The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AEGERION PHARMACEUTICALS INC BOND 00767EAC6 24,414 25,038,294 PRN   SOLE   0 0 0
AEMETIS INC COMMON 00770K202 37 70,768 SH   SOLE   70,768 0 0
AGROFRESH SOLUTIONS WARRANT 00856G117 10,857 3,424,981 PRN   SOLE   3,424,981 0 0
AIR TRANSPORT SERVICES GRP I BOND 00922RAB1 16,589 19,289,000 PRN   SOLE   0 0 0
ALLSCRIPTS HEALTHCARE SOLUTN BOND 01988PAD0 500 545,000 PRN   SOLE   0 0 0
AMAG PHARMACEUTICALS INC BOND 00163UAD8 9,829 12,765,000 PRN   SOLE   0 0 0
AMCI ACQUISITION CORP WARRANT 00165R119 27 154,669 PRN   SOLE   154,669 0 0
ARCH COAL INC COMMON 039380407 3,428 118,613 SH   SOLE   118,613 0 0
ASSERTIO THERAPEUTICS INC COMMON 04545L107 1,313 2,020,741 SH   SOLE   2,020,741 0 0
BANDWIDTH INC COMMON 05988J103 2,541 37,766 SH   SOLE   37,766 0 0
BIOMARIN PHARMACEUTICAL INC BOND 09061GAF8 18,095 17,100,000 PRN   SOLE   0 0 0
BLACKSTONE MTG TR INC BOND 09257WAB6 6,532 8,401,000 PRN   SOLE   0 0 0
CLOVIS ONCOLOGY INC OPTION 189464950 321 50,400 SH Put SOLE   50,400 0 0
CLOVIS ONCOLOGY INC BOND 189464AB6 897 1,020,000 PRN   SOLE   0 0 0
CLOVIS ONCOLOGY INC BOND 189464AC4 11,252 18,066,000 PRN   SOLE   0 0 0
COLLEGIUM PHARMACEUTICAL INC BOND 19459JAA2 5,720 6,500,000 PRN   SOLE   0 0 0
CONMED CORP BOND 207410AF8 5,610 6,098,000 PRN   SOLE   0 0 0
CONTURA ENERGY INC COMMON 21241B100 3,419 1,454,967 SH   SOLE   1,454,967 0 0
CREE INC BOND 225447AB7 11,669 12,612,000 PRN   SOLE   0 0 0
DENBURY RES INC DEL BOND U2481AAK4 110 262,000 PRN   SOLE   0 0 0
DOLPHIN ENTMT INC WARRANT 25686H118 7 110,000 PRN   SOLE   110,000 0 0
DTE ENERGY CO PREF CONV 233331842 34,093 905,297 SH   SOLE   905,297 0 0
ENERGIZER HLDGS INC NEW PREF CONV 29272W208 7,185 105,814 SH   SOLE   105,814 0 0
ETSY INC BOND 29786AAC0 25,278 20,000,000 PRN   SOLE   0 0 0
EXACT SCIENCES CORP BOND 30063PAC9 5,147 6,500,000 PRN   SOLE   0 0 0
EZCORP INC BOND 302301AE6 2,599 3,500,000 PRN   SOLE   0 0 0
EZCORP INC BOND 302301AF3 5,264 7,125,000 PRN   SOLE   0 0 0
FORD MTR CO DEL OPTION 345370950 338 70,000 SH Put SOLE   70,000 0 0
GFL ENVIRONMENTAL INC PREF CONV 36168Q120 13,855 302,567 SH   SOLE   302,567 0 0
GOGO INC BOND 38046CAD1 744 1,000,000 PRN   SOLE   0 0 0
GRAF INDL CORP WARRANT 384278115 127 1,268,362 PRN   SOLE   1,268,362 0 0
GREEN PLAINS INC BOND 393222AF1 7,274 11,500,000 PRN   SOLE   0 0 0
HC2 HLDGS INC COMMON 404139107 0 2 SH   SOLE   2 0 0
HOSTESS BRANDS INC WARRANT 44109J114 3,468 6,083,415 PRN   SOLE   6,083,415 0 0
INOVIO PHARMACEUTICALS INC BOND 45773HAB8 9,690 4,750,000 PRN   SOLE   0 0 0
INSULET CORP BOND 45784PAH4 8,213 4,500,000 PRN   SOLE   0 0 0
INTELSAT S A BOND 45790VAB6 7,256 34,554,000 PRN   SOLE   0 0 0
INTERNATIONAL FLAVORS&FRAGRA PREF CONV 459506309 1,968 51,562 SH   SOLE   51,562 0 0
INVACARE CORP BOND 461203AH4 28,220 33,200,000 PRN   SOLE   0 0 0
INVACARE CORP BOND 461203AJ0 8,366 10,809,000 PRN   SOLE   0 0 0
LUCKIN COFFEE INC OPTION 54951L959 2,787 102,500 SH Put SOLE   102,500 0 0
LUMENTUM HLDGS INC BOND 55024UAB5 74,896 55,065,000 PRN   SOLE   0 0 0
MESA LABS INC BOND 59064RAA7 17,933 17,850,000 PRN   SOLE   0 0 0
