The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
Abbott Laboratories COM 002824100 7 73 SH   SOLE   73 0 0
AbbVie, Inc. COM 00287Y109 7 75 SH   SOLE   75 0 0
Aberdeen Asia Pacific In Com COM 003009107 4,076 996,456 SH   OTR 1 935,884 60,572 0
Aberdeen Emerging Markets Equity Inc. COM 00301W105 5 768 SH   SOLE   768 0 0
Aberdeen Global Dynamic Dividend Fund COM 00302M106 1,518 167,046 SH   SOLE   167,046 0 0
Aberdeen Global Premier Properties Fund COM SH BEN INT 00302L108 2,207 455,002 SH   SOLE   455,002 0 0
Aberdeen Japan Equity Fund Inc COM 00306J109 4 561 SH   SOLE   561 0 0
Aberdeen Total Dynamic Dividend Fund COM SH BEN INT 00326L100 1,683 213,247 SH   SOLE   213,247 0 0
Activision Blizzard, Inc. COM 00507V109 2 27 SH   SOLE   27 0 0
Adams Diversified Equity Fund Inc COM 006212104 2,966 189,156 SH   SOLE   189,156 0 0
Adams Natural Resources Fund Inc COM 00548F105 78 6,767 SH   SOLE   6,767 0 0
Adobe Systems, Inc. COM 00724F101 3 7 SH   SOLE   7 0 0
Advanced Micro Devices, Inc. COM 007903107 2 24 SH   SOLE   24 0 0
Advent Claymore Convertible Securities and Income Fund COM 00764C109 854 61,427 SH   OTR 1 34,231 27,196 0
Air products and Chemicals, Inc. COM 009158106 13 45 SH   SOLE   45 0 0
Alcon, Inc. ORD SHS H01301128 6 100 SH   SOLE   100 0 0
Alibaba Group Holding Limited SPONSORED ADS 01609W102 17 66 SH   SOLE   66 0 0
AllianceBernstein National Municipal Income Fund Inc COM 01864U106 315 22,745 SH   SOLE   22,745 0 0
AllianceBernstern Global High Income Fund COM 01879R106 701 65,892 SH   SOLE   65,892 0 0
AllianzGI Artificial Intelligence Opp Fund COM 01883M101 2,337 111,648 SH   SOLE   111,648 0 0
Alphabet, Inc. Cl C CL C 02079K107 10 7 SH   SOLE   7 0 0
Alteryx, Inc. CL A 02156B103 1 7 SH   SOLE   7 0 0
Amazon Com Inc COM 023135106 22 7 SH   SOLE   7 0 0
America Movil SAB de CV SPON ADR L SHS 02364W105 200 15,854 SH   SOLE   15,854 0 0
American Tower Corporation COM 03027X100 1 4 SH   SOLE   4 0 0
Amgen Inc COM 031162100 175 717 SH   SOLE   717 0 0
Anheuser-Busch Inbev SA/NV ADR SPONSORED ADR 03524A108 2 36 SH   SOLE   36 0 0
Apollo Tactical Income Fund Inc COM 037638103 3,786 301,414 SH   OTR 1 237,600 63,814 0
ARYA SCIENCES ACQUIS UTS EXP SHS CL A G3165V109 12 1,000 SH   SOLE   1,000 0 0
ASA Gold and Precious Metals Ltd SHS G3156P103 88 5,028 SH   SOLE   5,028 0 0
ASML Holding N V N Y REGISTRY SHS N07059210 21 58 SH   SOLE   58 0 0
AstraZeneca Group plc ADR SPONSORED ADR 046353108 4 78 SH   SOLE   78 0 0
Autodesk, Inc. COM 052769106 2 7 SH   SOLE   7 0 0
Automatic Data Processing, Inc. COM 053015103 7 51 SH   SOLE   51 0 0
Bancolombia SA SPON ADR PREF 05968L102 612 23,280 SH   SOLE   23,280 0 0
