The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
L3HARRIS TECHNOLOGIES INC COM 502431109 2,241 12,442 SH   DFND 1,2 12,442 0 0
TRITON INTL LTD CL A G9078F107 1,940 75,000 SH Put DFND 1,2 0 0 0
EPR PPTYS COM SH BEN INT 26884U109 12,110 500,000 SH Put DFND 1,2 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 63,020 244,500 SH Put DFND 1,2 0 0 0
INTL GNRL INSURANCE HLDNGS L *W EXP 03/17/202 G4809J114 581 1,383,157 SH   DFND 1,2 1,383,157 0 0
PACCAR INC COM 693718108 1,072 17,532 SH   DFND 1,2 17,532 0 0
RAYTHEON CO COM NEW 755111507 2,055 15,672 SH   DFND 1,2 15,672 0 0
NEW FRONTIER HEALTH CORP *W EXP 11/30/202 G6461G114 284 300,000 SH   DFND 1,2 300,000 0 0
CATERPILLAR INC DEL COM 149123101 3,608 31,093 SH   DFND 1,2 31,093 0 0
WASTE MGMT INC DEL COM 94106L109 2,034 21,972 SH   DFND 1,2 21,972 0 0
CUMMINS INC COM 231021106 1,168 8,633 SH   DFND 1,2 8,633 0 0
TEXTRON INC COM 883203101 342 12,817 SH   DFND 1,2 12,817 0 0
TRANE TECHNOLOGIES PLC SHS G8994E103 1,114 13,487 SH   DFND 1,2 13,487 0 0
IQIYI INC SPONSORED ADS 46267X108 723 40,600 SH Put DFND 1,2 0 0 0
ISHARES TR IBOXX HI YD ETF 464288513 21,564 279,800 SH Put DFND 1,2 0 0 0
IHS MARKIT LTD SHS G47567105 1,353 22,546 SH   DFND 1,2 22,546 0 0
BIOMX INC *W EXP 10/16/202 09090D111 238 396,370 SH   DFND 1,2 396,370 0 0
VERTIV HOLDINGS CO *W EXP 06/12/202 92537N116 1,622 900,943 SH   DFND 1,2 900,943 0 0
GRID DYNAMICS HLDGS INC *W EXP 03/05/202 39813G117 420 220,950 SH   DFND 1,2 220,950 0 0
CAI INTERNATIONAL INC COM 12477X106 20,977 1,483,540 SH   DFND 1,2 1,483,540 0 0
CSX CORP COM 126408103 2,258 39,406 SH   DFND 1,2 39,406 0 0
ROPER TECHNOLOGIES INC COM 776696106 1,830 5,870 SH   DFND 1,2 5,870 0 0
VERISK ANALYTICS INC COM 92345Y106 1,286 9,230 SH   DFND 1,2 9,230 0 0
OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 9 127,000 SH   DFND 1,2 127,000 0 0
ACCEL ENTERTAINMENT INC *W EXP 11/20/202 00436Q114 91 60,936 SH   DFND 1,2 60,936 0 0
UNITED PARCEL SERVICE INC CL B 911312106 3,316 35,500 SH   DFND 1,2 35,500 0 0
HONEYWELL INTL INC COM 438516106 3,495 26,124 SH   DFND 1,2 26,124 0 0
VANGUARD WORLD FDS INF TECH ETF 92204A702 2,514 11,863 SH   DFND 1,2 11,863 0 0
FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 144 266,767 SH   DFND 1,2 266,767 0 0
ISHARES TR PHLX SEMICND ETF 464287523 21,321 103,900 SH Put DFND 1,2 0 0 0
FLIR SYS INC COM 302445101 256 8,039 SH   DFND 1,2 8,039 0 0
INTUIT COM 461202103 835 3,630 SH   DFND 1,2 3,630 0 0
