74349F119 53 75,604 SH   DFND   75,604 0 0
SPIRIT AIRLS INC NOTE 4.750% 5/1 848577AA0 144 100,000 PRN   DFND   100,000 0 0
PAE INC *W EXP 09/11/202 69290Y117 1,395 579,006 SH   DFND   579,006 0 0
BELLUS HEALTH INC NEW COM NEW 07987C204 16,730 1,625,883 SH   DFND 3 1,625,883 0 0
CF FIN ACQUISITION CORP UNIT 04/30/2025 12528N206 293 25,000 SH   DFND   25,000 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 21 55,700 SH Call DFND   55,700 0 0
FAR PT ACQUISITION CORP COM CL A 30734W109 1,954 190,802 SH   DFND   190,802 0 0
DIGITAL RLTY TR INC COM 253868103 1 200 SH Put DFND   200 0 0
SOCIAL CAP HEDSPIA HLDG CO I COM CL A G8251K107 190 16,969 SH   DFND   16,969 0 0
ORISUN ACQUISITION CORP RIGHT 05/31/2024 68632T125 38 127,850 SH   DFND   127,850 0 0
OCCIDENTAL PETE CORP COM 674599105 120 81,400 SH Call DFND   81,400 0 0
CIIG MERGER CORP *W EXP 12/31/202 12559C111 87 91,780 SH   DFND   91,780 0 0
GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 38 30,400 SH Call DFND   30,400 0 0
FORESCOUT TECHNOLOGIES INC COM 34553D101 66 37,100 SH Put DFND   37,100 0 0
GIGCAPITAL2 INC COM 375036100 819 80,800 SH   DFND   80,800 0 0
GRUBHUB INC COM 400110102 94 47,100 SH Put DFND   47,100 0 0
GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 862 13,652 SH   DFND   13,652 0 0
FASTENAL CO COM 311900104 8 10,000 SH Put DFND   10,000 0 0
UNILEVER N V N Y SHS NEW 904784709 2,327 43,678 SH   DFND   43,678 0 0
BROOGE ENERGY LTD *W EXP 12/20/202 G1611B115 41 83,877 SH   DFND   83,877 0 0
UNITED STATES STL CORP NEW COM 912909108 370 181,200 SH Put DFND   181,200 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 466 315,600 SH Call DFND   315,600 0 0
TILRAY INC COM CL 2 88688T100 98 13,849 SH   DFND   13,849 0 0
BRAINSWAY LTD SPONSORED ADS 10501L106 2,421 408,876 SH   DFND 3 408,876 0 0
SUNDIAL GROWERS INC COM 86730L109 162 203,101 SH   DFND   203,101 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 8,882 62,032 SH   DFND   62,032 0 0
ISHARES TR IBOXX HI YD ETF 464288513 6 14,400 SH Put DFND   14,400 0 0
HENNESSY CAP ACQUSTION CORP *W EXP 09/05/202 42589C112 249 226,175 SH   DFND   226,175 0 0
CYMABAY THERAPEUTICS INC COM 23257D103 86 24,754 SH   DFND   24,754 0 0
GORES METROPOULOS INC COM CL A 382872109 535 50,000 SH   DFND 3 50,000 0 0
VEDANTA LTD SPONSORED ADR 92242Y100 701 125,000 SH   DFND   125,000 0 0
HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 245 22,401 SH   DFND   22,401 0 0
SCVX CORP *W EXP 01/24/202 G79448117 37 35,508 SH   DFND   35,508 0 0
INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 2,912 61,000 SH   DFND 3 61,000 0 0
TORTOISE ACQUISITION CORP UNIT 03/04/2024 89154L209 5,090 155,000 SH   DFND   155,000 0 0
FITBIT INC CL A 33812L102 278 781,100 SH Put DFND   781,100 0 0
INNOVIVA INC COM 45781M101 293 300,000 SH Put DFND   300,000 0 0
NIO INC SPON ADS 62914V106 193 500,000 SH Put DFND   500,000 0 0
SWITCHBACK ENERGY ACQUISTN C UNIT 99/99/9999 87105M201 419 41,483 SH   DFND   41,483 0 0
ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 18 69,390 SH   DFND   69,390 0 0
