The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBOTT LABS COM 002824100 282 3,573 SH   SOLE   3,573 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 219 1,341 SH   SOLE   1,341 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2,484 12,772 SH   SOLE   12,299 0 473
ALPHABET INC CAP STK CL C 02079K107 601 517 SH   SOLE   517 0 0
ALPHABET INC CAP STK CL A 02079K305 6,531 5,621 SH   SOLE   5,322 0 299
ALTRIA GROUP INC COM 02209S103 387 10,017 SH   SOLE   10,017 0 0
AMAZON COM INC COM 023135106 5,976 3,065 SH   SOLE   2,991 0 74
AMGEN INC COM 031162100 795 3,923 SH   SOLE   3,923 0 0
APPLE INC COM 037833100 11,165 43,907 SH   SOLE   40,018 0 3,889
AT&T INC COM 00206R102 241 8,274 SH   SOLE   8,274 0 0
BARRICK GOLD CORPORATION COM 067901108 216 11,792 SH   SOLE   11,792 0 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 544 2 SH   SOLE   2 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6,861 37,527 SH   SOLE   36,334 0 1,193
BEYOND MEAT INC COM 08862E109 295 4,430 SH   SOLE   4,430 0 0
BLACKROCK 2022 GBL INCM OPP COM 09258P104 341 45,040 SH   SOLE   44,630 0 410
BLACKROCK CORPOR HI YLD FD I COM 09255P107 944 107,299 SH   SOLE   106,294 0 1,005
BLACKROCK CR ALLOCATION INCO COM 092508100 884 75,823 SH   SOLE   75,443 0 380
BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 553 65,481 SH   SOLE   63,814 0 1,667
BLACKROCK INCOME TR INC COM 09247F100 682 118,441 SH   SOLE   118,441 0 0
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 1,160 51,159 SH   SOLE   50,983 0 176
BLACKROCK MUNI INTER DR FD I COM 09253X102 959 73,396 SH   SOLE   73,234 0 162
BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 720 57,153 SH   SOLE   45,543 0 11,610
BLACKROCK MUNIVEST FD II INC COM 09253T101 178 13,076 SH   SOLE   13,076 0 0
BLACKROCK MUNIVEST FD INC COM 09253R105 320 39,501 SH   SOLE   39,501 0 0
BLACKROCK MUNIYIELD CALI QLT COM 09254N103 724 53,524 SH   SOLE   53,283 0 241
BLACKROCK MUNIYIELD QLTY FD COM 09254E103 1,472 115,203 SH   SOLE   114,755 0 448
BLACKSTONE GROUP INC COM CL A 09260D107 2,668 58,556 SH   SOLE   57,492 0 1,064
BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 143 13,751 SH   SOLE   12,741 0 1,010
BRISTOL-MYERS SQUIBB CO COM 110122108 608 10,910 SH   SOLE   10,910 0 0
BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 180 12,293 SH   SOLE   11,590 0 703
CENTRIC BRANDS INC COM 15644G104 263 235,000 SH   SOLE   235,000 0 0
CHEVRON CORP NEW COM 166764100 412 5,679 SH   SOLE   5,593 0 86
CITIGROUP INC COM NEW 172967424 2,101 49,881 SH   SOLE   48,268 0 1,613
COCA COLA CO COM 191216100 205 4,642 SH   SOLE   4,642 0 0
COMCAST CORP NEW CL A 20030N101 210 6,109 SH   SOLE   5,548 0 561
CREDIT SUISSE ASSET MGMT INC COM 224916106 833 348,651 SH   SOLE   346,892 0 1,759
DISNEY WALT CO COM DISNEY 254687106 2,963 30,670 SH   SOLE   29,463 0 1,207
