The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M Co | COM | 88579Y101 | 2,424 | 17,758 | SH | SOLE | 0 | 0 | 17,758 | ||
Alexandria Real | COM | 015271109 | 254 | 1,850 | SH | DFND | 1,850 | 0 | 0 | ||
Allstate Corp | COM | 020002101 | 2,060 | 22,457 | SH | SOLE | 0 | 0 | 22,457 | ||
American Tower-A | ADR | 03027X100 | 544 | 2,500 | SH | DFND | 0 | 0 | 2,500 | ||
Amgen Inc | COM | 031162100 | 3,744 | 18,466 | SH | SOLE | 18,466 | 0 | 0 | ||
Apple Inc | COM | 037833100 | 1,148 | 4,513 | SH | SOLE | 0 | 0 | 4,513 | ||
Apple Inc | COM | 037833100 | 763 | 3,000 | SH | DFND | 0 | 0 | 3,000 | ||
Artesian Resource Corp | COM | 043113208 | 3,145 | 84,138 | SH | SOLE | 84,138 | 0 | 0 | ||
Astrazeneca-Adr | ADR | 046353108 | 357 | 8,000 | SH | DFND | 0 | 0 | 8,000 | ||
At&T Inc | COM | 00206R102 | 242 | 8,303 | SH | SOLE | 8,303 | 0 | 0 | ||
Automatic Data Processing | COM | 053015103 | 203 | 1,483 | SH | SOLE | 0 | 0 | 1,483 | ||
Bank Of America Corporation | COM | 060505104 | 421 | 19,821 | SH | SOLE | 0 | 0 | 19,821 | ||
Beasley Broadcast Grp Inc | COM | 074014101 | 61 | 33,000 | SH | DFND | 33,000 | 0 | 0 | ||
Blackrock Intern L Grth & Inc Common | COM | 092524107 | 2,466 | 548,086 | SH | SOLE | 0 | 0 | 548,086 | ||
Blackrock Muniyield Qty Iii | COM | 09254E103 | 1,128 | 88,271 | SH | SOLE | 88,271 | 0 | 0 | ||
Bp Plc-Adr | ADR | 055622104 | 337 | 13,816 | SH | DFND | 0 | 0 | 13,816 | ||
Cabot Microelectronics Corp | COM | 12709P103 | 1,097 | 9,610 | SH | SOLE | 0 | 0 | 9,610 | ||
Chase Corp | COM | 16150R104 | 4,298 | 52,224 | SH | SOLE | 52,224 | 0 | 0 | ||
Cimarex Energy Co | COM | 171798101 | 560 | 33,293 | SH | SOLE | 0 | 0 | 33,293 | ||
Commercial Metals Co | COM | 201723103 | 191 | 12,127 | SH | SOLE | 0 | 0 | 12,127 | ||
Compania Cervecerias -Adr | ADR | 204429104 | 193 | 14,401 | SH | DFND | 14,401 | 0 | 0 | ||
Consumer Discret Sel Sect Spdr Etf | COM | 81369Y407 | 4,028 | 41,064 | SH | SOLE | 0 | 0 | 41,064 | ||
Consumer Staples Select Sector Spdr Etf | COM | 81369Y308 | 3,399 | 62,409 | SH | SOLE | 0 | 0 | 62,409 | ||
Covanta Holding Corp | COM | 22282E102 | 95 | 11,091 | SH | SOLE | 0 | 0 | 11,091 | ||
Crown Castle Int | COM | 22822V101 | 289 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
Csx Corp | COM | 126408103 | 3,624 | 63,253 | SH | SOLE | 0 | 0 | 63,253 | ||
Cvs Health Corp | COM | 126650100 | 1,279 | 21,563 | SH | SOLE | 0 | 0 | 21,563 | ||
Cyrusone, Inc. | COM | 23283R100 | 321 | 5,200 | SH | DFND | 0 | 0 | 5,200 | ||
Diageo Plc-Adr | ADR | 25243Q205 | 356 | 2,800 | SH | DFND | 2,800 | 0 | 0 | ||
Digital Realty | COM | 253868103 | 468 | 3,368 | SH | DFND | 0 | 0 | 3,368 | ||
