The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACAMAR PARTNERS ACQSITION CO | CL A | 004285102 | 4,925 | 500,000 | SH | DFND | Omni Partners US LLC | 500,000 | 0 | 0 | |
| ACT II GLOBAL ACQUISITION CO | CL A SHS | G0080J104 | 12,644 | 1,281,097 | SH | DFND | Omni Partners US LLC | 1,281,097 | 0 | 0 | |
| ALLERGAN PLC | SHS | G0177J108 | 145,483 | 821,476 | SH | DFND | Omni Partners US LLC | 821,476 | 0 | 0 | |
| ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 5,572 | 1,304,811 | SH | DFND | Omni Partners US LLC | 1,304,811 | 0 | 0 | |
| ALTA EQUIPMENT GROUP INC | W EXP 02/14/202 | 02128L114 | 169 | 187,500 | SH | DFND | Omni Partners US LLC | 187,500 | 0 | 0 | |
| ALUSSA ENERGY ACQUISITION CO | SHS CL A | G0232J101 | 4,338 | 451,914 | SH | DFND | Omni Partners US LLC | 451,914 | 0 | 0 | |
| ALUSSA ENERGY ACQUISITION CO | UNIT 10/31/2026 | G0232J127 | 14,523 | 1,466,987 | SH | DFND | Omni Partners US LLC | 1,466,987 | 0 | 0 | |
| TD AMERITRADE HLDG CORP | COM | 87236Y108 | 42,199 | 1,217,509 | SH | DFND | Omni Partners US LLC | 1,217,509 | 0 | 0 | |
| APEX TECHNOLOGY ACQUISITION | COM CL | 03768F102 | 6,825 | 700,000 | SH | DFND | Omni Partners US LLC | 700,000 | 0 | 0 | |
| BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 1,286 | 338,529 | SH | DFND | Omni Partners US LLC | 338,529 | 0 | 0 | |
| CRAFT BREW ALLIANCE INC | COM | 224122101 | 2,023 | 135,776 | SH | DFND | Omni Partners US LLC | 135,776 | 0 | 0 | |
| CIIG MERGER CORP | UNIT 12/31/2026 | 12559C202 | 7,572 | 772,680 | SH | DFND | Omni Partners US LLC | 772,680 | 0 | 0 | |
| CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 75,558 | 3,240,067 | SH | DFND | Omni Partners US LLC | 3,240,067 | 0 | 0 | |
| CAESARS ENTMT CORP | COM | 127686103 | 10,892 | 1,611,312 | SH | DFND | Omni Partners US LLC | 1,611,312 | 0 | 0 | |
| DIAMONDPEAK HLDGS COR | COM CL A | 25280H100 | 2,808 | 270,000 | SH | DFND | Omni Partners US LLC | 270,000 | 0 | 0 | |
| EROS INTL PLC | SHS NEW | 0G3788M11 | 1,004 | 608,500 | SH | DFND | Omni Partners US LLC | 608,500 | 0 | 0 | |
| E TRADE FINANCIAL CORP | COM NEW | 269246401 | 100,525 | 2,929,041 | SH | DFND | Omni Partners US LLC | 2,929,041 | 0 | 0 | |
| EXPERIENCE INVT CORP | COM CL A | 30217C109 | 7,157 | 740,100 | SH | DFND | Omni Partners US LLC | 740,100 | 0 | 0 | |
| FITBIT INC | CL A | 33812L102 | 3,162 | 474,808 | SH | DFND | Omni Partners US LLC | 474,808 | 0 | 0 | |
| FORUM MERGER II CORP | CL A | 34986F103 | 11,051 | 1,073,925 | SH | DFND | Omni Partners US LLC | 1,073,925 | 0 | 0 | |
| FORESCOUT TECHNOLOGIES INC | COM | 34553D101 | 10,123 | 320,452 | SH | DFND | Omni Partners US LLC | 320,452 | 0 | 0 | |
