The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ADVANCED MICRO DEVICES INC COM 007903107 2,396 52,700 SH Call DFND 1 0 0 0
APHRIA INC COM 03765K104 14 4,900 SH Call DFND 1 0 0 0
ENCORE CAP GROUP INC COM 292554102 116 5,000 SH Call DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 185 50,100 SH Call DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 125 2,000 SH Call DFND 1 0 0 0
MAGNOLIA OIL & GAS CORP CL A 559663109 154 38,500 SH Call DFND 1 0 0 0
INVITAE CORP COM 46185L103 713 52,200 SH Call DFND 1 0 0 0
AVANTOR INC COM 05352A100 92 7,400 SH Call DFND 1 0 0 0
BILIBILI INC SPONS ADS REP Z 090040106 276 11,800 SH Call DFND 1 0 0 0
PEABODY ENERGY CORP NEW COM 704551100 420 144,900 SH Call DFND 1 0 0 0
CBL & ASSOC PPTYS INC COM 124830100 3 17,500 SH Call DFND 1 0 0 0
CLEVELAND CLIFFS INC COM 185899101 343 86,900 SH Call DFND 1 0 0 0
COUPA SOFTWARE INC COM 22266L106 209 1,500 SH Call DFND 1 0 0 0
FIREEYE INC COM 31816Q101 311 29,400 SH Call DFND 1 0 0 0
GULFPORT ENERGY CORP COM NEW 402635304 4 10,000 SH Call DFND 1 0 0 0
WARRIOR MET COAL INC COM 93627C101 10 1,000 SH Call DFND 1 0 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 816 28,000 SH Call DFND 1 0 0 0
PENNEY J C CORP INC COM 708160106 7 20,900 SH Call DFND 1 0 0 0
MOMO INC ADR 60879B107 650 30,000 SH Call DFND 1 0 0 0
NIO INC SPON ADS 62914V106 152 54,700 SH Call DFND 1 0 0 0
PYXUS INTL INC COM 74737V106 305 98,100 SH Call DFND 1 0 0 0
TAILORED BRANDS INC COM 87403A107 168 97,000 SH Call DFND 1 0 0 0
TESLA INC COM 88160R101 366 700 SH Call DFND 1 0 0 0
TWITTER INC COM 90184L102 783 31,900 SH Call DFND 1 0 0 0
WHITING PETE CORP NEW COM NEW 966387409 88 131,800 SH Call DFND 1 0 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 2,820 78,300 SH Call DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 143,818 1,256,500 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 50,245 1,054,700 SH Call DFND 1 0 0 0
BP PLC SPONSORED ADR 055622104 4,878 200,000 SH Call DFND 1 0 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 29,610 200,000 SH Call DFND 1 0 0 0
ISHARES TR 20 YR TR BD ETF 464287432 38,108 231,000 SH Call DFND 1 0 0 0
SPDR SER TR S&P HOMEBUILD 78464A888 7,992 268,300 SH Call DFND 1 0 0 0
COLFAX CORP COM 194014106 39 2,000 SH Call DFND 1 0 0 0
CHANGE HEALTHCARE INC COM 15912K100 399 40,000 SH Call DFND 1 0 0 0
DOMINION ENERGY INC COM 25746U109 577 8,000 SH Call DFND 1 0 0 0
SOUTH JERSEY INDS INC COM 838518108 390 15,600 SH Call DFND 1 0 0 0
SEMPRA ENERGY COM 816851109 2,033 18,000 SH Call DFND 1 0 0 0
STANLEY BLACK & DECKER INC COM 854502101 1,950 19,500 SH Call DFND 1 0 0 0
ASSURANT INC COM 04621X108 104 1,000 SH Call DFND 1 0 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 288 2,000 SH Call DFND 1 0 0 0
CENTERPOINT ENERGY INC COM 15189T107 298 19,300 SH Call DFND 1 0 0 0
ENERGIZER HLDGS INC NEW COM 29272W109 317 10,500 SH Call DFND 1 0 0 0
FORTIVE CORP COM 34959J108 2,395 43,400 SH Call DFND 1 0 0 0
AVIS BUDGET GROUP COM 053774105 55 4,000 SH Call DFND 1 0 0 0
RINGCENTRAL INC CL A 76680R206 423 2,000 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL3X 25460G609 325 33,400 SH Call DFND 1 0 0 0
ISHARES TR IBOXX HI YD ETF 464288513 231 3,000 SH Call DFND 1 0 0 0
SPDR SER TR BLOOMBERG BRCLYS 78468R622 94 1,000 SH Call DFND 1 0 0 0
PROSHARES TR ULTSHRT QQQ 74347B243 1,316 56,700 SH Call DFND 1 0 0 0
PROSHARES TR PSHS ULTRA QQQ 74347R206 412 4,600 SH Call DFND 1 0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 38,765 203,600 SH Call DFND 1 0 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 13,632 447,700 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 11,673 448,100 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 7,440 466,800 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHORT S 74347B268 2 100 SH Call DFND 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 212,978 826,300 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHT QQQ 74347G408 2,738 140,700 SH Call DFND 1 0 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 151 1,700 SH Call DFND 1 0 0 0
PROSHARES TR II SHT VIX ST TRM 74347W130 15,033 484,800 SH Call DFND 1 0 0 0
PROSHARES TR PSHS ULTSH 20YRS 74347B201 157 9,800 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 8,763 529,500 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DAILY SM CP BEAR 25460E125 112 1,900 SH Call DFND 1 0 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 9,689 350,700 SH Call DFND 1 0 0 0
PROSHARES TR II ULTRA VIX SHORT 74347W148 4,280 73,100 SH Call DFND 1 0 0 0
BARCLAYS BK PLC SHRT TRM ETN 48 06746P621 1,998 43,200 SH Call DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,170 56,200 SH Call DFND 1 0 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 698 28,800 SH Call DFND 1 0 0 0
AURORA CANNABIS INC COM 05156X108 1,002 1,106,600 SH Put DFND 1 0 0 0
ACORDA THERAPEUTICS INC COM 00484M106 97 104,200 SH Put DFND 1 0 0 0
AERIE PHARMACEUTICALS INC COM 00771V108 244 18,100 SH Put DFND 1 0 0 0
AMAG PHARMACEUTICALS INC COM 00163U106 1,453 235,200 SH Put DFND 1 0 0 0
ADVANCED MICRO DEVICES INC COM 007903107 52,388 1,151,900 SH Put DFND 1 0 0 0
APHRIA INC COM 03765K104 4,967 1,623,400 SH Put DFND 1 0 0 0
ACCELERATE DIAGNOSTICS INC COM 00430H102 42 5,100 SH Put DFND 1 0 0 0
CLOVIS ONCOLOGY INC COM 189464100 3,900 613,300 SH Put DFND 1 0 0 0
CURO GROUP HLDGS CORP COM 23131L107 121 23,000 SH Put DFND 1 0 0 0
ENCORE CAP GROUP INC COM 292554102 1,180 50,500 SH Put DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 22 6,000 SH Put DFND 1 0 0 0
ENOVA INTL INC COM 29357K103 441 30,500 SH Put DFND 1 0 0 0
EXACT SCIENCES CORP COM 30063P105 174 3,000 SH Put DFND 1 0 0 0
FLEXION THERAPEUTICS INC COM 33938J106 3 500 SH Put DFND 1 0 0 0
GAIN CAP HLDGS INC COM 36268W100 587 105,300 SH Put DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 6,868 109,100 SH Put DFND 1 0 0 0
ILLUMINA INC COM 452327109 682 2,500 SH Put DFND 1 0 0 0
IMMUNOGEN INC COM 45253H101 44 13,100 SH Put DFND 1 0 0 0
INOVIO PHARMACEUTICALS INC COM NEW 45773H201 122 16,400 SH Put DFND 1 0 0 0
INNOVIVA INC COM 45781M101 277 23,600 SH Put DFND 1 0 0 0
IONIS PHARMACEUTICALS INC COM 462222100 85 1,800 SH Put DFND 1 0 0 0
IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 1 100 SH Put DFND 1 0 0 0
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 2,617 36,000 SH Put DFND 1 0 0 0
LEXICON PHARMACEUTICALS INC COM NEW 528872302 64 33,200 SH Put DFND 1 0 0 0
MAGNOLIA OIL & GAS CORP CL A 559663109 992 248,000 SH Put DFND 1 0 0 0
NOVAVAX INC COM NEW 670002401 200 14,800 SH Put DFND 1 0 0 0
INVITAE CORP COM 46185L103 24 1,800 SH Put DFND 1 0 0 0
PRECIGEN INC COM 74017N105 467 137,600 SH Put DFND 1 0 0 0
PRA GROUP INC COM 69354N106 385 13,900 SH Put DFND 1 0 0 0
QORVO INC COM 74736K101 1,153 14,300 SH Put DFND 1 0 0 0
RADIUS HEALTH INC COM NEW 750469207 752 57,900 SH Put DFND 1 0 0 0
SMART GLOBAL HLDGS INC SHS G8232Y101 21 900 SH Put DFND 1 0 0 0
SAREPTA THERAPEUTICS INC COM 803607100 1,467 15,000 SH Put DFND 1 0 0 0
SUTTER ROCK CAP CORP COM 86944Q100 240 41,000 SH Put DFND 1 0 0 0
SUPERNUS PHARMACEUTICALS INC COM 868459108 485 27,000 SH Put DFND 1 0 0 0
THERAVANCE BIOPHARMA INC COM G8807B106 1,520 65,800 SH Put DFND 1 0 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 5,828 649,100 SH Put DFND 1 0 0 0
TILRAY INC COM CL 2 88688T100 3,510 510,300 SH Put DFND 1 0 0 0
FIRST MAJESTIC SILVER CORP COM 32076V103 172 27,900 SH Put DFND 1 0 0 0
HUDBAY MINERALS INC COM 443628102 189 100,000 SH Put DFND 1 0 0 0
FORTY SEVEN INC COM 34983P104 877 9,200 SH Put DFND 1 0 0 0
RA PHARMACEUTICALS INC COM 74933V108 225 4,700 SH Put DFND 1 0 0 0
OKTA INC CL A 679295105 5,538 45,300 SH Put DFND 1 0 0 0
TWILIO INC CL A 90138F102 1,342 15,000 SH Put DFND 1 0 0 0
ADIENT PLC ORD SHS G0084W101 2,347 258,800 SH Put DFND 1 0 0 0
ALLISON TRANSMISSION HLDGS I COM 01973R101 665 20,400 SH Put DFND 1 0 0 0
ANTERO RESOURCES CORP COM 03674X106 57 80,500 SH Put DFND 1 0 0 0
ALLIANCE RES PARTNER L P UT LTD PART 01877R108 31 10,000 SH Put DFND 1 0 0 0
ARAMARK COM 03852U106 641 32,100 SH Put DFND 1 0 0 0
ALTERYX INC COM CL A 02156B103 47 500 SH Put DFND 1 0 0 0
BILIBILI INC SPONS ADS REP Z 090040106 21,555 920,400 SH Put DFND 1 0 0 0
PEABODY ENERGY CORP NEW COM 704551100 904 312,000 SH Put DFND 1 0 0 0
BAOZUN INC SPONSORED ADR 06684L103 2,495 89,300 SH Put DFND 1 0 0 0
CARDTRONICS PLC SHS CL A G1991C105 1,027 49,100 SH Put DFND 1 0 0 0
CBL & ASSOC PPTYS INC COM 124830100 2 11,100 SH Put DFND 1 0 0 0
CSI COMPRESSCO LP COM UNIT 12637A103 10 15,700 SH Put DFND 1 0 0 0
CANOPY GROWTH CORP COM 138035100 7,610 527,800 SH Put DFND 1 0 0 0
SEACOR HOLDINGS INC COM 811904101 10 400 SH Put DFND 1 0 0 0
CLEVELAND CLIFFS INC COM 185899101 4,534 1,148,000 SH Put DFND 1 0 0 0
CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 376 358,900 SH Put DFND 1 0 0 0
COUPA SOFTWARE INC COM 22266L106 3,507 25,100 SH Put DFND 1 0 0 0
CARRIAGE SVCS INC COM 143905107 158 9,800 SH Put DFND 1 0 0 0
CENOVUS ENERGY INC COM 15135U109 191 95,000 SH Put DFND 1 0 0 0
CVR ENERGY INC COM 12662P108 404 24,500 SH Put DFND 1 0 0 0
DISH NETWORK CORPORATION CL A 25470M109 21,577 1,079,400 SH Put DFND 1 0 0 0
DENBURY RES INC COM NEW 247916208 113 617,300 SH Put DFND 1 0 0 0
ENPHASE ENERGY INC COM 29355A107 665 20,600 SH Put DFND 1 0 0 0
ETSY INC COM 29786A106 1,010 26,300 SH Put DFND 1 0 0 0
EVOLENT HEALTH INC CL A 30050B101 723 133,300 SH Put DFND 1 0 0 0
FIREEYE INC COM 31816Q101 850 80,400 SH Put DFND 1 0 0 0
FIVE9 INC COM 338307101 38 500 SH Put DFND 1 0 0 0
GDS HLDGS LTD SPONSORED ADS 36165L108 7,269 125,400 SH Put DFND 1 0 0 0
GENESIS ENERGY L P UNIT LTD PARTN 371927104 725 185,100 SH Put DFND 1 0 0 0
GREAT LAKES DREDGE & DOCK CO COM 390607109 30 3,700 SH Put DFND 1 0 0 0
GOGO INC COM 38046C109 219 103,700 SH Put DFND 1 0 0 0
GULFPORT ENERGY CORP COM NEW 402635304 458 1,031,300 SH Put DFND 1 0 0 0
GOPRO INC CL A 38268T103 722 275,800 SH Put DFND 1 0 0 0
GRUBHUB INC COM 400110102 1,763 43,300 SH Put DFND 1 0 0 0
WARRIOR MET COAL INC COM 93627C101 1,830 172,400 SH Put DFND 1 0 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 7,018 240,700 SH Put DFND 1 0 0 0
IAC INTERACTIVECORP COM 44919P508 967 5,400 SH Put DFND 1 0 0 0
IAMGOLD CORP COM 450913108 68 30,100 SH Put DFND 1 0 0 0
IQIYI INC SPONSORED ADS 46267X108 41,240 2,316,900 SH Put DFND 1 0 0 0
PENNEY J C CORP INC COM 708160106 797 2,216,000 SH Put DFND 1 0 0 0
KLX ENERGY SERVICS HOLDNGS I COM 48253L106 0 1,200 SH Put DFND 1 0 0 0
KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 692 50,000 SH Put DFND 1 0 0 0
LEIDOS HOLDINGS INC COM 525327102 45 500 SH Put DFND 1 0 0 0
LIVEPERSON INC COM 538146101 236 10,400 SH Put DFND 1 0 0 0
LIVE NATION ENTERTAINMENT IN COM 538034109 1,900 41,800 SH Put DFND 1 0 0 0
MATTEL INC COM 577081102 3,152 357,800 SH Put DFND 1 0 0 0
MERCADOLIBRE INC COM 58733R102 830 1,700 SH Put DFND 1 0 0 0
M/I HOMES INC COM 55305B101 80 4,900 SH Put DFND 1 0 0 0