Electronic Arts | COM | 285512109 | 200 | 2,000 | SH | DFND | 0 | 0 | 2,000 | ||
Energy Select Sector Spdr Etf | COM | 81369Y506 | 574 | 19,742 | SH | SOLE | 19,742 | 0 | 0 | ||
Enterprise Products Partners Lp | COM | 293792107 | 979 | 68,485 | SH | SOLE | 68,485 | 0 | 0 | ||
Everest Re Group Ltd | COM | G3223R108 | 2,366 | 12,298 | SH | SOLE | 12,298 | 0 | 0 | ||
Extra Space Stor | COM | 30225T102 | 239 | 2,500 | SH | DFND | 2,500 | 0 | 0 | ||
Exxon Mobil Corporation | COM | 30231G102 | 1,037 | 27,308 | SH | SOLE | 27,308 | 0 | 0 | ||
Foundation Building | COM | 350392106 | 103 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
Galapagos Nv | COM | 36315X101 | 294 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
Glaxosmithkl-Adr | ADR | 37733W105 | 322 | 8,500 | SH | DFND | 0 | 0 | 8,500 | ||
Global Self Storage Inc | COM | 37955N106 | 91 | 26,000 | SH | DFND | 0 | 0 | 26,000 | ||
Goldman Sachs Activebeta Intl Eq Etf | COM | 381430107 | 6,555 | 284,248 | SH | SOLE | 284,248 | 0 | 0 | ||
Goldman Sachs Activebeta Us Lgcp Eq Etf | COM | 381430503 | 3,739 | 71,645 | SH | SOLE | 0 | 0 | 71,645 | ||
Granite Point Mortgage | COM | 38741L107 | 61 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
Hdfc Bank Ltd - Adr | ADR | 40415F101 | 308 | 8,000 | SH | DFND | 0 | 0 | 8,000 | ||
Ingles Markets Inc | COM | 457030104 | 3,129 | 86,544 | SH | SOLE | 86,544 | 0 | 0 | ||
Inseego Corp | COM | 45782B104 | 75 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
Intercontinental Hotels | COM | 45857P806 | 257 | 6,103 | SH | DFND | 6,103 | 0 | 0 | ||
Invesco Bulletshares 2023 Corp Bd Etf | COM | 46138J866 | 2,442 | 117,841 | SH | SOLE | 117,841 | 0 | 0 | ||
Invesco Bulletshares 2023 Hy Corp Bd Etf | COM | 46138J858 | 3,174 | 141,376 | SH | SOLE | 141,376 | 0 | 0 | ||
Invesco Bulletshares 2024 Corp Bd Etf | COM | 46138J841 | 3,592 | 173,942 | SH | SOLE | 173,942 | 0 | 0 | ||
Invesco Bulletshares 2025 Corp Bd Etf | COM | 46138J825 | 4,403 | 214,027 | SH | SOLE | 0 | 0 | 214,027 | ||
Invesco Muni Opps. Trust Common | COM | 46132C107 | 1,067 | 93,152 | SH | SOLE | 0 | 0 | 93,152 | ||
Invesco S&P 500 Eq Weight Hc Etf | COM | 46137V332 | 3,755 | 19,847 | SH | SOLE | 19,847 | 0 | 0 | ||
Invesco S&P 500 Equal Weight Etf | COM | 46137V357 | 3,392 | 40,374 | SH | SOLE | 40,374 | 0 | 0 | ||
Invesco S&P Global Water Index Etf | COM | 46138E651 | 1,876 | 56,586 | SH | SOLE | 56,586 | 0 | 0 | ||
Ishares 0-5 Year High Yield Corp Bd | COM | 46434V407 | 207 | 5,075 | SH | SOLE | 5,075 | 0 | 0 | ||
Ishares Cali Amt-Free Muni Bond | COM | 464288356 | 584 | 9,646 | SH | SOLE | 9,646 | 0 | 0 | ||
Ishares Cohen & Steers Reit | COM | 464287564 | 2,197 | 23,993 | SH | SOLE | 23,993 | 0 | 0 | ||
