The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBOTT LABS COM 002824100 333 3,643 SH   SOLE   3,643 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 301 1,403 SH   SOLE   1,403 0 0
ADOBE INC COM 00724F101 299 687 SH   SOLE   687 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 972 8,662 SH   SOLE   2,087 0 6,575
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 390 1,808 SH   SOLE   1,808 0 0
ALPHABET INC CAP STK CL C 02079K107 763 540 SH   SOLE   540 0 0
ALPHABET INC CAP STK CL A 02079K305 8,195 5,779 SH   SOLE   5,481 0 298
ALTRIA GROUP INC COM 02209S103 385 9,820 SH   SOLE   9,820 0 0
AMAZON COM INC COM 023135106 10,130 3,672 SH   SOLE   3,586 0 86
AMERICAN TOWER CORP NEW COM 03027X100 3,228 12,486 SH   SOLE   12,125 0 361
AMGEN INC COM 031162100 1,001 4,244 SH   SOLE   4,244 0 0
ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 186 11,014 SH   SOLE   11,014 0 0
APPLE INC COM 037833100 15,978 43,800 SH   SOLE   39,922 0 3,878
ARTS WAY MFG INC COM 043168103 26 11,000 SH   SOLE   11,000 0 0
AT&T INC COM 00206R102 250 8,269 SH   SOLE   8,269 0 0
ATMOS ENERGY CORP COM 049560105 200 2,010 SH   SOLE   2,010 0 0
AUTODESK INC COM 052769106 3,361 14,051 SH   SOLE   13,488 0 563
BARRICK GOLD CORPORATION COM 067901108 283 10,492 SH   SOLE   10,492 0 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 267 1 SH   SOLE   1 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4,225 23,668 SH   SOLE   23,172 0 496
BEYOND MEAT INC COM 08862E109 594 4,430 SH   SOLE   4,430 0 0
BLACKROCK 2022 GLOBAL INCOME COM 09258P104 481 57,579 SH   SOLE   57,579 0 0
BLACKROCK CORPOR HI YLD FD I COM 09255P107 901 88,627 SH   SOLE   88,627 0 0
BLACKROCK CR ALLOCATION INCO COM 092508100 1,200 90,932 SH   SOLE   90,932 0 0
BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 181 19,368 SH   SOLE   19,368 0 0
BLACKROCK MULTI-SECTOR INC T COM 09258A107 422 29,251 SH   SOLE   29,251 0 0
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 306 12,866 SH   SOLE   12,866 0 0
BLACKROCK MUNI INTER DR FD I COM 09253X102 933 67,628 SH   SOLE   67,628 0 0
BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 510 38,424 SH   SOLE   26,814 0 11,610
BLACKROCK MUNIVEST FD II INC COM 09253T101 177 13,076 SH   SOLE   13,076 0 0
BLACKROCK MUNIYIELD CALIF QU COM 09254N103 577 41,587 SH   SOLE   41,587 0 0
BLACKROCK MUNIYIELD QUALITY COM 09254E103 1,067 81,937 SH   SOLE   81,937 0 0
BLACKSTONE GROUP INC COM CL A 09260D107 3,023 53,361 SH   SOLE   52,303 0 1,058
BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 246 21,518 SH   SOLE   21,518 0 0
BOEING CO COM 097023105 235 1,283 SH   SOLE   1,268 0 15
BRISTOL-MYERS SQUIBB CO COM 110122108 614 10,442 SH   SOLE   10,442 0 0
CENTRIC BRANDS INC COM 15644G104 16 235,000 SH   SOLE   235,000 0 0
CHEVRON CORP NEW COM 166764100 578 6,475 SH   SOLE   6,389 0 86
CHIMERA INVT CORP COM NEW 16934Q208 663 69,024 SH   SOLE   69,024 0 0