DOUBLELINE INCOME SOLUTIONS COM 258622109 1,346 100,895 SH   SOLE   100,259 0 636
DOUBLELINE OPPORTUNISTIC CR COM 258623107 4,139 242,020 SH   SOLE   241,135 0 885
DUKE ENERGY CORP NEW COM NEW 26441C204 248 3,071 SH   SOLE   3,063 0 8
DYNEX CAP INC COM 26817Q886 343 32,874 SH   SOLE   32,874 0 0
EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 297 24,782 SH   SOLE   24,782 0 0
ENERGY TRANSFER LP COM UT LTD PTN 29273V100 62 13,518 SH   SOLE   10,960 0 2,558
ENTERPRISE PRODS PARTNERS L COM 293792107 193 13,482 SH   SOLE   9,870 0 3,612
ENVESTNET INC COM 29404K106 2,052 38,158 SH   SOLE   36,519 0 1,639
EXXON MOBIL CORP COM 30231G102 1,471 38,750 SH   SOLE   35,625 0 3,125
FACEBOOK INC CL A 30303M102 292 1,750 SH   SOLE   1,750 0 0
FIDELITY NATL INFORMATION SV COM 31620M106 2,436 20,024 SH   SOLE   19,226 0 798
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 327 6,000 SH   SOLE   6,000 0 0
GABELLI EQUITY TR INC COM 362397101 62 14,206 SH   SOLE   14,206 0 0
GENERAL MLS INC COM 370334104 213 4,036 SH   SOLE   36 0 4,000
GERON CORP COM 374163103 12 10,100 SH   SOLE   10,100 0 0
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 1,992 38,164 SH   SOLE   32,484 0 5,680
GREAT AJAX CORP COM 38983D300 1,847 290,388 SH   SOLE   288,667 0 1,721
HOME DEPOT INC COM 437076102 4,713 25,242 SH   SOLE   24,532 0 710
ILLUMINA INC COM 452327109 1,756 6,431 SH   SOLE   6,172 0 259
INSEEGO CORP COM 45782B104 1,295 207,901 SH   SOLE   207,901 0 0
INTEL CORP COM 458140100 570 10,535 SH   SOLE   10,535 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 2,113 26,165 SH   SOLE   25,286 0 879
INTERNATIONAL BUSINESS MACHS COM 459200101 2,876 25,923 SH   SOLE   24,433 0 1,490
INVESCO EXCHANGE-TRADED FD T VAR RATE PFD 46138G870 531 24,752 SH   SOLE   21,704 0 3,048
INVESCO QQQ TR UNIT SER 1 46090E103 278 1,462 SH   SOLE   1,462 0 0
INVESCO QUALITY MUNI INC TRS COM 46133G107 245 20,955 SH   SOLE   20,955 0 0
INVESCO VALUE MUN INCOME TR COM 46132P108 1,344 95,036 SH   SOLE   94,856 0 180
ISHARES TR CORE S&P TTL STK 464287150 10,735 187,634 SH   SOLE   184,544 0 3,090
ISHARES TR SELECT DIVID ETF 464287168 10 131 SH   SOLE   131 0 0
ISHARES TR RUS MID CAP ETF 464287499 9 200 SH   SOLE   200 0 0
ISHARES TR CORE S&P MCP ETF 464287507 609 4,233 SH   SOLE   4,233 0 0
ISHARES TR NASDAQ BIOTECH 464287556 10 97 SH   SOLE   97 0 0
ISHARES TR RUS 2000 GRW ETF 464287648 71 451 SH   SOLE   451 0 0
ISHARES TR CORE S&P US VLU 464287663 136 2,935 SH   SOLE   2,935 0 0
ISHARES TR U.S. TECH ETF 464287721 130 635 SH   SOLE   635 0 0
ISHARES TR US HLTHCARE ETF 464287762 269 1,433 SH   SOLE   1,433 0 0
ISHARES TR CORE S&P SCP ETF 464287804 2,307 41,111 SH   SOLE   40,125 0 986
ISHARES TR INTL SEL DIV ETF 464288448 161 7,143 SH   SOLE   7,143 0 0
ISHARES TR INTRM TR CRP ETF 464288638 10,067 183,312 SH   SOLE   178,959 0 4,353
ISHARES TR SHORT TREAS BD 464288679 1,117 10,061 SH   SOLE   9,010 0 1,051