| FINSERV ACQUISITION CORP | CL A | 318085107 | 3,491 | 362,500 | SH | DFND | Omni Partners US LLC | 362,500 | 0 | 0 | |
| FORTY SEVEN INC | COM | 34983P104 | 29,155 | 305,539 | SH | DFND | Omni Partners US LLC | 305,539 | 0 | 0 | |
| GIGCAPITAL2 INC | COM | 375036100 | 5,463 | 549,038 | SH | DFND | Omni Partners US LLC | 549,038 | 0 | 0 | |
| GRAF INDL CORP | COM | 384278107 | 23,972 | 2,357,115 | SH | DFND | Omni Partners US LLC | 2,357,115 | 0 | 0 | |
| GX ACQUISITION CORP | COM CL | 36251A107 | 2,450 | 250,000 | SH | DFND | Omni Partners US LLC | 250,000 | 0 | 0 | |
| HEALTHCARE MERGER CORP | COM CL A | 42227L102 | 4,165 | 425,000 | SH | DFND | Omni Partners US LLC | 425,000 | 0 | 0 | |
| HILTON GRAND VACATIONS INC | COM | 43283X105 | 10,051 | 637,328 | SH | DFND | Omni Partners US LLC | 637,328 | 0 | 0 | |
| HAYMAKER ACQUISITION CORP II | COM CL A | 42087L101 | 15,650 | 1,598,592 | SH | DFND | Omni Partners US LLC | 1,598,592 | 0 | 0 | |
| LEISURE ACQUISITION CORP | COM | 52539T107 | 2,817 | 258,231 | SH | DFND | Omni Partners US LLC | 258,231 | 0 | 0 | |
| LEGACY ACQUISITION CORP | COM CL A | 524643103 | 5,287 | 509,824 | SH | DFND | Omni Partners US LLC | 509,824 | 0 | 0 | |
| LEGACY ACQUISITION CORP | W EXP 11/30/202 | 524643111 | 157 | 627,966 | SH | DFND | Omni Partners US LLC | 627,966 | 0 | 0 | |
| LEO HOLDINGS CORP | COM CL | G5463L105 | 18,337 | 1,780,299 | SH | DFND | Omni Partners US LLC | 1,780,299 | 0 | 0 | |
| LOGMEIN INC | COM | 54142L109 | 81,824 | 982,517 | SH | DFND | Omni Partners US LLC | 982,517 | 0 | 0 | |
| NAVISTAR INTL CORP NEW | COM | 63934E108 | 3,195 | 193,780 | SH | DFND | Omni Partners US LLC | 193,780 | 0 | 0 | |
| NEBULA ACQUISITION CORP | COM CLASS | 629076100 | 18,505 | 1,823,116 | SH | DFND | Omni Partners US LLC | 1,823,116 | 0 | 0 | |
| NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 557 | 52,294 | SH | DFND | Omni Partners US LLC | 52,294 | 0 | 0 | |
| PROVIDENCE ACQUISITION | COM CL A | 64822P106 | 4,885 | 500,000 | SH | DFND | Omni Partners US LLC | 500,000 | 0 | 0 | |
| PROVIDENCE ACQUISITION | UNIT 09/01/2024 | 64822P205 | 7,932 | 772,050 | SH | DFND | Omni Partners US LLC | 772,050 | 0 | 0 | |
| PURE ACQUISITION CORP | CL A | 74621Q106 | 15,585 | 1,500,000 | SH | DFND | Omni Partners US LLC | 1,500,000 | 0 | 0 | |
| PURE ACQUISITION CORP | W EXP 04/17/202 | 74621Q114 | 547 | 552,189 | SH | DFND | Omni Partners US LLC | 552,189 | 0 | 0 | |
| PAE INC | COM CL A | 69290Y109 | 12,548 | 1,933,499 | SH | DFND | Omni Partners US LLC | 1,933,499 | 0 | 0 | |