CITIGROUP INC COM NEW 172967424 2,546 49,826 SH   SOLE   48,242 0 1,584
COCA COLA CO COM 191216100 334 7,486 SH   SOLE   7,486 0 0
COMCAST CORP NEW CL A 20030N101 312 7,996 SH   SOLE   7,435 0 561
CREDIT SUISSE ASSET MGMT INC COM 224916106 1,232 454,655 SH   SOLE   454,655 0 0
DISNEY WALT CO COM DISNEY 254687106 3,366 30,186 SH   SOLE   28,981 0 1,205
DOUBLELINE INCOME SOLUTIONS COM 258622109 1,244 80,966 SH   SOLE   80,966 0 0
DOUBLELINE OPPORTUNISTIC CR COM 258623107 4,208 222,064 SH   SOLE   222,064 0 0
DOUBLELINE YIELD OPPORTUNITI COM 25862D105 1,103 62,592 SH   SOLE   62,592 0 0
DYNEX CAP INC COM 26817Q886 697 48,753 SH   SOLE   48,753 0 0
EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 210 16,782 SH   SOLE   16,782 0 0
ENERGY RECOVERY INC COM 29270J100 152 20,000 SH   SOLE   20,000 0 0
ENERGY TRANSFER LP COM UT LTD PTN 29273V100 101 14,138 SH   SOLE   11,580 0 2,558
ENTERPRISE PRODS PARTNERS L COM 293792107 245 13,482 SH   SOLE   9,870 0 3,612
ENVESTNET INC COM 29404K106 2,841 38,635 SH   SOLE   37,041 0 1,594
EXXON MOBIL CORP COM 30231G102 456 10,199 SH   SOLE   7,674 0 2,525
FACEBOOK INC CL A 30303M102 626 2,758 SH   SOLE   2,758 0 0
FIDELITY NATL INFORMATION SV COM 31620M106 2,722 20,300 SH   SOLE   19,520 0 780
GENERAL MLS INC COM 370334104 249 4,036 SH   SOLE   36 0 4,000
GERON CORP COM 374163103 22 10,100 SH   SOLE   10,100 0 0
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 2,196 35,072 SH   SOLE   29,392 0 5,680
GOLUB CAP BDC INC COM 38173M102 319 27,416 SH   SOLE   27,416 0 0
GREAT AJAX CORP COM 38983D300 2,361 256,611 SH   SOLE   256,611 0 0
GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 336 19,858 SH   SOLE   19,858 0 0
HOME DEPOT INC COM 437076102 6,430 25,668 SH   SOLE   24,976 0 692
ILLUMINA INC COM 452327109 2,426 6,550 SH   SOLE   6,292 0 258
INSEEGO CORP COM 45782B104 2,214 190,902 SH   SOLE   190,902 0 0
INSEEGO CORP COM 45782B104 290 25,000 SH Call SOLE   25,000 0 0
INTEL CORP COM 458140100 625 10,453 SH   SOLE   10,453 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 2,461 26,872 SH   SOLE   25,935 0 937
INTERNATIONAL BUSINESS MACHS COM 459200101 3,131 25,923 SH   SOLE   24,433 0 1,490
INVESCO CALIF MUN INCOME TR COM 46132P108 1,255 86,864 SH   SOLE   86,864 0 0
INVESCO EXCHANGE-TRADED FD T VAR RATE PFD 46138G870 536 22,858 SH   SOLE   19,810 0 3,048
INVESCO QQQ TR UNIT SER 1 46090E103 228 921 SH   SOLE   921 0 0
INVESCO QUALITY MUN INCOME T COM 46133G107 232 19,455 SH   SOLE   19,455 0 0
ISHARES SILVER TR ISHARES 46428Q109 170 10,000 SH   SOLE   10,000 0 0
ISHARES TR CORE S&P TTL STK 464287150 10,912 157,136 SH   SOLE   154,643 0 2,493
ISHARES TR SELECT DIVID ETF 464287168 11 131 SH   SOLE   131 0 0
ISHARES TR CORE US AGGBD ET 464287226 506 4,279 SH   SOLE   4,279 0 0
ISHARES TR RUS MID CAP ETF 464287499 11 200 SH   SOLE   200 0 0
ISHARES TR CORE S&P MCP ETF 464287507 659 3,706 SH   SOLE   3,706 0 0
ISHARES TR NASDAQ BIOTECH 464287556 13 97 SH   SOLE   97 0 0