Bank of America Corp. COM 060505104 7 300 SH   SOLE   300 0 0
BeiGene, Ltd. SPONSORED ADR 07725L102 3 14 SH   SOLE   14 0 0
BlackRock 2022 Global Income Opp Tr COM 09258P104 3 300 SH   SOLE   300 0 0
BlackRock Calif Mun Income COM SH BEN INT 09248E102 584 42,316 SH   SOLE   42,316 0 0
BlackRock Debt Strategies Fund COM NEW 09255R202 1,994 203,506 SH   OTR 1 168,229 35,277 0
BlackRock Enhanced Equity Dividend Trust COM 09251A104 12 1,679 SH   SOLE   1,679 0 0
BlackRock Enhanced International Dividend Trust COM BENE INTER 092524107 2,311 422,436 SH   SOLE   422,436 0 0
BlackRock Health Sciences Trust II COM SHS 09260E105 1,520 67,246 SH   SOLE   67,246 0 0
BlackRock Muni Intermediate Duration Fund Inc COM 09253X102 470 33,017 SH   SOLE   33,017 0 0
BlackRock Municipal 2030 Target Term Trust COM SHS BEN IN 09257P105 15 607 SH   SOLE   607 0 0
BlackRock Munihldngs Cali QL COM 09254L107 255 17,416 SH   SOLE   17,416 0 0
BlackRock Science and Technology Trust II SHS BEN INT 09260K101 498 19,767 SH   SOLE   19,767 0 0
BlackRock, Inc. COM 09247X101 14 24 SH   SOLE   24 0 0
Blackstone / GSO Long-Short Credit Income Fund COM SHS BN INT 09257D102 63 5,131 SH   SOLE   5,131 0 0
Boston Scientific Corp. COM 101137107 4 114 SH   SOLE   114 0 0
Boulder Growth & Income Fund Inc COM 101507101 4,968 506,975 SH   SOLE   506,975 0 0
BrandywineGLOBAL - Global Income Opportunities Fund Inc. COM 10537L104 1,749 139,604 SH   SOLE   139,604 0 0
Bristol-Myers Squibb Co COM 110122108 100 1,700 SH   SOLE   1,700 0 0
Bristow Group, Inc. COM 11040G103 63 4,491 SH   SOLE   4,491 0 0
British American Tobacco PLC SPONSORED ADR 110448107 3 86 SH   SOLE   86 0 0
Broadcom, Inc. COM 11135F101 13 40 SH   SOLE   40 0 0
Cadence Design Systems, Inc. COM 127387108 21 193 SH   SOLE   193 0 0
Canadian National Railway Company COM 136375102 14 148 SH   SOLE   148 0 0
Carnival Corp UNIT 99/99/9999 143658300 420 25,559 SH   SOLE   25,559 0 0
Cemex SAB de CV SPON ADR NEW 151290889 779 270,645 SH   SOLE   270,645 0 0
Central and Eastern European Fund Inc COM 153436100 5 222 SH   SOLE   222 0 0
Central Securities Corp COM 155123102 6,566 227,034 SH   SOLE   227,034 0 0
Chevron Corp. COM 166764100 6 77 SH   SOLE   77 0 0
Chubb Ltd COM H1467J104 4 34 SH   SOLE   34 0 0
Cisco Systems, Inc. COM 17275R102 12 245 SH   SOLE   245 0 0
Coca-Cola Co. (The) COM 191216100 3 68 SH   SOLE   68 0 0
Comcast Corp. Cl A Common Stock CL A 20030N101 5 114 SH   SOLE   114 0 0
Consolidated Water Co Ltd ORD G23773107 1,010 70,025 SH   SOLE   70,025 0 0
Copa Holdings SA CL A P31076105 1,024 20,250 SH   SOLE   20,250 0 0
Cornerstone Strategic Value Fund Inc COM 21924B302 11,332 1,052,156 SH   OTR 1 828,949 223,207 0
