The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABIOMED INC | COM | 003654100 | 531 | 3,658 | SH | SOLE | 288 | 0 | 3,370 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 462 | 34,192 | SH | SOLE | 3,992 | 0 | 30,200 | ||
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 336 | 62,530 | SH | SOLE | 6,760 | 0 | 55,770 | ||
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 670 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 603 | 5,537 | SH | SOLE | 478 | 0 | 5,059 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 195 | 56,616 | SH | DFND | 2 | 56,616 | 0 | 0 | |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 50 | 1,200,000 | SH | Call | SOLE | 1,200,000 | 0 | 0 | |
ALTUS MIDSTREAM CO | CL A | 02215L100 | 1,281 | 1,708,496 | SH | DFND | 1 | 1,708,496 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 153 | 38,223 | SH | SOLE | 3,805 | 0 | 34,418 | ||
ANTERO MIDSTREAM CORP | COM | 03676B102 | 4,101 | 1,953,005 | SH | DFND | 1 2 3 | 1,953,005 | 0 | 0 | |
ATLANTICA YIELD PLC | SHS | G0751N103 | 9,062 | 406,364 | SH | DFND | 1 | 406,364 | 0 | 0 | |
BLACK STONE MINERALS L P | COM UNIT | 09225M101 | 702 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 810 | 33,224 | SH | DFND | 1 | 33,224 | 0 | 0 | |
BRIGHAM MINERALS INC | CL A COM | 10918L103 | 827 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 24,340 | 726,572 | SH | DFND | 1 2 3 | 726,572 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 990 | 13,657 | SH | DFND | 1 | 13,657 | 0 | 0 | |
CLEARWAY ENERGY INC | CL C | 18539C204 | 9,479 | 504,211 | SH | DFND | 1 2 3 | 504,211 | 0 | 0 | |
CNX MIDSTREAM PARTNERS LP | COM UNIT REPST | 12654A101 | 4,077 | 503,341 | SH | DFND | 1 | 503,341 | 0 | 0 | |
CNX RESOURCES CORPORATION | COM | 12653C108 | 1,055 | 198,280 | SH | DFND | 1 | 198,280 | 0 | 0 | |
COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441A102 | 562 | 76,169 | SH | SOLE | 76,169 | 0 | 0 | ||
CONCHO RES INC | COM | 20605P101 | 295 | 6,886 | SH | DFND | 1 | 6,886 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 672 | 21,805 | SH | DFND | 1 | 21,805 | 0 | 0 | |
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 7,607 | 1,798,317 | SH | DFND | 1 2 3 | 1,798,317 | 0 | 0 | |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 310 | 2,146 | SH | SOLE | 2,146 | 0 | 0 | ||
CVR ENERGY INC | COM | 12662P108 | 2,760 | 166,956 | SH | SOLE | 166,956 | 0 | 0 | ||
CYRUSONE INC | COM | 23283R100 | 2,971 | 48,121 | SH | SOLE | 47,922 | 0 | 199 | ||
CYTOSORBENTS CORP | COM NEW | 23283X206 | 77 | 10,016 | SH | SOLE | 7,142 | 0 | 2,874 | ||
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 4,565 | 1,121,673 | SH | DFND | 1 2 3 | 1,121,673 | 0 | 0 | |
DELEK LOGISTICS PARTNERS LP | COM UNT RP INT | 24664T103 | 1,000 | 109,841 | SH | SOLE | 109,841 | 0 | 0 | ||
DIAMONDBACK ENERGY INC | COM | 25278X109 | 282 | 10,761 | SH | DFND | 1 | 10,761 | 0 | 0 | |
DOMINION ENERGY INC | COM | 25746U109 | 5,624 | 77,900 | SH | SOLE | 77,900 | 0 | 0 | ||
DOW INC | COM | 260557103 | 2,399 | 82,052 | SH | DFND | 1 | 82,052 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 499 | 6,418 | SH | DFND | 1 | 6,418 | 0 | 0 | |
ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 292480100 | 9,000 | 3,501,892 | SH | DFND | 1 2 3 | 3,501,892 | 0 | 0 | |
ENBRIDGE INC | COM | 29250N105 | 28,699 | 986,554 | SH | DFND | 1 2 3 | 986,554 | 0 | 0 | |
ENEL AMERICAS S A | SPONSORED ADR | 29274F104 | 155 | 25,579 | SH | SOLE | 25,579 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 37,704 | 8,196,436 | SH | DFND | 1 2 3 | 8,196,436 | 0 | 0 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 28 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 8,422 | 7,656,727 | SH | DFND | 1 2 3 | 7,656,727 | 0 | 0 | |