APEX TECHNOLOGY ACQUISITION *W EXP 09/18/202 03768F110 19 11,374 SH   DFND   11,374 0 0
TAUBMAN CTRS INC COM 876664103 89 71,400 SH Call DFND   71,400 0 0
ELDORADO RESORTS INC COM 28470R102 773 218,700 SH Call DFND   218,700 0 0
NEWMONT CORP COM 651639106 1,332 21,568 SH   DFND   21,568 0 0
ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 41 30,000 SH Put DFND   30,000 0 0
F5 NETWORKS INC COM 315616102 298 8,800 SH Call DFND   8,800 0 0
HL ACQUISITIONS CORP RIGHT 07/17/2023 G4603R130 27 28,241 SH   DFND   28,241 0 0
ORISUN ACQUISITION CORP *W EXP 05/31/202 68632T117 30 80,000 SH   DFND 3 80,000 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 219 22,900 SH Put DFND   22,900 0 0
THUNDER BRDG ACQUISTION II L *W EXP 11/30/202 G8857S108 382 265,614 SH   DFND   265,614 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 109 104,300 SH Put DFND   104,300 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 1,028 79,000 SH Put DFND   79,000 0 0
GORES METROPOULOS INC COM CL A 382872109 633 59,193 SH   DFND   59,193 0 0
EIDOS THERAPEUTICS INC COM 28249H104 24 17,800 SH Call DFND   17,800 0 0
SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 39 77,857 SH   DFND   77,857 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3,342 15,495 SH   DFND   15,495 0 0
LIV CAP ACQUISITION CORP *W EXP 12/13/202 G5510C116 3 10,561 SH   DFND   10,561 0 0
ALUSSA ENERGY ACQUISITION CO *W EXP 10/31/202 G0232J119 48 86,613 SH   DFND   86,613 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 182 57,400 SH Put DFND   57,400 0 0
MONOCLE ACQUISITION CORP COM 609754106 820 349,148 SH   DFND   349,148 0 0
BLUEPRINT MEDICINES CORP COM 09627Y109 276 30,000 SH Call DFND   30,000 0 0
IHEARTMEDIA INC COM CL A 45174J509 330 39,487 SH   DFND   39,487 0 0
SPIRIT AIRLS INC COM 848577102 1,810 101,700 SH   DFND   101,700 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 117 38,800 SH Call DFND   38,800 0 0
GLRY STR NW MDIA GRUP HLDG L *W EXP 02/13/202 G39973113 11 276,300 SH   DFND   276,300 0 0
DISH NETWORK CORPORATION CL A 25470M109 90 20,000 SH Put DFND   20,000 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 10 22,500 SH Put DFND   22,500 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 33 12,500 SH Call DFND   12,500 0 0
ACAMAR PARTNERS ACQSITION CO CL A 004285102 381 37,158 SH   DFND   37,158 0 0
ANGI HOMESERVICES INC COM CL A 00183L102 70 5,768 SH   DFND   5,768 0 0
LEO HOLDINGS CORP *W EXP 07/31/202 G5463L113 76 60,889 SH   DFND   60,889 0 0
VERTIV HOLDINGS CO *W EXP 06/12/202 92537N116 2,638 661,070 SH   DFND   661,070 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 65 11,600 SH Put DFND   11,600 0 0
ACCEL ENTERTAINMENT INC *W EXP 11/20/202 00436Q114 521 222,466 SH   DFND   222,466 0 0
SPINNAKER ETF SERIES CANNABIS ETF 84858T400 719 75,000 SH   DFND   75,000 0 0
ADVERUM BIOTECHNOLOGIES INC COM 00773U108 3,345 160,216 SH   DFND 3 160,216 0 0
LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 23 25,060 SH   DFND   25,060 0 0