Cornerstone Total Rtrn Fd In COM 21924U300 4,513 433,073 SH   OTR 1 332,969 100,104 0
Costco Wholesale Corp. COM 22160K105 4 11 SH   SOLE   11 0 0
Crown Castle Intl Corp. COM 22822V101 12 70 SH   SOLE   70 0 0
Deere & Co. COM 244199105 1 6 SH   SOLE   6 0 0
Delaware Investments Minnesota Municipal Income Fund II Inc COM 24610V103 145 11,218 SH   SOLE   11,218 0 0
Deutsche Municipal Income Trust COM 233368109 253 22,195 SH   SOLE   22,195 0 0
DraftKings Inc. COM CL A 26142R104 11 330 SH   SOLE   330 0 0
DTF Tax-Free Income Inc COM 23334J107 111 7,734 SH   SOLE   7,734 0 0
DWS Strategic Municipal Income Trust COM 23342Q101 55 5,000 SH   SOLE   5,000 0 0
Eaton Corp. plc (Ireland) SHS G29183103 2 22 SH   SOLE   22 0 0
Eaton Vance Limited Duration Income Fund COM 27828H105 8,681 747,758 SH   OTR 1 615,227 132,531 0
Eaton Vance Mun Bd Fd COM 27827X101 179 13,488 SH   SOLE   13,488 0 0
Eaton Vance Muni Income Trust SH BEN INT 27826U108 104 8,034 SH   SOLE   8,034 0 0
Eaton Vance Short Duration Diversified Income Fund COM 27828V104 1,191 105,325 SH   OTR 1 1,195 104,130 0
Eli Lilly & Co COM 532457108 96 642 SH   SOLE   642 0 0
Empire State Realty Trust Inc CL A 292104106 488 73,894 SH   SOLE   73,894 0 0
Enbridge, Inc. COM 29250N105 4 110 SH   SOLE   110 0 0
Equifax, Inc. COM 294429105 2 10 SH   SOLE   10 0 0
Equinix Inc COM PAR $0.001 29444U700 24 30 SH   SOLE   30 0 0
Eversource Energy COM 30040W108 2 18 SH   SOLE   18 0 0
EVERTEC Inc COM 30040P103 476 16,956 SH   SOLE   16,956 0 0
Facebook, Inc. CL A 30303M102 13 53 SH   SOLE   53 0 0
First BanCorp/Puerto Rico COM NEW 318672706 1,618 289,477 SH   SOLE   289,477 0 0
First Tr Inter Dur Pfd & In COM 33718W103 1,728 78,891 SH   SOLE   78,891 0 0
First Trust Aberdeen Global Opportunity Income Fund COM SHS 337319107 45 4,276 SH   SOLE   4,276 0 0
First Trust High Income Long/Short Fund COM 33738E109 893 63,671 SH   SOLE   63,671 0 0
Firsthand Technology Value Fund, Inc. COM 33766Y100 172 35,166 SH   SOLE   35,166 0 0
Fomento Economico Mexicano SAB de CV SPON ADR UNITS 344419106 906 14,610 SH   SOLE   14,610 0 0
Forum Merger II Corp. Cl A CL A 34986F103 29 2,000 SH   SOLE   2,000 0 0
Franklin Unvl Tr SH BEN INT 355145103 106 15,168 SH   SOLE   15,168 0 0
Fresh Del Monte Produce Inc ORD G36738105 1,203 48,850 SH   SOLE   48,850 0 0
Gabelli Equity Trust Inc COM 362397101 30 5,937 SH   SOLE   5,937 0 0
General American Investors Co Inc COM 368802104 2,421 72,927 SH   SOLE   72,927 0 0
GoDaddy, Inc. CL A 380237107 2 32 SH   SOLE   32 0 0
Goldman Sachs Group, Inc. (The) COM 38141G104 1 7 SH   SOLE   7 0 0
Graf Industrial Corp *W EXP 12/31/202 384278115 10 5,000 SH   SOLE   5,000 0 0
