The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
Aberdeen Asia Pacific In Com COM 003009107 1,557 460,790 SH   SOLE   460,790 0 0
Aberdeen Emerging Markets Equity Inc. COM 00301W105 1,654 319,399 SH   SOLE   319,399 0 0
Aberdeen Global Dynamic Dividend Fund COM 00302M106 1,692 230,577 SH   SOLE   230,577 0 0
Aberdeen Global Premier Properties Fund COM SH BEN INT 00302L108 2,524 595,292 SH   SOLE   595,292 0 0
Aberdeen Japan Equity Fund Inc COM 00306J109 4 561 SH   SOLE   561 0 0
Aberdeen Total Dynamic Dividend Fund COM SH BEN INT 00326L100 1,716 260,861 SH   SOLE   260,861 0 0
Adams Diversified Equity Fund Inc COM 006212104 3,452 274,147 SH   SOLE   274,147 0 0
Adams Natural Resources Fund Inc COM 00548F105 56 6,744 SH   SOLE   6,744 0 0
Advent Claymore Convertible Securities and Income Fund COM 00764C109 1,183 111,192 SH   OTR 1 84,917 26,275 0
AerCap Holdings N.V. SHS N00985106 2 66 SH   SOLE   66 0 0
Air products and Chemicals, Inc. COM 009158106 9 45 SH   SOLE   45 0 0
Alcon, Inc. ORD SHS H01301128 9 173 SH   SOLE   173 0 0
Alibaba Group Holding Limited SPONSORED ADS 01609W102 39 203 SH   SOLE   203 0 0
Allegion PLC ORD SHS G0176J109 6 66 SH   SOLE   66 0 0
AllianceBernstein Global High Income Fund COM 01879R106 551 59,538 SH   SOLE   59,538 0 0
AllianceBernstein National Municipal Income Fund Inc COM 01864U106 297 23,312 SH   SOLE   23,312 0 0
AllianzGI Artificial Intelligence Opportunities Fund COM 01883M101 689 43,039 SH   SOLE   43,039 0 0
Alphabet Inc. CAP STK CL A 02079K305 9 8 SH   SOLE   8 0 0
Amazon Com Inc COM 023135106 12 6 SH   SOLE   6 0 0
America Movil SAB de CV SPON ADR L SHS 02364W105 185 15,698 SH   SOLE   15,698 0 0
American Electric Power Co Inc COM 025537101 6 73 SH   SOLE   73 0 0
American Express Co COM 025816109 10 112 SH   SOLE   112 0 0
American Tower Corporation COM 03027X100 7 30 SH   SOLE   30 0 0
Amgen Inc COM 031162100 142 700 SH   SOLE   700 0 0
Aon Plc SHS CL A G0408V102 12 74 SH   SOLE   74 0 0
Apollo Tactical Income Fund Inc COM 037638103 3,198 282,238 SH   OTR 1 220,011 62,227 0
Apple Inc COM 037833100 13 52 SH   SOLE   52 0 0
ASA Gold and Precious Metals Ltd SHS G3156P103 52 5,025 SH   SOLE   5,025 0 0
ASML Holding N V N Y REGISTRY SHS N07059210 21 79 SH   SOLE   79 0 0
Atlassian Corporation Plc CL A G06242104 6 42 SH   SOLE   42 0 0
Avianca Holdings SA SPON ADR REP PFD 05367G100 250 261,429 SH   SOLE   261,429 0 0
Banco Bradesco S.A. SP ADR PFD 059460303 3 887 SH   SOLE   887 0 0
Bancolombia SA SPON ADR PREF 05968L102 581 23,280 SH   SOLE   23,280 0 0
Becton Dickinson & Co COM 075887109 6 27 SH   SOLE   27 0 0
BlackRock 2022 Global Income Opportunity Trust COM 09258P104 2 300 SH   SOLE   300 0 0