Ishares Core S&P Mid-Cap | COM | 464287507 | 3,130 | 21,756 | SH | SOLE | 21,756 | 0 | 0 | ||
Ishares Core Us Aggregate Bond | COM | 464287226 | 1,950 | 16,899 | SH | SOLE | 0 | 0 | 16,899 | ||
Ishares Floating Rate Bond | COM | 46429B655 | 6,194 | 127,086 | SH | SOLE | 0 | 0 | 127,086 | ||
Ishares Global Healthcare | COM | 464287325 | 3,472 | 56,971 | SH | SOLE | 56,971 | 0 | 0 | ||
Ishares Global Tech Etf | COM | 464287291 | 2,175 | 11,926 | SH | SOLE | 11,926 | 0 | 0 | ||
Ishares Iboxx $ Invst Grade Crp Bond | COM | 464287242 | 1,912 | 15,477 | SH | SOLE | 0 | 0 | 15,477 | ||
Ishares Mbs | COM | 464288588 | 1,839 | 16,650 | SH | SOLE | 0 | 0 | 16,650 | ||
Ishares Msci Eafe | COM | 464287465 | 791 | 14,789 | SH | SOLE | 0 | 0 | 14,789 | ||
Ishares Msci Eafe Small-Cap | COM | 464288273 | 3,030 | 67,581 | SH | SOLE | 0 | 0 | 67,581 | ||
Ishares National Amt-Free Muni Bond | COM | 464288414 | 1,464 | 12,958 | SH | SOLE | 0 | 0 | 12,958 | ||
Ishares Russell 1000 | COM | 464287622 | 4,109 | 29,032 | SH | SOLE | 0 | 0 | 29,032 | ||
Ishares Russell 2000 | COM | 464287655 | 1,428 | 12,477 | SH | SOLE | 0 | 0 | 12,477 | ||
Ishares Russell Mid-Cap | COM | 464287499 | 2,563 | 59,370 | SH | SOLE | 0 | 0 | 59,370 | ||
Ishares Select Dividend | COM | 464287168 | 2,515 | 34,200 | SH | SOLE | 34,200 | 0 | 0 | ||
Ishares Short-Term National Muni Bond | COM | 464288158 | 807 | 7,595 | SH | SOLE | 0 | 0 | 7,595 | ||
James Hardie Ind Plc Adr | ADR | 47030M106 | 300 | 25,000 | SH | DFND | 0 | 0 | 25,000 | ||
Jh Financial Opportunities Common | COM | 409735206 | 1,780 | 97,071 | SH | SOLE | 0 | 0 | 97,071 | ||
Jhancock Multifactor Large Cap Etf | COM | 47804J107 | 1,043 | 32,511 | SH | SOLE | 0 | 0 | 32,511 | ||
Johnson & Johnson | COM | 478160104 | 2,772 | 21,137 | SH | SOLE | 0 | 0 | 21,137 | ||
Jpmorgan Ultra-Short Income Etf | COM | 46641Q837 | 1,615 | 32,524 | SH | SOLE | 0 | 0 | 32,524 | ||
Kvh Industries | COM | 482738101 | 283 | 30,000 | SH | DFND | 0 | 0 | 30,000 | ||
Lennox Intl Inc | COM | 526107107 | 309 | 1,700 | SH | DFND | 0 | 0 | 1,700 | ||
Lowe S Companies Inc | COM | 548661107 | 1,528 | 17,758 | SH | SOLE | 0 | 0 | 17,758 | ||
Lowe'S Cos Inc | COM | 548661107 | 224 | 2,600 | SH | DFND | 0 | 0 | 2,600 | ||
Metlife Inc | COM | 59156R108 | 1,077 | 35,225 | SH | SOLE | 0 | 0 | 35,225 | ||
Microsoft Corp | COM | 594918104 | 619 | 3,928 | SH | SOLE | 0 | 0 | 3,928 | ||
Microsoft Corp | COM | 594918104 | 237 | 1,500 | SH | DFND | 0 | 0 | 1,500 | ||
Miller Ind Inc/Tenn | COM | 600551204 | 509 | 18,000 | SH | DFND | 0 | 0 | 18,000 | ||
National Western Life Insurance | COM | 638517102 | 1,820 | 10,584 | SH | SOLE | 0 | 0 | 10,584 | ||
