The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 320 | 4,199 | SH | SOLE | 0 | 0 | 4,199 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 237 | 1,217 | SH | SOLE | 0 | 0 | 1,217 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 290 | 1,668 | SH | SOLE | 0 | 0 | 1,668 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 566 | 487 | SH | SOLE | 0 | 0 | 487 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 4 | 100 | SH | Put | SOLE | 0 | 0 | 100 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 295 | 254 | SH | SOLE | 0 | 0 | 254 | ||
AMAZON COM INC | COM | 023135106 | 1,568 | 804 | SH | SOLE | 0 | 0 | 804 | ||
APPLE HOSPITALITY REIT INC | COM NEW | 03784Y200 | 148 | 16,095 | SH | SOLE | 0 | 0 | 16,095 | ||
APPLE INC | COM | 037833100 | 4,547 | 17,881 | SH | SOLE | 0 | 0 | 17,881 | ||
APPLE INC | COM | 037833100 | 11 | 1,700 | SH | Put | SOLE | 0 | 0 | 1,700 | |
ARK ETF TR | INNOVATION ETF | 00214Q104 | 410 | 9,328 | SH | SOLE | 0 | 0 | 9,328 | ||
AT&T INC | COM | 00206R102 | 948 | 32,507 | SH | SOLE | 0 | 0 | 32,507 | ||
BAXTER INTL INC | COM | 071813109 | 201 | 2,478 | SH | SOLE | 0 | 0 | 2,478 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,055 | 11,241 | SH | SOLE | 0 | 0 | 11,241 | ||
BLACKROCK ENHANCED EQUITY DI | COM | 09251A104 | 91 | 13,944 | SH | SOLE | 0 | 0 | 13,944 | ||
BLACKROCK RES & COMMODITIES | SHS | 09257A108 | 269 | 53,413 | SH | SOLE | 0 | 0 | 53,413 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 660 | 14,482 | SH | SOLE | 0 | 0 | 14,482 | ||
BOEING CO | COM | 097023105 | 465 | 3,116 | SH | SOLE | 0 | 0 | 3,116 | ||
CATERPILLAR INC DEL | COM | 149123101 | 203 | 1,747 | SH | SOLE | 0 | 0 | 1,747 | ||
CUMMINS INC | COM | 231021106 | 241 | 1,780 | SH | SOLE | 0 | 0 | 1,780 | ||
CVS HEALTH CORP | COM | 126650100 | 237 | 3,999 | SH | SOLE | 0 | 0 | 3,999 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 369 | 3,824 | SH | SOLE | 0 | 0 | 3,824 | ||
EATON VANCE TX MGD DIV EQ IN | COM | 27828N102 | 167 | 17,932 | SH | SOLE | 0 | 0 | 17,932 | ||
EXXON MOBIL CORP | COM | 30231G102 | 467 | 12,296 | SH | SOLE | 0 | 0 | 12,296 | ||
FACEBOOK INC | CL A | 30303M102 | 682 | 4,090 | SH | SOLE | 0 | 0 | 4,090 | ||
FIRST TR EXCHANGE-TRADED ALP | SML CP GRW ALP | 33737M300 | 757 | 23,228 | SH | SOLE | 0 | 0 | 23,228 | ||
FISERV INC | COM | 337738108 | 219 | 2,308 | SH | SOLE | 0 | 0 | 2,308 | ||
FLEXSHARES TR | QLT DIV DEF IDX | 33939L845 | 302 | 8,299 | SH | SOLE | 0 | 0 | 8,299 | ||
FS KKR CAPITAL CORP | COM | 302635107 | 44 | 14,676 | SH | SOLE | 0 | 0 | 14,676 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 123 | 15,485 | SH | SOLE | 0 | 0 | 15,485 | ||
GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 381430107 | 1,162 | 50,400 | SH | SOLE | 0 | 0 | 50,400 | ||
GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 | 4,593 | 88,014 | SH | SOLE | 0 | 0 | 88,014 | ||
HEALTHCARE TR AMER INC | CL A NEW | 42225P501 | 221 | 9,093 | SH | SOLE | 0 | 0 | 9,093 | ||
HIGHLAND INCOME FD | HIGHLAND INCOME | 43010E404 | 2,316 | 271,557 | SH | SOLE | 0 | 0 | 271,557 | ||
HOME DEPOT INC | COM | 437076102 | 253 | 1,354 | SH | SOLE | 0 | 0 | 1,354 | ||
INTEL CORP | COM | 458140100 | 630 | 11,639 | SH | SOLE | 0 | 0 | 11,639 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 440 | 3,970 | SH | SOLE | 0 | 0 | 3,970 | ||
INVESCO DB US DLR INDEX TR | BULLISH FD | 46141D203 | 313 | 11,657 | SH | SOLE | 0 | 0 | 11,657 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 CB | 46138J502 | 1,966 | 93,564 | SH | SOLE | 0 | 0 | 93,564 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 HY | 46138J601 | 631 | 27,439 | SH | SOLE | 0 | 0 | 27,439 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2021 CB | 46138J700 | 984 | 46,918 | SH | SOLE | 0 | 0 | 46,918 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 CB | 46138J882 | 280 | 13,199 | SH | SOLE | 0 | 0 | 13,199 | ||
