The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Amarin Corp PLC | COM | 023111906 | 2,932 | 733,100 | SH | Call | SOLE | 0 | 733,100 | 0 | 0 |
Aurinia Pharmaceuticals Inc | COM | 05156V102 | 4 | 300 | SH | SOLE | 0 | 300 | 0 | 0 | |
Aurinia Pharmaceuticals Inc | COM | 05156V902 | 9,918 | 683,500 | SH | Call | SOLE | 0 | 683,500 | 0 | 0 |
Aurinia Pharmaceuticals Inc | COM | 05156V952 | 4,353 | 300,000 | SH | Put | SOLE | 0 | 300,000 | 0 | 0 |
Barnes & Noble Education Inc | COM | 06777U101 | 1,099 | 807,755 | SH | SOLE | 0 | 807,755 | 0 | 0 | |
Barnes & Noble Education Inc | COM | 06777U901 | 340 | 250,000 | SH | Call | SOLE | 0 | 250,000 | 0 | 0 |
Caesars Entertainment Corp | COM | 127686103 | 1,318 | 195,000 | SH | SOLE | 0 | 195,000 | 0 | 0 | |
Caesars Entertainment Corp | COM | 127686903 | 6,794 | 1,005,000 | SH | Call | SOLE | 0 | 1,005,000 | 0 | 0 |
Clovis Oncology Inc | NOTE 1.250% 5/0 | 189464AC4 | 18,447 | 28,434,000 | PRN | SOLE | 0 | 28,434,000 | 0 | 0 | |
Clovis Oncology Inc | COM | 189464900 | 13,764 | 2,164,100 | SH | Call | SOLE | 0 | 2,164,100 | 0 | 0 |
Colony Capital Inc | CLASS A COM | 19626G108 | 519 | 296,617 | SH | SOLE | 0 | 296,617 | 0 | 0 | |
Conyers Park II Acquisition Corp | W EXP 07/18/202 | 212896112 | 145 | 100,000 | SH | SOLE | 0 | 100,000 | 0 | 0 | |
Conyers Park II Acquisition Corp | COM CL A | 212896104 | 4,333 | 406,100 | SH | SOLE | 0 | 406,100 | 0 | 0 | |
Deciphera Pharmaceuticals Inc | COM | 24344T901 | 4,529 | 110,000 | SH | Call | SOLE | 0 | 110,000 | 0 | 0 |
Eldorado Resorts Inc | COM | 28470R902 | 7,200 | 500,000 | SH | Call | SOLE | 0 | 500,000 | 0 | 0 |
Eldorado Resorts Inc | COM | 28470R952 | 27,756 | 1,927,500 | SH | Put | SOLE | 0 | 1,927,500 | 0 | 0 |
Exela Technologies Inc | COM | 30162V102 | 132 | 644,584 | SH | SOLE | 0 | 644,584 | 0 | 0 | |
IAC/interactivecorp | COM | 44919P508 | 23,350 | 130,280 | SH | SOLE | 0 | 130,280 | 0 | 0 | |
IAC/interactivecorp | COM | 44919P908 | 9,804 | 54,700 | SH | Call | SOLE | 0 | 54,700 | 0 | 0 |
IAC/interactivecorp | COM | 44919P958 | 56,547 | 315,500 | SH | Put | SOLE | 0 | 315,500 | 0 | 0 |
IBoxx USD Liquid High Yield Index | IBOXX HI YD ETF | 464288953 | 15,545 | 201,700 | SH | Put | SOLE | 0 | 201,700 | 0 | 0 |
IHeartMedia Inc | COM | 45174J509 | 2,608 | 356,800 | SH | SOLE | 0 | 356,800 | 0 | 0 | |
Innoviva Inc | COM | 45781M901 | 22,130 | 1,881,800 | SH | Call | SOLE | 0 | 1,881,800 | 0 | 0 |
Innoviva Inc | COM | 45781M951 | 11,760 | 1,000,000 | SH | Put | SOLE | 0 | 1,000,000 | 0 | 0 |
Intelsat SA | COM | L5140P901 | 1,530 | 1,000,000 | SH | Call | SOLE | 0 | 1,000,000 | 0 | 0 |
Intelsat SA | COM | L5140P951 | 765 | 500,000 | SH | Put | SOLE | 0 | 500,000 | 0 | 0 |
Iovance Biotherapeutics Inc | COM | 462260900 | 5,987 | 200,000 | SH | Call | SOLE | 0 | 200,000 | 0 | 0 |
Match Group Inc | COM | 57665R906 | 130,429 | 1,975,000 | SH | Call | SOLE | 0 | 1,975,000 | 0 | 0 |
Match Group Inc | COM | 57665R956 | 39,723 | 601,500 | SH | Put | SOLE | 0 | 601,500 | 0 | 0 |
Oaktree Acquisition Corp | W EXP 99/99/999 | G67145113 | 88 | 84,333 | SH | SOLE | 0 | 84,333 | 0 | 0 | |
Oaktree Acquisition Corp | UNIT 99/99/9999 | G67145121 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
Qiagen NV | SHS NEW | N72482953 | 6,240 | 150,000 | SH | Put | SOLE | 0 | 150,000 | 0 | 0 |
Russell 2000 Total Return Index | SHRT RUSSELL2000 | 74348A950 | 17,169 | 150,000 | SH | Put | SOLE | 0 | 150,000 | 0 | 0 |
Tenneco Inc | CL A VTG COM STK | 880349105 | 128 | 35,651 | SH | SOLE | 0 | 35,651 | 0 | 0 | |
Tiffany & Co | COM | 886547108 | 19,425 | 150,000 | SH | SOLE | 0 | 150,000 | 0 | 0 | |
Tiffany & Co | COM | 886547958 | 66,252 | 511,600 | SH | Put | SOLE | 0 | 511,600 | 0 | 0 |
Tilray Inc | NOTE 5.000% 10/0 | 88688TAB6 | 26,961 | 81,700,000 | PRN | SOLE | 0 | 81,700,000 | 0 | 0 | |
Tilray Inc | COM CL 2 | 88688T900 | 7,224 | 1,050,000 | SH | Call | SOLE | 0 | 1,050,000 | 0 | 0 |
Tilray Inc | COM CL 2 | 88688T950 | 24,957 | 3,627,400 | SH | Put | SOLE | 0 | 3,627,400 | 0 | 0 |
Tufin Software Technologies Ltd | SHS | M8893U102 | 1,624 | 185,000 | SH | SOLE | 0 | 185,000 | 0 | 0 | |
UniQure NV | SHS | N90064901 | 15,815 | 333,300 | SH | Call | SOLE | 0 | 333,300 | 0 | 0 |
UniQure NV | SHS | N90064951 | 7,246 | 152,700 | SH | Put | SOLE | 0 | 152,700 | 0 | 0 |
Vereit Inc | COM | 92339V100 | 49 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 |