MICROCHIP TECHNOLOGY INC BOND 595017AD6 12,994 9,131,000 PRN   SOLE   0 0 0
MICROCHIP TECHNOLOGY INC BOND 595017AF1 17,090 16,500,000 PRN   SOLE   0 0 0
NANTHEALTH INC BOND 630104AB3 25,950 30,000,000 PRN   SOLE   0 0 0
NESCO HLDGS INC WARRANT 64083J112 29 146,826 PRN   SOLE   146,826 0 0
NEXTERA ENERGY INC PREF CONV 65339F770 27,644 627,000 SH   SOLE   627,000 0 0
NEXTERA ENERGY INC PREF CONV 65339F796 14,724 311,018 SH   SOLE   311,018 0 0
NIO INC BOND 62914VAB2 6,440 14,000,000 PRN   SOLE   0 0 0
NOVAVAX INC BOND 670002AB0 19,146 24,468,000 PRN   SOLE   0 0 0
OASIS PETROLEUM INC BOND 674215AJ7 136 3,391,000 PRN   SOLE   0 0 0
OCCIDENTAL PETE CORP OPTION 674599955 1,158 100,000 SH Put SOLE   100,000 0 0
OMEROS CORP BOND 682143AE2 37,441 42,095,000 PRN   SOLE   0 0 0
ON SEMICONDUCTOR CORP BOND 682189AK1 19,967 20,000,000 PRN   SOLE   0 0 0
OPKO HEALTH INC COMMON 68375N103 900 671,347 SH   SOLE   671,347 0 0
OPKO HEALTH INC BOND 68375NAD5 23,282 35,275,000 PRN   SOLE   0 0 0
PACIFIC DRILLING SA LUXEMBOU COMMON L7257P205 1,290 3,000,000 SH   SOLE   3,000,000 0 0
PARATEK PHARMACEUTICALS INC BOND 699374AB0 23,790 36,390,000 PRN   SOLE   0 0 0
PEGASYSTEMS INC COMMON 705573103 4,174 58,600 SH   SOLE   58,600 0 0
PLUG POWER INC COMMON 72919P202 3,672 1,037,197 SH   SOLE   1,037,197 0 0
PLUG POWER INC BOND 72919PAB9 5,287 6,000,000 PRN   SOLE   0 0 0
PROTALIX BIOTHERAPEUTICS INC COMMON 74365A309 11,348 4,828,974 SH   SOLE   4,828,974 0 0
PROTALIX BIOTHERAPEUTICS INC BOND 74365AAD3 12,246 14,407,000 PRN   SOLE   0 0 0
Q2 HLDGS INC BOND 74736LAB5 16,208 13,331,000 PRN   SOLE   0 0 0
QUOTIENT LTD COMMON G73268107 16,449 4,164,297 SH   SOLE   4,164,297 0 0
RANPAK HLDGS CORP WARRANT 75321W111 602 626,895 PRN   SOLE   626,895 0 0
RETROPHIN INC BOND 761299AB2 20,554 29,000,000 PRN   SOLE   0 0 0
RINGCENTRAL INC COMMON 76680R206 2,606 12,300 SH   SOLE   12,300 0 0
RINGCENTRAL INC BOND 76680RAD9 26,051 10,055,000 PRN   SOLE   0 0 0
SAEXPLORATION HLDGS INC COMMON 78636X873 304 295,478 SH   SOLE   295,478 0 0
SEA LTD BOND 81141RAB6 40,545 17,500,000 PRN   SOLE   0 0 0
SEMPRA ENERGY PREF CONV 816851406 11,696 126,417 SH   SOLE   126,417 0 0
SMART GLOBAL HLDGS INC COMMON G8232Y101 627 25,800 SH   SOLE   25,800 0 0
SPDR S&P 500 ETF TR OPTION 78462F953 25,775 100,000 SH Put SOLE   100,000 0 0
SQUARE INC COMMON 852234103 2,163 41,300 SH   SOLE   41,300 0 0
STANLEY BLACK & DECKER INC PREF CONV 854502846 2,273 32,496 SH   SOLE   32,496 0 0
TELIGENT INC NEW BOND 87960WAA2 7,298 21,000,000 PRN   SOLE   0 0 0
TESLA INC BOND 88160RAD3 26,585 15,500,000 PRN   SOLE   0 0 0
TG THERAPEUTICS INC COMMON 88322Q108 1 127 SH   SOLE   127 0 0
TRINITY BIOTECH INVT LTD BOND 89643QAB4 21,298 30,425,000 PRN   SOLE   0 0 0
VERASTEM INC COMMON 92337C104 5,143 1,948,122 SH   SOLE   1,948,122 0 0
VERASTEM INC BOND 92337CAA2 4,755 6,000,000 PRN   SOLE   0 0 0
VIVINT SMART HOME INC WARRANT 928542117 768 550,000 PRN   SOLE   550,000 0 0
WAYFAIR INC OPTION 94419L951 2,672 50,000 SH Put SOLE   50,000 0 0
WAYFAIR INC BOND 94419LAD3 29,034 42,000,000 PRN   SOLE   0 0 0
ZILLOW GROUP INC BOND 98954MAC5 4,210 5,000,000 PRN   SOLE   0 0 0