Grupo Aeroportuario del Sureste SAB de CV SPON ADR SER B 40051E202 741 6,600 SH   SOLE   6,600 0 0
Grupo Televisa SAB SPON ADR REP ORD 40049J206 149 28,400 SH   SOLE   28,400 0 0
Highland Floating Rate Opportunities Fund SHS BEN INT 43010E404 18,756 2,315,558 SH   OTR 1 1,962,297 353,261 0
Hilton, Inc COM 43300A203 2 25 SH   SOLE   25 0 0
Honeywell Intl, Inc. COM 438516106 12 81 SH   SOLE   81 0 0
ICICI Bank Ltd ADR 45104G104 8 845 SH   SOLE   845 0 0
IDEX Corp. COM 45167R104 3 17 SH   SOLE   17 0 0
Illinois Tool Works, Inc. COM 452308109 6 30 SH   SOLE   30 0 0
Incyte Corp COM 45337C102 26 266 SH   SOLE   266 0 0
Inovio Pharmaceuticals Inc COM NEW 45773H201 97 5,000 SH   SOLE   5,000 0 0
Insulet Corp. COM 45784P101 2 11 SH   SOLE   11 0 0
Intel Corp. COM 458140100 1 28 SH   SOLE   28 0 0
Intercontinental Exchange Group, Inc. COM 45866F104 2 21 SH   SOLE   21 0 0
InterContinental Hotels Group plc ADR SPONSORED ADR 45857P806 2 33 SH   SOLE   33 0 0
Intuitive Surgical, Inc. COM 46120E602 8 11 SH   SOLE   11 0 0
Invesco Dynamic Credit Opportunities Fund COM 46132R104 977 109,280 SH   SOLE   109,280 0 0
Invesco QQQ Tr UNIT SER 1 46090E103 72 270 SH   SOLE   270 0 0
iShares Nasdaq Biotechnology ETF NASDAQ BIOTECH 464287556 746 5,550 SH   SOLE   5,550 0 0
Ishares Tr 13 Yr 1 3 YR TREAS BD 464287457 648 7,481 SH   SOLE   7,481 0 0
iShares U.S. Medical Devices ETF U.S. MED DVC ETF 464288810 679 2,316 SH   SOLE   2,316 0 0
Itau Unibanco Holding S.A. SPON ADR REP PFD 465562106 6 1,119 SH   SOLE   1,119 0 0
Japan Smaller Capitalization Fund Inc COM 47109U104 2 321 SH   SOLE   321 0 0
Johnson & Johnson COM 478160104 9 65 SH   SOLE   65 0 0
JPMorgan Chase & Co COM 46625H100 18 186 SH   SOLE   186 0 0
Karyopharm Therapeutics Inc COM 48576U106 24 1,500 SH   SOLE   1,500 0 0
Lennar Corp CL A 526057104 1,140 18,500 SH   SOLE   18,500 0 0
Liberty All Star Equity Fund SH BEN INT 530158104 29 4,971 SH   SOLE   4,971 0 0
Liberty All Star Growth Fund Inc COM 529900102 40 5,548 SH   SOLE   5,548 0 0
Linde plc SHS G5494J103 2 10 SH   SOLE   10 0 0
LivaNova PLC SHS G5509L101 388 8,330 SH   SOLE   8,330 0 0
Lockheed Martin Corp. COM 539830109 12 31 SH   SOLE   31 0 0
LyondellBasell Industries N.V. Class A SHS - A - N53745100 1 18 SH   SOLE   18 0 0
Marriott Vacations Worldwide Corp COM 57164Y107 555 6,745 SH   SOLE   6,745 0 0
Marsh & McLennan Companies, Inc. COM 571748102 8 68 SH   SOLE   68 0 0
Martin Marietta Materials Inc COM 573284106 620 3,000 SH   SOLE   3,000 0 0
Marvell Technology Group Ltd ORD SHS G5876H105 11 305 SH   SOLE   305 0 0
MasTec Inc COM 576323109 4,590 102,297 SH   SOLE   102,297 0 0