BlackRock Calif Mun Income COM SH BEN INT 09248E102 540 42,515 SH   SOLE   42,515 0 0
Blackrock Core Bd Tr SHS BEN INT 09249E101 360 27,205 SH   SOLE   27,205 0 0
BlackRock Credit Allocation Income Trust COM 092508100 3,006 257,774 SH   SOLE   257,774 0 0
BlackRock Debt Strategies Fund COM NEW 09255R202 1,933 228,796 SH   OTR 1 188,535 40,261 0
BlackRock Enhanced Equity Dividend Trust COM 09251A104 11 1,643 SH   SOLE   1,643 0 0
BlackRock Enhanced International Dividend Trust COM BENE INTER 092524107 2,219 493,119 SH   SOLE   493,119 0 0
Blackrock Income Tr Inc. COM 09247F100 508 88,274 SH   SOLE   88,274 0 0
BlackRock Muni Intermediate Duration Fund Inc COM 09253X102 484 37,024 SH   SOLE   37,024 0 0
BlackRock Municipal 2030 Target Term Trust COM SHS BEN IN 09257P105 1,192 52,576 SH   SOLE   52,576 0 0
BlackRock Munihldngs Cali QL COM 09254L107 250 18,757 SH   SOLE   18,757 0 0
BlackRock Taxable Municipal Bond Trust SHS 09248X100 288 13,193 SH   SOLE   13,193 0 0
Boulder Growth & Income Fund Inc COM 101507101 6,800 739,140 SH   SOLE   739,140 0 0
BrandywineGLOBAL - Global Income Opportunities Fund Inc. COM 10537L104 1,414 134,178 SH   SOLE   134,178 0 0
Bristol-Myers Squibb Co COM 110122108 95 1,700 SH   SOLE   1,700 0 0
Canadian National Railway Company COM 136375102 6 83 SH   SOLE   83 0 0
Carnival Corp UNIT 99/99/9999 143658300 337 25,559 SH   SOLE   25,559 0 0
Cemex SAB de CV SPON ADR NEW 151290889 574 270,645 SH   SOLE   270,645 0 0
Central and Eastern European Fund Inc COM 153436100 4 222 SH   SOLE   222 0 0
Central Securities Corp COM 155123102 7,344 284,450 SH   SOLE   284,450 0 0
Chubb Ltd COM H1467J104 6 52 SH   SOLE   52 0 0
Cisco Systems, Inc. COM 17275R102 5 132 SH   SOLE   132 0 0
Coca Cola European Partners SHS G25839104 6 150 SH   SOLE   150 0 0
Consolidated Water Co Ltd ORD G23773107 1,148 70,025 SH   SOLE   70,025 0 0
Copa Holdings SA CL A P31076105 917 20,250 SH   SOLE   20,250 0 0
Cornerstone Strategic Value Fund Inc COM 21924B302 10,123 1,246,633 SH   OTR 1 1,004,970 241,663 0
Cornerstone Total Rtrn Fd In COM 21924U300 3,979 499,923 SH   OTR 1 368,293 131,630 0
CyberArk Software Ltd. CHINESE YUAN FD M2682V108 4 48 SH   SOLE   48 0 0
Delaware Investments Minnesota Municipal Income Fund II Inc COM 24610V103 139 11,218 SH   SOLE   11,218 0 0
Deutsche Municipal Income Trust COM 233368109 245 22,758 SH   SOLE   22,758 0 0
Diageo PLC SPON ADR NEW 25243Q205 20 160 SH   SOLE   160 0 0
Diamond Eagle Acquisition Corp. COM CL A 25258L109 4 330 SH   SOLE   330 0 0
DWS Strategic Municipal Income Trust COM 23342Q101 52 5,000 SH   SOLE   5,000 0 0