MICHAELS COS INC COM 59408Q106 4 2,500 SH Put DFND 1 0 0 0
MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 156 141,900 SH Put DFND 1 0 0 0
MOMO INC ADR 60879B107 16,991 783,400 SH Put DFND 1 0 0 0
MANITOWOC CO INC COM NEW 563571405 36 4,300 SH Put DFND 1 0 0 0
NETFLIX INC COM 64110L106 1,952 5,200 SH Put DFND 1 0 0 0
NIO INC SPON ADS 62914V106 10,100 3,633,100 SH Put DFND 1 0 0 0
NATURAL RESOURCE PARTNERS L COM UNIT LTD PAR 63900P608 39 3,200 SH Put DFND 1 0 0 0
NATURA &CO HLDG S A ADS 63884N108 984 100,000 SH Put DFND 1 0 0 0
NUTANIX INC CL A 67059N108 1,118 70,800 SH Put DFND 1 0 0 0
OIL STS INTL INC COM 678026105 34 16,900 SH Put DFND 1 0 0 0
OVINTIV INC COM 69047Q102 2 1,000 SH Put DFND 1 0 0 0
PATRICK INDS INC COM 703343103 2 100 SH Put DFND 1 0 0 0
PDC ENERGY INC COM 69327R101 116 18,800 SH Put DFND 1 0 0 0
PARSLEY ENERGY INC CL A 701877102 281 49,200 SH Put DFND 1 0 0 0
PRETIUM RES INC COM 74139C102 1,152 203,300 SH Put DFND 1 0 0 0
PYXUS INTL INC COM 74737V106 2,608 838,800 SH Put DFND 1 0 0 0
QUDIAN INC ADR 747798106 95 53,200 SH Put DFND 1 0 0 0
Q2 HLDGS INC COM 74736L109 106 1,800 SH Put DFND 1 0 0 0
REDFIN CORP COM 75737F108 1,924 124,800 SH Put DFND 1 0 0 0
RH COM 74967X103 5,023 50,000 SH Put DFND 1 0 0 0
TRANSOCEAN LTD REG SHS H8817H100 635 548,200 SH Put DFND 1 0 0 0
SEA LTD SPONSORED ADS 81141R100 45,240 1,021,000 SH Put DFND 1 0 0 0
SEALED AIR CORP NEW COM 81211K100 24 1,000 SH Put DFND 1 0 0 0
SILGAN HOLDINGS INC COM 827048109 290 10,000 SH Put DFND 1 0 0 0
SM ENERGY CO COM 78454L100 122 100,000 SH Put DFND 1 0 0 0
SQUARE INC CL A 852234103 5,185 99,000 SH Put DFND 1 0 0 0
SSR MNG INC COM 784730103 22 2,000 SH Put DFND 1 0 0 0
SCORPIO TANKERS INC SHS Y7542C130 2,082 108,900 SH Put DFND 1 0 0 0
TRIP COM GROUP LTD ADS 89677Q107 3,517 150,000 SH Put DFND 1 0 0 0
TIDEWATER INC NEW COM 88642R109 158 22,400 SH Put DFND 1 0 0 0
TRIUMPH GROUP INC NEW COM 896818101 25 3,700 SH Put DFND 1 0 0 0
TEAM INC COM 878155100 66 10,300 SH Put DFND 1 0 0 0
TALEND S A ADS 874224207 112 5,000 SH Put DFND 1 0 0 0
TAYLOR MORRISON HOME CORP COM 87724P106 79 7,200 SH Put DFND 1 0 0 0
TIMKENSTEEL CORP COM 887399103 269 83,500 SH Put DFND 1 0 0 0
TUTOR PERINI CORP COM 901109108 278 41,500 SH Put DFND 1 0 0 0
TABULA RASA HEALTHCARE INC COM 873379101 73 1,400 SH Put DFND 1 0 0 0
TRIMAS CORP COM NEW 896215209 233 10,100 SH Put DFND 1 0 0 0
TESLA INC COM 88160R101 33,640 64,200 SH Put DFND 1 0 0 0
TITAN INTL INC ILL COM 88830M102 40 25,900 SH Put DFND 1 0 0 0
TWITTER INC COM 90184L102 1,336 54,400 SH Put DFND 1 0 0 0
UNISYS CORP COM NEW 909214306 4 400 SH Put DFND 1 0 0 0
UNITI GROUP INC COM 91325V108 182 30,300 SH Put DFND 1 0 0 0
VALARIS PLC SHS CLASS A G9402V109 1,368 3,040,200 SH Put DFND 1 0 0 0
VECTOR GROUP LTD COM 92240M108 1,475 156,600 SH Put DFND 1 0 0 0
VICI PPTYS INC COM 925652109 41 2,500 SH Put DFND 1 0 0 0
VEONEER INCORPORATED COM 92336X109 969 132,400 SH Put DFND 1 0 0 0
VENATOR MATLS PLC SHS G9329Z100 1 1,000 SH Put DFND 1 0 0 0
WAYFAIR INC CL A 94419L101 13,878 259,700 SH Put DFND 1 0 0 0
WEIBO CORP SPONSORED ADR 948596101 1,327 40,100 SH Put DFND 1 0 0 0
WHITING PETE CORP NEW COM NEW 966387409 167 250,500 SH Put DFND 1 0 0 0
W & T OFFSHORE INC COM 92922P106 173 101,900 SH Put DFND 1 0 0 0
UNITED STATES STL CORP NEW COM 912909108 1,527 242,100 SH Put DFND 1 0 0 0
XEROX HOLDINGS CORP COM NEW 98421M106 2,000 105,600 SH Put DFND 1 0 0 0
JOYY INC ADS REPSTG COM A 46591M109 10,753 201,900 SH Put DFND 1 0 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 17,754 492,900 SH Put DFND 1 0 0 0
ZENDESK INC COM 98936J101 480 7,500 SH Put DFND 1 0 0 0
ZYNGA INC CL A 98986T108 354 51,800 SH Put DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 107,042 935,200 SH Put DFND 1 0 0 0
ISHARES INC MSCI HONG KG ETF 464286871 6,975 349,800 SH Put DFND 1 0 0 0
ISHARES INC MSCI JPN ETF NEW 46434G822 2,469 50,000 SH Put DFND 1 0 0 0
ISHARES TR 20 YR TR BD ETF 464287432 56,287 341,200 SH Put DFND 1 0 0 0
BARCLAYS BK PLC SHRT TRM ETN 48 06746P621 30,686 663,500 SH Put DFND 1 0 0 0
CHANGE HEALTHCARE INC COM 15912K100 146 14,700 SH Put DFND 1 0 0 0
DOMINION ENERGY INC COM 25746U109 5,508 76,300 SH Put DFND 1 0 0 0
NEXTERA ENERGY INC COM 65339F101 3,007 12,500 SH Put DFND 1 0 0 0
SOUTH JERSEY INDS INC COM 838518108 52 2,100 SH Put DFND 1 0 0 0
SEMPRA ENERGY COM 816851109 734 6,500 SH Put DFND 1 0 0 0
ASSURANT INC COM 04621X108 624 6,000 SH Put DFND 1 0 0 0
CENTERPOINT ENERGY INC COM 15189T107 648 42,000 SH Put DFND 1 0 0 0
ENERGIZER HLDGS INC NEW COM 29272W109 166 5,500 SH Put DFND 1 0 0 0
FORTIVE CORP COM 34959J108 1,915 34,700 SH Put DFND 1 0 0 0
TALLGRASS ENERGY LP CLASS A SHS 874696107 23 1,400 SH Put DFND 1 0 0 0
APPLIED OPTOELECTRONICS INC COM 03823U102 592 78,000 SH Put DFND 1 0 0 0
ACCURAY INC COM 004397105 23 12,500 SH Put DFND 1 0 0 0
BEST INC SPONSORED ADS 08653C106 401 75,000 SH Put DFND 1 0 0 0
CALAMP CORP COM 128126109 50 11,300 SH Put DFND 1 0 0 0
CENTENE CORP DEL COM 15135B101 600 10,100 SH Put DFND 1 0 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 17 5,100 SH Put DFND 1 0 0 0
8X8 INC NEW COM 282914100 1,179 85,100 SH Put DFND 1 0 0 0
ENCOMPASS HEALTH CORP COM 29261A100 1,312 20,500 SH Put DFND 1 0 0 0
HC2 HLDGS INC COM 404139107 1 800 SH Put DFND 1 0 0 0
HARMONIC INC COM 413160102 1,152 200,100 SH Put DFND 1 0 0 0
HERTZ GLOBAL HLDGS INC COM 42806J106 19 3,200 SH Put DFND 1 0 0 0
INFINERA CORP COM 45667G103 80 15,200 SH Put DFND 1 0 0 0
MEDNAX INC COM 58502B106 89 7,700 SH Put DFND 1 0 0 0
NCR CORP NEW COM 62886E108 885 50,000 SH Put DFND 1 0 0 0
OWENS & MINOR INC NEW COM 690732102 45 5,000 SH Put DFND 1 0 0 0
PINDUODUO INC SPONSORED ADS 722304102 25,469 706,900 SH Put DFND 1 0 0 0
IMPINJ INC COM 453204109 282 16,900 SH Put DFND 1 0 0 0
TELADOC HEALTH INC COM 87918A105 697 4,500 SH Put DFND 1 0 0 0
TTM TECHNOLOGIES INC COM 87305R109 10 1,000 SH Put DFND 1 0 0 0
UBER TECHNOLOGIES INC COM 90353T100 15,154 542,800 SH Put DFND 1 0 0 0
VOCERA COMMUNICATIONS INC COM 92857F107 318 15,000 SH Put DFND 1 0 0 0
VIAVI SOLUTIONS INC COM 925550105 2,859 255,100 SH Put DFND 1 0 0 0
VIASAT INC COM 92552V100 2,061 57,400 SH Put DFND 1 0 0 0
WRIGHT MED GROUP N V ORD SHS N96617118 1,845 64,400 SH Put DFND 1 0 0 0
BLACKBERRY LTD COM 09228F103 1,084 262,600 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL3X 25460G609 318 32,700 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DAILY FINL BEAR 25460E133 899 23,700 SH Put DFND 1 0 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 949 25,300 SH Put DFND 1 0 0 0
ISHARES TR IBOXX HI YD ETF 464288513 12,639 164,000 SH Put DFND 1 0 0 0
ISHARES TR NASDAQ BIOTECH 464287556 5,387 50,000 SH Put DFND 1 0 0 0
ISHARES TR IBOXX INV CP ETF 464287242 185 1,500 SH Put DFND 1 0 0 0
PROSHARES TR ULTSHRT QQQ 74347B243 536 23,100 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULTRA QQQ 74347R206 4,640 51,800 SH Put DFND 1 0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 206,012 1,082,000 SH Put DFND 1 0 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 204 6,700 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 15,598 598,800 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 1,974 123,900 SH Put DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHORT S 74347B268 829 34,400 SH Put DFND 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 115,652 448,700 SH Put DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHT QQQ 74347G408 311 16,000 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 1,671 18,800 SH Put DFND 1 0 0 0
PROSHARES TR II SHT VIX ST TRM 74347W130 3,916 126,300 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULTSH 20YRS 74347B201 268 16,700 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 10,787 651,800 SH Put DFND 1 0 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 78,696 1,651,900 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DAILY SM CP BEAR 25460E125 5 100 SH Put DFND 1 0 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 28,472 1,030,500 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,759 84,500 SH Put DFND 1 0 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 305 12,600 SH Put DFND 1 0 0 0
APPLIED OPTOELECTRONICS INC NOTE 5.000% 3/1 03823UAB8 3,758 5,000,000 PRN   DFND 1 0 0 0
ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 6,756 7,642,000 PRN   DFND 1 0 0 0
APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 2,488 3,600,000 PRN   DFND 1 0 0 0
APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 886 1,300,000 PRN   DFND 1 0 0 0
ACCELERATE DIAGNOSTICS INC NOTE 2.500% 3/1 00430HAB8 2,193 4,000,000 PRN   DFND 1 0 0 0
8X8 INC NEW NOTE 0.500% 2/0 282914AB6 23,723 28,041,000 PRN   DFND 1 0 0 0
GAIN CAP HLDGS INC NOTE 5.000% 8/1 36268WAF7 12,448 12,833,000 PRN   DFND 1 0 0 0
HANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0 41068XAB6 4,586 4,823,000 PRN   DFND 1 0 0 0
IAC INTERACTIVECORP COM 44919P508 956 5,338 SH   DFND 1 5,338 0 0
INFINERA CORP NOTE 2.125% 9/0 45667GAC7 12,870 15,351,000 PRN   DFND 1 0 0 0
INOVIO PHARMACEUTICALS INC NOTE 6.500% 3/0 45773HAB8 6,279 4,190,000 PRN   DFND 1 0 0 0
INNOVIVA INC NOTE 2.500% 8/1 45781MAB7 32,038 32,648,000 PRN   DFND 1 0 0 0
MESA LABS INC NOTE 1.375% 8/1 59064RAA7 2,536 2,500,000 PRN   DFND 1 0 0 0
INTREXON CORP NOTE 3.500% 7/0 46122TAA0 4,897 9,000,000 PRN   DFND 1 0 0 0
PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 17,616 20,422,000 PRN   DFND 1 0 0 0
PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 16,287 18,749,000 PRN   DFND 1 0 0 0
SUNPOWER CORP COM 867652406 55 10,925 SH   DFND 1 10,925 0 0
SUPERNUS PHARMACEUTICALS INC NOTE 0.625% 4/0 868459AD0 17,104 20,905,000 PRN   DFND 1 0 0 0
TEAM INC NOTE 5.000% 8/0 878155AE0 3,090 4,000,000 PRN   DFND 1 0 0 0
TILRAY INC NOTE 5.000%10/0 88688TAB6 3,914 12,000,000 PRN   DFND 1 0 0 0
TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 5,495 6,188,000 PRN   DFND 1 0 0 0
NABORS INDUSTRIES LTD 6% PFD CNV SR A G6359F129 2,218 600,934 SH   DFND 1 600,934 0 0
GREAT AJAX CORP COM 38983D300 1,433 225,437 SH   DFND 1 225,437 0 0
ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107 1,044 197,032 SH   DFND 1 197,032 0 0
APOLLO INVT CORP COM NEW 03761U502 724 107,266 SH   DFND 1 107,266 0 0
BAIN CAP SPECIALTY FIN INC COM 05684B107 342 36,988 SH   DFND 1 36,988 0 0
BLACKROCK CAP INVT CORP COM 092533108 81 37,096 SH   DFND 1 37,096 0 0
TCG BDC INC COM 872280102 889 170,474 SH   DFND 1 170,474 0 0
FIDUS INVT CORP COM 316500107 291 44,021 SH   DFND 1 44,021 0 0
FS KKR CAPITAL CORP COM 302635107 216 72,087 SH   DFND 1 72,087 0 0
OXFORD SQUARE CAP CORP COM 69181V107 70 27,588 SH   DFND 1 27,588 0 0
PENNANTPARK FLOATING RATE CA COM 70806A106 368 75,874 SH   DFND 1 75,874 0 0
PENNANTPARK INVT CORP COM 708062104 475 183,645 SH   DFND 1 183,645 0 0
SOLAR CAP LTD COM 83413U100 136 11,697 SH   DFND 1 11,697 0 0
BLACKROCK TCP CAPITAL CORP COM 09259E108 219 35,051 SH   DFND 1 35,051 0 0