SOUTHWEST AIRLS CO COM 844741108 951 26,693 SH   DFND 1,2 26,693 0 0
LEIDOS HOLDINGS INC COM 525327102 451 4,925 SH   DFND 1,2 4,925 0 0
WESTERN UN CO COM 959802109 477 26,311 SH   DFND 1,2 26,311 0 0
ISHARES TR PFD AND INCM SEC 464288687 1,453 45,644 SH   DFND 1 45,644 0 0
XYLEM INC COM 98419M100 661 10,142 SH   DFND 1,2 10,142 0 0
PAE INC *W EXP 09/11/202 69290Y117 1,648 1,106,067 SH   DFND 1,2 1,106,067 0 0
NORTONLIFELOCK INC COM 668771108 53,019 2,833,735 SH   DFND 1,2 2,833,735 0 0
OWL ROCK CAPITAL CORPORATION COM 69121K104 208 18,000 SH   DFND 1,2 18,000 0 0
ISHARES INC MSCI STH KOR ETF 464286772 18,768 400,000 SH Put DFND 1 0 0 0
SNAP ON INC COM 833034101 336 3,087 SH   DFND 1,2 3,087 0 0
RETAIL VALUE INC COM 76133Q102 395 32,273 SH   DFND 1,2 32,273 0 0
HUNT J B TRANS SVCS INC COM 445658107 442 4,796 SH   DFND 1,2 4,796 0 0
ACT II GLOBAL ACQUISITION CO *W EXP 04/30/202 G0080J120 157 223,800 SH   DFND 1,2 223,800 0 0
ELECTRONIC ARTS INC COM 285512109 919 9,175 SH   DFND 1,2 9,175 0 0
JACOBS ENGR GROUP INC COM 469814107 606 7,640 SH   DFND 1,2 7,640 0 0
NETAPP INC COM 64110D104 382 9,152 SH   DFND 1,2 9,152 0 0
PARKER HANNIFIN CORP COM 701094104 940 7,245 SH   DFND 1,2 7,245 0 0
PAYPAL HLDGS INC COM 70450Y103 843 8,800 SH   DFND 1,2 8,800 0 0
IMMUNOVANT INC *W EXP 12/18/202 45258J110 479 199,600 SH   DFND 1,2 199,600 0 0
FEDEX CORP COM 31428X106 1,641 13,534 SH   DFND 1,2 13,534 0 0
ROBERT HALF INTL INC COM 770323103 250 6,623 SH   DFND 1,2 6,623 0 0
SPDR SER TR S&P RETAIL ETF 78464A714 3,484 117,000 SH Put DFND 1,2 0 0 0
CITRIX SYS INC COM 177376100 1,105 7,807 SH   DFND 1,2 7,807 0 0
UNION PAC CORP COM 907818108 3,581 25,392 SH   DFND 1,2 25,392 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 43,484 168,707 SH   DFND 1,2 168,707 0 0
RANPAK HLDGS CORP *W EXP 06/03/202 75321W111 41 35,400 SH   DFND 1,2 35,400 0 0
ZIONS BANCORPORATION N A *W EXP 05/21/202 989701115 205 594,760 SH   DFND 1,2 594,760 0 0
YATRA ONLINE INC ORD SHS G98338109 326 316,217 SH   DFND 1,2 316,217 0 0
ALTA EQUIPMENT GROUP INC *W EXP 02/14/202 02128L114 380 422,761 SH   DFND 1,2 422,761 0 0
ATLAS TECHNICAL CONSULTANTS *W EXP 11/26/202 049430119 379 558,333 SH   DFND 1,2 558,333 0 0
QORVO INC COM 74736K101 488 6,050 SH   DFND 1,2 6,050 0 0
SEABRIDGE GOLD INC COM 811916105 10,253 1,096,623 SH   DFND 1 1,096,623 0 0
SMITH A O CORP COM 831865209 292 7,718 SH   DFND 1,2 7,718 0 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 378 3,988 SH   DFND 1,2 3,988 0 0