Netapp Inc | COM | 64110D104 | 375 | 9,000 | SH | DFND | 0 | 0 | 9,000 | ||
Nice Systems-Adr | ADR | 653656108 | 574 | 4,000 | SH | DFND | 0 | 0 | 4,000 | ||
Norfolk Southern | COM | 655844108 | 438 | 3,000 | SH | DFND | 0 | 0 | 3,000 | ||
Novartis Ag | COM | 66987V109 | 1,936 | 23,478 | SH | SOLE | 0 | 0 | 23,478 | ||
Nuveen Intermediate Duration Muni Term | COM | 670671106 | 1,749 | 134,632 | SH | SOLE | 0 | 0 | 134,632 | ||
Nxp Semiconductors Nv | COM | N6596X109 | 1,053 | 12,693 | SH | SOLE | 0 | 0 | 12,693 | ||
Old Republic International Corp | COM | 680223104 | 1,015 | 66,566 | SH | SOLE | 66,566 | 0 | 0 | ||
Pearson Plc | COM | 705015105 | 138 | 20,000 | SH | DFND | 0 | 0 | 20,000 | ||
Phillips 66 Com | COM | 718546104 | 844 | 15,739 | SH | SOLE | 0 | 0 | 15,739 | ||
Pimco Enhanced Short Maturity Etf | COM | 72201R833 | 1,802 | 18,205 | SH | SOLE | 0 | 0 | 18,205 | ||
Powershrs Bulletshares 2020 Corp Etf | COM | 46138J502 | 6,174 | 293,878 | SH | SOLE | 293,878 | 0 | 0 | ||
Powershrs Bulletshares 2020 Hy Corp Etf | COM | 46138J601 | 919 | 39,969 | SH | SOLE | 0 | 0 | 39,969 | ||
Powershrs Bulletshares 2021 Corp Etf | COM | 46138J700 | 6,304 | 300,602 | SH | SOLE | 300,602 | 0 | 0 | ||
Powershrs Bulletshares 2022 Corp Etf | COM | 46138J882 | 3,894 | 183,857 | SH | SOLE | 183,857 | 0 | 0 | ||
Powershrs Bulletshares 2022 Hy Corp Etf | COM | 46138J874 | 4,075 | 188,119 | SH | SOLE | 188,119 | 0 | 0 | ||
Procter & Gamble | COM | 742718109 | 385 | 3,500 | SH | DFND | 0 | 0 | 3,500 | ||
Qualcomm Inc | COM | 747525103 | 365 | 5,390 | SH | SOLE | 5,390 | 0 | 0 | ||
Redwood Trust | COM | 758075402 | 77 | 15,192 | SH | DFND | 0 | 0 | 15,192 | ||
Regions Financial Corp | COM | 7591EP100 | 161 | 18,000 | SH | DFND | 0 | 0 | 18,000 | ||
Rgc Resources | COM | 74955L103 | 923 | 31,888 | SH | SOLE | 31,888 | 0 | 0 | ||
Royce Micro Cap Trust Common | COM | 780915104 | 1,771 | 318,465 | SH | SOLE | 318,465 | 0 | 0 | ||
Royce Value Trust Common | COM | 780910105 | 118 | 12,158 | SH | SOLE | 12,158 | 0 | 0 | ||
Sba Communications Corp | COM | 78410G104 | 540 | 2,000 | SH | DFND | 0 | 0 | 2,000 | ||
Schwab Emerging Markets Equity Etf | COM | 808524706 | 263 | 12,695 | SH | SOLE | 12,695 | 0 | 0 | ||
Schwab Fundamental Us Large Company Etf | COM | 808524771 | 2,397 | 76,504 | SH | SOLE | 76,504 | 0 | 0 | ||
Schwab International Equity Etf | COM | 808524805 | 1,029 | 39,824 | SH | SOLE | 39,824 | 0 | 0 | ||
Schwab Us Aggregate Bond Etf | COM | 808524839 | 1,611 | 29,688 | SH | SOLE | 29,688 | 0 | 0 | ||
Schwab Us Mid-Cap Etf | COM | 808524508 | 1,225 | 29,047 | SH | SOLE | 0 | 0 | 29,047 | ||