THL CREDIT INC COM 872438106 312 117,998 SH   DFND 1 117,998 0 0
TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 561 97,898 SH   DFND 1 97,898 0 0
WHITEHORSE FIN INC COM 96524V106 167 23,669 SH   DFND 1 23,669 0 0
ADAMS DIVERSIFIED EQUITY FD COM 006212104 62 5,000 SH   DFND 1 5,000 0 0
ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 536 73,120 SH   DFND 1 73,120 0 0
ALLIANZGI ARTIFICIAL INTELLI COM 01883M101 3,751 234,440 SH   DFND 1 234,440 0 0
BLACKROCK RES & COMMODITIES SHS 09257A108 1,712 339,848 SH   DFND 1 339,848 0 0
BLACKROCK SCIENCE & TECH TR SHS BEN INT 09260K101 1,831 109,736 SH   DFND 1 109,736 0 0
CHINA FD INC COM 169373107 108 5,875 SH   DFND 1 5,875 0 0
CALAMOS GBL DYN INCOME FUND COM 12811L107 372 64,951 SH   DFND 1 64,951 0 0
ISHARES TR SELECT DIVID ETF 464287168 7 100 SH   DFND 1 100 0 0
WELLS FARGO UTILITIES AND HI WF UTILITIES INC 94987E109 16 1,519 SH   DFND 1 1,519 0 0
ISHARES INC MSCI GERMANY ETF 464286806 270 12,604 SH   DFND 1 12,604 0 0
TEKLA HEALTHCARE INVS SH BEN INT 87911J103 3,232 181,486 SH   DFND 1 181,486 0 0
HANCOCK JOHN INVT TR TAX ADV GLB SH 41013P749 423 84,511 SH   DFND 1 84,511 0 0
INDIA FD INC COM 454089103 0 20 SH   DFND 1 20 0 0
NEW IRELAND FD INC COM 645673104 110 17,988 SH   DFND 1 17,988 0 0
ABERDEEN JAPAN EQUITY FD INC COM 00306J109 778 124,610 SH   DFND 1 124,610 0 0
KOREA FD COM NEW 500634209 342 15,308 SH   DFND 1 15,308 0 0
NEUBERGER BERMAN MLP AND ENR COM 64129H104 48 25,651 SH   DFND 1 25,651 0 0
PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 660 122,916 SH   DFND 1 122,916 0 0
ADAM NAT RES FD INC COM 00548F105 48 5,907 SH   DFND 1 5,907 0 0
SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 347 99,935 SH   DFND 1 99,935 0 0
CUSHING ENERGY INCOME COM SH BEN INT 23162T102 83 31,818 SH   DFND 1 31,818 0 0
TEMPLETON DRAGON FD INC COM 88018T101 2,627 154,091 SH   DFND 1 154,091 0 0
TORTOISE ESSENTIAL ASSETS IN COM SH BEN INT 89148A103 1,880 186,209 SH   DFND 1 186,209 0 0
TAIWAN FD INC COM 874036106 260 15,865 SH   DFND 1 15,865 0 0
TRI CONTL CORP COM 895436103 2,074 99,220 SH   DFND 1 99,220 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3,212 57,974 SH   DFND 1 57,974 0 0
SPDR SER TR S&P REGL BKG 78464A698 1,743 53,500 SH   DFND 1 53,500 0 0
ISHARES TR CORE US AGGBD ET 464287226 69 606 SH   DFND 1 606 0 0
BLACKROCK MULTI-SECTOR INC T COM 09258A107 175 14,510 SH   DFND 1 14,510 0 0
WESTERN ASSET HGH YLD DFNDFD COM 95768B107 20 1,691 SH   DFND 1 1,691 0 0
NUVEEN PFD & INCM SECURTIES COM 67072C105 74 10,310 SH   DFND 1 10,310 0 0
MFS SPL VALUE TR SH BEN INT 55274E102 24 5,099 SH   DFND 1 5,099 0 0
ISHARES SILVER TRUST ISHARES 46428Q109 54 4,150 SH   DFND 1 4,150 0 0
XAI OCTAGON FLOATNG RATE ALT COM 98400T106 0 1 SH   DFND 1 1 0 0
VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 3,430 65,646 SH   DFND 1 65,646 0 0
ACORDA THERAPEUTICS INC COM 00484M106 20 22,297 SH   DFND 1 22,297 0 0
AERIE PHARMACEUTICALS INC COM 00771V108 146 10,864 SH   DFND 1 10,864 0 0
ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 168,451 29,391,000 PRN   DFND 1 0 0 0
BAUSCH HEALTH COS INC COM 071734107 281 18,192 SH   DFND 1 18,192 0 0
CHEGG INC NOTE 0.250% 5/1 163092AB5 109,274 76,691,000 PRN   DFND 1 0 0 0
CLOVIS ONCOLOGY INC COM 189464100 1,556 244,713 SH   DFND 1 244,713 0 0
ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 18,532 24,000,000 PRN   DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 3,358 907,580 SH   DFND 1 907,580 0 0
FIVE9 INC NOTE 0.125% 5/0 338307AB7 120,673 63,410,000 PRN   DFND 1 0 0 0
HARMONIC INC NOTE 4.000%12/0 413160AB8 17,184 14,675,000 PRN   DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 55,984 68,865,000 PRN   DFND 1 0 0 0
ILLUMINA INC COM 452327109 1,915 7,014 SH   DFND 1 7,014 0 0
INPHI CORP NOTE 0.750% 9/0 45772FAC1 39,821 27,176,000 PRN   DFND 1 0 0 0
IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 34,855 33,392,000 PRN   DFND 1 0 0 0
J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 51,035 41,980,000 PRN   DFND 1 0 0 0
LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 6,497 12,250,000 PRN   DFND 1 0 0 0
MAGNACHIP SEMICONDUCTOR SA NOTE 5.000% 3/0 55932XAB0 20,082 14,401,000 PRN   DFND 1 0 0 0
NOVAVAX INC COM NEW 670002401 100 7,437 SH   DFND 1 7,437 0 0
OPKO HEALTH INC COM 68375N103 0 550 SH   DFND 1 550 0 0
QORVO INC COM 74736K101 439 5,446 SH   DFND 1 5,446 0 0
RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 20,262 28,425,000 PRN   DFND 1 0 0 0
RAYONIER ADVANCED MATLS INC COM 75508B104 179 169,213 SH   DFND 1 169,213 0 0
SEA LTD NOTE 2.250% 7/0 81141RAB6 129,967 55,987,000 PRN   DFND 1 0 0 0
SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 136,310 89,141,000 PRN   DFND 1 0 0 0
THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 23,717 24,100,000 PRN   DFND 1 0 0 0
TERADYNE INC NOTE 1.250%12/1 880770AG7 6,098 3,400,000 PRN   DFND 1 0 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 848 94,446 SH   DFND 1 94,446 0 0
LENDINGTREE INC NEW NOTE 0.625% 6/0 52603BAA5 45,625 40,730,000 PRN   DFND 1 0 0 0
TRONOX HOLDINGS PLC SHS G9087Q102 914 183,680 SH   DFND 1 183,680 0 0
TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 52,837 46,641,000 PRN   DFND 1 0 0 0
UNISYS CORP NOTE 5.500% 3/0 909214BS6 36,546 26,770,000 PRN   DFND 1 0 0 0
VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 20,633 22,811,000 PRN   DFND 1 0 0 0
ZILLOW GROUP INC NOTE 2.000%12/0 98954MAB7 23,539 23,184,000 PRN   DFND 1 0 0 0
ATLANTIC POWER CORP COM NEW 04878Q863 47 22,410 SH   DFND 1 22,410 0 0
JUST ENERGY GROUP INC COM 48213W101 19 38,200 SH   DFND 1 38,200 0 0
BLACKBERRY LTD COM 09228F103 164 40,000 SH   DFND 1 40,000 0 0
HUDBAY MINERALS INC COM 443628102 3 2,000 SH   DFND 1 2,000 0 0
GRAN TIERRA ENERGY INC COM 38500T101 15 59,800 SH   DFND 1 59,800 0 0
VEONEER INCORPORATED NOTE 4.000% 6/0 92336XAA7 13,325 16,875,000 PRN   DFND 1 0 0 0
CYPRESS SEMICONDUCTOR CORP COM 232806109 1,955 83,838 SH   DFND 1 83,838 0 0
NVENT ELECTRIC PLC SHS G6700G107 506 30,000 SH   DFND 1 30,000 0 0
ALLSTATE CORP COM 020002101 4,786 52,182 SH   DFND 1 52,182 0 0
AMKOR TECHNOLOGY INC COM 031652100 411 52,854 SH   DFND 1 52,854 0 0
CITIGROUP INC COM NEW 172967424 885 21,032 SH   DFND 1 21,032 0 0
CAPITAL ONE FINL CORP COM 14040H105 2,169 43,030 SH   DFND 1 43,030 0 0
MERIDIAN BANCORP INC MD COM 58958U103 631 56,314 SH   DFND 1 56,314 0 0
HILLTOP HOLDINGS INC COM 432748101 775 51,306 SH   DFND 1 51,306 0 0
INVESCO LTD SHS G491BT108 896 98,746 SH   DFND 1 98,746 0 0
SVB FINANCIAL GROUP COM 78486Q101 2,719 18,000 SH   DFND 1 18,000 0 0
SEMTECH CORP COM 816850101 750 20,000 SH   DFND 1 20,000 0 0
SYNCHRONY FINL COM 87165B103 187 11,664 SH   DFND 1 11,664 0 0
VICTORY CAP HLDGS INC COM CL A 92645B103 2,880 176,098 SH   DFND 1 176,098 0 0
BK OF AMERICA CORP 7.25%CNV PFD L 060505682 5,548 4,378 SH   DFND 1 4,378 0 0
CINCINNATI BELL INC NEW PFD CV DEP1/20 171871403 283 6,442 SH   DFND 1 6,442 0 0
QTS RLTY TR INC COM CL A 74736A103 4,041 69,672 SH   DFND 1 69,672 0 0
READY CAP CORP 7% CN SR NT 2023 75574U200 353 25,334 SH   DFND 1 25,334 0 0
WELLS FARGO CO NEW PERP PFD CNV A 949746804 2,600 2,078 SH   DFND 1 2,078 0 0
BROADCOM INC COM 11135F101 23,664 99,806 SH   DFND 1 99,806 0 0
COLFAX CORP UNIT 01/15/2022T 194014205 42,856 466,752 SH   DFND 1 466,752 0 0
DOMINION ENERGY INC UNIT 99/99/9999 25746U133 30,261 323,373 SH   DFND 1 323,373 0 0
DTE ENERGY CO UNIT 11/01/2022S 233331842 7,644 193,858 SH   DFND 1 193,858 0 0
ELANCO ANIMAL HEALTH INC COM 28414H103 583 26,058 SH   DFND 1 26,058 0 0
INTERNATIONAL FLAVORS&FRAGRA UNIT 09/15/2021 459506309 6,835 176,903 SH   DFND 1 176,903 0 0
AKERNA CORP *W EXP 06/17/202 00973W110 77 221,113 SH   DFND 1 221,113 0 0
SOUTH JERSEY INDS INC UNIT 99/99/9999 838518116 7,868 188,859 SH   DFND 1 188,859 0 0
STANLEY BLACK & DECKER INC UNIT 05/15/2020 854502887 11,564 158,225 SH   DFND 1 158,225 0 0
VERRA MOBILITY CORP COM 92511U102 2 342 SH   DFND 1 342 0 0
AVANTOR INC 6.25 PFD CNV SR 05352A209 13,405 297,617 SH   DFND 1 297,617 0 0
VERB TECHNOLOGY CO INC *W EXP 03/14/202 92337U112 0 10 SH   DFND 1 10 0 0
ALLERGAN PLC SHS G0177J108 7,910 44,667 SH   DFND 1 44,667 0 0
TD AMERITRADE HLDG CORP COM 87236Y108 3,949 113,964 SH   DFND 1 113,964 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 167 3,740 SH   DFND 1 3,740 0 0
CAROLINA FINL CORP NEW COM 143873107 4,612 178,282 SH   DFND 1 178,282 0 0
CENTERSTATE BK CORP COM 15201P109 897 52,113 SH   DFND 1 52,113 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 942 27,469 SH   DFND 1 27,469 0 0
FGL HLDGS ORD SHS G3402M102 1,167 119,181 SH   DFND 1 119,181 0 0
FORTY SEVEN INC COM 34983P104 1,330 13,944 SH   DFND 1 13,944 0 0
GENWORTH FINL INC COM CL A 37247D106 215 64,933 SH   DFND 1 64,933 0 0
IBERIABANK CORP COM 450828108 5,330 147,411 SH   DFND 1 147,411 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 266 3,300 SH   DFND 1 3,300 0 0
INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 92 5,256 SH   DFND 1 5,256 0 0
ADESTO TECHNOLOGIES CORP COM 00687D101 555 49,601 SH   DFND 1 49,601 0 0
LEGG MASON INC COM 524901105 3,448 70,600 SH   DFND 1 70,600 0 0
MELLANOX TECHNOLOGIES LTD SHS M51363113 4,458 36,754 SH   DFND 1 36,754 0 0
NXP SEMICONDUCTORS N V COM N6596X109 627 7,565 SH   DFND 1 7,565 0 0
PROGENICS PHARMACEUTICALS IN COM 743187106 3,242 853,416 SH   DFND 1 853,416 0 0
RA PHARMACEUTICALS INC COM 74933V108 2,256 47,000 SH   DFND 1 47,000 0 0
SYNOVUS FINL CORP COM NEW 87161C501 200 11,430 SH   DFND 1 11,430 0 0
TEXAS CAPITAL BANCSHARES INC COM 88224Q107 6,810 307,213 SH   DFND 1 307,213 0 0
WILLIS TOWERS WATSON PLC LTD SHS G96629103 1,109 6,533 SH   DFND 1 6,533 0 0
XPERI CORP COM 98421B100 4,833 347,512 SH   DFND 1 347,512 0 0
CIIG MERGER CORP UNIT 12/31/2026 12559C202 4,270 435,734 SH   DFND 1 435,734 0 0
STELLUS CAP INVT CORP COM 858568108 9 1,238 SH   DFND 1 1,238 0 0
ALLIANZGI DIVERSIFIED INCOME COM 01883J108 630 35,051 SH   DFND 1 35,051 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 92 17,931 SH   DFND 1 17,931 0 0
ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 578 136,493 SH   DFND 1 136,493 0 0
BLACKROCK ENHANCED EQUITY DI COM 09251A104 4,067 622,819 SH   DFND 1 622,819 0 0
BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 297 66,147 SH   DFND 1 66,147 0 0
NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 2,375 235,203 SH   DFND 1 235,203 0 0
MORGAN STANLEY CHINA A SH FD COM 617468103 4,823 266,208 SH   DFND 1 266,208 0 0
CLEARBRIDGE MLP AND MIDSTRM COM 184692101 546 298,370 SH   DFND 1 298,370 0 0
CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461100 4 4,463 SH   DFND 1 4,463 0 0
CLEARBRIDGE MLP AND MIDSTRM COM 18469Q108 138 100,183 SH   DFND 1 100,183 0 0
DELAWARE INVTS DIV & INCOME COM 245915103 33 4,061 SH   DFND 1 4,061 0 0
DELAWARE ENHANCED GBL DIV & COM 246060107 1,318 176,928 SH   DFND 1 176,928 0 0
NUVEEN DOW 30 DYNAMIC OVERWR SHS 67075F105 1,487 118,797 SH   DFND 1 118,797 0 0