Eaton Vance Limited Duration Income Fund COM 27828H105 7,612 720,182 SH   OTR 1 574,551 145,631 0
Eaton Vance Mun Bd Fd COM 27827X101 172 13,754 SH   SOLE   13,754 0 0
Eaton Vance Muni Income Trust SH BEN INT 27826U108 96 8,034 SH   SOLE   8,034 0 0
Eaton Vance Short Duration Diversified Income Fund COM 27828V104 3,579 327,463 SH   OTR 1 194,380 133,083 0
Eli Lilly & Co COM 532457108 83 600 SH   SOLE   600 0 0
Empire State Realty Trust Inc CL A 292104106 662 73,894 SH   SOLE   73,894 0 0
Equinix Inc COM PAR $0.001 29444U700 31 49 SH   SOLE   49 0 0
Era Group Inc COM 26885G109 72 13,474 SH   SOLE   13,474 0 0
EVERTEC Inc COM 30040P103 385 16,956 SH   SOLE   16,956 0 0
Exxon Mobil Corp COM 30231G102 2 50 SH   SOLE   50 0 0
Far Point Acquisition Corporation COM CL A 30734W109 10 1,000 SH   SOLE   1,000 0 0
Far Point Acquisition Corp. *W EXP 06/01/202 30734W117 1 2,000 SH   SOLE   2,000 0 0
Fidelity National Information Services, Inc. COM 31620M106 7 61 SH   SOLE   61 0 0
First BanCorp/Puerto Rico COM NEW 318672706 1,540 289,477 SH   SOLE   289,477 0 0
First Tr Inter Dur Pfd & In COM 33718W103 1,448 81,169 SH   SOLE   81,169 0 0
First Trust High Income Long/Short Fund COM 33738E109 780 64,120 SH   SOLE   64,120 0 0
Firsthand Technology Value Fund, Inc. COM 33766Y100 130 35,166 SH   SOLE   35,166 0 0
Fomento Economico Mexicano SAB de CV SPON ADR UNITS 344419106 884 14,610 SH   SOLE   14,610 0 0
Franklin Unvl Tr SH BEN INT 355145103 400 65,496 SH   SOLE   65,496 0 0
Fresh Del Monte Produce Inc ORD G36738105 1,349 48,850 SH   SOLE   48,850 0 0
Gabelli Equity Trust Inc COM 362397101 25 5,769 SH   SOLE   5,769 0 0
General American Investors Co Inc COM 368802104 4,084 148,905 SH   SOLE   148,905 0 0
Grupo Aeroportuario del Sureste SAB de CV SPON ADR SER B 40051E202 621 6,600 SH   SOLE   6,600 0 0
Grupo Televisa SAB SPON ADR REP ORD 40049J206 165 28,400 SH   SOLE   28,400 0 0
GW Pharmaceuticals PLC ADS 36197T103 4 41 SH   SOLE   41 0 0
HDFC Bank Ltd SPONSORED ADS 40415F101 6 162 SH   SOLE   162 0 0
Highland Floating Rate Opportunities Fund SHS BEN INT 43010E404 16,207 1,900,034 SH   OTR 1 1,556,910 343,124 0
HIS Markit Ltd SHS G47567105 9 142 SH   SOLE   142 0 0
ICICI Bank Ltd ADR 45104G104 5 637 SH   SOLE   637 0 0
Incyte Corp COM 45337C102 18 242 SH   SOLE   242 0 0
ING Groep NV SPONSORED ADR 456837103 4 823 SH   SOLE   823 0 0
Ingersoll-Rand Plc SHS 45687V106 2 68 SH   SOLE   68 0 0
Inovio Pharmaceuticals Inc COM NEW 45773H201 37 5,000 SH   SOLE   5,000 0 0
Intuit COM 461202103 8 33 SH   SOLE   33 0 0
Invesco Dynamic Credit Opportunities Fund COM 46132R104 770 96,455 SH   SOLE   96,455 0 0
Invesco QQQ Tr UNIT SER 1 46090E103 51 270 SH   SOLE   270 0 0