MasterCard, Inc. CL A 57636Q104 18 59 SH   SOLE   59 0 0
Maxim Integrated Products, Inc. COM 57772K101 4 56 SH   SOLE   56 0 0
McDonald's Corp COM 580135101 8 42 SH   SOLE   42 0 0
Medley Capital Corporation COM 58503F502 1,447 102,371 SH   SOLE   102,371 0 0
Medtronic plc SHS G5960L103 7 73 SH   SOLE   73 0 0
MercadoLibre, Inc. COM 58733R102 4 4 SH   SOLE   4 0 0
Merck & Co Inc COM 58933Y105 223 2,776 SH   SOLE   2,776 0 0
MFS High Yield Municipal Trust SH BEN INT 59318E102 55 12,637 SH   SOLE   12,637 0 0
MFS Investment Grade Municipal Trust SH BEN INT 59318B108 720 73,658 SH   SOLE   73,658 0 0
MFS Municipal Income Trust SH BEN INT 552738106 121 18,322 SH   SOLE   18,322 0 0
Microsoft Corp COM 594918104 25 124 SH   SOLE   124 0 0
Mondelez International, Inc. CL A 609207105 49 887 SH   SOLE   887 0 0
Moody's Corp. COM 615369105 4 15 SH   SOLE   15 0 0
Morgan Stanley India Investment Fund Inc COM 61745C105 4 211 SH   SOLE   211 0 0
MorphoSys AG SPONSORED ADS 617760202 10 304 SH   SOLE   304 0 0
Netflix, Inc. COM 64110L106 7 15 SH   SOLE   15 0 0
Neuberger Brman NY Muni Fd COM 64124K102 2 196 SH   SOLE   196 0 0
NexPoint Credit Strategies Fund COM NEW 65340G205 17,724 1,842,396 SH   OTR 1 1,485,440 356,956 0
NextEra Energy Inc COM 65339F101 2,044 7,283 SH   SOLE   7,283 0 0
Nike, Inc. CL B 654106103 4 43 SH   SOLE   43 0 0
Norwegian Cruise Line Holdings Ltd SHS G66721104 1,260 76,717 SH   SOLE   76,717 0 0
Novartis AG SPONSORED ADR 66987V109 101 1,232 SH   SOLE   1,232 0 0
Novo Nordisk A/S ADR ADR 670100205 2 31 SH   SOLE   31 0 0
Nuveen Amt- Free Mun Value Fd COM 670695105 82 5,000 SH   SOLE   5,000 0 0
Nuveen AMT-Free Quality Municipal Income Fund COM 670657105 168 11,528 SH   SOLE   11,528 0 0
Nuveen Core Equity Alpha Fund COM 67090X107 35 2,769 SH   SOLE   2,769 0 0
Nuveen Credit Strategies Income Fund COM SHS 67073D102 10,088 1,715,643 SH   OTR 1 1,478,700 236,943 0
Nuveen Mortgage and Income Fund COM 670735109 161 8,508 SH   SOLE   8,508 0 0
Nuveen Multi-Market Income Fund Inc COM 67075J107 46 6,719 SH   SOLE   6,719 0 0
Nuveen Muni High Income Opp Fund COM 670682103 167 12,335 SH   SOLE   12,335 0 0
Nuveen Municipal Credit Opp Fund COM 670663103 82 6,372 SH   SOLE   6,372 0 0
Nuveen NASDAQ 100 Dynamic Overwrite Fund COM SHS 670699107 44 1,818 SH   SOLE   1,818 0 0
Nuveen New Jersey Quality Municipal Income Fund COM 67069Y102 89 6,456 SH   SOLE   6,456 0 0
Nuveen Ohio Qlty Mun Income COM 670980101 234 15,331 SH   SOLE   15,331 0 0
Nuveen Pfd Securities Income Fund COM 67072C105 62 6,781 SH   SOLE   6,781 0 0
Nuveen Quality Municipal Income Fund COM 67066V101 309 21,100 SH   SOLE   21,100 0 0
Nuveen Real Asset Income and Growth Fund COM 67074Y105 224 18,344 SH   SOLE   18,344 0 0
