The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 11,429 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 10,140 | 240,000 | SH | Put | SOLE | 240,000 | 0 | 0 | |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 6,338 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 18,891 | 210,200 | SH | Call | SOLE | 210,200 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 28,480 | 316,900 | SH | Put | SOLE | 316,900 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 21,501 | 239,249 | SH | SOLE | 239,249 | 0 | 0 | ||
ADMA BIOLOGICS INC | COM | 000899104 | 1,814 | 630,000 | SH | SOLE | 630,000 | 0 | 0 | ||
ADURO BIOTECH INC | COM | 00739L101 | 9,968 | 3,638,000 | SH | SOLE | 3,638,000 | 0 | 0 | ||
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 10,206 | 224,400 | SH | Call | SOLE | 224,400 | 0 | 0 | |
AETERNA ZENTARIS INC | COM | 007975402 | 60 | 117,443 | SH | SOLE | 117,443 | 0 | 0 | ||
ALBIREO PHARMA INC | COM | 01345P106 | 1,645 | 100,500 | SH | Call | SOLE | 100,500 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 17,958 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
ALLAKOS INC | COM | 01671P100 | 1,335 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
ALLAKOS INC | COM | 01671P100 | 1,335 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 13,095 | 120,300 | SH | Put | SOLE | 120,300 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 26,875 | 246,900 | SH | Call | SOLE | 246,900 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 159 | 39,700 | SH | Call | SOLE | 39,700 | 0 | 0 | |
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 1,396 | 52,126 | SH | SOLE | 52,126 | 0 | 0 | ||
APPLIED GENETIC TECHNOL CORP | COM | 03820J100 | 1,790 | 545,884 | SH | SOLE | 545,884 | 0 | 0 | ||
APTINYX INC | COM | 03836N103 | 1,277 | 591,000 | SH | SOLE | 591,000 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 8,313 | 1,462,234 | SH | SOLE | 1,462,234 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 8,675 | 65,856 | SH | SOLE | 65,856 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 9,880 | 75,000 | SH | Call | SOLE | 75,000 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 16,572 | 125,800 | SH | Put | SOLE | 125,800 | 0 | 0 | |
ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 | 207 | 7,200 | SH | Put | SOLE | 7,200 | 0 | 0 | |
ARTARA THERAPEUTICS INC | COM | 04300J107 | 10,368 | 450,772 | SH | SOLE | 450,772 | 0 | 0 | ||
ARVINAS INC | COM | 04335A105 | 2,261 | 56,100 | SH | Call | SOLE | 56,100 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 3,761 | 70,000 | SH | Put | SOLE | 70,000 | 0 | 0 | |
ASSEMBLY BIOSCIENCES INC | COM | 045396108 | 2,225 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
ASSEMBLY BIOSCIENCES INC | COM | 045396108 | 2,335 | 157,468 | SH | SOLE | 157,468 | 0 | 0 | ||
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 1,451 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 3,174 | 218,771 | SH | SOLE | 218,771 | 0 | 0 | ||
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 5,955 | 750,000 | SH | Call | SOLE | 750,000 | 0 | 0 | |
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 652 | 82,143 | SH | SOLE | 82,143 | 0 | 0 | ||
AXOVANT GENE THERAPIES LTD | COM | G0750W203 | 461 | 188,884 | SH | SOLE | 188,884 | 0 | 0 | ||
AXSOME THERAPEUTICS INC | COM | 05464T104 | 22,061 | 375,000 | SH | Call | SOLE | 375,000 | 0 | 0 | |
AXSOME THERAPEUTICS INC | COM | 05464T104 | 8,825 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
BAUDAX BIO INC | COM | 07160F107 | 434 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