DEERE & CO COM 244199105 1,602 11,594 SH   DFND 1,2 11,594 0 0
HUNTINGTON INGALLS INDS INC COM 446413106 421 2,308 SH   DFND 1,2 2,308 0 0
GRAINGER W W INC COM 384802104 611 2,457 SH   DFND 1,2 2,457 0 0
XEROX HOLDINGS CORP COM NEW 98421M106 231 12,205 SH   DFND 1,2 12,205 0 0
PROSPECT CAPITAL CORPORATION COM 74348T102 850 200,000 SH Put DFND 1,2 0 0 0
ISHARES TR MSCI INDIA ETF 46429B598 1,206 50,000 SH   DFND 1,2 50,000 0 0
FORTIVE CORP COM 34959J108 918 16,628 SH   DFND 1,2 16,628 0 0
SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 2,536 163,936 SH   DFND 1,2 163,936 0 0
ROCKWELL AUTOMATION INC COM 773903109 982 6,506 SH   DFND 1,2 6,506 0 0
NORTHROP GRUMMAN CORP COM 666807102 2,672 8,832 SH   DFND 1,2 8,832 0 0
EXPEDITORS INTL WASH INC COM 302130109 640 9,594 SH   DFND 1,2 9,594 0 0
DOVER CORP COM 260003108 687 8,187 SH   DFND 1,2 8,187 0 0
EVOQUA WATER TECHNOLOGIES CO COM 30057T105 224 20,000 SH   DFND 1,2 20,000 0 0
FORTUNE BRANDS HOME & SEC IN COM 34964C106 339 7,848 SH   DFND 1,2 7,848 0 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 504 7,607 SH   DFND 1,2 7,607 0 0
ORACLE CORP COM 68389X105 925 19,140 SH   DFND 1,2 19,140 0 0
3M CO COM 88579Y101 3,756 27,514 SH   DFND 1,2 27,514 0 0
MASCO CORP COM 574599106 553 16,004 SH   DFND 1,2 16,004 0 0
PEGASYSTEMS INC COM 705573103 1,745 24,500 SH   DFND 1,2 24,500 0 0
STANLEY BLACK & DECKER INC COM 854502101 856 8,558 SH   DFND 1,2 8,558 0 0
ILLINOIS TOOL WKS INC COM 452308109 2,105 14,810 SH   DFND 1,2 14,810 0 0
WABTEC COM 929740108 494 10,271 SH   DFND 1,2 10,271 0 0
EATON CORP PLC SHS G29183103 1,810 23,293 SH   DFND 1,2 23,293 0 0
REPUBLIC SVCS INC COM 760759100 890 11,859 SH   DFND 1,2 11,859 0 0
AMERICAN ELEC PWR CO INC COM 025537101 7,030 87,900 SH   DFND 1,2 87,900 0 0
COPART INC COM 217204106 789 11,517 SH   DFND 1,2 11,517 0 0
GENERAL ELECTRIC CO COM 369604103 3,910 492,401 SH   DFND 1,2 492,401 0 0
OLD DOMINION FREIGHT LINE IN COM 679580100 707 5,384 SH   DFND 1,2 5,384 0 0
NORFOLK SOUTHERN CORP COM 655844108 2,142 14,668 SH   DFND 1,2 14,668 0 0
EMERSON ELEC CO COM 291011104 1,634 34,301 SH   DFND 1,2 34,301 0 0
ISHARES TR CORE S&P500 ETF 464287200 4,150 16,060 SH   DFND 1,2 16,060 0 0
UNITED RENTALS INC COM 911363109 436 4,235 SH   DFND 1,2 4,235 0 0
EQUIFAX INC COM 294429105 813 6,808 SH   DFND 1,2 6,808 0 0
ISHARES TR PHLX SEMICND ETF 464287523 8,247 40,188 SH   DFND 1,2 40,188 0 0
SUPER MICRO COMPUTER INC COM 86800U104 4,545 213,597 SH   DFND 1,2 213,597 0 0