OFS Credit Company Inc COM 67111Q107 504 58,769 SH   SOLE   58,769 0 0
ON Semiconductor Corporation COM 682189105 24 1,149 SH   SOLE   1,149 0 0
Opes Acquisition Corp. COM 68373P100 6 500 SH   SOLE   500 0 0
Otis Worldwide Corp COM 68902V107 17 269 SH   SOLE   269 0 0
Oxford Square Capital Corp. COM 69181V107 141 50,759 SH   SOLE   50,759 0 0
Paychex, Inc COM 704326107 7 102 SH   SOLE   102 0 0
PayPal Holdings, Inc. COM 70450Y103 69 351 SH   SOLE   351 0 0
PepsiCo, Inc. COM 713448108 12 85 SH   SOLE   85 0 0
PGIM Global Short Duration High Yield Fund, Inc. COM 69346J106 8,771 665,465 SH   OTR 1 530,284 135,181 0
PGIM Short Duration High Yield Fund, Inc. COM 69346H100 8,604 628,021 SH   OTR 1 486,223 141,798 0
PGT Innovations Inc COM 69336V101 1,209 77,117 SH   SOLE   77,117 0 0
Phillips 66 COM 718546104 2 38 SH   SOLE   38 0 0
PIMCO California Municipal Income Fund III COM 72201C109 116 10,814 SH   SOLE   10,814 0 0
PIMCO Dynamic Credit and Mortgage Income Fund COM SHS 72202D106 2,684 138,436 SH   SOLE   138,436 0 0
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund ENHAN SHRT MA AC 72201R833 550 5,400 SH   SOLE   5,400 0 0
PIMCO Global StocksPLS Inc. COM 722011103 5 589 SH   SOLE   589 0 0
PIMCO High Income Fund COM SHS 722014107 1,181 228,027 SH   OTR 1 128,027 100,000 0
Pimco New York Municipal Income Fund II COM 72200Y102 368 33,841 SH   SOLE   33,841 0 0
PIMCO NY Municipal Income Fd COM 72200T103 71 5,966 SH   OTR 1 0 5,966 0
PIMCO Strategic Income Fd COM 72200X104 158 24,363 SH   SOLE   24,363 0 0
Pioneer Diversified High Income Trust COM 723653101 27 2,141 SH   SOLE   2,141 0 0
Pioneer Municipal High Income Advantage Trust COM 723762100 2,801 249,160 SH   OTR 1 208,683 40,477 0
Pioneer Municipal High Income Trust COM SHS 723763108 352 29,344 SH   SOLE   29,344 0 0
Popular Inc COM NEW 733174700 2,053 55,230 SH   SOLE   55,230 0 0
Principal Real Estate Income Fund SHS BEN INT 74255X104 211 18,112 SH   SOLE   18,112 0 0
Procter & Gamble Co. (The) COM 742718109 4 31 SH   SOLE   31 0 0
ProLogis, Inc. COM 74340W103 4 35 SH   SOLE   35 0 0
ProShares Short VIX Short-Term Futures ETF SHT VIX ST TRM 74347W130 4 110 SH   SOLE   110 0 0
ProShares UltraShort S&P50 ULTRASHRT S&P500 74347B383 3,175 184,385 SH   SOLE   184,385 0 0
PTC Inc. COM 69370C100 10 113 SH   SOLE   113 0 0
Ranpak Hldgs Corp COM CL A 75321W103 11 1,309 SH   SOLE   1,309 0 0
Realty Income Corp. COM 756109104 3 55 SH   SOLE   55 0 0
Regeneron Pharmaceuticals, Inc. COM 75886F107 4 7 SH   SOLE   7 0 0
Restaurant Brands International Inc COM 76131D103 3 57 SH   SOLE   57 0 0
Rivernorth Doubleline Strate COM 76882G107 1,918 134,602 SH   OTR 1 85,446 49,156 0