ISHARES TR RUS 2000 GRW ETF 464287648 93 451 SH   SOLE   451 0 0
ISHARES TR U.S. TECH ETF 464287721 171 635 SH   SOLE   635 0 0
ISHARES TR US HLTHCARE ETF 464287762 309 1,433 SH   SOLE   1,433 0 0
ISHARES TR CORE S&P SCP ETF 464287804 2,460 36,026 SH   SOLE   34,941 0 1,085
ISHARES TR INTRM TR CRP ETF 464288638 13,125 217,380 SH   SOLE   213,100 0 4,280
ISHARES TR SH TR CRPORT ETF 464288646 160 2,933 SH   SOLE   2,933 0 0
ISHARES TR SHORT TREAS BD 464288679 1,345 12,147 SH   SOLE   9,741 0 2,406
ISHARES TR MSCI USA ESG SLC 464288802 211 1,575 SH   SOLE   1,575 0 0
ISHARES TR CORE HIGH DV ETF 46429B663 589 7,260 SH   SOLE   5,070 0 2,190
ISHARES TR MSCI CHINA ETF 46429B671 112 1,718 SH   SOLE   1,718 0 0
ISHARES TR CORE MSCI TOTAL 46432F834 2,400 44,022 SH   SOLE   43,719 0 303
ISHARES TR ULTR SH TRM BD 46434V878 651 12,866 SH   SOLE   12,866 0 0
J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 704 13,871 SH   SOLE   13,871 0 0
JOHNSON & JOHNSON COM 478160104 4,553 32,373 SH   SOLE   28,679 0 3,694
JPMORGAN CHASE & CO COM 46625H100 443 4,708 SH   SOLE   4,703 0 5
LEXINGTON REALTY TRUST COM 529043101 193 18,337 SH   SOLE   16,887 0 1,450
MCDONALDS CORP COM 580135101 388 2,101 SH   SOLE   2,101 0 0
MEDTRONIC PLC SHS G5960L103 313 3,416 SH   SOLE   3,359 0 57
MERCK & CO. INC COM 58933Y105 726 9,386 SH   SOLE   9,315 0 71
MICROSOFT CORP COM 594918104 11,514 56,576 SH   SOLE   55,339 0 1,237
MORGAN STANLEY EMERGING MKTS COM 617477104 58 10,264 SH   SOLE   10,264 0 0
NIKE INC CL B 654106103 372 3,793 SH   SOLE   3,793 0 0
NUVEEN AMT FREE QLTY MUN INC COM 670657105 1,548 111,331 SH   SOLE   104,831 0 6,500
NUVEEN ARIZONA QLTY MUN INC COM 67061W104 470 34,541 SH   SOLE   26,728 0 7,813
NUVEEN MORTGAGE AND INCOME F COM 670735109 1,230 62,935 SH   SOLE   62,935 0 0
NUVEEN MUN HIGH INCOME OPPOR COM 670682103 429 32,503 SH   SOLE   21,441 0 11,062
NUVEEN MUN VALUE FD INC COM 670928100 321 31,427 SH   SOLE   26,267 0 5,160
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 177 11,995 SH   SOLE   11,995 0 0
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 849 65,934 SH   SOLE   42,100 0 23,834
NUVEEN PFD & INCM SECURTIES COM 67072C105 736 87,081 SH   SOLE   87,081 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101 1,314 93,722 SH   SOLE   82,676 0 11,046
NUVEEN SELECT TAX FREE INCOM SH BEN INT 67063C106 266 17,748 SH   SOLE   17,748 0 0
NUVEEN SELECT TAX-FREE INCOM SH BEN INT 67062F100 306 19,493 SH   SOLE   19,493 0 0
NVIDIA CORPORATION COM 67066G104 275 725 SH   SOLE   707 0 18
PACWEST BANCORP DEL COM 695263103 1,122 56,906 SH   SOLE   56,906 0 0
PAYPAL HLDGS INC COM 70450Y103 491 2,820 SH   SOLE   2,820 0 0
PENNYMAC MTG INVT TR COM 70931T103 771 43,995 SH   SOLE   43,995 0 0
PFIZER INC COM 717081103 917 28,049 SH   SOLE   18,879 0 9,170
PHILIP MORRIS INTL INC COM 718172109 210 2,998 SH   SOLE   2,998 0 0
PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 2,111 114,559 SH   SOLE   114,559 0 0
PIMCO DYNAMIC INCOME FD SHS 72201Y101 910 36,807 SH   SOLE   36,807 0 0
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 10,920 107,384 SH   SOLE   101,495 0 5,889
PIMCO ETF TR INTER MUN BD ACT 72201R866 156 2,800 SH   SOLE   2,800 0 0
PIMCO NEW YORK MUN FD II COM 72200Y102 214 20,668 SH   SOLE   20,668 0 0
RAYTHEON TECHNOLOGIES CORP COM 75513E101 1,828 29,664 SH   SOLE   28,530 0 1,134
READY CAPITAL CORP COM 75574U101 114 13,120 SH   SOLE   13,120 0 0
REGENERON PHARMACEUTICALS COM 75886F107 4,168 6,684 SH   SOLE   6,401 0 283
RIVERNORTH / DOUBLELINE STRA COM 76882G107 1,348 96,913 SH   SOLE   96,913 0 0
RIVERNORTH OPPORTUNISTIC MUN COM 76883F108 1,542 72,685 SH   SOLE   49,636 0 23,049
SALESFORCE COM INC COM 79466L302 587 3,133 SH   SOLE   3,133 0 0
SCHWAB CHARLES CORP COM 808513105 2,408 71,376 SH   SOLE   68,449 0 2,927
SERVICENOW INC COM 81762P102 3,601 8,890 SH   SOLE   8,554 0 336
SHERWIN WILLIAMS CO COM 824348106 2,770 4,793 SH   SOLE   4,603 0 190
SMARTSHEET INC COM CL A 83200N103 1,929 37,883 SH   SOLE   36,499 0 1,384
SPDR GOLD TR GOLD SHS 78463V107 2,750 16,429 SH   SOLE   16,005 0 424
SPDR S&P 500 ETF TR TR UNIT 78462F103 3,030 9,825 SH   SOLE   8,433 0 1,392
SPDR S&P 500 ETF TR TR UNIT 78462F103 31 100 SH   SOLE   0 0 100
SPDR SER TR NUVEEN BLMBRG SR 78468R739 156 3,125 SH   SOLE   3,125 0 0
SPDR SER TR PRTFLO S&P500 HI 78468R788 76 2,727 SH   SOLE   0 0 2,727
SPROTT PHYSICAL GOLD TR UNIT 85207H104 1,121 78,305 SH   SOLE   78,305 0 0
SQUARE INC CL A 852234103 5,129 48,879 SH   SOLE   47,303 0 1,576
STRYKER CORPORATION COM 863667101 650 3,607 SH   SOLE   3,607 0 0
TARGET CORP COM 87612E106 959 8,000 SH   SOLE   8,000 0 0
TESLA INC COM 88160R101 230 213 SH   SOLE   213 0 0
TYME TECHNOLOGIES INC COM 90238J103 186 140,000 SH   SOLE   140,000 0 0
UNION PAC CORP COM 907818108 326 1,930 SH   SOLE   1,930 0 0
US BANCORP DEL COM NEW 902973304 842 22,870 SH   SOLE   22,370 0 500
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 16 58 SH   SOLE   58 0 0
VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 327 1,983 SH   SOLE   1,983 0 0
VANGUARD INDEX FDS SMALL CP ETF 922908751 26 175 SH   SOLE   175 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 234 1,498 SH   SOLE   1,498 0 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 6,236 53,218 SH   SOLE   52,474 0 744
VANGUARD WORLD FDS FINANCIALS ETF 92204A405 229 4,000 SH   SOLE   4,000 0 0
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 101 522 SH   SOLE   522 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 3,122 56,626 SH   SOLE   53,794 0 2,832
VISA INC COM CL A 92826C839 4,755 24,615 SH   SOLE   23,776 0 839
WALMART INC COM 931142103 3,599 30,046 SH   SOLE   28,981 0 1,065
WESTERN ASSET MTG DEFINED OP COM 95790B109 913 62,255 SH   SOLE   62,255 0 0
ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 253 996 SH   SOLE   751 0 245