The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALLERGAN PLC | SHS | G0177J108 | 15,046 | 84,958 | SH | DFND | 84,958 | 0 | 0 | ||
| ANIXTER INTL INC | COM | 035290105 | 3,761 | 42,800 | SH | DFND | 42,800 | 0 | 0 | ||
| BORGWARNER INC | COM | 099724106 | 2,204 | 90,458 | SH | DFND | 90,458 | 0 | 0 | ||
| CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 2,617 | 4,089,000 | SH | DFND | 4,089,000 | 0 | 0 | ||
| EXELON CORP | COM | 30161N101 | 16,426 | 446,240 | SH | DFND | 446,240 | 0 | 0 | ||
| EXELON CORP | COM | 30161N101 | 12,884 | 350,000 | SH | Call | DFND | 350,000 | 0 | 0 | |
| FED NAT MOR 8.25 SRS S PRF | COM | 313586752 | 13,293 | 2,100,000 | SH | DFND | 2,100,000 | 0 | 0 | ||
| FITBIT INC | CL A | 33812L102 | 19,714 | 2,960,100 | SH | Put | DFND | 2,960,100 | 0 | 0 | |
| HUMANA INC | COM | 444859102 | 4,710 | 15,000 | SH | Call | DFND | 15,000 | 0 | 0 | |
| INVESCO EXCHANGE-TRADED FD T | SR LN ETF | 46138G508 | 28,263 | 1,381,400 | SH | Put | DFND | 1,381,400 | 0 | 0 | |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 9,634 | 125,000 | SH | Call | DFND | 125,000 | 0 | 0 | |
| MEET GROUP INC | COM | 58513U101 | 11,289 | 1,923,211 | SH | DFND | 1,923,211 | 0 | 0 | ||
| NETFIN ACQUISITION CORP | SHS CL A | G6455A107 | 1,230 | 125,000 | SH | DFND | 125,000 | 0 | 0 | ||
| QIAGEN NV | SHS NEW | N72482123 | 12,688 | 305,000 | SH | DFND | 305,000 | 0 | 0 | ||
| SCHWAB CHARLES CORP | COM | 808513105 | 590 | 17,547 | SH | DFND | 17,547 | 0 | 0 | ||
| SCHWAB CHARLES CORP | COM | 808513105 | 17,916 | 532,900 | SH | Put | DFND | 532,900 | 0 | 0 | |
| SIGA TECHNOLOGIES INC | COM | 826917106 | 11,711 | 2,450,000 | SH | DFND | 2,450,000 | 0 | 0 | ||
| TD AMERITRADE HLDG CORP | COM | 87236Y108 | 16,483 | 475,550 | SH | DFND | 475,550 | 0 | 0 | ||
| TIFFANY & CO NEW | COM | 886547108 | 5,828 | 45,000 | SH | DFND | 45,000 | 0 | 0 | ||
| WRIGHT MED GROUP N V | ORD SHS | N96617118 | 7,449 | 260,000 | SH | DFND | 260,000 | 0 | 0 | ||