ELLSWORTH GROWTH & INCOME FD COM 289074106 348 40,608 SH   DFND 1 40,608 0 0
EUROPEAN EQUITY FUND COM 298768102 63 8,956 SH   DFND 1 8,956 0 0
TEMPLETON EMERGING MKTS FD I COM 880191101 902 80,920 SH   DFND 1 80,920 0 0
CLEARBRIDGE ENERGY MIDSTRM O COM 18469P100 165 127,323 SH   DFND 1 127,323 0 0
EATON VANCE ENH EQTY INC FD COM 278277108 24 1,800 SH   DFND 1 1,800 0 0
EATON VANCE TX ADV GLBL DIV COM 27828S101 306 25,656 SH   DFND 1 25,656 0 0
EATON VANCE TX ADV GLB DIV O COM 27828U106 22 1,240 SH   DFND 1 1,240 0 0
EATON VANCE TXMGD GL BUYWR O COM 27829C105 3,334 446,937 SH   DFND 1 446,937 0 0
EATON VANCE TX MGD DIV EQ IN COM 27828N102 1,675 179,726 SH   DFND 1 179,726 0 0
EATON VANCE TAX-MANAGED GLOB COM 27829F108 557 87,388 SH   DFND 1 87,388 0 0
FIRST TR DYNAMIC EUROPE EQT COM SHS 33740D107 435 47,529 SH   DFND 1 47,529 0 0
FIRST TR MLP & ENERGY INCOME COM 33739B104 242 54,857 SH   DFND 1 54,857 0 0
FIRST TR ENERGY INCOME & GRW COM 33738G104 356 40,820 SH   DFND 1 40,820 0 0
FIRST TR/ABERDEEN EMERG OPT COM 33731K102 147 14,864 SH   DFND 1 14,864 0 0
FIRST TR ENERGY INFRASTRCTR COM 33738C103 44 4,995 SH   DFND 1 4,995 0 0
FIDUCIARY CLAYMORE ENGRY INF COM 31647Q106 10 8,056 SH   DFND 1 8,056 0 0
GABELLI CONV&INCOM SECS FD I COM 36240B109 4 1,000 SH   DFND 1 1,000 0 0
GABELLI DIVID & INCOME TR COM 36242H104 1,775 119,865 SH   DFND 1 119,865 0 0
NEW GERMANY FD INC COM 644465106 285 24,605 SH   DFND 1 24,605 0 0
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 1,438 528,730 SH   DFND 1 528,730 0 0
GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 284 73,422 SH   DFND 1 73,422 0 0
GABELLI HLTHCARE & WELLNESS SHS 36246K103 85 9,910 SH   DFND 1 9,910 0 0
JOHN HANCOCK HDG EQ & INC FD COM 47804L102 1,855 182,617 SH   DFND 1 182,617 0 0
MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 1,380 245,119 SH   DFND 1 245,119 0 0
TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 4,577 305,574 SH   DFND 1 305,574 0 0
VOYA ASIA PAC DIVID EQUITY I COM 92912J102 477 73,322 SH   DFND 1 73,322 0 0
VOYA INFRASTRUCTURE INDLS & COM 92912X101 2,874 353,539 SH   DFND 1 353,539 0 0
VOYA GLBL ADV & PREM OPP FD COM 92912R104 2,618 341,808 SH   DFND 1 341,808 0 0
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 4,536 994,802 SH   DFND 1 994,802 0 0
CBRE CLARION GLOBAL REAL EST COM 12504G100 1,656 316,120 SH   DFND 1 316,120 0 0
VOYA EMERGING MKTS HIGH DIVI COM 92912P108 1,232 211,436 SH   DFND 1 211,436 0 0
VOYA INTL HIGH DIVID EQTY IN COM 92912Y109 887 231,721 SH   DFND 1 231,721 0 0
MORGAN STANLEY INDIA INVS FD COM 61745C105 1,592 124,335 SH   DFND 1 124,335 0 0
VOYA NAT RES EQUITY INCOME F COM 92913C106 1,280 593,029 SH   DFND 1 593,029 0 0
NUVEEN DIVERSIFIED DIVID & I COM 6706EP105 993 141,114 SH   DFND 1 141,114 0 0
JAPAN SMALLER CAPITALIZATION COM 47109U104 782 111,059 SH   DFND 1 111,059 0 0
NUVEEN REAL ASSET INCOME & G COM 67074Y105 2,405 243,733 SH   DFND 1 243,733 0 0
NUVEEN REAL ESTATE INCOME FD COM 67071B108 3,171 467,145 SH   DFND 1 467,145 0 0
NUVEEN TX ADV TOTAL RET STRG COM 67090H102 505 71,762 SH   DFND 1 71,762 0 0
NUVEEN TAX-ADVANTAGED DIVID COM 67073G105 1,114 99,031 SH   DFND 1 99,031 0 0
KAYNE ANDERSON MDSTM ENERGY COM 48661E108 1,006 302,347 SH   DFND 1 302,347 0 0
KAYNE ANDERSN MLP MIDS INVT COM 486606106 252 69,466 SH   DFND 1 69,466 0 0
LAZARD GLOBAL TOTAL RETURN & COM 52106W103 1,843 153,519 SH   DFND 1 153,519 0 0
MACQUARIE / FIRST TR GLOBAL COM 55607W100 531 70,591 SH   DFND 1 70,591 0 0
MACQUARIE GLOBAL INFRASTRUCT COM 55608D101 812 52,441 SH   DFND 1 52,441 0 0
MEXICO EQUITY & INCOME FD COM 592834105 68 9,759 SH   DFND 1 9,759 0 0
MEXICO FD INC COM 592835102 74 8,996 SH   DFND 1 8,996 0 0
TORTOISE ENERGY INDEPENDENC COM 89148K101 237 206,718 SH   DFND 1 206,718 0 0
NEUBERGER BERMAN REAL ESTATE COM 64190A103 265 88,564 SH   DFND 1 88,564 0 0
TORTOISE MIDSTRM ENERGY FD I COM 89148B101 455 533,690 SH   DFND 1 533,690 0 0
NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 729 38,376 SH   DFND 1 38,376 0 0
COHEN & STEERS TOTAL RETURN COM 19247R103 1,046 103,517 SH   DFND 1 103,517 0 0
RIVERNORTH OPPORTUNITIES FD COM 76881Y109 31 2,520 SH   DFND 1 2,520 0 0
ROYCE MICRO-CAP TR INC COM 780915104 15 2,700 SH   DFND 1 2,700 0 0
COHEN & STEERS REIT & PFD &I COM 19247X100 5,248 325,607 SH   DFND 1 325,607 0 0
COHEN & STEERS QUALITY INCOM COM 19247L106 3,331 368,529 SH   DFND 1 368,529 0 0
LMP CAP & INCOME FD INC COM 50208A102 45 5,601 SH   DFND 1 5,601 0 0
NUVEEN S&P 500 DYNAMIC OVERW COM 6706EW100 648 55,967 SH   DFND 1 55,967 0 0
THE CUSHING MLP INFASTCR TOT COM NEW 231631201 2 830 SH   DFND 1 830 0 0
SWISS HELVETIA FD INC COM 870875101 638 91,883 SH   DFND 1 91,883 0 0
CUSHING RENAISSANCE FD COM 231647108 1,582 261,636 SH   DFND 1 261,636 0 0
TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 1,639 106,737 SH   DFND 1 106,737 0 0
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FINTECH ACQUISITION CORP III *W EXP 12/01/202 31811A119 45 75,000 SH   DFND 1 75,000 0 0
GRID DYNAMICS HLDGS INC COM CL A 39813G109 5 700 SH   DFND 1 700 0 0
GRID DYNAMICS HLDGS INC *W EXP 03/05/202 39813G117 18 9,670 SH   DFND 1 9,670 0 0
GORES HLDGS IV INC UNIT 02/01/2023 382865202 189 18,791 SH   DFND 1 18,791 0 0
GALILEO ACQUISITION CORP SHS G3770A102 265 27,400 SH   DFND 1 27,400 0 0
GORES METROPOULOS INC COM CL A 382872109 2,859 281,416 SH   DFND 1 281,416 0 0
GORES METROPOULOS INC UNIT 99/99/9999 382872208 616 59,675 SH   DFND 1 59,675 0 0
GORES METROPOULOS INC *W EXP 01/28/202 382872117 32 25,000 SH   DFND 1 25,000 0 0
GREENROSE ACQUISITION CORP UNIT 02/28/2024 395392202 1,254 129,300 SH   DFND 1 129,300 0 0
GRAF INDL CORP COM 384278107 510 50,200 SH   DFND 1 50,200 0 0
GRAF INDL CORP *W EXP 12/31/202 384278115 9 90,000 SH   DFND 1 90,000 0 0
GLRY STR NW MDIA GRUP HLDG L SHS G39973105 40 9,719 SH   DFND 1 9,719 0 0
GLRY STR NW MDIA GRUP HLDG L *W EXP 02/13/202 G39973113 18 234,400 SH   DFND 1 234,400 0 0
GX ACQUISITION CORP UNIT 05/24/2026 36251A206 129 12,800 SH   DFND 1 12,800 0 0
HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 6,833 675,887 SH   DFND 1 675,887 0 0
HENNESSY CAP ACQUSTION CORP UNIT 99/99/9999 42589C203 1,276 124,042 SH   DFND 1 124,042 0 0
HENNESSY CAP ACQUSTION CORP *W EXP 09/05/202 42589C112 168 482,602 SH   DFND 1 482,602 0 0
HL ACQUISITIONS CORP RIGHT 07/17/2023 G4603R130 6 75,000 SH   DFND 1 75,000 0 0
HL ACQUISITIONS CORP *W EXP 06/21/202 G4603R122 1 20,000 SH   DFND 1 20,000 0 0
HEALTHCARE MERGER CORP COM CL A 42227L102 2,744 280,000 SH   DFND 1 280,000 0 0
HEALTHCARE MERGER CORP UNIT 12/17/2021 42227L201 4,092 397,363 SH   DFND 1 397,363 0 0
HEALTHCARE MERGER CORP *W EXP 12/17/202 42227L110 93 100,000 SH   DFND 1 100,000 0 0
WEALTHBRIDGE ACQUISITION LTD *W EXP 01/31/202 G4887W128 5 40,000 SH   DFND 1 40,000 0 0
HAYMAKER ACQUISITION CORP II COM CL A 42087L101 1,846 188,647 SH   DFND 1 188,647 0 0
HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 2,501 247,700 SH   DFND 1 247,700 0 0
HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 107 102,570 SH   DFND 1 102,570 0 0
INTL GNRL INSURANCE HLDNGS L *W EXP 03/17/202 G4809J114 42 100,000 SH   DFND 1 100,000 0 0
INSURANCE ACQUISITION CORP CL A 457867109 347 34,500 SH   DFND 1 34,500 0 0
INSURANCE ACQUISITION CORP UNIT 03/31/2024 457867307 1,201 115,778 SH   DFND 1 115,778 0 0
INSURANCE ACQUISITION CORP *W EXP 03/31/202 457867117 86 88,467 SH   DFND 1 88,467 0 0
8I ENTERPRISES ACQUISITION C RIGHT 10/29/2020 G2956M120 75 192,582 SH   DFND 1 192,582 0 0
JUNIPER INDL HLDGS INC COM CL A 48205G106 480 50,000 SH   DFND 1 50,000 0 0
JUNIPER INDL HLDGS INC UNIT 11/13/2026 48205G205 1,169 115,100 SH   DFND 1 115,100 0 0
JUNIPER INDL HLDGS INC *W EXP 11/13/202 48205G114 42 75,489 SH   DFND 1 75,489 0 0
KBL MERGER CORP IV RIGHT 04/09/2020 48242A120 14 93,753 SH   DFND 1 93,753 0 0
KBL MERGER CORP IV *W EXP 01/15/202 48242A112 7 114,200 SH   DFND 1 114,200 0 0
LEISURE ACQUISITION CORP COM 52539T107 818 75,000 SH   DFND 1 75,000 0 0
LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 9 57,501 SH   DFND 1 57,501 0 0
UNION ACQUISITION CORP II *W EXP 04/01/202 G9402Q126 25 100,000 SH   DFND 1 100,000 0 0
LANDCADIA HLDGS II INC CL A 51476X105 2,505 255,659 SH   DFND 1 255,659 0 0
LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 204 20,863 SH   DFND 1 20,863 0 0
LANDCADIA HLDGS II INC *W EXP 05/09/202 51476X113 99 248,500 SH   DFND 1 248,500 0 0
LF CAP ACQUISITION CORP CL A 50200K108 3,984 385,000 SH   DFND 1 385,000 0 0
LF CAP ACQUISITION CORP *W EXP 06/22/202 50200K116 64 248,102 SH   DFND 1 248,102 0 0
LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 4 16,300 SH   DFND 1 16,300 0 0
LEO HOLDINGS CORP COM CL A G5463L105 14,034 1,362,612 SH   DFND 1 1,362,612 0 0
LEO HOLDINGS CORP *W EXP 07/31/202 G5463L113 103 162,425 SH   DFND 1 162,425 0 0
LIV CAP ACQUISITION CORP UNIT 99/99/9999 G5510C124 1,568 160,000 SH   DFND 1 160,000 0 0
LONGEVITY ACQUISITION CORP ORD SHS G56372132 422 40,000 SH   DFND 1 40,000 0 0
LONGEVITY ACQUISITION CORP *W EXP 07/31/202 G56372116 6 60,000 SH   DFND 1 60,000 0 0
MERIDA MERGER CORP I COM 58953M106 168 17,400 SH   DFND 1 17,400 0 0
MEGALITH FINL ACQUISITION CO CL A COM 58518F109 514 49,954 SH   DFND 1 49,954 0 0
MONOCLE ACQUISITION CORP COM 609754106 7,940 790,061 SH   DFND 1 790,061 0 0
NEWBORN ACQUISITION CORP UNIT 99/99/9999 G6463T130 727 75,000 SH   DFND 1 75,000 0 0
NEBULA ACQUISITION CORP COM CLASS A 629076100 7,013 690,990 SH   DFND 1 690,990 0 0
NEBULA ACQUISITION CORP *W EXP 03/12/202 629076118 31 31,500 SH   DFND 1 31,500 0 0
NEW FRONTIER HEALTH CORP *W EXP 11/30/202 G6461G114 118 125,201 SH   DFND 1 125,201 0 0
NETFIN ACQUISITION CORP SHS CL A G6455A107 2,119 215,350 SH   DFND 1 215,350 0 0
NETFIN ACQUISITION CORP UNIT 08/01/2024 G6455A123 584 58,000 SH   DFND 1 58,000 0 0
NEW PROVIDENCE ACQUISITION COM CL A 64822P106 5,129 525,000 SH   DFND 1 525,000 0 0
NEW PROVIDENCE ACQUISITION UNIT 09/01/2024 64822P205 700 68,216 SH   DFND 1 68,216 0 0
NEW PROVIDENCE ACQUISITION *W EXP 09/11/202 64822P114 102 200,000 SH   DFND 1 200,000 0 0
OAKTREE ACQUISITION CORP *W EXP 99/99/999 G67145113 19 19,196 SH   DFND 1 19,196 0 0
ORISUN ACQUISITION CORP UNIT 99/99/9999 68632T208 406 39,900 SH   DFND 1 39,900 0 0
PROFICIENT ALPHA ACQUSTN COR COM 74317H105 252 25,000 SH   DFND 1 25,000 0 0
PROFICIENT ALPHA ACQUSTN COR UNIT 04/30/2026 74317H204 417 40,000 SH   DFND 1 40,000 0 0
PROFICIENT ALPHA ACQUSTN COR *W EXP 04/30/202 74317H113 10 209,600 SH   DFND 1 209,600 0 0
PAE INC COM CL A 69290Y109 401 61,897 SH   DFND 1 61,897 0 0
PAE INC *W EXP 09/11/202 69290Y117 13 9,074 SH   DFND 1 9,074 0 0
PIVOTAL INVT CORP II UNIT 06/01/2025 72582K209 996 100,000 SH   DFND 1 100,000 0 0
PIVOTAL INVT CORP II *W EXP 06/01/202 72582K118 53 76,666 SH   DFND 1 76,666 0 0
PROPTECH ACQUISITION CORP COM CL A 74349F101 1,375 142,345 SH   DFND 1 142,345 0 0
PROPTECH ACQUISITION CORP UNIT 10/01/2026 74349F200 3,229 324,872 SH   DFND 1 324,872 0 0