iShares MSCI Japan ETF MSCI JPN ETF NEW 46434G822 7 138 SH   SOLE   138 0 0
iShares Nasdaq Biotechnology ETF NASDAQ BIOTECH 464287556 598 5,550 SH   SOLE   5,550 0 0
Ishares Tr 13 Yr 1 3 YR TREAS BD 464287457 648 7,481 SH   SOLE   7,481 0 0
iShares U.S. Medical Devices ETF U.S. MED DVC ETF 464288810 693 3,075 SH   SOLE   3,075 0 0
Itau Unibanco Holding S.A. SPON ADR REP PFD 465562106 9 2,104 SH   SOLE   2,104 0 0
Japan Smaller Capitalization Fund Inc COM 47109U104 2 321 SH   SOLE   321 0 0
JPMorgan Chase & Co COM 46625H100 13 147 SH   SOLE   147 0 0
Kaixin Auto Holdings SHS G5223X100 5 5,399 SH   SOLE   5,399 0 0
Karyopharm Therapeutics Inc COM 48576U106 29 1,500 SH   SOLE   1,500 0 0
Koninklijke Philips NV NY REG SH NEW 500472303 8 204 SH   SOLE   204 0 0
Lennar Corp CL A 526057104 783 20,500 SH   SOLE   20,500 0 0
Liberty All Star Equity Fund SH BEN INT 530158104 23 4,844 SH   SOLE   4,844 0 0
Liberty All Star Growth Fund Inc COM 529900102 25 5,444 SH   SOLE   5,444 0 0
LivaNova PLC SHS G5509L101 377 8,330 SH   SOLE   8,330 0 0
Lululemon Athletica Inc COM 550021109 6 33 SH   SOLE   33 0 0
Marriott Vacations Worldwide Corp COM 57164Y107 764 13,745 SH   SOLE   13,745 0 0
Martin Marietta Materials Inc COM 573284106 568 3,000 SH   SOLE   3,000 0 0
MasTec Inc COM 576323109 3,348 102,297 SH   SOLE   102,297 0 0
McDonald's Corp COM 580135101 8 50 SH   SOLE   50 0 0
Medtronic plc SHS G5960L103 8 89 SH   SOLE   89 0 0
Merck & Co Inc COM 58933Y105 210 2,730 SH   SOLE   2,730 0 0
MFS Charter Income Trust SH BEN INT 552727109 3,148 425,372 SH   SOLE   425,372 0 0
MFS High Yield Municipal Trust SH BEN INT 59318E102 58 13,678 SH   SOLE   13,678 0 0
MFS Investment Grade Municipal Trust SH BEN INT 59318B108 652 71,153 SH   SOLE   71,153 0 0
MFS Municipal Income Trust SH BEN INT 552738106 117 18,322 SH   SOLE   18,322 0 0
Microsoft Corp COM 594918104 24 150 SH   SOLE   150 0 0
Mondelez International, Inc. CL A 609207105 35 699 SH   SOLE   699 0 0
Morgan Stanley India Investment Fund Inc COM 61745C105 3 211 SH   SOLE   211 0 0
MorphoSys AG SPONSORED ADS 617760202 14 571 SH   SOLE   571 0 0
Neuberger Brman NY Muni Fd COM 64124K102 2 196 SH   SOLE   196 0 0
New Oriental Education & Technology Group Inc SPON ADR 647581107 6 56 SH   SOLE   56 0 0
NexPoint Credit Strategies Fund COM NEW 65340G205 13,306 1,610,933 SH   OTR 1 1,264,208 346,725 0
NextEra Energy Inc COM 65339F101 2,228 9,261 SH   SOLE   9,261 0 0
Northrop Grumman Corporation COM 666807102 8 28 SH   SOLE   28 0 0
Norwegian Cruise Line Holdings Ltd SHS G66721104 841 76,717 SH   SOLE   76,717 0 0
Novartis AG SPONSORED ADR 66987V109 113 1,368 SH   SOLE   1,368 0 0