INVESCO EXCH TRD SLF IDX FD | DEFENSIVE EQTY | 46138J775 | 353 | 7,893 | SH | SOLE | 0 | 0 | 7,893 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 46137V282 | 207 | 1,295 | SH | SOLE | 0 | 0 | 1,295 | ||
INVESCO EXCHANGE-TRADED FD T | S&P 500 REVENUE | 46138G698 | 206 | 4,701 | SH | SOLE | 0 | 0 | 4,701 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 820 | 4,306 | SH | SOLE | 0 | 0 | 4,306 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 3,610 | 63,095 | SH | SOLE | 0 | 0 | 63,095 | ||
ISHARES TR | CORE S&P US GWT | 464287671 | 219 | 3,835 | SH | SOLE | 0 | 0 | 3,835 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 554 | 2,146 | SH | SOLE | 0 | 0 | 2,146 | ||
ISHARES TR | IBONDS DEC20 ETF | 46434VAQ3 | 893 | 35,414 | SH | SOLE | 0 | 0 | 35,414 | ||
ISHARES TR | IBONDS DEC21 ETF | 46434VBK5 | 826 | 33,492 | SH | SOLE | 0 | 0 | 33,492 | ||
ISHARES TR | IBONDS DEC22 ETF | 46434VBA7 | 624 | 25,186 | SH | SOLE | 0 | 0 | 25,186 | ||
ISHARES TR | IBONDS DEC23 ETF | 46434VAX8 | 482 | 19,273 | SH | SOLE | 0 | 0 | 19,273 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 372 | 3,015 | SH | SOLE | 0 | 0 | 3,015 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 600 | 9,669 | SH | SOLE | 0 | 0 | 9,669 | ||
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 7,891 | 146,102 | SH | SOLE | 0 | 0 | 146,102 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 333 | 10,462 | SH | SOLE | 0 | 0 | 10,462 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 508 | 3,591 | SH | SOLE | 0 | 0 | 3,591 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,194 | 7,922 | SH | SOLE | 0 | 0 | 7,922 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 296 | 2,982 | SH | SOLE | 0 | 0 | 2,982 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 209 | 1,715 | SH | SOLE | 0 | 0 | 1,715 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 269 | 6,227 | SH | SOLE | 0 | 0 | 6,227 | ||
ISHARES TR | RUS TOP 200 ETF | 464289446 | 242 | 3,929 | SH | SOLE | 0 | 0 | 3,929 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 396 | 3,459 | SH | SOLE | 0 | 0 | 3,459 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 658 | 3,986 | SH | SOLE | 0 | 0 | 3,986 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 871 | 4,883 | SH | SOLE | 0 | 0 | 4,883 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 425 | 3,868 | SH | SOLE | 0 | 0 | 3,868 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 1,696 | 34,145 | SH | SOLE | 0 | 0 | 34,145 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,686 | 12,859 | SH | SOLE | 0 | 0 | 12,859 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 377 | 4,184 | SH | SOLE | 0 | 0 | 4,184 | ||
LOWES COS INC | COM | 548661107 | 442 | 5,138 | SH | SOLE | 0 | 0 | 5,138 | ||
MEDTRONIC PLC | SHS | G5960L103 | 400 | 4,435 | SH | SOLE | 0 | 0 | 4,435 | ||
MERCK & CO. INC | COM | 58933Y105 | 276 | 3,587 | SH | SOLE | 0 | 0 | 3,587 | ||
MICROSOFT CORP | COM | 594918104 | 2,295 | 14,555 | SH | SOLE | 0 | 0 | 14,555 | ||
MONDELEZ INTL INC | CL A | 609207105 | 362 | 7,225 | SH | SOLE | 0 | 0 | 7,225 | ||
NETFLIX INC | COM | 64110L106 | 648 | 1,725 | SH | SOLE | 0 | 0 | 1,725 | ||
NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 670699107 | 1,538 | 80,928 | SH | SOLE | 0 | 0 | 80,928 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 2,965 | 293,608 | SH | SOLE | 0 | 0 | 293,608 | ||
NVIDIA CORP | COM | 67066G104 | 286 | 1,084 | SH | SOLE | 0 | 0 | 1,084 | ||