RMG ACQUISITION CORP CL A 749641106 769 77,499 SH   DFND 1 77,499 0 0
RMG ACQUISITION CORP UNIT 99/99/9999 749641205 910 90,001 SH   DFND 1 90,001 0 0
RMG ACQUISITION CORP *W EXP 02/21/202 749641114 4 7,333 SH   DFND 1 7,333 0 0
REPLAY ACQUISITION CORP UNIT 03/01/2024 G75130123 490 50,000 SH   DFND 1 50,000 0 0
REPLAY ACQUISITION CORP *W EXP 03/01/202 G75130115 94 159,849 SH   DFND 1 159,849 0 0
SCHULTZE SPL PURP ACQUSTN CO COM 80821R109 1,011 100,000 SH   DFND 1 100,000 0 0
SCHULTZE SPL PURP ACQUSTN CO *W EXP 12/31/202 80821R117 19 90,100 SH   DFND 1 90,100 0 0
SOFTWARE ACQUISITION GROUP I COM CL A 83406B101 1,061 108,250 SH   DFND 1 108,250 0 0
SOFTWARE ACQUISITION GROUP I *W EXP 10/01/202 83406B119 19 34,975 SH   DFND 1 34,975 0 0
SWITCHBACK ENERGY ACQUISTN C COM CL A 87105M102 1,833 189,998 SH   DFND 1 189,998 0 0
SC HEALTH CORP COM CL A G78516203 7,303 726,734 SH   DFND 1 726,734 0 0
SC HEALTH CORP UNIT 99/99/9999 G78516302 204 20,000 SH   DFND 1 20,000 0 0
SC HEALTH CORP *W EXP 99/99/999 G78516401 29 31,250 SH   DFND 1 31,250 0 0
SCVX CORP UNIT 99/99/9999 G79448109 7,676 770,001 SH   DFND 1 770,001 0 0
OSPREY TECHNLGY AQUISTION CO COM CL A 68839R104 3,402 350,000 SH   DFND 1 350,000 0 0
OSPREY TECHNLGY AQUISTION CO *W EXP 10/30/202 68839R120 147 175,000 SH   DFND 1 175,000 0 0
TORTOISE ACQUISITION CORP CL A 89154L100 175 17,900 SH   DFND 1 17,900 0 0
TORTOISE ACQUISITION CORP UNIT 03/04/2024 89154L209 1,492 153,824 SH   DFND 1 153,824 0 0
TORTOISE ACQUISITION CORP *W EXP 03/04/202 89154L118 29 103,872 SH   DFND 1 103,872 0 0
SOUTH MTN MERGER CORP COM CL A 838884104 1,375 141,829 SH   DFND 1 141,829 0 0
SOUTH MTN MERGER CORP UNIT 99/99/9999 838884203 2,182 219,334 SH   DFND 1 219,334 0 0
SOUTH MTN MERGER CORP *W EXP 06/20/202 838884112 111 118,125 SH   DFND 1 118,125 0 0
SPARTAN ENERGY ACQUISITION C CL A COM STK 846784106 5,989 591,878 SH   DFND 1 591,878 0 0
SPARTAN ENERGY ACQUISITION C *W EXP 08/27/202 846784122 62 125,932 SH   DFND 1 125,932 0 0
VIRGIN GALACTIC HOLDINGS INC COM 92766K106 1,430 96,810 SH   DFND 1 96,810 0 0
STABLE RD ACQUISITION CORP *W EXP 05/15/202 85236Q117 46 62,500 SH   DFND 1 62,500 0 0
SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 1,721 175,100 SH   DFND 1 175,100 0 0
SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 34 87,800 SH   DFND 1 87,800 0 0
THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 3,247 329,731 SH   DFND 1 329,731 0 0
THUNDER BRDG ACQUISTION II L UNIT 99/99/9999 G8857S124 102 10,055 SH   DFND 1 10,055 0 0
THUNDER BRDG ACQUISTION II L *W EXP 11/30/202 G8857S108 205 293,915 SH   DFND 1 293,915 0 0
TUSCAN HOLDINGS CORP COM 90069K104 11,736 1,177,138 SH   DFND 1 1,177,138 0 0
TRINE ACQUISITION CORP COM CL A 89628U108 4,055 408,006 SH   DFND 1 408,006 0 0
TRINE ACQUISITION CORP UNIT 03/31/2021 89628U207 1,014 100,200 SH   DFND 1 100,200 0 0
TRINE ACQUISITION CORP *W EXP 03/31/202 89628U116 81 135,000 SH   DFND 1 135,000 0 0
TENZING ACQUISITION CORP ORD SHS G8708A116 789 75,000 SH   DFND 1 75,000 0 0
VECTOIQ ACQUISITION CORP COM 92243N103 2,885 271,216 SH   DFND 1 271,216 0 0
VECTOIQ ACQUISITION CORP UNIT 05/16/2023 92243N202 78 5,619 SH   DFND 1 5,619 0 0
VECTOIQ ACQUISITION CORP *W EXP 05/11/202 92243N111 45 23,333 SH   DFND 1 23,333 0 0
VIVINT SMART HOME INC *W EXP 01/17/202 928542117 568 407,388 SH   DFND 1 407,388 0 0
PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 28 203,292 SH   DFND 1 203,292 0 0
HERCULES CAPITAL INC COM 427096508 133 17,430 SH   DFND 1 17,430 0 0
MAIN STR CAP CORP COM 56035L104 215 10,527 SH   DFND 1 10,527 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 850 22,669 SH   DFND 1 22,669 0 0
ARBOR RLTY TR INC COM 038923108 1,210 247,037 SH   DFND 1 247,037 0 0
ARES COML REAL ESTATE CORP COM 04013V108 5,944 850,457 SH   DFND 1 850,457 0 0
COLONY CR REAL ESTATE INC COM CL A 19625T101 48 12,372 SH   DFND 1 12,372 0 0
GRANITE PT MTG TR INC COM 38741L107 4,636 914,485 SH   DFND 1 914,485 0 0
HUNT COS FIN TR INC COM 44558T100 120 65,039 SH   DFND 1 65,039 0 0
LADDER CAP CORP CL A 505743104 3,711 783,077 SH   DFND 1 783,077 0 0
TPG RE FIN TR INC COM 87266M107 1,750 318,771 SH   DFND 1 318,771 0 0
EXANTAS CAP CORP COM NEW 30068N105 1,874 679,016 SH   DFND 1 679,016 0 0
ADIENT PLC ORD SHS G0084W101 460 50,825 SH   DFND 1 50,825 0 0
AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 13,259 8,000,000 PRN   DFND 1 0 0 0
AMC NETWORKS INC CL A 00164V103 383 15,758 SH   DFND 1 15,758 0 0
ANTERO RESOURCES CORP COM 03674X106 30 42,788 SH   DFND 1 42,788 0 0
ARAMARK COM 03852U106 118 5,946 SH   DFND 1 5,946 0 0
BAOZUN INC SPONSORED ADR 06684L103 2,176 77,896 SH   DFND 1 77,896 0 0
CARDTRONICS INC NOTE 1.000%12/0 14161HAG3 38,880 40,746,000 PRN   DFND 1 0 0 0
CENTENNIAL RESOURCE DEV INC CL A 15136A102 40 153,623 SH   DFND 1 153,623 0 0
CANOPY GROWTH CORP COM 138035100 518 35,972 SH   DFND 1 35,972 0 0
SEACOR HOLDINGS INC COM 811904101 10 400 SH   DFND 1 400 0 0
CLEVELAND CLIFFS INC COM 185899101 840 212,818 SH   DFND 1 212,818 0 0
CORNERSTONE BLDG BRANDS INC COM 21925D109 566 124,319 SH   DFND 1 124,319 0 0
CONNS INC COM 208242107 744 178,044 SH   DFND 1 178,044 0 0
CALLON PETE CO DEL COM 13123X102 0 479 SH   DFND 1 479 0 0
CREE INC NOTE 0.875% 9/0 225447AB7 4,157 4,500,000 PRN   DFND 1 0 0 0
CONSTELLIUM SE CL A SHS F21107101 823 158,000 SH   DFND 1 158,000 0 0
CENOVUS ENERGY INC COM 15135U109 100 49,931 SH   DFND 1 49,931 0 0
CYTOKINETICS INC NOTE 4.000%11/1 23282WAA8 4,364 3,300,000 PRN   DFND 1 0 0 0
DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 48,016 59,707,000 PRN   DFND 1 0 0 0
DOCUSIGN INC NOTE 0.500% 9/1 256163AB2 2,116 1,500,000 PRN   DFND 1 0 0 0
ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 13,751 15,500,000 PRN   DFND 1 0 0 0
EVERBRIDGE INC NOTE 1.500%11/0 29978AAA2 6,720 2,126,000 PRN   DFND 1 0 0 0
EVOLENT HEALTH INC NOTE 2.000%12/0 30050BAB7 12,542 14,693,000 PRN   DFND 1 0 0 0
EVERI HLDGS INC COM 30034T103 1,648 499,585 SH   DFND 1 499,585 0 0
EXACT SCIENCES CORP COM 30063P105 494 8,528 SH   DFND 1 8,528 0 0
FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 22,926 17,468,000 PRN   DFND 1 0 0 0
FIREEYE INC NOTE 0.875% 6/0 31816QAF8 53,331 62,850,000 PRN   DFND 1 0 0 0
FLEXION THERAPEUTICS INC COM 33938J106 2 300 SH   DFND 1 300 0 0
GDS HLDGS LTD SPONSORED ADS 36165L108 4,358 75,187 SH   DFND 1 75,187 0 0
GRAHAM HLDGS CO COM CL B 384637104 341 1,000 SH   DFND 1 1,000 0 0
GRANITE PT MTG TR INC NOTE 6.375%10/0 38741LAC1 578 1,275,000 PRN   DFND 1 0 0 0
GOPRO INC CL A 38268T103 176 67,467 SH   DFND 1 67,467 0 0
FERROGLOBE PLC SHS G33856108 126 277,098 SH   DFND 1 277,098 0 0
GRAY TELEVISION INC COM 389375106 745 69,450 SH   DFND 1 69,450 0 0
WARRIOR MET COAL INC COM 93627C101 484 45,640 SH   DFND 1 45,640 0 0
H & E EQUIPMENT SERVICES INC COM 404030108 788 53,730 SH   DFND 1 53,730 0 0
HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 19,460 23,906,000 PRN   DFND 1 0 0 0
HIGHPOINT RES CORP COM 43114K108 16 87,032 SH   DFND 1 87,032 0 0
HUAZHU GROUP LTD SPONSORED ADS 44332N106 291 10,139 SH   DFND 1 10,139 0 0
HUBSPOT INC NOTE 0.250% 6/0 443573AB6 59,137 39,753,000 PRN   DFND 1 0 0 0
IMMUNOGEN INC NOTE 4.500% 7/0 45253HAB7 1,073 1,100,000 PRN   DFND 1 0 0 0
INSMED INC NOTE 1.750% 1/1 457669AA7 4,238 5,022,000 PRN   DFND 1 0 0 0
INPHI CORP NOTE 1.125%12/0 45772FAB3 57 29,000 PRN   DFND 1 0 0 0
PENNEY J C CORP INC COM 708160106 13 36,700 SH   DFND 1 36,700 0 0
KNOWLES CORP NOTE 3.250%11/0 49926DAB5 30,447 29,383,000 PRN   DFND 1 0 0 0
KOSMOS ENERGY LTD COM 500688106 1,070 1,195,611 SH   DFND 1 1,195,611 0 0
KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 168 12,152 SH   DFND 1 12,152 0 0
LIONS GATE ENTMNT CORP CL A VTG 535919401 941 154,835 SH   DFND 1 154,835 0 0
LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 18,483 22,114,000 PRN   DFND 1 0 0 0
LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 28,653 21,059,000 PRN   DFND 1 0 0 0
LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 20,191 21,139,000 PRN   DFND 1 0 0 0
MATTEL INC COM 577081102 867 98,427 SH   DFND 1 98,427 0 0
MICHAELS COS INC COM 59408Q106 284 175,519 SH   DFND 1 175,519 0 0
MERITOR INC NOTE 7.875% 3/0 59001KAC4 12,698 10,133,000 PRN   DFND 1 0 0 0
MICRON TECHNOLOGY INC COM 595112103 447 10,628 SH   DFND 1 10,628 0 0
NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 23,476 18,250,000 PRN   DFND 1 0 0 0
NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 38,389 45,015,000 PRN   DFND 1 0 0 0
NEW GOLD INC CDA COM 644535106 243 476,957 SH   DFND 1 476,957 0 0
NIO INC NOTE 4.500% 2/0 62914VAB2 9,369 18,150,000 PRN   DFND 1 0 0 0
NORTHERN OIL & GAS INC NEV COM 665531109 22 33,661 SH   DFND 1 33,661 0 0
NUTANIX INC NOTE 1/1 67059NAB4 34,171 42,262,000 PRN   DFND 1 0 0 0
NUVASIVE INC NOTE 2.250% 3/1 670704AG0 29,956 28,666,000 PRN   DFND 1 0 0 0
OIL STS INTL INC COM 678026105 29 14,400 SH   DFND 1 14,400 0 0
OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 5,664 5,997,000 PRN   DFND 1 0 0 0
OVINTIV INC COM 69047Q102 2 780 SH   DFND 1 780 0 0
PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 11,541 12,000,000 PRN   DFND 1 0 0 0
PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 3,651 4,710,000 PRN   DFND 1 0 0 0
PACIRA BIOSCIENCES NOTE 2.375% 4/0 695127AD2 28,357 29,443,000 PRN   DFND 1 0 0 0
PDC ENERGY INC COM 69327R101 99 16,059 SH   DFND 1 16,059 0 0
PDL BIOPHARMA INC COM 69329Y104 4 1,688 SH   DFND 1 1,688 0 0
PEGASYSTEMS INC COM 705573103 2,607 36,600 SH   DFND 1 36,600 0 0
IMPINJ INC COM 453204109 138 8,318 SH   DFND 1 8,318 0 0
INSULET CORP NOTE 1.375%11/1 45784PAH4 917 500,000 PRN   DFND 1 0 0 0
PERFICIENT INC NOTE 2.375% 9/1 71375UAB7 12,198 12,750,000 PRN   DFND 1 0 0 0
QUAD / GRAPHICS INC COM CL A 747301109 473 187,800 SH   DFND 1 187,800 0 0
RENT A CTR INC NEW COM 76009N100 228 16,143 SH   DFND 1 16,143 0 0
REDFIN CORP NOTE 1.750% 7/1 75737FAA6 8,273 9,029,000 PRN   DFND 1 0 0 0
RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 25,281 12,752,000 PRN   DFND 1 0 0 0
RESIDEO TECHNOLOGIES INC COM 76118Y104 312 64,572 SH   DFND 1 64,572 0 0
RH COM 74967X103 4,197 41,775 SH   DFND 1 41,775 0 0
TRANSOCEAN LTD REG SHS H8817H100 861 742,898 SH   DFND 1 742,898 0 0
RED ROCK RESORTS INC CL A 75700L108 72 8,512 SH   DFND 1 8,512 0 0
RETROPHIN INC NOTE 2.500% 9/1 761299AB2 7,307 9,705,000 PRN   DFND 1 0 0 0
SCIENTIFIC GAMES CORP COM 80874P109 2,024 208,708 SH   DFND 1 208,708 0 0
SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 555 500,000 PRN   DFND 1 0 0 0
SILICON LABORATORIES INC COM 826919102 349 4,087 SH   DFND 1 4,087 0 0
SM ENERGY CO COM 78454L100 87 71,941 SH   DFND 1 71,941 0 0
SQUARE INC NOTE 0.500% 5/1 852234AD5 6,430 6,220,000 PRN   DFND 1 0 0 0
ISTAR INC NOTE 3.125% 9/1 45031UCB5 3,857 4,000,000 PRN   DFND 1 0 0 0
SCORPIO TANKERS INC SHS Y7542C130 222 11,631 SH   DFND 1 11,631 0 0
SYNAPTICS INC NOTE 0.500% 6/1 87157DAD1 3,642 3,500,000 PRN   DFND 1 0 0 0