BELLUS HEALTH INC NEW | COM NEW | 07987C204 | 891 | 63,721 | SH | SOLE | 63,721 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 252 | 795 | SH | SOLE | 795 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 45,369 | 143,400 | SH | Call | SOLE | 143,400 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 11,911 | 350,000 | SH | Call | SOLE | 350,000 | 0 | 0 | |
BIOXCEL THERAPEUTICS INC | COM | 09075P105 | 15,505 | 693,716 | SH | SOLE | 693,716 | 0 | 0 | ||
BIOXCEL THERAPEUTICS INC | COM | 09075P105 | 2,309 | 103,300 | SH | Call | SOLE | 103,300 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 3,217 | 70,000 | SH | Call | SOLE | 70,000 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 299 | 6,498 | SH | SOLE | 6,498 | 0 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 2,924 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 3,860 | 66,000 | SH | Put | SOLE | 66,000 | 0 | 0 | |
BRIDGEBIO PHARMA INC | COM | 10806X102 | 2,549 | 87,900 | SH | SOLE | 87,900 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 3,610 | 950,000 | SH | SOLE | 950,000 | 0 | 0 | ||
CARA THERAPEUTICS INC | COM | 140755109 | 259 | 19,600 | SH | Call | SOLE | 19,600 | 0 | 0 | |
CARA THERAPEUTICS INC | COM | 140755109 | 7,294 | 552,163 | SH | SOLE | 552,163 | 0 | 0 | ||
CASI PHARMACEUTICALS INC | COM | 14757U109 | 2,121 | 1,039,910 | SH | SOLE | 1,039,910 | 0 | 0 | ||
CASSAVA SCIENCES INC | COM | 14817C107 | 1,233 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
CEL SCI CORP | COM PAR NEW | 150837607 | 5,770 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
CELLECTIS S A | SPONSORED ADS | 15117K103 | 285 | 30,928 | SH | SOLE | 30,928 | 0 | 0 | ||
CERECOR INC | COM | 15671L109 | 1,399 | 564,005 | SH | SOLE | 564,005 | 0 | 0 | ||
CHEMOCENTRYX INC | COM | 16383L106 | 6,027 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
CHIASMA INC | COM | 16706W102 | 7,576 | 2,075,492 | SH | SOLE | 2,075,492 | 0 | 0 | ||
CHIMERIX INC | COM | 16934W106 | 300 | 208,258 | SH | SOLE | 208,258 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 4,928 | 774,900 | SH | Call | SOLE | 774,900 | 0 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 2,620 | 411,918 | SH | SOLE | 411,918 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 1,364 | 84,100 | SH | Call | SOLE | 84,100 | 0 | 0 | |
CORTEXYME INC | COM | 22053A107 | 1,140 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 7,596 | 179,100 | SH | Put | SOLE | 179,100 | 0 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 3,503 | 2,366,850 | SH | SOLE | 2,366,850 | 0 | 0 | ||
CYTOKINETICS INC | COM NEW | 23282W605 | 4,532 | 384,400 | SH | Put | SOLE | 384,400 | 0 | 0 | |
CYTOKINETICS INC | COM NEW | 23282W605 | 5,895 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 207 | 52,800 | SH | Put | SOLE | 52,800 | 0 | 0 | |
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 894 | 228,113 | SH | SOLE | 228,113 | 0 | 0 | ||
DICERNA PHARMACEUTICALS INC | COM | 253031108 | 285 | 15,500 | SH | Call | SOLE | 15,500 | 0 | 0 | |
FATE THERAPEUTICS INC | COM | 31189P102 | 1,113 | 50,100 | SH | Call | SOLE | 50,100 | 0 | 0 | |
FATE THERAPEUTICS INC | COM | 31189P102 | 1,113 | 50,100 | SH | Put | SOLE | 50,100 | 0 | 0 | |
FIBROGEN INC | COM | 31572Q808 | 6,950 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
FIBROGEN INC | COM | 31572Q808 | 2,780 | 80,000 | SH | Put | SOLE | 80,000 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 6,857 | 35,000 | SH | Call | SOLE | 35,000 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 18,690 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 4,598 | 90,000 | SH | Call | SOLE | 90,000 | 0 | 0 | |
