The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3D SYSTEMS ORD COM 88554D205 3 400 SH Call SOLE   400 0 0
ABB ADR REP 1 ORD SPONSORED ADR 000375204 1,508 87,400 SH   SOLE   87,400 0 0
ACACIA COMMUNICATIONS ORD (NMS) COM 00401C108 0 10 SH Call SOLE   10 0 0
ACACIA COMMUNICATIONS ORD (NMS) COM 00401C108 0 1 SH Put SOLE   1 0 0
ACT II GLOBAL ACQUISITION CL A ORD COM G0080J104 335 34,000 SH   SOLE   34,000 0 0
ACT II GLOBAL ACQUISITION UNT COM G0080J112 2 300 SH   SOLE   300 0 0
ADESTO TECHNOLOGIES ORD COM 00687D101 89 8,000 SH   SOLE   8,000 0 0
ADVANCED MICRO DEVICES ORD COM 007903107 134 2,951 SH   DFND   2,951 0 0
AEGON ADR COM 007924103 247 99,200 SH   SOLE   99,200 0 0
AERCAP HOLDINGS ORD COM N00985106 0 3 SH Put SOLE   3 0 0
AGREE REALTY REIT ORD COM 008492100 123 2,000 SH   DFND   2,000 0 0
AIR LEASE CL A ORD COM 00912X302 105 4,750 SH   SOLE   4,750 0 0
AKOUSTIS TECHNOLOGIE ORD COM 00973N102 14 2,633 SH   DFND   2,633 0 0
ALCOA ORD COM 013872106 0 100 SH   DFND   100 0 0
ALCON AG COM H01301128 254 5,000 SH   SOLE   5,000 0 0
ALDEYRA THERAPEUTICS ORD COM 01438T106 0 100 SH   SOLE   100 0 0
ALEXION PHARMACEUTICALS RTS COM 015351109 322 3,597 SH   SOLE   3,597 0 0
ALIBABA GROUP HOLDING ADR REP 8 ORD SPONSORED ADR 01609W102 7 40 SH Put DFND   40 0 0
ALLEGHANY ORD COM 017175100 552 1,000 SH   SOLE   1,000 0 0
ALLEGRO MERGER RTS COM 01749N129 0 10,000 SH   SOLE   10,000 0 0
ALLERGAN ORD COM G0177J108 18,415 103,984 SH   SOLE   103,984 0 0
ALLERGAN ORD COM G0177J108 0 1 SH Put SOLE   1 0 0
ALLON THERAPEUTICS ORD COM 019774108 0 30,000 SH   SOLE   30,000 0 0
ALPHABET CL A ORD COM 02079K305 2,673 2,301 SH   DFND   2,301 0 0
ALTA MESA RESOURCES CL A ORD COM 02133L109 0 2,500 SH   SOLE   2,500 0 0
ALTERYX CL A ORD COM 02156B103 285 3,000 SH   DFND   3,000 0 0
AMARIN ADR REP 1 ORD SPONSORED ADR 023111206 24 6,050 SH   DFND   6,050 0 0
AMARIN ADR REP 1 ORD SPONSORED ADR 023111206 0 69 SH Call DFND   69 0 0
AMAZON COM ORD COM 023135106 1,754 900 SH   DFND   900 0 0
AMBAC FINANCIAL GROUP ORD (NYS) COM 023139884 3 250 SH Call SOLE   250 0 0
AMERICAN FIN CUM RED PERP SRS A PRF COM 02607T406 35 2,000 SH   SOLE   2,000 0 0
ANALOG DEVICES ORD COM 032654105 331 3,700 SH   DFND   3,700 0 0
ANGLOGOLD ASHANTI ADR REP 1 ORD SPONSORED ADR 035128206 184 11,100 SH   SOLE   11,100 0 0
ANTERIX ORD COM 03676C100 91 2,000 SH   DFND   2,000 0 0