BORGWARNER INC COM 099724106 13,323 546,702 SH   DFND 1,2 546,702 0 0
ROLLINS INC COM 775711104 287 7,933 SH   DFND 1,2 7,933 0 0
PENTAIR PLC SHS G7S00T104 282 9,460 SH   DFND 1,2 9,460 0 0
JOHNSON CTLS INTL PLC SHS G51502105 1,170 43,408 SH   DFND 1,2 43,408 0 0
ON SEMICONDUCTOR CORP COM 682189105 315 25,300 SH   DFND 1,2 25,300 0 0
BOEING CO COM 097023105 4,489 30,101 SH   DFND 1,2 30,101 0 0
UNITED AIRLS HLDGS INC COM 910047109 386 12,228 SH   DFND 1,2 12,228 0 0
WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 10,034 10,000,000 PRN   DFND 1,2 0 0 0
PROFICIENT ALPHA ACQUSTN COR *W EXP 04/30/202 74317H113 51 1,002,408 SH   DFND 1,2 1,002,408 0 0
SC HEALTH CORP *W EXP 99/99/999 G78516401 390 408,781 SH   DFND 1,2 408,781 0 0
IDEX CORP COM 45167R104 591 4,279 SH   DFND 1,2 4,279 0 0
GREENLIGHT CAP RE LTD NOTE 4.000% 8/0 395366AB3 25,886 32,650,000 PRN   DFND 1,2 0 0 0
TRIDENT ACQUISITIONS CORP COM 89615T106 158 14,938 SH   DFND 1,2 14,938 0 0
KANSAS CITY SOUTHERN COM NEW 485170302 711 5,590 SH   DFND 1,2 5,590 0 0
CINTAS CORP COM 172908105 817 4,715 SH   DFND 1,2 4,715 0 0
LOCKHEED MARTIN CORP COM 539830109 4,021 11,862 SH   DFND 1,2 11,862 0 0
SPDR INDEX SHS FDS EURO STOXX 50 78463X202 7,510 254,500 SH Put DFND 1,2 0 0 0
FASTENAL CO COM 311900104 1,009 32,296 SH   DFND 1,2 32,296 0 0
INGERSOLL RAND INC COM 45687V106 482 19,443 SH   DFND 1,2 19,443 0 0
TRANSDIGM GROUP INC COM 893641100 899 2,808 SH   DFND 1,2 2,808 0 0
GSV CAP CORP NOTE 4.750% 3/2 36191JAC5 3,841 4,030,000 PRN   DFND 1,2 0 0 0
AMCI ACQUISITION CORP CLASS A 00165R101 668 65,729 SH   DFND 1,2 65,729 0 0
FIREEYE INC COM 31816Q101 318 30,100 SH   DFND 1,2 30,100 0 0
CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 21,394 19,555,099 PRN   DFND 1,2 0 0 0
ANDINA ACQUISITION CORP III RIGHT 07/31/2020 G04415132 7 37,834 SH   DFND 1,2 37,834 0 0
LEO HOLDINGS CORP *W EXP 07/31/202 G5463L113 219 341,450 SH   DFND 1,2 341,450 0 0
AMCI ACQUISITION CORP *W EXP 05/20/202 00165R119 54 250,000 SH   DFND 1,2 250,000 0 0
AGBA ACQUISITION LTD *W EXP 05/10/202 G0120M117 34 575,000 SH   DFND 1,2 575,000 0 0
RMG ACQUISITION CORP CL A 749641106 486 49,000 SH   DFND 1,2 49,000 0 0
ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 57 300,000 SH   DFND 1,2 300,000 0 0
MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 52 238,021 SH   DFND 1,2 238,021 0 0
WEALTHBRIDGE ACQUISITION LTD SHS G4887W110 3,747 365,200 SH   DFND 1,2 365,200 0 0
LANDCADIA HLDGS II INC *W EXP 05/09/202 51476X113 67 166,666 SH   DFND 1,2 166,666 0 0