Nuveen AMT-Free Municipal Value Fund COM 670695105 78 5,000 SH   SOLE   5,000 0 0
Nuveen AMT-Free Quality Municipal Income Fund COM 670657105 156 11,528 SH   SOLE   11,528 0 0
Nuveen Core Equity Alpha Fund COM 67090X107 29 2,702 SH   SOLE   2,702 0 0
Nuveen Credit Strategies Income Fund COM SHS 67073D102 9,682 1,707,665 SH   OTR 1 1,470,722 236,943 0
Nuveen Municipal Credit Opportunities Fund COM 670663103 86 6,637 SH   SOLE   6,637 0 0
Nuveen Municipal High Income Opportunity Fund COM 670682103 237 19,050 SH   SOLE   19,050 0 0
Nuveen NASDAQ 100 Dynamic Overwrite Fund COM SHS 670699107 34 1,781 SH   SOLE   1,781 0 0
Nuveen New Jersey Quality Municipal Income Fund COM 67069Y102 87 6,456 SH   SOLE   6,456 0 0
Nuveen Ohio Quality Municipal Income Fund COM 670980101 219 14,889 SH   SOLE   14,889 0 0
Nuveen Preferred Income Opportunities Fund SPONSORED ADR 636274409 14 239 SH   SOLE   239 0 0
Nuveen Preferred Securities Income Fund COM 67072C105 3 356 SH   SOLE   356 0 0
Nuveen Quality Municipal Income Fund COM 67066V101 298 21,711 SH   SOLE   21,711 0 0
Nuveen Real Asset Income and Growth Fund COM 67074Y105 181 18,344 SH   SOLE   18,344 0 0
OFS Credit Company Inc COM 67111Q107 2,029 304,218 SH   OTR 1 244,538 59,680 0
ON Semiconductor Corporation COM 682189105 27 2,160 SH   SOLE   2,160 0 0
Orange S.A. SPONSORED ADR 684060106 3 213 SH   SOLE   213 0 0
Oxford Square Capital Corp. COM 69181V107 129 50,759 SH   SOLE   50,759 0 0
PagSeguro Digital Ltd. COM CL A G68707101 4 232 SH   SOLE   232 0 0
PayPal Holdings, Inc. COM 70450Y103 31 323 SH   SOLE   323 0 0
PepsiCo, Inc. COM 713448108 10 84 SH   SOLE   84 0 0
PGIM Global Short Duration High Yield Fund, Inc. COM 69346J106 6,105 551,975 SH   OTR 1 420,504 131,471 0
PGIM Short Duration High Yield Fund, Inc. COM 69346H100 5,992 517,442 SH   OTR 1 379,413 138,029 0
PGT Innovations Inc COM 69336V101 647 77,117 SH   SOLE   77,117 0 0
PIMCO California Municipal Income Fund III COM 72201C109 114 11,672 SH   SOLE   11,672 0 0
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund ENHAN SHRT MA AC 72201R833 393 3,968 SH   SOLE   3,968 0 0
PIMCO Global StocksPLS Inc. COM 722011103 5 589 SH   SOLE   589 0 0
Pimco New York Municipal Income Fund II COM 72200Y102 323 33,010 SH   SOLE   33,010 0 0
PIMCO Strategic Income Fund, Inc. COM 72200X104 91 15,000 SH   SOLE   15,000 0 0
Pioneer Municipal High Income Advantage Trust COM 723762100 2,634 258,784 SH   OTR 1 219,036 39,748 0
Pioneer Municipal High Income Trust COM SHS 723763108 338 29,889 SH   SOLE   29,889 0 0
Popular Inc COM NEW 733174700 1,933 55,230 SH   SOLE   55,230 0 0
Principal Real Estate Income Fund SHS BEN INT 74255X104 219 18,112 SH   SOLE   18,112 0 0