FAIR ISAAC CORP COM 303250104 35 14,700 SH Put DFND   14,700 0 0
ESPERION THERAPEUTICS INC NE COM 29664W105 152 25,000 SH Call DFND   25,000 0 0
GIGCAPITAL2 INC RIGHT 02/28/2026 375036126 16 59,450 SH   DFND   59,450 0 0
CRESCENT ACQUISITION CORP *W EXP 03/08/202 22564L113 28 18,790 SH   DFND   18,790 0 0
ANIKA THERAPEUTICS INC COM 035255108 329 56,800 SH Call DFND   56,800 0 0
AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 15,413 1,907,504 SH   DFND 3 1,907,504 0 0
WORKHORSE GROUP INC COM NEW 98138J206 164 45,000 SH Call DFND   45,000 0 0
IONIS PHARMACEUTICALS INC COM 462222100 1,285 21,794 SH   DFND   21,794 0 0
GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 45 15,000 SH Put DFND   15,000 0 0
NIKOLA CORP COM 654110105 128,359 1,900,774 SH   DFND   1,900,774 0 0
MERIDA MERGER CORP I *W EXP 11/07/202 58953M114 29 58,821 SH   DFND   58,821 0 0
BHP GROUP PLC SPONSORED ADR 05545E209 3,171 77,070 SH   DFND   77,070 0 0
PIVOTAL INVT CORP II *W EXP 06/01/202 72582K118 184 232,321 SH   DFND   232,321 0 0
MIRATI THERAPEUTICS INC COM 60468T105 43 10,000 SH Call DFND   10,000 0 0
DASEKE INC COM 23753F107 79 20,000 SH   DFND   20,000 0 0
METEN EDTECHX ED GROUP LTD *W EXP 03/31/202 G6055H106 17 30,592 SH   DFND   30,592 0 0
GENWORTH FINL INC COM CL A 37247D106 200 1,000,600 SH Put DFND   1,000,600 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 497 151,100 SH Put DFND   151,100 0 0
T-MOBILE US INC RIGHT 07/27/2020 872590112 210 1,250,000 SH   DFND   1,250,000 0 0
FAIR ISAAC CORP COM 303250104 3,219 7,701 SH   DFND   7,701 0 0
SWITCH INC CL A 87105L104 149 94,600 SH Call DFND   94,600 0 0
FINTECH ACQUISITION CORP III *W EXP 12/01/202 31811A119 227 98,647 SH   DFND   98,647 0 0
HUNTSMAN CORP COM 447011107 2 3,800 SH Call DFND   3,800 0 0
LANDCADIA HLDGS II INC *W EXP 05/09/202 51476X113 558 103,401 SH   DFND   103,401 0 0
TILRAY INC COM CL 2 88688T100 173 615,800 SH Call DFND   615,800 0 0
SYNDAX PHARMACEUTICALS INC COM 87164F105 96 45,000 SH Put DFND   45,000 0 0
ANGI HOMESERVICES INC COM CL A 00183L102 320 200,000 SH Put DFND   200,000 0 0
GOGO INC COM 38046C109 76 23,911 SH   DFND   23,911 0 0
HUDSON EXECUTIVE INVT CORP UNIT 06/21/2025 443761200 752 73,384 SH   DFND   73,384 0 0
TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 17 37,654 SH   DFND   37,654 0 0
BRIDGEBIO PHARMA INC COM 10806X102 277 40,000 SH Call DFND   40,000 0 0
ADURO BIOTECH INC COM 00739L101 1 15,000 SH Call DFND   15,000 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 66,233 267,500 SH   DFND 3 267,500 0 0
QUIDEL CORP COM 74838J101 5 28,200 SH Put DFND   28,200 0 0
US FOODS HLDG CORP COM 912008109 4 20,700 SH Call DFND   20,700 0 0
HUNTSMAN CORP COM 447011107 6 60,000 SH Put DFND   60,000 0 0
SCHULTZE SPL PURP ACQUSTN CO *W EXP 12/31/202 80821R117 26 20,000 SH   DFND   20,000 0 0
NEWBORN ACQUISITION CORP *W EXP 02/03/202 G6463T114 29 184,000 SH   DFND 3 184,000 0 0
GORES HLDGS IV INC *W EXP 01/22/202 382865111 130 72,450 SH   DFND   72,450 0 0