ICAD INC | COM NEW | 44934S206 | 786 | 107,103 | SH | SOLE | 107,103 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 1,565 | 116,100 | SH | Call | SOLE | 116,100 | 0 | 0 | |
IMMUNOVANT INC | COM | 45258J102 | 13,113 | 842,463 | SH | SOLE | 842,463 | 0 | 0 | ||
INFLARX NV | COM | N44821101 | 1,003 | 262,600 | SH | SOLE | 262,600 | 0 | 0 | ||
INOVIO PHARMACEUTICALS INC | COM NEW | 45773H201 | 1,860 | 250,000 | SH | Put | SOLE | 250,000 | 0 | 0 | |
INSMED INC | COM PAR $.01 | 457669307 | 2,772 | 172,919 | SH | SOLE | 172,919 | 0 | 0 | ||
INSMED INC | COM PAR $.01 | 457669307 | 4,809 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
INTELLIA THERAPEUTICS INC | COM | 45826J105 | 2,262 | 184,989 | SH | SOLE | 184,989 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 3,148 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 10,835 | 172,100 | SH | Put | SOLE | 172,100 | 0 | 0 | |
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 3,827 | 249,002 | SH | SOLE | 249,002 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 29,552 | 550,000 | SH | Put | SOLE | 550,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,735 | 15,154 | SH | SOLE | 15,154 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 65,988 | 400,000 | SH | Put | SOLE | 400,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 17,169 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
KADMON HLDGS INC | COM | 48283N106 | 5,518 | 1,316,846 | SH | SOLE | 1,316,846 | 0 | 0 | ||
KALA PHARMACEUTICALS INC | COM | 483119103 | 4,342 | 493,952 | SH | SOLE | 493,952 | 0 | 0 | ||
KALVISTA PHARMACEUTICALS INC | COM | 483497103 | 7,242 | 946,605 | SH | SOLE | 946,605 | 0 | 0 | ||
KARYOPHARM THERAPEUTICS INC | COM | 48576U106 | 10,600 | 551,800 | SH | Put | SOLE | 551,800 | 0 | 0 | |
KARYOPHARM THERAPEUTICS INC | COM | 48576U106 | 700 | 36,422 | SH | SOLE | 36,422 | 0 | 0 | ||
KINIKSA PHARMACEUTICALS LTD | COM CL A | G5269C101 | 5,556 | 358,924 | SH | SOLE | 358,924 | 0 | 0 | ||
KODIAK SCIENCES INC | COM | 50015M109 | 563 | 11,800 | SH | Put | SOLE | 11,800 | 0 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 7,560 | 759,803 | SH | SOLE | 759,803 | 0 | 0 | ||
LIGAND PHARMACEUTICALS INC | COM NEW | 53220K504 | 14,544 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
MACROGENICS INC | COM | 556099109 | 2,095 | 360,030 | SH | SOLE | 360,030 | 0 | 0 | ||
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 2,693 | 40,334 | SH | SOLE | 40,334 | 0 | 0 | ||
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 385 | 194,322 | SH | SOLE | 194,322 | 0 | 0 | ||
MILLENDO THERAPEUTICS INC | COM | 60040X103 | 7,413 | 1,403,900 | SH | Put | SOLE | 1,403,900 | 0 | 0 | |
MINERVA NEUROSCIENCES INC | COM | 603380106 | 2,056 | 341,600 | SH | Call | SOLE | 341,600 | 0 | 0 | |
MINERVA NEUROSCIENCES INC | COM | 603380106 | 623 | 103,504 | SH | SOLE | 103,504 | 0 | 0 | ||
MINERVA NEUROSCIENCES INC | COM | 603380106 | 1,678 | 278,700 | SH | Put | SOLE | 278,700 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 11,446 | 148,900 | SH | Put | SOLE | 148,900 | 0 | 0 | |
MUSTANG BIO INC | COM | 62818Q104 | 955 | 356,475 | SH | SOLE | 356,475 | 0 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 5,316 | 113,400 | SH | Call | SOLE | 113,400 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 19,671 | 419,600 | SH | Put | SOLE | 419,600 | 0 | 0 | |