TENNECO INC CL A VTG COM STK 880349105 340 94,711 SH   DFND 1 94,711 0 0
TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 280 300,000 PRN   DFND 1 0 0 0
TREEHOUSE FOODS INC COM 89469A104 220 5,000 SH   DFND 1 5,000 0 0
TIMKENSTEEL CORP NOTE 6.000% 6/0 887399AA1 5,180 6,380,000 PRN   DFND 1 0 0 0
TRIMAS CORP COM NEW 896215209 27 1,200 SH   DFND 1 1,200 0 0
TESLA INC NOTE 1.250% 3/0 88160RAC5 10,955 7,000,000 PRN   DFND 1 0 0 0
TESLA INC COM 88160R101 934 1,783 SH   DFND 1 1,783 0 0
TWITTER INC COM 90184L102 1,077 43,855 SH   DFND 1 43,855 0 0
UNITI GROUP INC COM 91325V108 641 106,408 SH   DFND 1 106,408 0 0
VALARIS PLC SHS CLASS A G9402V109 9 20,266 SH   DFND 1 20,266 0 0
VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 69,662 65,136,000 PRN   DFND 1 0 0 0
VENATOR MATLS PLC SHS G9329Z100 587 341,722 SH   DFND 1 341,722 0 0
VISTRA ENERGY CORP COM 92840M102 46 2,938 SH   DFND 1 2,938 0 0
WAYFAIR INC NOTE 0.375% 9/0 94419LAB7 16,354 21,127,000 PRN   DFND 1 0 0 0
WAYFAIR INC NOTE 1.125%11/0 94419LAD3 44,339 63,183,000 PRN   DFND 1 0 0 0
WEIBO CORP SPONSORED ADR 948596101 230 6,956 SH   DFND 1 6,956 0 0
WW INTL INC COM 98262P101 345 20,415 SH   DFND 1 20,415 0 0
UNITED STATES STL CORP NEW COM 912909108 1,117 177,164 SH   DFND 1 177,164 0 0
XEROX HOLDINGS CORP COM NEW 98421M106 135 7,139 SH   DFND 1 7,139 0 0
JOYY INC ADS REPSTG COM A 46591M109 564 10,604 SH   DFND 1 10,604 0 0
DELPHI TECHNOLOGIES PL SHS G2709G107 1,258 156,300 SH   DFND 1 156,300 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 952 20,000 SH   DFND 1 20,000 0 0
INOVALON HLDGS INC COM CL A 45781D101 916 55,000 SH   DFND 1 55,000 0 0
AIR PRODS & CHEMS INC COM 009158106 5,589 28,000 SH   DFND 1 28,000 0 0
ASHLAND GLOBAL HLDGS INC COM 044186104 1,001 20,000 SH   DFND 1 20,000 0 0
CROWN HLDGS INC COM 228368106 1,160 20,000 SH   DFND 1 20,000 0 0
DUPONT DE NEMOURS INC COM 26614N102 2,082 61,076 SH   DFND 1 61,076 0 0
DANAHER CORPORATION COM 235851102 1,148 8,300 SH   DFND 1 8,300 0 0
EATON CORP PLC SHS G29183103 776 10,000 SH   DFND 1 10,000 0 0
FORTIVE CORP COM 34959J108 2,944 53,353 SH   DFND 1 53,353 0 0
HONEYWELL INTL INC COM 438516106 1,337 10,000 SH   DFND 1 10,000 0 0
IAA INC COM 449253103 898 30,000 SH   DFND 1 30,000 0 0
JACOBS ENGR GROUP INC COM 469814107 5,315 67,060 SH   DFND 1 67,060 0 0
LINDE PLC SHS G5494J103 865 5,000 SH   DFND 1 5,000 0 0
LOUISIANA PAC CORP COM 546347105 1,546 90,000 SH   DFND 1 90,000 0 0
NEWMONT CORP COM 651639106 1,267 28,000 SH   DFND 1 28,000 0 0
NORBORD INC COM NEW 65548P403 828 70,000 SH   DFND 1 70,000 0 0
PACCAR INC COM 693718108 5,196 85,000 SH   DFND 1 85,000 0 0
ROCKWELL AUTOMATION INC COM 773903109 2,574 17,061 SH   DFND 1 17,061 0 0
WASTE MGMT INC DEL COM 94106L109 5,992 64,747 SH   DFND 1 64,747 0 0
WILLSCOT CORP COM 971375126 10,054 992,518 SH   DFND 1 992,518 0 0
ADVANCE AUTO PARTS INC COM 00751Y106 152 1,638 SH   DFND 1 1,638 0 0
AXALTA COATING SYS LTD COM G0750C108 870 50,398 SH   DFND 1 50,398 0 0
BERRY CORP COM 08579X101 543 225,472 SH   DFND 1 225,472 0 0
CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 686 26,835 SH   DFND 1 26,835 0 0
CIRCOR INTL INC COM 17273K109 330 28,383 SH   DFND 1 28,383 0 0
CUMMINS INC COM 231021106 10 81 SH   DFND 1 81 0 0
CNH INDL N V SHS N20944109 353 63,063 SH   DFND 1 63,063 0 0
CANADIAN NAT RES LTD COM 136385101 1,290 95,264 SH   DFND 1 95,264 0 0
CNX RESOURCES CORPORATION COM 12653C108 4 800 SH   DFND 1 800 0 0
CARETRUST REIT INC COM 14174T107 295 20,000 SH   DFND 1 20,000 0 0
CONCHO RES INC COM 20605P101 918 21,432 SH   DFND 1 21,432 0 0
FACEBOOK INC CL A 30303M102 1,937 11,613 SH   DFND 1 11,613 0 0
TECHNIPFMC PLC COM G87110105 3 508 SH   DFND 1 508 0 0
ALPHABET INC CAP STK CL C 02079K107 3,255 2,800 SH   DFND 1 2,800 0 0
CHART INDS INC COM PAR $0.01 16115Q308 1,786 61,651 SH   DFND 1 61,651 0 0
GRAINGER W W INC COM 384802104 1,337 5,383 SH   DFND 1 5,383 0 0
HOME DEPOT INC COM 437076102 970 5,200 SH   DFND 1 5,200 0 0
INVITATION HOMES INC COM 46187W107 598 28,025 SH   DFND 1 28,025 0 0
MARTIN MARIETTA MATLS INC COM 573284106 193 1,025 SH   DFND 1 1,025 0 0
MARATHON PETE CORP COM 56585A102 826 35,000 SH   DFND 1 35,000 0 0
ISHARES TR USA MOMENTUM FCT 46432F396 5,856 55,000 SH   DFND 1 55,000 0 0
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 10 2,000 SH   DFND 1 2,000 0 0
PILGRIMS PRIDE CORP COM 72147K108 815 45,000 SH   DFND 1 45,000 0 0
QUALCOMM INC COM 747525103 3,048 45,059 SH   DFND 1 45,059 0 0
SANDERSON FARMS INC COM 800013104 605 4,910 SH   DFND 1 4,910 0 0
SCOTTS MIRACLE GRO CO CL A 810186106 716 7,000 SH   DFND 1 7,000 0 0
TREMONT MTG TR COM 894789106 48 22,905 SH   DFND 1 22,905 0 0
TYSON FOODS INC CL A 902494103 4,444 76,800 SH   DFND 1 76,800 0 0
UNITED PARCEL SERVICE INC CL B 911312106 2,760 29,551 SH   DFND 1 29,551 0 0
ENERGY FUELS INC COM NEW 292671708 59 50,000 SH   DFND 1 50,000 0 0
VENTAS INC COM 92276F100 5,344 199,421 SH   DFND 1 199,421 0 0
WESTROCK CO COM 96145D105 1,366 48,364 SH   DFND 1 48,364 0 0
XYLEM INC COM 98419M100 1,523 23,385 SH   DFND 1 23,385 0 0
ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 199 1,368 SH   DFND 1 1,368 0 0
BUNGE LIMITED COM G16962105 377 9,206 SH   DFND 1 9,206 0 0
EPR PPTYS PFD C CNV 5.75% 26884U208 477 30,224 SH   DFND 1 30,224 0 0
EQUITY COMWLTH CUM PFD S D 6.5% 294628201 446 16,985 SH   DFND 1 16,985 0 0
RPT REALTY SH BEN INT 74971D101 588 97,568 SH   DFND 1 97,568 0 0
WHEELER REAL ESTATE INVT TR CV PFD SER B 963025309 245 39,714 SH   DFND 1 39,714 0 0
WHEELER REAL ESTATE INVT TR COM NEW 963025705 3 3,269 SH   DFND 1 3,269 0 0
AMERICAN ELEC PWR CO INC UNIT 03/15/2022 025537127 951 19,623 SH   DFND 1 19,623 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 169 870 SH   DFND 1 870 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 433 3,000 SH   DFND 1 3,000 0 0
CHANGE HEALTHCARE INC COM 15912K100 1,021 102,218 SH   DFND 1 102,218 0 0
DANAHER CORPORATION 4.75 MND CV PFD 235851300 1,318 1,250 SH   DFND 1 1,250 0 0
GFL ENVIRONMENTAL INC SUB VTG SHS 36168Q104 452 30,054 SH   DFND 1 30,054 0 0
NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 11,904 240,845 SH   DFND 1 240,845 0 0
NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 7,624 175,332 SH   DFND 1 175,332 0 0
SOUTHERN CO UNIT 08/01/2022 842587602 9,442 204,389 SH   DFND 1 204,389 0 0
SEMPRA ENERGY 6% PFD CONV A 816851406 73,863 776,923 SH   DFND 1 776,923 0 0
SEMPRA ENERGY 6.75% CNV PFD B 816851505 5,337 56,401 SH   DFND 1 56,401 0 0
ESSENTIAL UTILS INC UNIT 04/30/2022 29670G201 500 9,165 SH   DFND 1 9,165 0 0
ASSURANT INC 6.50% CONV PFD D 04621X207 23,194 218,551 SH   DFND 1 218,551 0 0
BECTON DICKINSON & CO PFD SHS CONV A 075887208 12,705 231,350 SH   DFND 1 231,350 0 0
CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 14,377 11,114 SH   DFND 1 11,114 0 0
CENTERPOINT ENERGY INC DEP RP PFD CV B 15189T503 6,946 236,848 SH   DFND 1 236,848 0 0
ENERGIZER HLDGS INC NEW 7.5 MCNV PFD A 29272W208 10,430 154,436 SH   DFND 1 154,436 0 0
FORTIVE CORP 5% PFD CNV SER A 34959J207 20,245 27,660 SH   DFND 1 27,660 0 0
OPTIMIZERX CORP COM NEW 68401U204 2,801 309,224 SH   DFND 1 309,224 0 0
ADVANCED DISP SVCS INC DEL COM 00790X101 5,508 167,937 SH   DFND 1 167,937 0 0
AVISTA CORP COM 05379B107 119 2,822 SH   DFND 1 2,822 0 0
BAIDU INC SPON ADR REP A 056752108 25 250 SH   DFND 1 250 0 0
CRAFT BREW ALLIANCE INC COM 224122101 1,477 99,184 SH   DFND 1 99,184 0 0
CONDOR HOSPITALITY TR INC COM NEW 20676Y403 18 4,500 SH   DFND 1 4,500 0 0
CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 1,752 559,871 SH   DFND 1 559,871 0 0
CYRUSONE INC COM 23283R100 6,889 111,572 SH   DFND 1 111,572 0 0
CONOCOPHILLIPS COM 20825C104 57 1,851 SH   DFND 1 1,851 0 0
CAMPBELL SOUP CO COM 134429109 332 7,207 SH   DFND 1 7,207 0 0
CLEARWAY ENERGY INC CL C 18539C204 540 28,738 SH   DFND 1 28,738 0 0
CAESARS ENTMT CORP COM 127686103 3,223 476,888 SH   DFND 1 476,888 0 0
EL PASO ELEC CO COM NEW 283677854 6,186 91,037 SH   DFND 1 91,037 0 0
ENBRIDGE INC COM 29250N105 962 33,089 SH   DFND 1 33,089 0 0
DIAMONDBACK ENERGY INC COM 25278X109 26 1,000 SH   DFND 1 1,000 0 0
FORESCOUT TECHNOLOGIES INC COM 34553D101 1,492 47,239 SH   DFND 1 47,239 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 528 3,570 SH   DFND 1 3,570 0 0
GLOBAL NET LEASE INC COM NEW 379378201 36 2,726 SH   DFND 1 2,726 0 0
HEXCEL CORP NEW COM 428291108 3,081 82,866 SH   DFND 1 82,866 0 0
INNOVATIVE INDL PPTYS INC COM 45781V101 45 600 SH   DFND 1 600 0 0
IRON MTN INC NEW COM 46284V101 430 18,100 SH   DFND 1 18,100 0 0
JD COM INC SPON ADR CL A 47215P106 238 5,900 SH   DFND 1 5,900 0 0
LIBERTY BROADBAND CORP COM SER C 530307305 188 1,700 SH   DFND 1 1,700 0 0
LOGMEIN INC COM 54142L109 1,804 21,668 SH   DFND 1 21,668 0 0
MEET GROUP INC COM 58513U101 374 63,840 SH   DFND 1 63,840 0 0
NATIONAL RETAIL PROPERTIES I COM 637417106 1,179 36,630 SH   DFND 1 36,630 0 0
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 19,495 3,891,340 SH   DFND 1 3,891,340 0 0
NEWELL BRANDS INC COM 651229106 159 12,000 SH   DFND 1 12,000 0 0
OMNOVA SOLUTIONS INC COM 682129101 3,248 320,317 SH   DFND 1 320,317 0 0
OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 279 10,270 SH   DFND 1 10,270 0 0
PROCTER & GAMBLE CO COM 742718109 210 1,911 SH   DFND 1 1,911 0 0
PIONEER NAT RES CO COM 723787107 28 400 SH   DFND 1 400 0 0
FRONT YD RESIDENTIAL CORP COM 35904G107 150 12,633 SH   DFND 1 12,633 0 0
RUBICON PROJ INC COM 78112V102 413 74,488 SH   DFND 1 74,488 0 0
SIMON PPTY GROUP INC NEW COM 828806109 5,939 108,267 SH   DFND 1 108,267 0 0
STORE CAP CORP COM 862121100 5,774 318,671 SH   DFND 1 318,671 0 0
TAUBMAN CTRS INC COM 876664103 1,875 44,792 SH   DFND 1 44,792 0 0
TIFFANY & CO NEW COM 886547108 6,271 48,426 SH   DFND 1 48,426 0 0
VEREIT INC COM 92339V100 681 139,418 SH   DFND 1 139,418 0 0
WABCO HLDGS INC COM 92927K102 4,865 36,025 SH   DFND 1 36,025 0 0
WESCO INTL INC COM 95082P105 4 181 SH   DFND 1 181 0 0
APARTMENT INVT & MGMT CO CL A 03748R754 1,581 44,996 SH   DFND 1 44,996 0 0
AVALONBAY CMNTYS INC COM 053484101 2,380 16,174 SH   DFND 1 16,174 0 0
CAMDEN PPTY TR SH BEN INT 133131102 1,201 15,160 SH   DFND 1 15,160 0 0
ESSEX PPTY TR INC COM 297178105 2,296 10,429 SH   DFND 1 10,429 0 0
HEALTHCARE TR AMER INC CL A NEW 42225P501 1,197 49,320 SH   DFND 1 49,320 0 0
SABRA HEALTH CARE REIT INC COM 78573L106 2,380 217,958 SH   DFND 1 217,958 0 0
DIAMONDROCK HOSPITALITY CO COM 252784301 287 56,600 SH   DFND 1 56,600 0 0
HOST HOTELS & RESORTS INC COM 44107P104 1,835 166,234 SH   DFND 1 166,234 0 0
PARK HOTELS RESORTS INC COM 700517105 612 77,474 SH   DFND 1 77,474 0 0
EASTGROUP PPTY INC COM 277276101 2,297 21,990 SH   DFND 1 21,990 0 0
FIRST INDL RLTY TR INC COM 32054K103 4,397 132,337 SH   DFND 1 132,337 0 0
PS BUSINESS PKS INC CALIF COM 69360J107 7,997 59,014 SH   DFND 1 59,014 0 0
REXFORD INDL RLTY INC COM 76169C100 1,272 31,023 SH   DFND 1 31,023 0 0