IAC INTERACTIVECORP COM 44919P508 6,266 60,600 SH Call DFND   60,600 0 0
SANDSTORM GOLD LTD COM NEW 80013R206 74 28,300 SH Call DFND   28,300 0 0
ZYNERBA PHARMACEUTICALS INC COM 98986X109 313 50,000 SH Put DFND   50,000 0 0
NIO INC SPON ADS 62914V106 3,860 500,000 SH   DFND   500,000 0 0
CONYERS PK II ACQUISITION CO *W EXP 07/18/202 212896112 299 135,759 SH   DFND   135,759 0 0
GALILEO ACQUISITION CORP *W EXP 10/31/202 G3770A110 53 90,920 SH   DFND   90,920 0 0
NEW PROVIDENCE ACQUISITION *W EXP 09/11/202 64822P114 28 28,177 SH   DFND   28,177 0 0
B RILEY PRIN MERGER CORP II *W EXP 05/06/202 05600U114 57 32,500 SH   DFND   32,500 0 0
NEWMONT CORP COM 651639106 372 42,200 SH Call DFND   42,200 0 0
NETFIN ACQUISITION CORP *W EXP 08/01/202 G6455A115 283 170,895 SH   DFND   170,895 0 0
CANOPY GROWTH CORP COM 138035100 854 193,100 SH Put DFND   193,100 0 0
CANOPY GROWTH CORP COM 138035100 3,120 193,100 SH   DFND   193,100 0 0
ARYA SCIENCES ACQUISTION CO UNIT 06/09/2027 G31655114 515 44,389 SH   DFND   44,389 0 0
LIFESCI ACQUISITION CORP UNIT 03/31/2025 53228P208 704 64,000 SH   DFND 3 64,000 0 0
HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 1,923 178,910 SH   DFND   178,910 0 0
US FOODS HLDG CORP COM 912008109 27 20,700 SH Put DFND   20,700 0 0
CHURCHILL CAP CORP III COM 17144C104 1,664 154,215 SH   DFND   154,215 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 9 20,000 SH Put DFND   20,000 0 0
INTERPRIVATE ACQUISITION COR *W EXP 10/24/202 46064A111 91 151,298 SH   DFND   151,298 0 0
PFIZER INC COM 717081103 4 49,700 SH Put DFND   49,700 0 0
FITBIT INC CL A 33812L102 160 867,900 SH Call DFND   867,900 0 0
NETFIN ACQUISITION CORP SHS CL A G6455A107 2,039 189,715 SH   DFND   189,715 0 0
TUSCAN HOLDINGS CORP COM 90069K104 240 23,490 SH   DFND   23,490 0 0
CHURCHILL CAP CORP II *W EXP 07/02/202 17143G114 230 79,594 SH   DFND   79,594 0 0
ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415124 14 32,209 SH   DFND   32,209 0 0
NESCO HLDGS INC *W EXP 01/01/202 64083J112 27 147,532 SH   DFND   147,532 0 0
LGL SYS ACQUISITION CORP UNIT 10/24/2024 50201G205 162 15,806 SH   DFND   15,806 0 0
ELDORADO RESORTS INC COM 28470R102 63 111,200 SH Put DFND   111,200 0 0
ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 55 4,279 SH   DFND   4,279 0 0
CARRIER GLOBAL CORPORATION COM 14448C104 64 24,600 SH Call DFND   24,600 0 0
SOFTWARE ACQUISITION GROUP I *W EXP 10/01/202 83406B119 24 27,047 SH   DFND   27,047 0 0
INOVALON HLDGS INC COM CL A 45781D101 48 25,800 SH Call DFND   25,800 0 0
FIAT CHRYSLER AUTOMOBILES N SHS N31738102 2,140 208,937 SH   DFND   208,937 0 0
SYNDAX PHARMACEUTICALS INC COM 87164F105 389 26,220 SH   DFND   26,220 0 0
FINSERV ACQUISITION CORP *W EXP 12/31/202 318085115 95 90,718 SH   DFND   90,718 0 0
AMICUS THERAPEUTICS INC COM 03152W109 68 20,000 SH Call DFND   20,000 0 0
REGIONS FINANCIAL CORP NEW COM 7591EP100 30 30,000 SH Call DFND   30,000 0 0
SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 1,282 126,531 SH   DFND   126,531 0 0