TUSCAN HLDGS CORP II *W EXP 99/99/999 90070A111 75 300,000 SH   DFND 1,2 300,000 0 0
AMETEK INC COM 031100100 926 12,854 SH   DFND 1,2 12,854 0 0
PROSPECT CAPITAL CORPORATION NOTE 6.375% 3/0 74348TAT9 4,311 5,000,000 PRN   DFND 1,2 0 0 0
CTRIP COM INTL LTD NOTE 1.000% 7/0 22943FAF7 5,083 5,200,000 PRN   DFND 1,2 0 0 0
SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 52 134,439 SH   DFND 1,2 134,439 0 0
LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 311 441,000 PRN   DFND 1,2 0 0 0
MEGALITH FINL ACQUISITION CO CL A COM 58518F109 3,200 310,987 SH   DFND 1,2 310,987 0 0
WEALTHBRIDGE ACQUISITION LTD RIGHT 11/02/2023 G4887W136 158 343,000 SH   DFND 1,2 343,000 0 0
CYPRESS SEMICONDUCTOR CORP NOTE 4.500% 1/1 232806AM1 10,294 6,000,000 PRN   DFND 1,2 0 0 0
ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415124 127 1,269,327 SH   DFND 1,2 1,269,327 0 0
WEALTHBRIDGE ACQUISITION LTD *W EXP 01/31/202 G4887W128 107 838,000 SH   DFND 1,2 838,000 0 0
PURE ACQUISITION CORP CL A 74621Q106 1,740 167,497 SH   DFND 1,2 167,497 0 0
ORISUN ACQUISITION CORP RIGHT 05/31/2024 68632T125 52 290,000 SH   DFND 1,2 290,000 0 0
ARYA SCIENCES ACQUISITION CO *W EXP 10/10/202 G3165V125 39 21,400 SH   DFND 1,2 21,400 0 0
HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 17 16,666 SH   DFND 1,2 16,666 0 0
LIV CAP ACQUISITION CORP *W EXP 12/13/202 G5510C116 71 276,700 SH   DFND 1,2 276,700 0 0
GRAF INDL CORP COM 384278107 727 71,510 SH   DFND 1,2 71,510 0 0
LONGEVITY ACQUISITION CORP *W EXP 07/31/202 G56372116 23 211,700 SH   DFND 1,2 211,700 0 0
ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 2 21,490 SH   DFND 1,2 21,490 0 0
SOFTWARE ACQUISITION GROUP I *W EXP 10/01/202 83406B119 104 200,100 SH   DFND 1,2 200,100 0 0
NIELSEN HLDGS PLC SHS EUR G6518L108 251 19,986 SH   DFND 1,2 19,986 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 925 32,436 SH   DFND 1,2 32,436 0 0
RINGCENTRAL INC CL A 76680R206 3,497 16,500 SH   DFND 1,2 16,500 0 0
BROOGE HLDGS LTD *W EXP 12/20/202 G1611B115 260 325,286 SH   DFND 1,2 325,286 0 0
LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 6 34,383 SH   DFND 1,2 34,383 0 0
CHECK POINT SOFTWARE TECH LT ORD M22465104 665 6,618 SH   DFND 1,2 6,618 0 0
NABORS INDUSTRIES LTD 6% PFD CNV SR A G6359F129 289 78,543 SH   DFND 1,2 78,543 0 0
8I ENTERPRISES ACQUISITION C RIGHT 10/29/2020 G2956M120 135 345,700 SH   DFND 1,2 345,700 0 0
PROFICIENT ALPHA ACQUSTN COR RIGHT 04/30/2026 74317H121 24 119,654 SH   DFND 1,2 119,654 0 0