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 44 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 43,565 | 3,046,485 | SH | DFND | 1 2 3 | 3,046,485 | 0 | 0 | |
EQM MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | 25,301 | 2,144,164 | SH | DFND | 1 2 3 | 2,144,164 | 0 | 0 | |
EQUINIX INC | COM | 29444U700 | 367 | 587 | SH | SOLE | 587 | 0 | 0 | ||
EQUINOR ASA | SPONSORED ADR | 29446M102 | 593 | 48,677 | SH | DFND | 1 | 48,677 | 0 | 0 | |
EQUITRANS MIDSTREAM CORP | COM | 294600101 | 10,563 | 2,100,046 | SH | DFND | 1 2 3 | 2,100,046 | 0 | 0 | |
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 1,232 | 109,927 | SH | SOLE | 109,256 | 0 | 671 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 467 | 8,045 | SH | SOLE | 888 | 0 | 7,157 | ||
FLEXION THERAPEUTICS INC | COM | 33938J106 | 290 | 36,864 | SH | SOLE | 4,133 | 0 | 32,731 | ||
FRANCO NEVADA CORP | COM | 351858105 | 1,059 | 10,637 | SH | DFND | 1 | 10,637 | 0 | 0 | |
GOLAR LNG LTD | SHS | G9456A100 | 225 | 28,517 | SH | DFND | 1 | 28,517 | 0 | 0 | |
GOLAR LNG PARTNERS LP | COM UNIT LPI | Y2745C102 | 780 | 232,000 | SH | SOLE | 232,000 | 0 | 0 | ||
GOODRICH PETE CORP | COM PAR | 382410843 | 94 | 22,019 | SH | DFND | 1 | 22,019 | 0 | 0 | |
GPO AEROPORTUARIO DEL PAC SA | SPON ADR B | 400506101 | 1,240 | 22,992 | SH | SOLE | 22,992 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 183 | 26,737 | SH | DFND | 1 | 26,737 | 0 | 0 | |
HESS CORP | COM | 42809H107 | 489 | 14,699 | SH | DFND | 1 | 14,699 | 0 | 0 | |
HESS MIDSTREAM LP | CL A SHS | 428103105 | 7,968 | 784,250 | SH | DFND | 1 | 784,250 | 0 | 0 | |
HUBSPOT INC | COM | 443573100 | 455 | 3,414 | SH | SOLE | 238 | 0 | 3,176 | ||
INGEVITY CORP | COM | 45688C107 | 328 | 9,323 | SH | SOLE | 941 | 0 | 8,382 | ||
JACOBS ENGR GROUP INC | COM | 469814107 | 981 | 12,369 | SH | DFND | 1 | 12,369 | 0 | 0 | |
KIMBELL RTY PARTNERS LP | UNIT | 49435R102 | 2,729 | 468,138 | SH | DFND | 1 | 468,138 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 45,784 | 3,289,180 | SH | DFND | 1 2 3 | 3,289,180 | 0 | 0 | |
KORNIT DIGITAL LTD | SHS | M6372Q113 | 256 | 10,293 | SH | SOLE | 1,101 | 0 | 9,192 | ||
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 333 | 6,711 | SH | DFND | 1 | 6,711 | 0 | 0 | |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 38,084 | 1,043,700 | SH | DFND | 1 2 3 | 1,043,700 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 3,711 | 157,072 | SH | DFND | 1 2 3 | 157,072 | 0 | 0 | |
MATADOR RES CO | COM | 576485205 | 51 | 20,716 | SH | DFND | 1 | 20,716 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 891 | 5,389 | SH | SOLE | 5,389 | 0 | 0 | ||
MERCURY SYS INC | COM | 589378108 | 569 | 7,974 | SH | SOLE | 564 | 0 | 7,410 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 38,730 | 3,333,089 | SH | DFND | 1 2 3 | 3,333,089 | 0 | 0 | |
NEW FORTRESS ENERGY LLC | CL A SHS RP LLC | 644393100 | 569 | 58,215 | SH | DFND | 1 | 58,215 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 235 | 975 | SH | DFND | 1 | 975 | 0 | 0 | |
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 29,759 | 692,061 | SH | DFND | 1 2 3 | 691,951 | 0 | 110 | |
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 3,654 | 425,405 | SH | DFND | 1 | 425,405 | 0 | 0 | |
ONEOK INC NEW | COM | 682680103 | 26,481 | 1,214,169 | SH | DFND | 1 2 3 | 1,214,169 | 0 | 0 | |
OSHKOSH CORP | COM | 688239201 | 385 | 5,983 | SH | DFND | 1 | 5,983 | 0 | 0 | |
OVINTIV INC | COM | 69047Q102 | 66 | 24,294 | SH | DFND | 1 | 24,294 | 0 | 0 | |
PARSLEY ENERGY INC | CL A | 701877102 | 129 | 22,460 | SH | DFND | 1 | 22,460 | 0 | 0 | |