ProShares Short VIX Short-Term Futures ETF SHT VIX ST TRM 74347W130 3 110 SH   SOLE   110 0 0
Prudential PLC ADR 74435K204 7 271 SH   SOLE   271 0 0
PTC Inc. COM 69370C100 15 243 SH   SOLE   243 0 0
Ranpak Holdings Corp. COM CL A 75321W103 8 1,309 SH   SOLE   1,309 0 0
Raytheon Co COM NEW 755111507 6 43 SH   SOLE   43 0 0
RELX Plc SPONSORED ADR 759530108 7 328 SH   SOLE   328 0 0
Rivernorth Doubleline Strate COM 76882G107 1,398 109,231 SH   OTR 1 51,971 57,260 0
Rivernorth Managed Duration Municipal Income Fund Inc. COM 76882H105 198 11,073 SH   SOLE   11,073 0 0
Rivernorth Opportunistic Mun COM 76883F108 758 37,657 SH   SOLE   37,657 0 0
RMR Real Estate Income Fund COM 76970B101 1,590 156,623 SH   SOLE   156,623 0 0
Rogers Communications Inc CL B 775109200 45 1,077 SH   SOLE   1,077 0 0
Royal Bk Cda Montreal Que COM 780087102 7 118 SH   SOLE   118 0 0
Royal Caribbean Cruises Ltd COM V7780T103 1,130 35,120 SH   SOLE   35,120 0 0
Royce Value Trust Inc COM 780910105 1,586 163,997 SH   SOLE   163,997 0 0
Sanofi SPONSORED ADR 80105N105 7 162 SH   SOLE   162 0 0
Sea Limited ADR 81141R100 15 338 SH   SOLE   338 0 0
Seaboard Corp COM 811543107 574 204 SH   SOLE   204 0 0
SK Telecom Co Ltd SPONSORED ADR 78440P108 6 342 SH   SOLE   342 0 0
Sony Corp SPONSORED ADR 835699307 65 1,101 SH   SOLE   1,101 0 0
Source Capital Inc COM 836144105 1,756 57,208 SH   SOLE   57,208 0 0
SPDR S&P 500 ETF Tr TR UNIT 78462F103 57 220 SH   SOLE   220 0 0
SPDR S&P MidCap 400 ETF Tr UTSER1 S&PDCRP 78467Y107 39 150 SH   SOLE   150 0 0
SPDR Ser Tr SPDR BLOOMBERG 78468R663 1,001 10,919 SH   SOLE   10,919 0 0
Sprott Physical Gold and Silver Trust TR UNIT 85208R101 117 8,000 SH   SOLE   8,000 0 0
Stryker Corporation COM 863667101 10 59 SH   SOLE   59 0 0
Sutter Rock Capital Corp. COM 86944Q100 94 16,000 SH   SOLE   16,000 0 0
Taiwan Semiconductor Manufacturing Company Limited SPONSORED ADR 874039100 11 220 SH   SOLE   220 0 0
Takeda Pharmaceutical Co Ltd SPONSORED ADR 874060205 65 4,279 SH   SOLE   4,279 0 0
TCW Strategic Income Fund Inc COM 872340104 10 2,000 SH   SOLE   2,000 0 0
Templeton Emerging Markets Fund COM 880191101 3 238 SH   SOLE   238 0 0
The Bank of Nova Scotia COM 064149107 7 167 SH   SOLE   167 0 0
The Cushing MLP Total Return Fund COM NEW 231631201 4 1,100 SH   SOLE   1,100 0 0
The European Equity Fund Inc COM 298768102 4 608 SH   SOLE   608 0 0
The Gabelli Dividend & Income Trust COM 36242H104 18 1,235 SH   SOLE   1,235 0 0
The GDL Fund COM SH BEN IT 361570104 35 4,467 SH   SOLE   4,467 0 0
The Herzfeld Caribbean Basin Fund Inc COM 42804T106 1,751 503,848 SH   SOLE   503,848 0 0