APACHE ORD COM 037411105 0 100 SH   DFND   100 0 0
APACHE ORD COM 037411105 8 2,104 SH Call DFND   2,104 0 0
APHRIA ORD COM 03765K104 12 4,114 SH   SOLE   4,114 0 0
APHRIA ORD COM 03765K104 0 118 SH Call SOLE   118 0 0
API GROUP ORD COM G49894101 1,355 193,700 SH   SOLE   193,700 0 0
APPLE ORD COM 037833100 3 15 SH Put DFND   15 0 0
AQUA METALS ORD COM 03837J101 0 440 SH   SOLE   440 0 0
ARBUTUS BIOPHARMA ORD COM 03879J100 9 9,900 SH   DFND   9,900 0 0
ARCBEST ORD COM 03937C105 29 1,700 SH   SOLE   1,700 0 0
ARCELORMITTAL ADR COM 03938L203 56 6,010 SH   SOLE   6,010 0 0
ARCH CAPITAL GROUP ORD COM G0450A105 1,188 41,750 SH   SOLE   41,750 0 0
ARDMORE SHIPPING ORD COM Y0207T100 62 11,951 SH   SOLE   11,951 0 0
ASCENA RETAIL GROUP ORD COM 04351G200 208 150,000 SH   SOLE   150,000 0 0
ASML HOLDING ADR REP ORD SPONSORED ADR N07059210 2,980 11,390 SH   SOLE   11,390 0 0
ASSERTIO THERAPEUTICS ORD COM 04545L107 0 100 SH   SOLE   100 0 0
ASTRAZENECA ADR REP 1.5 ORD SPONSORED ADR 046353108 0 1 SH   SOLE   1 0 0
ASTRONICS CL B ORD COM 046433207 0 67 SH   SOLE   67 0 0
AURORA CANNABIS ORD COM 05156X108 0 500 SH   SOLE   500 0 0
AVALONBAY COMMUNITIES REIT ORD COM 053484101 8 55 SH   SOLE   55 0 0
AVAYA HOLDINGS ORD COM 05351X101 17 2,160 SH   DFND   2,160 0 0
B RILEY FINANCIAL 6 50 SNR NTS COM 05580M801 36 2,000 SH   SOLE   2,000 0 0
B RILEY FINANCIAL 6 75 SNR NTS COM 05580M702 3 200 SH   SOLE   200 0 0
B RILEY FINANCIAL 6.875 SNR NTS COM 05580M603 4 209 SH   SOLE   209 0 0
B RILEY FINANCIAL 7.50 SNR NTS COM 05580M306 85 4,528 SH   SOLE   4,528 0 0
B RILEY FINANCIAL SNR NTS COM 05580M405 7 400 SH   SOLE   400 0 0
B. RILEY FINCL COM 05580M868 82 4,500 SH   SOLE   4,500 0 0
BANCO BILBAO VIZCAYA ARGENTARIA ADR COM 05946K101 500 163,550 SH   SOLE   163,550 0 0
BANK OF AMERICA ORD COM 060505104 213 10,050 SH   DFND   10,050 0 0
BARCLAYS ADR REP 4 ORD SPONSORED ADR 06738E204 437 96,601 SH   SOLE   96,601 0 0
BEL FUSE CL B ORD COM 077347300 1 191 SH   SOLE   191 0 0
BENEFYTT TECHNOLOGIES CL A ORD COM 08182C106 828 37,000 SH   DFND   37,000 0 0
BEYOND MEAT ORD COM 08862E109 0 5 SH   DFND   5 0 0
BHP GROUP ADR REP 2 ORD SPONSORED ADR 05545E209 529 17,450 SH   DFND   17,450 0 0
BLACKOCK MUNIHOLDINGS INV QUALITY CF COM 09254P108 32 2,500 SH   DFND   2,500 0 0
BLACKROCK CALIFORNIA MUNICPL INCM CF COM 09248E102 98 7,728 SH   DFND   7,728 0 0