PATTERSON UTI ENERGY INC | COM | 703481101 | 69 | 29,475 | SH | DFND | 1 | 29,475 | 0 | 0 | |
PBF LOGISTICS LP | UNIT LTD PTNR | 69318Q104 | 8,443 | 1,249,141 | SH | SOLE | 1,249,141 | 0 | 0 | ||
PEMBINA PIPELINE CORP | COM | 706327103 | 28,270 | 1,502,899 | SH | DFND | 1 2 3 | 1,502,899 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 2,323 | 43,308 | SH | DFND | 1 | 43,308 | 0 | 0 | |
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 31,405 | 862,033 | SH | DFND | 1 2 3 | 862,033 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 262 | 3,741 | SH | DFND | 1 | 3,741 | 0 | 0 | |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 28,242 | 5,348,859 | SH | DFND | 1 2 3 | 5,348,859 | 0 | 0 | |
PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 4,527 | 807,051 | SH | DFND | 2 3 | 807,051 | 0 | 0 | |
PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 9 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
POLARITYTE INC | COM | 731094108 | 167 | 154,623 | SH | SOLE | 16,914 | 0 | 137,709 | ||
QTS RLTY TR INC | COM CL A | 74736A103 | 331 | 5,691 | SH | SOLE | 5,691 | 0 | 0 | ||
RAPID7 INC | COM | 753422104 | 464 | 10,722 | SH | SOLE | 1,208 | 0 | 9,514 | ||
RINGCENTRAL INC | CL A | 76680R206 | 354 | 1,668 | SH | SOLE | 177 | 0 | 1,491 | ||
SABRE CORP | COM | 78573M104 | 1,050 | 177,079 | SH | SOLE | 177,079 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 144 | 10,684 | SH | DFND | 1 | 10,684 | 0 | 0 | |
SELECT ENERGY SVCS INC | CL A COM | 81617J301 | 83 | 25,825 | SH | DFND | 1 | 25,825 | 0 | 0 | |
SEMPRA ENERGY | COM | 816851109 | 2,825 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 16,190 | 1,622,258 | SH | DFND | 1 2 3 | 1,622,258 | 0 | 0 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 643 | 18,053 | SH | DFND | 1 | 18,053 | 0 | 0 | |
SPDR SER TR | SPDR BLOOMBERG | 78468R663 | 8 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
SUNOCO LP | COM UT REP LP | 86765K109 | 3,597 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | ||
SWITCH INC | CL A | 87105L104 | 2,067 | 143,232 | SH | SOLE | 143,232 | 0 | 0 | ||
SYSCO CORP | COM | 871829107 | 1,119 | 24,508 | SH | SOLE | 24,508 | 0 | 0 | ||
TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 205 | 12,497 | SH | SOLE | 12,497 | 0 | 0 | ||
TARGA RES CORP | COM | 87612G101 | 15,430 | 2,232,973 | SH | DFND | 1 2 3 | 2,232,973 | 0 | 0 | |
TC ENERGY CORP | COM | 87807B107 | 41,643 | 939,988 | SH | DFND | 1 2 3 | 939,988 | 0 | 0 | |
TERRAFORM PWR INC | COM CL A | 88104R209 | 1,647 | 104,434 | SH | SOLE | 104,434 | 0 | 0 | ||
TEXAS PAC LD TR | SUB CTF PROP I T | 882610108 | 242 | 637 | SH | DFND | 1 | 637 | 0 | 0 | |
TOTAL S.A. | SPONSORED ADS | 89151E109 | 1,089 | 29,253 | SH | DFND | 1 | 29,253 | 0 | 0 | |
TWILIO INC | CL A | 90138F102 | 480 | 5,360 | SH | SOLE | 570 | 0 | 4,790 | ||
UNITED RENTALS INC | COM | 911363109 | 341 | 3,310 | SH | DFND | 1 | 3,310 | 0 | 0 | |
VALERO ENERGY CORP | COM | 91913Y100 | 2,745 | 60,518 | SH | DFND | 1 | 60,518 | 0 | 0 | |
VERMILION ENERGY INC | COM | 923725105 | 940 | 302,401 | SH | DFND | 1 | 302,401 | 0 | 0 | |
VIPER ENERGY PARTNERS LP | COM UNT RP INT | 92763M105 | 2,126 | 320,601 | SH | DFND | 1 | 320,601 | 0 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 1,197 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
WABTEC | COM | 929740108 | 468 | 9,726 | SH | DFND | 1 | 9,726 | 0 | 0 | |
WILLIAMS COS INC | COM | 969457100 | 47,174 | 3,333,886 | SH | DFND | 1 2 3 | 3,333,886 | 0 | 0 | |
WILLIAMS COS INC | COM | 969457100 | 60 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
WPX ENERGY INC | COM | 98212B103 | 205 | 67,184 | SH | DFND | 1 | 67,184 | 0 | 0 | |
XYLEM INC | COM | 98419M100 | 284 | 4,354 | SH | DFND | 1 | 4,354 | 0 | 0 |