ORACLE CORP | COM | 68389X105 | 288 | 5,969 | SH | SOLE | 0 | 0 | 5,969 | ||
PEOPLES UTD FINL INC | COM | 712704105 | 157 | 14,222 | SH | SOLE | 0 | 0 | 14,222 | ||
PEPSICO INC | COM | 713448108 | 266 | 2,213 | SH | SOLE | 0 | 0 | 2,213 | ||
PFIZER INC | COM | 717081103 | 290 | 8,873 | SH | SOLE | 0 | 0 | 8,873 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 711 | 9,747 | SH | SOLE | 0 | 0 | 9,747 | ||
PIMCO INCOME STRATEGY FD II | COM | 72201J104 | 76 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 636 | 5,778 | SH | SOLE | 0 | 0 | 5,778 | ||
QUALCOMM INC | COM | 747525103 | 237 | 3,508 | SH | SOLE | 0 | 0 | 3,508 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 351 | 2,327 | SH | SOLE | 0 | 0 | 2,327 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 553 | 12,287 | SH | SOLE | 0 | 0 | 12,287 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 900 | 11,204 | SH | SOLE | 0 | 0 | 11,204 | ||
SHOPIFY INC | CL A | 82509L107 | 321 | 770 | SH | SOLE | 0 | 0 | 770 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,235 | 8,341 | SH | SOLE | 0 | 0 | 8,341 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 866 | 3,358 | SH | SOLE | 0 | 0 | 3,358 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 348 | 1,323 | SH | SOLE | 0 | 0 | 1,323 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 3,803 | 47,619 | SH | SOLE | 0 | 0 | 47,619 | ||
TRANSAMERICA ETF TR | DELTASHS S&P 500 | 89349P107 | 250 | 4,560 | SH | SOLE | 0 | 0 | 4,560 | ||
UNION PAC CORP | COM | 907818108 | 455 | 3,225 | SH | SOLE | 0 | 0 | 3,225 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 326 | 14,140 | SH | SOLE | 0 | 0 | 14,140 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 222 | 2,700 | SH | SOLE | 0 | 0 | 2,700 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 7,050 | 44,991 | SH | SOLE | 0 | 0 | 44,991 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 310 | 2,621 | SH | SOLE | 0 | 0 | 2,621 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 1,692 | 13,355 | SH | SOLE | 0 | 0 | 13,355 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 653 | 8,035 | SH | SOLE | 0 | 0 | 8,035 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 412 | 3,127 | SH | SOLE | 0 | 0 | 3,127 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 789 | 8,887 | SH | SOLE | 0 | 0 | 8,887 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 540 | 4,680 | SH | SOLE | 0 | 0 | 4,680 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 767 | 5,105 | SH | SOLE | 0 | 0 | 5,105 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 395 | 3,062 | SH | SOLE | 0 | 0 | 3,062 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,378 | 15,470 | SH | SOLE | 0 | 0 | 15,470 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 264 | 7,883 | SH | SOLE | 0 | 0 | 7,883 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 272 | 3,437 | SH | SOLE | 0 | 0 | 3,437 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 932 | 9,011 | SH | SOLE | 0 | 0 | 9,011 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 308 | 9,245 | SH | SOLE | 0 | 0 | 9,245 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 359 | 6,686 | SH | SOLE | 0 | 0 | 6,686 | ||
VICTORY PORTFOLIOS II | VCSHS US 500 ENH | 92647N782 | 959 | 20,544 | SH | SOLE | 0 | 0 | 20,544 | ||
VICTORY PORTFOLIOS II | VCSHS US EQ INCM | 92647N824 | 413 | 9,978 | SH | SOLE | 0 | 0 | 9,978 | ||
VISA INC | COM CL A | 92826C839 | 288 | 1,790 | SH | SOLE | 0 | 0 | 1,790 | ||
WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 567 | 23,450 | SH | SOLE | 0 | 0 | 23,450 | ||
WISDOMTREE TR | US QTLY DIV GRT | 97717X669 | 383 | 9,854 | SH | SOLE | 0 | 0 | 9,854 |