ISHARES TR MSCI USA ESG SLC 464288802 173 1,575 SH   SOLE   1,575 0 0
ISHARES TR CORE HIGH DV ETF 46429B663 811 11,328 SH   SOLE   8,258 0 3,070
ISHARES TR MSCI CHINA ETF 46429B671 184 3,218 SH   SOLE   3,218 0 0
ISHARES TR CORE MSCI TOTAL 46432F834 2,291 48,742 SH   SOLE   48,439 0 303
ISHARES TR CORE MSCI EAFE 46432F842 76 1,517 SH   SOLE   1,517 0 0
J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 444 8,929 SH   SOLE   8,929 0 0
JOHNSON & JOHNSON COM 478160104 4,094 31,221 SH   SOLE   27,522 0 3,699
JPMORGAN CHASE & CO COM 46625H100 352 3,908 SH   SOLE   3,908 0 0
KKR & CO INC CL A 48251W104 247 10,503 SH   SOLE   9,777 0 726
LEXINGTON REALTY TRUST COM 529043101 182 18,337 SH   SOLE   16,887 0 1,450
MATCH GROUP INC COM 57665R106 1,793 27,144 SH   SOLE   25,901 0 1,243
MCDONALDS CORP COM 580135101 327 1,980 SH   SOLE   1,980 0 0
MEDTRONIC PLC SHS G5960L103 244 2,701 SH   SOLE   2,644 0 57
MERCK & CO. INC COM 58933Y105 717 9,324 SH   SOLE   9,253 0 71
MICROSOFT CORP COM 594918104 8,980 56,938 SH   SOLE   55,683 0 1,255
MORGAN STANLEY EMERGING MKTS COM 617477104 329 63,241 SH   SOLE   62,727 0 514
NIKE INC CL B 654106103 295 3,571 SH   SOLE   3,571 0 0
NUVEEN AMT FREE MUN CR INC F COM 67071L106 516 35,181 SH   SOLE   35,181 0 0
NUVEEN AMT FREE QLTY MUN INC COM 670657105 2,262 167,079 SH   SOLE   160,285 0 6,794
NUVEEN ARIZONA QLTY MUN INC COM 67061W104 428 34,541 SH   SOLE   26,728 0 7,813
NUVEEN MORTGAGE AND INCOME F COM 670735109 463 28,169 SH   SOLE   28,169 0 0
NUVEEN MUN HIGH INCOME OPPOR COM 670682103 461 36,988 SH   SOLE   25,926 0 11,062
NUVEEN MUN VALUE FD INC COM 670928100 307 31,427 SH   SOLE   26,267 0 5,160
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 169 11,995 SH   SOLE   11,995 0 0
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 1,508 120,671 SH   SOLE   96,837 0 23,834
NUVEEN PFD & INCM SECURTIES COM 67072C105 182 25,000 SH   SOLE   25,000 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101 2,085 151,729 SH   SOLE   140,273 0 11,456
NUVEEN SELECT TAX FREE INCOM SH BEN INT 67063C106 252 17,748 SH   SOLE   17,748 0 0
NUVEEN SELECT TAX-FREE INCOM SH BEN INT 67062F100 292 19,493 SH   SOLE   19,493 0 0
PACWEST BANCORP DEL COM 695263103 1,020 56,906 SH   SOLE   56,906 0 0
PAYPAL HLDGS INC COM 70450Y103 252 2,632 SH   SOLE   2,632 0 0
PFIZER INC COM 717081103 771 23,634 SH   SOLE   14,464 0 9,170
PHILIP MORRIS INTL INC COM 718172109 253 3,463 SH   SOLE   3,463 0 0
PIMCO DYNAMIC CR & MTG INC F COM SHS 72202D106 2,335 138,812 SH   SOLE   138,812 0 0
PIMCO DYNAMIC INCOME FD SHS 72201Y101 1,110 50,263 SH   SOLE   50,263 0 0
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 6,837 69,077 SH   SOLE   69,077 0 0
PIMCO ETF TR INTER MUN BD ACT 72201R866 153 2,800 SH   SOLE   2,800 0 0
PIMCO NEW YORK MUN FD II COM 72200Y102 271 27,698 SH   SOLE   27,698 0 0