| PIVOTAL INVT CORP II | COM CL A | 72582K100 | 2,577 | 260,000 | SH | DFND | Omni Partners US LLC | 260,000 | 0 | 0 | |
| PIVOTAL INVT CORP II | UNIT 06/01/2025 | 72582K209 | 10,471 | 1,051,272 | SH | DFND | Omni Partners US LLC | 1,051,272 | 0 | 0 | |
| QIAGEN NV | SHS NEW | N72482123 | 9,339 | 224,492 | SH | DFND | Omni Partners US LLC | 224,492 | 0 | 0 | |
| RA PHARMACEUTICALS INC | COM | 74933V108 | 50,542 | 1,052,744 | SH | DFND | Omni Partners US LLC | 1,052,744 | 0 | 0 | |
| SPRINT CORPORATION | COM | 85207U105 | 62,745 | 7,289,069 | SH | DFND | Omni Partners US LLC | 7,289,069 | 0 | 0 | |
| SCHULTZE SPL PURP ACQUSTN CO | UNIT 12/31/2023 | 80821R208 | 11,614 | 1,126,526 | SH | DFND | Omni Partners US LLC | 1,126,526 | 0 | 0 | |
| SOFTWARE ACQUISITION GROUP I | UNIT 10/01/2026 | 83406B200 | 1,944 | 205,982 | SH | DFND | Omni Partners US LLC | 205,982 | 0 | 0 | |
| SC HEALTH CORP | COM CL A | G78516203 | 1,389 | 138,200 | SH | DFND | Omni Partners US LLC | 138,200 | 0 | 0 | |
| STABLE RD ACQUISITION | COM CL A | 85236Q109 | 7,661 | 785,719 | SH | DFND | Omni Partners US LLC | 785,719 | 0 | 0 | |
| SILVER SPIKE ACQUISITION COR | COM CL A | G8136L106 | 4,915 | 500,000 | SH | DFND | Omni Partners US LLC | 500,000 | 0 | 0 | |
| TAUBMAN CTRS INC | COM | 876664103 | 19,116 | 456,438 | SH | DFND | Omni Partners US LLC | 456,438 | 0 | 0 | |
| TECH DATA CORP | COM | 878237106 | 8,143 | 62,233 | SH | DFND | Omni Partners US LLC | 62,233 | 0 | 0 | |
| TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 41,259 | 2,506,639 | SH | DFND | Omni Partners US LLC | 2,506,639 | 0 | 0 | |
| THUNDER BRDG ACQUISTION II L | CL A SHS | G8857S116 | 4,925 | 500,000 | SH | DFND | Omni Partners US LLC | 500,000 | 0 | 0 | |
| TIFFANY & CO NEW | COM | 886547108 | 82,324 | 635,705 | SH | DFND | Omni Partners US LLC | 635,705 | 0 | 0 | |
| TRINE ACQUISITION CORP | COM CL A | 89628U108 | 26,146 | 2,630,373 | SH | DFND | Omni Partners US LLC | 2,630,373 | 0 | 0 | |
| TRINE ACQUISITION CORP | W EXP 03/31/202 | 89628U116 | 793 | 1,322,459 | SH | DFND | Omni Partners US LLC | 1,322,459 | 0 | 0 | |
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 21,838 | 231,505 | SH | DFND | Omni Partners US LLC | 231,505 | 0 | 0 | |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 | 5,130 | 593,093 | SH | DFND | Omni Partners US LLC | 593,093 | 0 | 0 | |
| VERTIV HOLDINGS CO | W EXP 06/12/202 | 92537N116 | 271 | 150,743 | SH | DFND | Omni Partners US LLC | 150,743 | 0 | 0 | |
| WRIGHT MED GROUP NV | ORD SHS | N96617118 | 26,187 | 914,030 | SH | DFND | Omni Partners US LLC | 914,030 | 0 | 0 | |