The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 10,752 | 1,050,000 | SH | DFND | 1,050,000 | 0 | 0 | ||
| ACAMAR PARTNERS ACQSITION CO | CL A | 004285102 | 1,025 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| GIGCAPITAL3 INC | UNIT 99/99/9999 | 37519D206 | 2,008 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
| TUSCAN HLDGS CORP II | COM | 90070A103 | 503 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| DMY TECHNOLOGY GROUP INC | UNIT 99/99/9999 | 233253202 | 1,058 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 7,470 | 4,980,083 | SH | DFND | 4,980,083 | 0 | 0 | ||
| PEARSON PLC | SPONSORED ADR | 705015105 | 723 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| HUDSON EXECUTIVE INVT CORP | UNIT 06/21/2025 | 443761200 | 3,075 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
| CC NEUBERGER PRINCIPAL HLDNG | UNIT 99/99/9999 | G1992Y106 | 1,325 | 125,000 | SH | DFND | 125,000 | 0 | 0 | ||
| JAWS ACQUISITION CORP | UNIT 99/99/9999 | G50744120 | 2,086 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,095 | 90,000 | SH | Put | DFND | 90,000 | 0 | 0 | |
| SOUTH MTN MERGER CORP | *W EXP 06/20/202 | 838884112 | 168 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
| TUSCAN HOLDINGS CORP | COM | 90069K104 | 767 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
| TOTTENHAM ACQUISITION I LTD | SHS | G8959N106 | 1,498 | 138,807 | SH | DFND | 138,807 | 0 | 0 | ||
| NEW PROVIDENCE ACQUISITION | UNIT 09/01/2024 | 64822P205 | 1,055 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| LONGVIEW ACQUISITION CORP | UNIT 99/99/9999 | 543195200 | 5,050 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
| PIVOTAL INVT CORP II | COM CL A | 72582K100 | 5,777 | 569,204 | SH | DFND | 569,204 | 0 | 0 | ||
| YATRA ONLINE INC | ORD SHS | G98338109 | 862 | 1,268,892 | SH | DFND | 1,268,892 | 0 | 0 | ||
| TREBIA ACQUISITION CORP | UNIT 99/99/9999 | G9027T125 | 1,045 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| COLLIER CREEK HOLDINGS | *W EXP 99/99/999 | G22707114 | 217 | 66,666 | SH | DFND | 66,666 | 0 | 0 | ||
| SILVER SPIKE ACQUISITION COR | CL A SHS | G8136L106 | 3,039 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
| GREENVISION ACQUISITION CORP | UNIT 10/28/2024 | 39678G202 | 3,623 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
| TERRAFORM PWR INC | COM CL A | 88104R209 | 666 | 36,094 | SH | DFND | 36,094 | 0 | 0 | ||
| CITIC CAPITAL ACQUISITION CO | UNIT 99/99/9999 | G21513125 | 1,005 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 135 | 275,000 | SH | DFND | 275,000 | 0 | 0 | ||
| 8I ENTERPRISES ACQUISITION C | SHS | G2956M104 | 4,572 | 450,000 | SH | DFND | 450,000 | 0 | 0 | ||
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | 61,820 | 11,000,000 | SH | DFND | 11,000,000 | 0 | 0 | ||
| ALUSSA ENERGY ACQUISITION CO | SHS CL A | G0232J101 | 985 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| UNION ACQUISITION CORP II | SHS | G9402Q100 | 1,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 50 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| FOLEY TRASIMENE ACQUISTN COR | UNIT 99/99/9999 | 34431F203 | 3,735 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
| SUSTAINABLE OPPORTNTS ACQ CO | UNIT 99/99/9999 | G8598Y125 | 1,010 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| DFP HEALTHCARE ACQUISITNS CO | UNIT 03/31/2025 | 23343Q209 | 1,601 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
| PROPTECH ACQUISITION CORP | *W EXP 05/26/202 | 74349F119 | 105 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
| UNILEVER N V | N Y SHS NEW | 904784709 | 1,846 | 34,661 | SH | DFND | 34,661 | 0 | 0 | ||
| SPARTAN ENERGY ACQUISITION C | UNIT 99/99/9999 | 846784114 | 5,801 | 525,000 | SH | DFND | 525,000 | 0 | 0 | ||
| BARCLAYS PLC | ADR | 06738E204 | 1,574 | 278,058 | SH | DFND | 278,058 | 0 | 0 | ||
| SCVX CORP | UNIT 99/99/9999 | G79448109 | 2,590 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
| LIVE OAK ACQUISITION CORP | UNIT 99/99/9999 | 53804F202 | 2,004 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
| CHANGE HEALTHCARE INC | UNIT 99/99/9999 | 15912K209 | 251 | 5,800 | SH | DFND | 5,800 | 0 | 0 | ||
| GIGCAPITAL2 INC | COM | 375036100 | 2,535 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
| SILVER SPIKE ACQUISITION COR | *W EXP 08/02/202 | G8136L114 | 50 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| EBIX INC | COM NEW | 278715206 | 73 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
| LGL SYS ACQUISITION CORP | UNIT 10/24/2024 | 50201G205 | 1,025 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| UNILEVER PLC | SPON ADR NEW | 904767704 | 6,330 | 115,339 | SH | DFND | 115,339 | 0 | 0 | ||
| DIAMONDPEAK HLDGS COR | *W EXP 02/22/202 | 25280H118 | 704 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
| TRINE ACQUISITION CORP | COM CL A | 89628U108 | 1,045 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| TRIDENT ACQUISITIONS CORP | *W EXP 05/09/202 | 89615T114 | 71 | 154,300 | SH | DFND | 154,300 | 0 | 0 | ||