PORTOLA PHARMACEUTICALS INC COM 737010108 139 19,500 SH   SOLE   4,500 0 15,000
PROSHARES TR SHORT S&P 500 NE 74347B425 936 33,822 SH   SOLE   25,050 0 8,772
READY CAP CORP COM 75574U101 90 12,412 SH   SOLE   12,412 0 0
REGENERON PHARMACEUTICALS COM 75886F107 4,201 8,604 SH   SOLE   8,225 0 379
RIVERNORTH / DOUBLELINE STRA COM 76882G107 399 31,176 SH   SOLE   31,176 0 0
RIVERNORTH OPPORTUNISTIC MUN COM 76883F108 1,483 73,685 SH   SOLE   50,636 0 23,049
SALESFORCE COM INC COM 79466L302 438 3,041 SH   SOLE   3,041 0 0
SERVICENOW INC COM 81762P102 2,776 9,687 SH   SOLE   9,321 0 366
SHERWIN WILLIAMS CO COM 824348106 2,034 4,427 SH   SOLE   4,236 0 191
SPDR GOLD TRUST GOLD SHS 78463V107 318 2,145 SH   SOLE   2,145 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 2,576 9,994 SH   SOLE   8,602 0 1,392
SPDR SER TR PRTFLO S&P500 VL 78464A508 48 1,861 SH   SOLE   1,861 0 0
SPDR SER TR S&P REGL BKG 78464A698 897 27,530 SH   SOLE   27,280 0 250
SPDR SER TR S&P BIOTECH 78464A870 89 1,150 SH   SOLE   1,150 0 0
SPDR SER TR NUVEEN BLMBRG SR 78468R739 153 3,125 SH   SOLE   3,125 0 0
SPDR SER TR PRTFLO S&P500 HI 78468R788 67 2,727 SH   SOLE   0 0 2,727
SQUARE INC CL A 852234103 2,542 48,524 SH   SOLE   46,949 0 1,575
STRYKER CORP COM 863667101 601 3,607 SH   SOLE   3,607 0 0
TARGET CORP COM 87612E106 748 8,045 SH   SOLE   8,045 0 0
TORONTO DOMINION BK ONT COM NEW 891160509 302 7,115 SH   SOLE   6,615 0 500
TYME TECHNOLOGIES INC COM 90238J103 154 140,000 SH   SOLE   140,000 0 0
UNION PAC CORP COM 907818108 246 1,741 SH   SOLE   1,741 0 0
UNITED TECHNOLOGIES CORP COM 913017109 2,481 26,304 SH   SOLE   25,135 0 1,169
US BANCORP DEL COM NEW 902973304 816 23,680 SH   SOLE   23,180 0 500
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 14 58 SH   SOLE   58 0 0
VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 146 1,150 SH   SOLE   1,150 0 0
VANGUARD INDEX FDS MID CAP ETF 922908629 47 359 SH   SOLE   359 0 0
VANGUARD INDEX FDS SMALL CP ETF 922908751 58 505 SH   SOLE   505 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 193 1,498 SH   SOLE   1,498 0 0
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 506 8,062 SH   SOLE   8,062 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 12 366 SH   SOLE   366 0 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 502 6,346 SH   SOLE   6,346 0 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 104 1,194 SH   SOLE   1,194 0 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 4,192 40,545 SH   SOLE   38,745 0 1,800
VANGUARD WORLD FDS FINANCIALS ETF 92204A405 203 4,000 SH   SOLE   4,000 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 3,010 56,013 SH   SOLE   53,135 0 2,878
VISA INC COM CL A 92826C839 3,995 24,793 SH   SOLE   23,998 0 795
WALMART INC COM 931142103 3,252 28,624 SH   SOLE   27,550 0 1,074
WEYERHAEUSER CO COM 962166104 1,142 67,347 SH   SOLE   63,485 0 3,862