MYOVANT SCIENCES LTD | COM | G637AM102 | 3,398 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 8,655 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
NEXTCURE INC | COM | 65343E108 | 1,509 | 40,700 | SH | Put | SOLE | 40,700 | 0 | 0 | |
OBSEVA SA | COM | H5861P103 | 199 | 82,573 | SH | SOLE | 82,573 | 0 | 0 | ||
OCULAR THERAPEUTIX INC | COM | 67576A100 | 7,717 | 1,558,936 | SH | SOLE | 1,558,936 | 0 | 0 | ||
OTONOMY INC | COM | 68906L105 | 2,694 | 1,367,271 | SH | SOLE | 1,367,271 | 0 | 0 | ||
OTONOMY INC | COM | 68906L105 | 591 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
OVID THERAPEUTICS INC | COM | 690469101 | 1,126 | 377,737 | SH | SOLE | 377,737 | 0 | 0 | ||
PFENEX INC | COM | 717071104 | 566 | 64,211 | SH | SOLE | 64,211 | 0 | 0 | ||
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 497 | 130,845 | SH | SOLE | 130,845 | 0 | 0 | ||
PROTAGONIST THERAPEUTICS INC | COM | 74366E102 | 1,117 | 158,222 | SH | SOLE | 158,222 | 0 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 463 | 54,901 | SH | SOLE | 54,901 | 0 | 0 | ||
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 18,043 | 125,000 | SH | Put | SOLE | 125,000 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 63,478 | 130,000 | SH | Put | SOLE | 130,000 | 0 | 0 | |
RELMADA THERAPEUTICS INC | COM | 75955J402 | 1,882 | 55,172 | SH | SOLE | 55,172 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 2,622 | 1,680,529 | SH | SOLE | 1,680,529 | 0 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 5,257 | 183,051 | SH | SOLE | 183,051 | 0 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 4,431 | 154,300 | SH | Call | SOLE | 154,300 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 10,036 | 102,600 | SH | Call | SOLE | 102,600 | 0 | 0 | |
SCPHARMACEUTICALS INC | COM | 810648105 | 7,945 | 1,073,647 | SH | SOLE | 1,073,647 | 0 | 0 | ||
SOLID BIOSCIENCES INC | COM | 83422E105 | 1,288 | 539,053 | SH | SOLE | 539,053 | 0 | 0 | ||
SOLID BIOSCIENCES INC | COM | 83422E105 | 1,075 | 449,800 | SH | Call | SOLE | 449,800 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 244,863 | 950,000 | SH | Put | SOLE | 950,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 64,438 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
SPDR SER TR | S&P BIOTECH | 78464A870 | 19,360 | 250,000 | SH | Put | SOLE | 250,000 | 0 | 0 | |
SPDR SER TR | S&P BIOTECH | 78464A870 | 19,360 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
STEALTH BIOTHERAPEUTICS CORP | SPONSORED ADS | 85789A105 | 47 | 37,597 | SH | SOLE | 37,597 | 0 | 0 | ||
STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 6,412 | 3,392,787 | SH | SOLE | 3,392,787 | 0 | 0 | ||
SUNESIS PHARMACEUTICALS INC | COM | 867328700 | 46 | 111,445 | SH | SOLE | 111,445 | 0 | 0 | ||
TRICIDA INC | COM | 89610F101 | 3,956 | 179,800 | SH | SOLE | 179,800 | 0 | 0 | ||
ULTRAGENYX PHARMACEUTICAL IN | COM | 90400D108 | 4,443 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
ULTRAGENYX PHARMACEUTICAL IN | COM | 90400D108 | 633 | 14,252 | SH | SOLE | 14,252 | 0 | 0 | ||
VERASTEM INC | COM | 92337C104 | 13,866 | 5,252,427 | SH | SOLE | 5,252,427 | 0 | 0 | ||
VIKING THERAPEUTICS INC | COM | 92686J106 | 590 | 126,159 | SH | SOLE | 126,159 | 0 | 0 | ||
XENON PHARMACEUTICALS INC | COM | 98420N105 | 5,030 | 443,582 | SH | SOLE | 443,582 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 13,588 | 549,459 | SH | SOLE | 549,459 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 18,533 | 749,400 | SH | Put | SOLE | 749,400 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 5,265 | 212,900 | SH | Call | SOLE | 212,900 | 0 | 0 |