The Home Depot Inc COM 437076102 7 40 SH   SOLE   40 0 0
The India Fund Inc COM 454089103 3 215 SH   SOLE   215 0 0
The Korea Fund Inc COM NEW 500634209 2 85 SH   SOLE   85 0 0
The Mexico Fund, Inc. COM 592835102 3 309 SH   SOLE   309 0 0
The New Germany Fund Inc COM 644465106 7 634 SH   SOLE   634 0 0
The New Ireland Fund Inc COM 645673104 4 605 SH   SOLE   605 0 0
The Toronto-Dominion Bank COM NEW 891160509 7 167 SH   SOLE   167 0 0
The Walt Disney Co COM DISNEY 254687106 10 104 SH   SOLE   104 0 0
Thomson Reuters Corporation COM 884903709 11 155 SH   SOLE   155 0 0
TJX Cos Inc COM 872540109 6 116 SH   SOLE   116 0 0
Total S.A. SPONSORED ADR 89151E109 10 262 SH   SOLE   262 0 0
Toyota Motor Corporation SP ADR REP2COM 892331307 7 56 SH   SOLE   56 0 0
Trane Technologies plc SHS G8994E103 6 78 SH   SOLE   78 0 0
Tri-Continental Corp COM 895436103 82 3,927 SH   SOLE   3,927 0 0
Unilever N.V. N Y SHS NEW 904784709 22 448 SH   SOLE   448 0 0
United States Oil Fund LP UNITS 91232N108 42 10,000 SH   SOLE   10,000 0 0
United Technologies Corp COM 913017109 9 93 SH   SOLE   93 0 0
UnitedHealth Group Inc COM 91324P102 65 261 SH   SOLE   261 0 0
VanEck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 70 3,059 SH   SOLE   3,059 0 0
VectoIQ Acquisition Corp. COM 92243N103 16 1,500 SH   SOLE   1,500 0 0
Vivint Smart Home Inc. *W EXP 01/17/202 928542117 6 4,000 SH   SOLE   4,000 0 0
Verizon Communications Inc COM 92343V104 6 113 SH   SOLE   113 0 0
Vertical Capital Income Fund SHS BEN INT 92535C104 2,809 335,256 SH   OTR 1 195,253 140,003 0
Viacom Inc. COM 925550105 17 1,558 SH   SOLE   1,558 0 0
Virgin Galactic Holdings, Inc. COM 92766K106 22 1,500 SH   SOLE   1,500 0 0
Virtus Total Return Fund Inc. COM 92835W107 10 1,400 SH   SOLE   1,400 0 0
Visa Inc COM CL A 92826C839 12 74 SH   SOLE   74 0 0
Vulcan Materials Co COM 929160109 540 5,000 SH   SOLE   5,000 0 0
Wal-Mart Stores Inc COM 931142103 11 99 SH   SOLE   99 0 0
Waste Management, Inc. COM 94106L109 4 44 SH   SOLE   44 0 0
Western Assest Intm Muni Fd COM 958435109 264 31,336 SH   SOLE   31,336 0 0
Western Asset High Incm Fd COM 95766J102 2,209 440,876 SH   OTR 1 382,115 58,761 0
Western Asset Mortgage Opportunity Fund Inc. COM 95790B109 577 45,111 SH   OTR 1 860 44,251 0
Western Asset Mun Hi Incm Fd COM 95766N103 516 73,012 SH   SOLE   73,012 0 0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund COM 95766R104 1,261 131,869 SH   SOLE   131,869 0 0
Western Asset/Claymore Inflation-Linked Securities & Income Fund COM SH BEN INT 95766Q106 265 25,253 SH   SOLE   25,253 0 0
Wix Com Ltd SHS M98068105 5 48 SH   SOLE   48 0 0
Zoetis Inc. CL A 98978V103 8 65 SH   SOLE   65 0 0