STAG INDL INC COM 85254J102 6,403 284,350 SH   DFND 1 284,350 0 0
CORESITE RLTY CORP COM 21870Q105 1,631 14,081 SH   DFND 1 14,081 0 0
CUBESMART COM 229663109 2,050 76,550 SH   DFND 1 76,550 0 0
EQUITY LIFESTYLE PPTYS INC COM 29472R108 1,233 21,453 SH   DFND 1 21,453 0 0
GAMING & LEISURE PPTYS INC COM 36467J108 1,515 54,698 SH   DFND 1 54,698 0 0
LIFE STORAGE INC COM 53223X107 589 6,236 SH   DFND 1 6,236 0 0
SPIRIT RLTY CAP INC NEW COM NEW 84860W300 821 31,427 SH   DFND 1 31,427 0 0
AMERICAN ASSETS TR INC COM 024013104 4,226 169,059 SH   DFND 1 169,059 0 0
BRANDYWINE RLTY TR SH BEN INT NEW 105368203 6,101 579,987 SH   DFND 1 579,987 0 0
COUSINS PPTYS INC COM NEW 222795502 1,335 45,628 SH   DFND 1 45,628 0 0
EMPIRE ST RLTY TR INC CL A 292104106 5,488 612,507 SH   DFND 1 612,507 0 0
HUDSON PAC PPTYS INC COM 444097109 1,219 48,075 SH   DFND 1 48,075 0 0
JBG SMITH PPTYS COM 46590V100 2,490 78,248 SH   DFND 1 78,248 0 0
ARLINGTON ASSET INVST CORP CL A NEW 041356205 1,169 534,064 SH   DFND 1 534,064 0 0
ANWORTH MORTGAGE ASSET CP COM 037347101 3,668 3,246,155 SH   DFND 1 3,246,155 0 0
CHERRY HILL MTG INVT CORP COM 164651101 3,165 510,494 SH   DFND 1 510,494 0 0
CAPSTEAD MTG CORP COM NO PAR 14067E506 1,502 357,627 SH   DFND 1 357,627 0 0
AG MTG INVT TR INC COM 001228105 434 158,455 SH   DFND 1 158,455 0 0
NEW YORK MTG TR INC COM PAR $.02 649604501 2,361 1,523,748 SH   DFND 1 1,523,748 0 0
PENNYMAC MTG INVT TR COM 70931T103 8,691 818,383 SH   DFND 1 818,383 0 0
REDWOOD TR INC COM 758075402 2,155 425,992 SH   DFND 1 425,992 0 0
TWO HBRS INVT CORP COM NEW 90187B408 7,922 2,079,437 SH   DFND 1 2,079,437 0 0
ACADIA RLTY TR COM SH BEN INT 004239109 5,266 425,073 SH   DFND 1 425,073 0 0
RETAIL PPTYS AMER INC CL A 76131V202 5,314 1,027,981 SH   DFND 1 1,027,981 0 0
URBAN EDGE PPTYS COM 91704F104 3,626 411,593 SH   DFND 1 411,593 0 0
WASHINGTON PRIME GROUP NEW COM 93964W108 569 706,787 SH   DFND 1 706,787 0 0
WEINGARTEN RLTY INVS SH BEN INT 948741103 3,431 237,789 SH   DFND 1 237,789 0 0
INVESCO CURNCYSHS BRIT PND S BRIT POUN STRL 46138M109 24,092 200,000 SH   DFND 1 200,000 0 0
BIOCERES CROP SOLUTIONS CORP *W EXP 03/14/202 G1117K106 15 113,395 SH   DFND 1 113,395 0 0
US ECOLOGY INC *W EXP 10/17/202 91734M111 58 13,364 SH   DFND 1 13,364 0 0
PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 21,156 19,454,000 PRN   DFND 1 0 0 0
APHRIA INC COM 03765K104 2,187 714,731 SH   DFND 1 714,731 0 0
DELEK US HLDGS INC NEW COM 24665A103 14 900 SH   DFND 1 900 0 0
ACAMAR PARTNERS ACQSITION CO CL A 004285102 53 5,471 SH   DFND 1 5,471 0 0
ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 1 10,000 SH   DFND 1 10,000 0 0
PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 0 2,587 SH   DFND 1 2,587 0 0
CITIC CAPITAL ACQUISITION CO UNIT 99/99/9999 G21513125 6,902 700,000 SH   DFND 1 700,000 0 0
CIIG MERGER CORP COM CL A 12559C103 484 50,000 SH   DFND 1 50,000 0 0
EAST STONE ACQUISITION CORP UNIT 12/31/2026 G2911D124 2,940 300,000 SH   DFND 1 300,000 0 0
FORUM MERGER II CORP *W EXP 09/30/202 34986F111 7 28,815 SH   DFND 1 28,815 0 0
GIGCAPITAL2 INC UNIT 02/28/2026 375036209 618 60,000 SH   DFND 1 60,000 0 0
HL ACQUISITIONS CORP SHS G4603R106 478 46,000 SH   DFND 1 46,000 0 0
INTERPRIVATE ACQUISITION COR UNIT 10/29/2024 46064A202 1,730 175,000 SH   DFND 1 175,000 0 0
MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 5 25,000 SH   DFND 1 25,000 0 0
OAKTREE ACQUISITION CORP UNIT 99/99/9999 G67145121 15 1,550 SH   DFND 1 1,550 0 0
OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 4 90,000 SH   DFND 1 90,000 0 0
PROFICIENT ALPHA ACQUSTN COR RIGHT 04/30/2026 74317H121 24 123,826 SH   DFND 1 123,826 0 0
RANPAK HLDGS CORP *W EXP 06/03/202 75321W111 42 36,785 SH   DFND 1 36,785 0 0
PIVOTAL INVT CORP II COM CL A 72582K100 440 44,500 SH   DFND 1 44,500 0 0
PROPTECH ACQUISITION CORP *W EXP 05/26/202 74349F119 12 17,875 SH   DFND 1 17,875 0 0
SCHULTZE SPL PURP ACQUSTN CO UNIT 12/31/2023 80821R208 111 10,800 SH   DFND 1 10,800 0 0
OSPREY TECHNLGY AQUISTION CO UNIT 10/30/2024 68839R401 29 3,000 SH   DFND 1 3,000 0 0
TOTTENHAM ACQUISITION I LTD UNIT 05/06/2025 G8959N130 724 69,000 SH   DFND 1 69,000 0 0
TENZING ACQUISITION CORP *W EXP 02/23/202 G8708A108 2 25,000 SH   DFND 1 25,000 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 1,342 110,110 SH   DFND 1 110,110 0 0
AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 20,208 26,180,000 PRN   DFND 1 0 0 0
COMMSCOPE HLDG CO INC COM 20337X109 15 1,665 SH   DFND 1 1,665 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 628 188,129 SH   DFND 1 188,129 0 0
ENCOMPASS HEALTH CORP COM 29261A100 128 2,005 SH   DFND 1 2,005 0 0
INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 1,318 1,500,000 PRN   DFND 1 0 0 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 57,553 40,200,000 PRN   DFND 1 0 0 0
MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 39,867 30,553,000 PRN   DFND 1 0 0 0
NEVRO CORP COM 64157F103 610 6,111 SH   DFND 1 6,111 0 0
OWENS & MINOR INC NEW COM 690732102 18 2,000 SH   DFND 1 2,000 0 0
INOTEK PHARMACEUTICALS CORP NOTE 5.750% 8/0 45780VAB8 7,298 7,500,000 PRN   DFND 1 0 0 0
RINGCENTRAL INC NOTE 3/1 76680RAD9 136,774 52,511,000 PRN   DFND 1 0 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 1,401 97,360 SH   DFND 1 97,360 0 0
UBER TECHNOLOGIES INC COM 90353T100 668 23,938 SH   DFND 1 23,938 0 0
VOCERA COMMUNICATIONS INC NOTE 1.500% 5/1 92857FAB3 19,253 19,450,000 PRN   DFND 1 0 0 0
WESTERN DIGITAL CORP. COM 958102105 720 17,323 SH   DFND 1 17,323 0 0
KEYSIGHT TECHNOLOGIES INC COM 49338L103 1,776 21,232 SH   DFND 1 21,232 0 0
NORFOLK SOUTHERN CORP COM 655844108 744 5,100 SH   DFND 1 5,100 0 0
ZEBRA TECHNOLOGIES CORP CL A 989207105 1,836 10,000 SH   DFND 1 10,000 0 0
APPLE INC COM 037833100 508 2,000 SH   DFND 1 2,000 0 0
CAMBIUM NETWORKS CORP SHS G17766109 257 46,060 SH   DFND 1 46,060 0 0
CISCO SYS INC COM 17275R102 6,722 171,000 SH   DFND 1 171,000 0 0
DAVITA INC COM 23918K108 582 7,654 SH   DFND 1 7,654 0 0
FLIR SYS INC COM 302445101 478 15,000 SH   DFND 1 15,000 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 1,552 12,283 SH   DFND 1 12,283 0 0
UNION PAC CORP COM 907818108 38 270 SH   DFND 1 270 0 0
ACACIA COMMUNICATIONS INC COM 00401C108 2,036 30,318 SH   DFND 1 30,318 0 0
CIGNA CORP NEW COM 125523100 408 2,303 SH   DFND 1 2,303 0 0
QUEST DIAGNOSTICS INC COM 74834L100 1,049 13,070 SH   DFND 1 13,070 0 0
FITBIT INC CL A 33812L102 1,871 281,040 SH   DFND 1 281,040 0 0
GILAT SATELLITE NETWORKS LTD SHS NEW M51474118 198 28,000 SH   DFND 1 28,000 0 0
KEMET CORP COM NEW 488360207 824 34,126 SH   DFND 1 34,126 0 0
SPRINT CORPORATION COM 85207U105 3,805 441,468 SH   DFND 1 441,468 0 0
TECH DATA CORP COM 878237106 3,727 28,488 SH   DFND 1 28,488 0 0
ELLINGTON FINANCIAL INC COM 28852N109 2,055 359,964 SH   DFND 1 359,964 0 0
MGIC INVT CORP WIS COM 552848103 4,775 752,075 SH   DFND 1 752,075 0 0
ORCHID IS CAP INC COM 68571X103 3,928 1,331,721 SH   DFND 1 1,331,721 0 0
QUOTIENT TECHNOLOGY INC NOTE 1.750%12/0 749119AB9 3,627 4,026,000 PRN   DFND 1 0 0 0
CHEMOURS CO COM 163851108 947 106,823 SH   DFND 1 106,823 0 0
QUDIAN INC ADR 747798106 90 50,511 SH   DFND 1 50,511 0 0
CIT GROUP INC COM NEW 125581801 17 1,000 SH   DFND 1 1,000 0 0
SOLARIS OILFIELD INFRSTR INC COM CL A 83418M103 367 70,000 SH   DFND 1 70,000 0 0
DEXCOM INC NOTE 0.750% 5/1 252131AF4 37,738 13,875,000 PRN   DFND 1 0 0 0
SERVICENOW INC NOTE 6/0 81762PAC6 12,153 5,679,000 PRN   DFND 1 0 0 0
WORLD WRESTLING ENTMT INC NOTE 3.375%12/1 98156QAB4 1,518 1,000,000 PRN   DFND 1 0 0 0
GFL ENVIRONMENTAL INC UNIT 99/99/9999T 36168Q120 12,117 284,291 SH   DFND 1 284,291 0 0
DIREXION SHS ETF TR DLY ENRGY BULL3X 25460G609 20 2,098 SH   DFND 1 2,098 0 0
ISHARES TR IBOXX INV CP ETF 464287242 185 1,500 SH   DFND 1 1,500 0 0
PROSHARES TR ULTSHRT QQQ 74347B243 461 19,875 SH   DFND 1 19,875 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 9,033 346,779 SH   DFND 1 346,779 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 2,706 169,787 SH   DFND 1 169,787 0 0
PROSHARES TR ULTRAPRO SHORT S 74347B268 3,885 161,089 SH   DFND 1 161,089 0 0
PROSHARES TR ULTRAPRO SHT QQQ 74347G408 3,177 163,302 SH   DFND 1 163,302 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 3,402 38,268 SH   DFND 1 38,268 0 0
ISHARES TR 20 YR TR BD ETF 464287432 1,623 9,844 SH   DFND 1 9,844 0 0
DIREXION SHS ETF TR DAILY SM CP BEAR 25460E125 122 2,070 SH   DFND 1 2,070 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 5,128 185,606 SH   DFND 1 185,606 0 0
BARCLAYS BK PLC SHRT TRM ETN 48 06746P621 441 9,546 SH   DFND 1 9,546 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 93 4,500 SH   DFND 1 4,500 0 0
ADVAXIS INC COM NEW 007624307 0 119 SH   DFND 1 119 0 0
FGL HLDGS *W EXP 11/30/202 G3402M110 323 130,554 SH   DFND 1 130,554 0 0
VIRGIN GALACTIC HOLDINGS INC *W EXP 11/25/202 92766K114 417 55,796 SH   DFND 1 55,796 0 0
DEL TACO RESTAURANTS INC COM 245496104 42 12,289 SH   DFND 1 12,289 0 0
ZIONS BANCORPORATION N A *W EXP 05/21/202 989701115 720 2,194,697 SH   DFND 1 2,194,697 0 0
LEAR CORP COM NEW 521865204 124 1,537 SH   DFND 1 1,537 0 0
THOR INDS INC COM 885160101 301 7,155 SH   DFND 1 7,155 0 0
AMBARELLA INC SHS G037AX101 182 3,762 SH   DFND 1 3,762 0 0
ADVANCED MICRO DEVICES INC COM 007903107 3 84 SH   DFND 1 84 0 0
CREE INC COM 225447101 1 38 SH   DFND 1 38 0 0
CIRRUS LOGIC INC COM 172755100 4 64 SH   DFND 1 64 0 0
ENPHASE ENERGY INC COM 29355A107 218 6,780 SH   DFND 1 6,780 0 0
FIRST SOLAR INC COM 336433107 229 6,366 SH   DFND 1 6,366 0 0
LAM RESEARCH CORP COM 512807108 3 15 SH   DFND 1 15 0 0
MAXIM INTEGRATED PRODS INC COM 57772K101 3 80 SH   DFND 1 80 0 0
NVIDIA CORP COM 67066G104 3 14 SH   DFND 1 14 0 0
SOLAREDGE TECHNOLOGIES INC COM 83417M104 3 47 SH   DFND 1 47 0 0
SKYWORKS SOLUTIONS INC COM 83088M102 3 44 SH   DFND 1 44 0 0
SYNAPTICS INC COM 87157D109 3 68 SH   DFND 1 68 0 0
AUTODESK INC COM 052769106 54 347 SH   DFND 1 347 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 38 418 SH   DFND 1 418 0 0
ANSYS INC COM 03662Q105 23 99 SH   DFND 1 99 0 0
CROWDSTRIKE HLDGS INC CL A 22788C105 45 821 SH   DFND 1 821 0 0
CITRIX SYS INC COM 177376100 55 389 SH   DFND 1 389 0 0
DATADOG INC CL A COM 23804L103 54 1,507 SH   DFND 1 1,507 0 0
DOCUSIGN INC COM 256163106 34 375 SH   DFND 1 375 0 0
FIDELITY NATL INFORMATION SV COM 31620M106 0 3 SH   DFND 1 3 0 0
FLEETCOR TECHNOLOGIES INC COM 339041105 113 609 SH   DFND 1 609 0 0
GODADDY INC CL A 380237107 229 4,024 SH   DFND 1 4,024 0 0
GLOBAL PMTS INC COM 37940X102 15 108 SH   DFND 1 108 0 0
MONGODB INC CL A 60937P106 0 5 SH   DFND 1 5 0 0
NORTONLIFELOCK INC COM 668771108 8 443 SH   DFND 1 443 0 0
OKTA INC CL A 679295105 36 298 SH   DFND 1 298 0 0
PAYCOM SOFTWARE INC COM 70432V102 50 252 SH   DFND 1 252 0 0
RINGCENTRAL INC CL A 76680R206 33 156 SH   DFND 1 156 0 0
SQUARE INC CL A 852234103 76 1,465 SH   DFND 1 1,465 0 0
ATLASSIAN CORP PLC CL A G06242104 22 161 SH   DFND 1 161 0 0