CONYERS PK II ACQUISITION CO *W EXP 07/18/202 212896112 36 25,000 SH   DFND 1,2 25,000 0 0
GREENVISION ACQUISITION CORP *W EXP 10/28/202 39678G111 62 450,000 SH   DFND 1,2 450,000 0 0
FORUM MERGER II CORP CL A 34986F103 2,337 227,075 SH   DFND 1,2 227,075 0 0
NEBULA ACQUISITION CORP COM CLASS A 629076100 3,211 316,325 SH   DFND 1,2 316,325 0 0
8I ENTERPRISES ACQUISITION C SHS G2956M104 2,826 282,610 SH   DFND 1,2 282,610 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 268 21,946 SH   DFND 1,2 21,946 0 0
GENERAL DYNAMICS CORP COM 369550108 1,743 13,170 SH   DFND 1,2 13,170 0 0
ALLEGION PLC ORD SHS G0176J109 481 5,232 SH   DFND 1,2 5,232 0 0
ORISUN ACQUISITION CORP *W EXP 05/31/202 68632T117 19 290,000 SH   DFND 1,2 290,000 0 0
FINSERV ACQUISITION CORP *W EXP 12/31/202 318085115 106 176,103 SH   DFND 1,2 176,103 0 0
HEALTHCARE MERGER CORP *W EXP 12/17/202 42227L110 305 324,907 SH   DFND 1,2 324,907 0 0
BRIDGEBIO PHARMA INC COM 10806X102 4,684 161,500 SH   DFND 1,2 161,500 0 0
REPLAY ACQUISITION CORP UNIT 03/01/2024 G75130123 490 50,000 SH   DFND 1,2 50,000 0 0
MONOCLE ACQUISITION CORP *W EXP 12/06/202 609754114 8 25,000 SH   DFND 1,2 25,000 0 0
BANDWIDTH INC COM CL A 05988J103 1,061 15,768 SH   DFND 1,2 15,768 0 0
TRITON INTL LTD CL A G9078F107 776 30,000 SH Call DFND 1,2 0 0 0
EPR PPTYS COM SH BEN INT 26884U109 10,258 423,529 SH   DFND 1,2 423,529 0 0
MICROSOFT CORP COM 594918104 902 5,720 SH   DFND 1,2 5,720 0 0
CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 41,900 33,520 SH   DFND 1,2 33,520 0 0
CINCINNATI BELL INC NEW PFD CV DEP1/20 171871403 1,377 31,258 SH   DFND 1,2 31,258 0 0
LEGACY ACQUISITION CORP COM CL A 524643103 10,370 1,000,000 SH   DFND 1,2 1,000,000 0 0
FAR PT ACQUISITION CORP COM CL A 30734W109 3,429 338,866 SH   DFND 1,2 338,866 0 0
HL ACQUISITIONS CORP SHS G4603R106 2,439 234,109 SH   DFND 1,2 234,109 0 0
AGBA ACQUISITION LTD RIGHT 05/10/2024 G0120M125 115 575,000 SH   DFND 1,2 575,000 0 0
CIIG MERGER CORP *W EXP 12/31/202 12559C111 210 300,000 SH   DFND 1,2 300,000 0 0
QUANTA SVCS INC COM 74762E102 255 8,037 SH   DFND 1,2 8,037 0 0
NUANCE COMMUNICATIONS INC COM 67020Y100 338 20,133 SH   DFND 1,2 20,133 0 0
QUDIAN INC DEBT 1.000% 7/0 G7314VAA8 4,104 7,500,000 PRN   DFND 1,2 0 0 0
UNITED TECHNOLOGIES CORP COM 913017109 4,318 45,771 SH   DFND 1,2 45,771 0 0
ARCONIC INC COM 03965L100 351 21,840 SH   DFND 1,2 21,840 0 0
COUPA SOFTWARE INC COM 22266L106 5,464 39,107 SH   DFND 1,2 39,107 0 0