Rivernorth Managed Duration Municipal Income Fund Inc. COM 76882H105 190 10,947 SH   SOLE   10,947 0 0
Rivernorth Opportunistic Mun COM 76883F108 787 36,895 SH   SOLE   36,895 0 0
RMR Real Estate Income Fund COM 76970B101 1,700 148,366 SH   SOLE   148,366 0 0
Rogers Communications Inc CL B 775109200 23 573 SH   SOLE   573 0 0
Royal Caribbean Cruises Ltd COM V7780T103 1,767 35,120 SH   SOLE   35,120 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 86 80 SH   SOLE   80 0 0
Royce Value Trust Inc COM 780910105 374 28,544 SH   SOLE   28,544 0 0
Ryanair Holdings plc ADR SPONSORED ADS 783513203 2 21 SH   SOLE   21 0 0
Schlumberger Ltd COM 806857108 2 103 SH   SOLE   103 0 0
Sea Limited ADR 81141R100 32 258 SH   SOLE   258 0 0
Seaboard Corp COM 811543107 598 204 SH   SOLE   204 0 0
Seattle Genetics, In COM 812578102 3 18 SH   SOLE   18 0 0
Sempra Energy COM 816851109 7 55 SH   SOLE   55 0 0
ServiceNow, Inc. COM 81762P102 4 10 SH   SOLE   10 0 0
Sherwin-Williams Co. (The) COM 824348106 3 4 SH   SOLE   4 0 0
Shopify, Inc. CL A 82509L107 4 4 SH   SOLE   4 0 0
Social Capital Hedosophia Holdings Corp. III UNIT 99/99/9999 G8250T117 22 2,000 SH   SOLE   2,000 0 0
Sony Corp SPONSORED ADR 835699307 59 763 SH   SOLE   763 0 0
Source Capital Inc COM 836144105 957 26,689 SH   SOLE   26,689 0 0
SPDR S&P 500 ETF Tr TR UNIT 78462F103 72 220 SH   SOLE   220 0 0
SPDR S&P MidCap 400 ETF Tr UTSER1 S&PDCRP 78467Y107 51 150 SH   SOLE   150 0 0
SPDR Ser Tr SPDR BLOOMBERG 78468R663 1,000 10,919 SH   SOLE   10,919 0 0
Sprott Physical Gold and Silver Trust TR UNIT 85208R101 135 8,000 SH   SOLE   8,000 0 0
Starbucks Corp. COM 855244109 8 110 SH   SOLE   110 0 0
Sutter Rock Cap Corp COM 86887Q109 202 16,000 SH   SOLE   16,000 0 0
Taiwan Semiconductor Manufacturing Company Limited SPONSORED ADR 874039100 15 187 SH   SOLE   187 0 0
Takeda Pharmaceutical Co Ltd SPONSORED ADR 874060205 73 4,000 SH   SOLE   4,000 0 0
TCW Strategic Income Fund Inc COM 872340104 12 2,000 SH   SOLE   2,000 0 0
Templeton Emerging Markets Fund COM 880191101 4 238 SH   SOLE   238 0 0
Tesla Inc COM 88160R101 20 14 SH   SOLE   14 0 0
Texas Instruments, Inc COM 882508104 14 111 SH   SOLE   111 0 0
The European Equity Fund Inc COM 298768102 5 617 SH   SOLE   617 0 0
The Gabelli Dividend & Income Trust COM 36242H104 23 1,260 SH   SOLE   1,260 0 0
The GDL Fund COM SH BEN IT 361570104 37 4,531 SH   SOLE   4,531 0 0
The Herzfeld Caribbean Basin Fund Inc COM 42804T106 1,702 489,193 SH   SOLE   489,193 0 0
The Home Depot Inc COM 437076102 16 61 SH   SOLE   61 0 0
The India Fund Inc COM 454089103 3 215 SH   SOLE   215 0 0