TWILIO INC CL A 90138F102 24 270 SH   DFND 1 270 0 0
TYLER TECHNOLOGIES INC COM 902252105 23 80 SH   DFND 1 80 0 0
VMWARE INC CL A COM 928563402 44 367 SH   DFND 1 367 0 0
SLACK TECHNOLOGIES INC COM CL A 83088V102 32 1,225 SH   DFND 1 1,225 0 0
ZENDESK INC COM 98936J101 52 818 SH   DFND 1 818 0 0
AMPHENOL CORP NEW CL A 032095101 36 504 SH   DFND 1 504 0 0
F5 NETWORKS INC COM 315616102 15 149 SH   DFND 1 149 0 0
FLEX LTD ORD Y2573F102 47 5,724 SH   DFND 1 5,724 0 0
HEWLETT PACKARD ENTERPRISE C COM 42824C109 25 2,583 SH   DFND 1 2,583 0 0
IPG PHOTONICS CORP COM 44980X109 21 197 SH   DFND 1 197 0 0
JUNIPER NETWORKS INC COM 48203R104 13 710 SH   DFND 1 710 0 0
LUMENTUM HLDGS INC COM 55024U109 71 975 SH   DFND 1 975 0 0
NCR CORP NEW COM 62886E108 16 920 SH   DFND 1 920 0 0
NETAPP INC COM 64110D104 82 1,977 SH   DFND 1 1,977 0 0
PURE STORAGE INC CL A 74624M102 542 44,136 SH   DFND 1 44,136 0 0
UBIQUITI INC COM 90353W103 29 206 SH   DFND 1 206 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 374 6,966 SH   DFND 1 6,966 0 0
ALASKA AIR GROUP INC COM 011659109 53 1,889 SH   DFND 1 1,889 0 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 66 1,009 SH   DFND 1 1,009 0 0
CSX CORP COM 126408103 208 3,642 SH   DFND 1 3,642 0 0
OLD DOMINION FREIGHT LINE IN COM 679580100 312 2,380 SH   DFND 1 2,380 0 0
ALBEMARLE CORP COM 012653101 281 4,993 SH   DFND 1 4,993 0 0
CORTEVA INC COM 22052L104 193 8,248 SH   DFND 1 8,248 0 0
DOW INC COM 260557103 334 11,442 SH   DFND 1 11,442 0 0
EASTMAN CHEM CO COM 277432100 68 1,481 SH   DFND 1 1,481 0 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 68 672 SH   DFND 1 672 0 0
MOSAIC CO NEW COM 61945C103 36 3,375 SH   DFND 1 3,375 0 0
VULCAN MATLS CO COM 929160109 121 1,126 SH   DFND 1 1,126 0 0
INTL PAPER CO COM 460146103 524 16,862 SH   DFND 1 16,862 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 138 1,714 SH   DFND 1 1,714 0 0
EVERSOURCE ENERGY COM 30040W108 276 3,537 SH   DFND 1 3,537 0 0
FIRSTENERGY CORP COM 337932107 75 1,891 SH   DFND 1 1,891 0 0
BAKER HUGHES COMPANY CL A 05722G100 14 1,388 SH   DFND 1 1,388 0 0
BK OF AMERICA CORP COM 060505104 59 2,813 SH   DFND 1 2,813 0 0
KEYCORP COM 493267108 142 13,764 SH   DFND 1 13,764 0 0
M & T BK CORP COM 55261F104 71 688 SH   DFND 1 688 0 0
PNC FINL SVCS GROUP INC COM 693475105 123 1,290 SH   DFND 1 1,290 0 0
REGIONS FINANCIAL CORP NEW COM 7591EP100 55 6,150 SH   DFND 1 6,150 0 0
TRUIST FINL CORP COM 89832Q109 87 2,851 SH   DFND 1 2,851 0 0
LENDINGTREE INC NEW COM 52603B107 103 566 SH   DFND 1 566 0 0
WELLS FARGO CO NEW COM 949746101 26 911 SH   DFND 1 911 0 0
EQUITY RESIDENTIAL SH BEN INT 29476L107 180 2,917 SH   DFND 1 2,917 0 0
MID AMER APT CMNTYS INC COM 59522J103 94 919 SH   DFND 1 919 0 0
WEYERHAEUSER CO COM 962166104 92 5,470 SH   DFND 1 5,470 0 0
CONSOLIDATED EDISON INC COM 209115104 227 2,921 SH   DFND 1 2,921 0 0
CHEVRON CORP NEW COM 166764100 384 5,305 SH   DFND 1 5,305 0 0
PHILLIPS 66 COM 718546104 166 3,107 SH   DFND 1 3,107 0 0
EXXON MOBIL CORP COM 30231G102 442 11,651 SH   DFND 1 11,651 0 0
AMERICAN WTR WKS CO INC NEW COM 030420103 124 1,040 SH   DFND 1 1,040 0 0
ARCHER DANIELS MIDLAND CO COM 039483102 97 2,785 SH   DFND 1 2,785 0 0
CLOROX CO DEL COM 189054109 483 2,789 SH   DFND 1 2,789 0 0
HORMEL FOODS CORP COM 440452100 186 4,000 SH   DFND 1 4,000 0 0
HERSHEY CO COM 427866108 138 1,043 SH   DFND 1 1,043 0 0
KEURIG DR PEPPER INC COM 49271V100 207 8,539 SH   DFND 1 8,539 0 0
COCA COLA CO COM 191216100 161 3,653 SH   DFND 1 3,653 0 0
KROGER CO COM 501044101 448 14,891 SH   DFND 1 14,891 0 0
MONDELEZ INTL INC CL A 609207105 0 19 SH   DFND 1 19 0 0
MONSTER BEVERAGE CORP NEW COM 61174X109 331 5,901 SH   DFND 1 5,901 0 0
SMUCKER J M CO COM NEW 832696405 53 485 SH   DFND 1 485 0 0
WALMART INC COM 931142103 157 1,385 SH   DFND 1 1,385 0 0
AGNC INVT CORP COM 00123Q104 20 1,935 SH   DFND 1 1,935 0 0
FRANKLIN RESOURCES INC COM 354613101 100 6,036 SH   DFND 1 6,036 0 0
BANK NEW YORK MELLON CORP COM 064058100 26 791 SH   DFND 1 791 0 0
CBOE GLOBAL MARKETS INC COM 12503M108 77 872 SH   DFND 1 872 0 0
CME GROUP INC COM 12572Q105 133 772 SH   DFND 1 772 0 0
MOODYS CORP COM 615369105 52 246 SH   DFND 1 246 0 0
MARKETAXESS HLDGS INC COM 57060D108 48 145 SH   DFND 1 145 0 0
EVEREST RE GROUP LTD COM G3223R108 235 1,225 SH   DFND 1 1,225 0 0
COSTAR GROUP INC COM 22160N109 93 160 SH   DFND 1 160 0 0
DOVER CORP COM 260003108 284 3,393 SH   DFND 1 3,393 0 0
EQUIFAX INC COM 294429105 207 1,735 SH   DFND 1 1,735 0 0
FASTENAL CO COM 311900104 17 574 SH   DFND 1 574 0 0
HEICO CORP NEW COM 422806109 65 878 SH   DFND 1 878 0 0
ARCONIC CORPORATION COM 03966V107 75 4,678 SH   DFND 1 4,678 0 0
L3HARRIS TECHNOLOGIES INC COM 502431109 137 762 SH   DFND 1 762 0 0
LENNOX INTL INC COM 526107107 404 2,227 SH   DFND 1 2,227 0 0
PARKER HANNIFIN CORP COM 701094104 189 1,458 SH   DFND 1 1,458 0 0
UNITED TECHNOLOGIES CORP COM 913017109 115 1,225 SH   DFND 1 1,225 0 0
SNAP ON INC COM 833034101 102 942 SH   DFND 1 942 0 0
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 13 561 SH   DFND 1 561 0 0
WABTEC COM 929740108 135 2,812 SH   DFND 1 2,812 0 0
CHIPOTLE MEXICAN GRILL INC COM 169656105 560 856 SH   DFND 1 856 0 0
DOMINOS PIZZA INC COM 25754A201 188 582 SH   DFND 1 582 0 0
YUM BRANDS INC COM 988498101 109 1,600 SH   DFND 1 1,600 0 0
AXSOME THERAPEUTICS INC COM 05464T104 189 3,223 SH   DFND 1 3,223 0 0
HORIZON THERAPEUTICS PUB LTD SHS G46188101 31 1,058 SH   DFND 1 1,058 0 0
JAZZ PHARMACEUTICALS PLC SHS USD G50871105 389 3,902 SH   DFND 1 3,902 0 0
IQVIA HLDGS INC COM 46266C105 345 3,200 SH   DFND 1 3,200 0 0
DUNKIN BRANDS GROUP INC COM 265504100 193 3,642 SH   DFND 1 3,642 0 0
ELDORADO RESORTS INC COM 28470R102 74 5,197 SH   DFND 1 5,197 0 0
PAPA JOHNS INTL INC COM 698813102 120 2,263 SH   DFND 1 2,263 0 0
GARMIN LTD SHS H2906T109 251 3,349 SH   DFND 1 3,349 0 0
LENNAR CORP CL A 526057104 147 3,861 SH   DFND 1 3,861 0 0
MOHAWK INDS INC COM 608190104 84 1,104 SH   DFND 1 1,104 0 0
WHIRLPOOL CORP COM 963320106 132 1,540 SH   DFND 1 1,540 0 0
CABOT OIL & GAS CORP COM 127097103 79 4,608 SH   DFND 1 4,608 0 0
HOLLYFRONTIER CORP COM 436106108 80 3,293 SH   DFND 1 3,293 0 0
KINDER MORGAN INC DEL COM 49456B101 133 9,609 SH   DFND 1 9,609 0 0
CHENIERE ENERGY INC COM NEW 16411R208 75 2,249 SH   DFND 1 2,249 0 0
CAPRI HOLDINGS LIMITED SHS G1890L107 73 6,788 SH   DFND 1 6,788 0 0
HANESBRANDS INC COM 410345102 201 25,618 SH   DFND 1 25,618 0 0
RALPH LAUREN CORP CL A 751212101 202 3,028 SH   DFND 1 3,028 0 0
SKECHERS U S A INC CL A 830566105 36 1,526 SH   DFND 1 1,526 0 0
TAPESTRY INC COM 876030107 29 2,298 SH   DFND 1 2,298 0 0
UNDER ARMOUR INC CL A 904311107 333 36,191 SH   DFND 1 36,191 0 0
XPO LOGISTICS INC COM 983793100 188 3,861 SH   DFND 1 3,861 0 0
TREX CO INC COM 89531P105 220 2,756 SH   DFND 1 2,756 0 0
ABIOMED INC COM 003654100 133 919 SH   DFND 1 919 0 0
ALIGN TECHNOLOGY INC COM 016255101 213 1,229 SH   DFND 1 1,229 0 0
DEXCOM INC COM 252131107 97 361 SH   DFND 1 361 0 0
HOLOGIC INC COM 436440101 169 4,832 SH   DFND 1 4,832 0 0
NOVOCURE LTD ORD SHS G6674U108 308 4,580 SH   DFND 1 4,580 0 0
INSULET CORP COM 45784P101 113 688 SH   DFND 1 688 0 0
ZIMMER BIOMET HOLDINGS INC COM 98956P102 186 1,841 SH   DFND 1 1,841 0 0
AMERISOURCEBERGEN CORP COM 03073E105 188 2,131 SH   DFND 1 2,131 0 0
MCKESSON CORP COM 58155Q103 99 732 SH   DFND 1 732 0 0
MOLINA HEALTHCARE INC COM 60855R100 161 1,157 SH   DFND 1 1,157 0 0
AT&T INC COM 00206R102 22 781 SH   DFND 1 781 0 0
ALPHABET INC CAP STK CL A 02079K305 267 230 SH   DFND 1 230 0 0
DISCOVERY INC COM SER A 25470F104 44 2,290 SH   DFND 1 2,290 0 0
FOX CORP CL A COM 35137L105 112 4,780 SH   DFND 1 4,780 0 0
SINCLAIR BROADCAST GROUP INC CL A 829226109 50 3,131 SH   DFND 1 3,131 0 0
ALLIANCE DATA SYSTEMS CORP COM 018581108 134 3,994 SH   DFND 1 3,994 0 0
CARDTRONICS PLC SHS CL A G1991C105 171 8,180 SH   DFND 1 8,180 0 0
DOLLAR GEN CORP NEW COM 256677105 366 2,427 SH   DFND 1 2,427 0 0
TARGET CORP COM 87612E106 175 1,893 SH   DFND 1 1,893 0 0
SPROUTS FMRS MKT INC COM 85208M102 114 6,184 SH   DFND 1 6,184 0 0
CERNER CORP COM 156782104 74 1,176 SH   DFND 1 1,176 0 0
COOPER COS INC COM NEW 216648402 14 52 SH   DFND 1 52 0 0
HARTFORD FINL SVCS GROUP INC COM 416515104 29 824 SH   DFND 1 824 0 0
LINCOLN NATL CORP IND COM 534187109 23 880 SH   DFND 1 880 0 0
PROGRESSIVE CORP OHIO COM 743315103 168 2,286 SH   DFND 1 2,286 0 0
PRUDENTIAL FINL INC COM 744320102 32 626 SH   DFND 1 626 0 0
BROADCOM INC 8% CNV PFD SER A 11135F200 150 160 SH   DFND 1 160 0 0
ELANCO ANIMAL HEALTH INC UNIT 02/01/2023T 28414H202 66 1,600 SH   DFND 1 1,600 0 0
PROSHARES TR PSHS ULTSH 20YRS 74347B201 255 15,899 SH   DFND 1 15,899 0 0
ACCEL ENTERTAINMENT INC *W EXP 11/20/202 00436Q114 10 7,164 SH   DFND 1 7,164 0 0
AGROFRESH SOLUTIONS *W EXP 07/31/202 00856G117 0 36,147 SH   DFND 1 36,147 0 0
AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 129 162,211 SH   DFND 1 162,211 0 0
ALTUS MIDSTREAM CO CL A 02215L100 4 6,337 SH   DFND 1 6,337 0 0
AMBAC FINL GROUP INC COM NEW 023139884 38 3,125 SH   DFND 1 3,125 0 0
BLINK CHARGING CO *W EXP 01/31/202 09354A118 6 10,404 SH   DFND 1 10,404 0 0
CONTURA ENERGY INC COM 21241B100 4 1,929 SH   DFND 1 1,929 0 0
DERMTECH INC COM 24984K105 7 656 SH   DFND 1 656 0 0
DASEKE INC COM 23753F107 1 1,369 SH   DFND 1 1,369 0 0
DASEKE INC *W EXP 02/27/202 23753F115 4 45,121 SH   DFND 1 45,121 0 0
US ECOLOGY INC COM 91734M103 53 1,751 SH   DFND 1 1,751 0 0
FALCON MINERALS CORP *W EXP 07/21/202 30607B208 2 17,301 SH   DFND 1 17,301 0 0
IMMUNOVANT INC *W EXP 12/18/202 45258J110 661 275,622 SH   DFND 1 275,622 0 0
NATIONAL ENERGY SERVICES REU *W EXP 05/05/202 G6375R115 2 7,575 SH   DFND 1 7,575 0 0
NESCO HLDGS INC *W EXP 01/01/202 64083J112 0 200 SH   DFND 1 200 0 0
RANPAK HLDGS CORP COM CL A 75321W103 38 6,112 SH   DFND 1 6,112 0 0
BIOMX INC *W EXP 10/16/202 09090D111 10 17,029 SH   DFND 1 17,029 0 0
PHUNWARE INC COM 71948P100 0 555 SH   DFND 1 555 0 0
PHUNWARE INC *W EXP 12/26/202 71948P118 0 2,163 SH   DFND 1 2,163 0 0
PRIORITY TECHNOLOGY HLDGS IN COM 74275G107 0 292 SH   DFND 1 292 0 0
ELECTRAMECCANICA VEHS CORP *W EXP 08/03/202 284849114 4 14,694 SH   DFND 1 14,694 0 0
AKAZOO SA *W EXP 09/11/202 L0164E116 4 14,876 SH   DFND 1 14,876 0 0
DEL TACO RESTAURANTS INC *W EXP 06/30/202 245496112 6 103,509 SH   DFND 1 103,509 0 0
TALOS ENERGY INC *W EXP 02/28/202 87484T116 7 65,461 SH   DFND 1 65,461 0 0
TIDEWATER INC NEW COM 88642R109 17 2,515 SH   DFND 1 2,515 0 0
TIDEWATER INC NEW *W EXP 11/24/202 88642R174 7 39,748 SH   DFND 1 39,748 0 0
TIDEWATER INC NEW *W EXP 07/31/202 88642R125 1 1,734 SH   DFND 1 1,734 0 0
HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 91 161,086 SH   DFND 1 161,086 0 0
VERTIV HOLDINGS CO *W EXP 06/12/202 92537N116 28 15,682 SH   DFND 1 15,682 0 0
QUORUM HEALTH CORP COM 74909E106 500 1,107,311 SH   DFND 1 1,107,311 0 0
TELADOC HEALTH INC NOTE 1.375% 5/1 87918AAC9 15,999 5,500,000 PRN   DFND 1 0 0 0