Schwab Us Small-Cap Etf | COM | 808524607 | 1,145 | 22,217 | SH | SOLE | 0 | 0 | 22,217 | ||
Skyworks Solutio | COM | 83088M102 | 358 | 4,000 | SH | DFND | 0 | 0 | 4,000 | ||
Spdr Blmbg Barclays St Corp Bd Etf | COM | 78464A474 | 1,737 | 57,423 | SH | SOLE | 0 | 0 | 57,423 | ||
Spdr S&P 500 Etf | COM | 78462F103 | 395 | 1,534 | SH | SOLE | 1,534 | 0 | 0 | ||
Spdr S&P Midcap 400 Etf | COM | 78467Y107 | 363 | 1,380 | SH | SOLE | 0 | 0 | 1,380 | ||
Stryker Corporation | COM | 863667101 | 2,582 | 15,510 | SH | SOLE | 0 | 0 | 15,510 | ||
Tecnoglass Inc | COM | G87264100 | 99 | 25,634 | SH | DFND | 0 | 0 | 25,634 | ||
Templeton Emerging Markets | COM | 880191101 | 1,636 | 146,721 | SH | SOLE | 0 | 0 | 146,721 | ||
Thermo Fisher | COM | 883556102 | 567 | 2,000 | SH | DFND | 0 | 0 | 2,000 | ||
Tyson Foods Inc | COM | 902494103 | 1,227 | 21,195 | SH | SOLE | 0 | 0 | 21,195 | ||
Udr Inc | COM | 902653104 | 364 | 9,951 | SH | SOLE | 0 | 0 | 9,951 | ||
Unilever Nv-Nys | COM | 904784709 | 439 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
Valmont Industries Inc | COM | 920253101 | 2,543 | 23,998 | SH | SOLE | 0 | 0 | 23,998 | ||
Vanguard Ftse Developed Markets Etf | COM | 921943858 | 7,509 | 225,237 | SH | SOLE | 225,237 | 0 | 0 | ||
Vanguard Ftse Emerging Markets Etf | COM | 922042858 | 1,187 | 35,393 | SH | SOLE | 35,393 | 0 | 0 | ||
Vanguard High Dividend Yield Etf | COM | 921946406 | 1,154 | 16,309 | SH | SOLE | 0 | 0 | 16,309 | ||
Vanguard Information Technology Etf | COM | 92204A702 | 9,076 | 42,833 | SH | SOLE | 0 | 0 | 42,833 | ||
Vanguard S&P 500 Etf | COM | 922908363 | 346 | 1,463 | SH | SOLE | 0 | 0 | 1,463 | ||
Vanguard Short-Term Corporate Bond Etf | COM | 92206C409 | 2,517 | 31,817 | SH | SOLE | 31,817 | 0 | 0 | ||
Verizon Communications Inc | COM | 92343V104 | 355 | 6,606 | SH | SOLE | 6,606 | 0 | 0 | ||
Voya Asia Pacific High Dividend Eq Inc | COM | 92912J102 | 1,114 | 171,089 | SH | SOLE | 0 | 0 | 171,089 | ||
Voya Financial Inc | COM | 929089100 | 1,967 | 48,511 | SH | SOLE | 0 | 0 | 48,511 | ||
Walt Disney Co | COM | 254687106 | 822 | 8,507 | SH | SOLE | 0 | 0 | 8,507 | ||
Walt Disney Co | COM | 254687106 | 290 | 3,000 | SH | DFND | 0 | 0 | 3,000 | ||
Western Asset Glb Corp Def Opp Common | COM | 95790C107 | 3,453 | 251,463 | SH | SOLE | 0 | 0 | 251,463 | ||
Western Asset High Income Opp | COM | 95766K109 | 4,019 | 954,543 | SH | SOLE | 0 | 0 | 954,543 | ||
Williams Companies Inc | COM | 969457100 | 698 | 49,294 | SH | SOLE | 49,294 | 0 | 0 | ||
Wp Carey Inc | COM | 92936U109 | 260 | 4,470 | SH | DFND | 4,470 | 0 | 0 | ||
Wpx Energy Inc | COM | 98212B103 | 70 | 22,944 | SH | SOLE | 22,944 | 0 | 0 |