The Korea Fund Inc COM NEW 500634209 2 85 SH   SOLE   85 0 0
The Mexico Fund, Inc. COM 592835102 3 309 SH   SOLE   309 0 0
The New Germany Fund Inc COM 644465106 10 648 SH   SOLE   648 0 0
The New Ireland Fund Inc COM 645673104 5 605 SH   SOLE   605 0 0
The PNC Financial Services Group Inc COM 693475105 5 50 SH   SOLE   50 0 0
Thermo Fisher Scientific, Inc. COM 883556102 6 14 SH   SOLE   14 0 0
Tri-Continental Corp COM 895436103 102 3,947 SH   SOLE   3,947 0 0
Trimble, Inc. COM 896239100 2 40 SH   SOLE   40 0 0
Trip.com Group Ltd ADR ADS 89677Q107 1 48 SH   SOLE   48 0 0
Truist Financial Corp COM 89832Q109 8 221 SH   SOLE   221 0 0
U.S. Bancorp COM 902973304 4 112 SH   SOLE   112 0 0
Unilever N.V. N Y SHS NEW 904784709 49 831 SH   SOLE   831 0 0
United States Oil Fund LP UNITS 91232N207 36 1,250 SH   SOLE   1,250 0 0
UnitedHealth Group Inc COM 91324P102 68 225 SH   SOLE   225 0 0
Vale SA ADR 91912E105 3 271 SH   SOLE   271 0 0
VanEck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 112 3,059 SH   SOLE   3,059 0 0
Verizon Communications Inc COM 92343V104 7 120 SH   SOLE   120 0 0
Vertex Pharmaceuticals, Inc. COM 92532F100 4 14 SH   SOLE   14 0 0
Vertical Capital Income Fund SHS BEN INT 92535C104 2,279 235,680 SH   SOLE   235,680 0 0
Viacom Inc. COM 925550105 11 829 SH   SOLE   829 0 0
Virgin Galactic Holdings, Inc. COM 92766K106 34 1,500 SH   SOLE   1,500 0 0
Virtus Total Return Fund Inc. COM 92835W107 12 1,453 SH   SOLE   1,453 0 0
Visa Inc COM CL A 92826C839 7 36 SH   SOLE   36 0 0
Vivint Smart Home Inc. *W EXP 01/17/202 928542117 17 4,000 SH   SOLE   4,000 0 0
Vodafone Group plc ADR SPONSORED ADR 92857W308 12 816 SH   SOLE   816 0 0
Vulcan Materials Co COM 929160109 579 5,000 SH   SOLE   5,000 0 0
WEC Energy Group, Inc. COM 92939U106 9 90 SH   SOLE   90 0 0
Wells Fargo Advantage Multi-Sector Income Fund COM 94987D101 33 2,953 SH   SOLE   0 0 0
Western Assest Intm Muni Fd COM 958435109 305 34,163 SH   SOLE   34,163 0 0
Western Asset High Incm Fd COM 95766J102 2,280 348,617 SH   SOLE   348,617 0 0
Western Asset Mortgage Opp Fund Inc. COM 95790B109 1,089 76,897 SH   OTR 1 31,100 45,797 0
Western Asset Mun Hi Incm Fd COM 95766N103 519 70,684 SH   SOLE   70,684 0 0
Western Asset Municipal Partners Fund COM 95766P108 56 3,793 SH   SOLE   3,793 0 0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund COM 95766R104 1,783 157,900 SH   SOLE   157,900 0 0
Western Asset/Claymore Inflation-Linked Securities & Income Fund COM SH BEN INT 95766Q106 320 25,291 SH   SOLE   25,291 0 0
Whole Earth Brands, Inc. COM CL A 96684W100 7 1,000 SH   SOLE   1,000 0 0
XP Inc. CL A G98239109 6 134 SH   SOLE   134 0 0
Zoetis Inc. CL A 98978V103 4 25 SH   SOLE   25 0 0