BLACKROCK CAPITAL INVESTMENT ORD COM 092533108 98 44,550 SH   DFND   44,550 0 0
BLACKROCK INCOME CF COM 09247F100 56 9,867 SH   SOLE   9,867 0 0
BLACKROCK MUNCPL 2030 TARGET TERM CF COM 09257P105 143 6,341 SH   DFND   6,341 0 0
BLACKROCK MUNIASSETS CF COM 09254J102 95 7,170 SH   DFND   7,170 0 0
BLACKROCK MUNICIP INC INV QUALITY CF COM 09250G102 2 186 SH   DFND   186 0 0
BLACKROCK MUNICIPAL 2020 TERM CF COM 09249X109 79 5,400 SH   SOLE   5,400 0 0
BLACKROCK MUNICIPAL INCOME II CF COM 09249N101 53 4,000 SH   DFND   4,000 0 0
BLACKROCK MUNICIPAL INCOME INV CF COM 09248H105 124 10,193 SH   DFND   10,193 0 0
BLACKROCK MUNIENHANCED CF COM 09253Y100 42 4,000 SH   DFND   4,000 0 0
BLACKROCK MUNIYIELD QUALITY III CF COM 09254E103 82 6,488 SH   DFND   6,488 0 0
BLACKROCK MUNIYLD QUALITY FUND CF COM 09254F100 48 3,357 SH   DFND   3,357 0 0
BLACKROCK MUNIYLD QUALITY FUND II CF COM 09254G108 55 4,500 SH   DFND   4,500 0 0
BLACKROCK TAXABL MUNI BND CF COM 09248X100 58 2,701 SH   DFND   2,701 0 0
BNY MELLON MNCPL BND INFRSTR NAV CF COM 09662W109 85 6,900 SH   DFND   6,900 0 0
BNY MELLON STRATEGIC MUNICPLS NAV CF COM 05588W108 58 7,795 SH   DFND   7,795 0 0
BOINGO WIRELESS ORD (NMS) COM 09739C102 0 50 SH Call SOLE   50 0 0
BOWL AMERICA CL A ORD COM 102565108 88 10,171 SH   SOLE   10,171 0 0
BP ADR EACH REPSTNG SIX ORD SPONSORED ADR 055622104 2,973 121,900 SH   DFND   121,900 0 0
BRINKER INTERNATIONAL ORD COM 109641100 300 25,000 SH   SOLE   25,000 0 0
BRISTOL MYERS SQUIBB CONTINGENT RTS COM 110122157 771 202,909 SH   DFND   202,909 0 0
BRISTOL MYERS SQUIBB ORD COM 110122108 0 3 SH Call DFND   3 0 0
BROADCOM ORD COM 11135F101 995 4,200 SH   DFND   4,200 0 0
BROWN FORMAN CL A ORD COM 115637100 5 110 SH   DFND   110 0 0
BYRNA TECHNOLOGIES ORD COM 12448X102 500 2,098,617 SH   SOLE   2,098,617 0 0
CAESARS ENTERTAINMENT ORD COM 127686103 2 420 SH   DFND   420 0 0
CAMECO ORD COM 13321L108 57 7,500 SH   DFND   7,500 0 0
CANON ADR REP ORD SPONSORED ADR 138006309 108 5,000 SH   SOLE   5,000 0 0
CANSORTIUM EQY WRT EXP 03/21/2021 ON TIUM/U CF COM 13809L133 0 39,000 SH   SOLE   39,000 0 0
CAROLINA FINANCIAL ORD COM 143873107 517 20,000 SH   DFND   20,000 0 0
CARROLS RESTAURANT GROUP ORD COM 14574X104 37 20,796 SH   SOLE   20,796 0 0
CARVER BANCORP ORD COM 146875604 2 1,500 SH   SOLE   1,500 0 0
CATERPILLAR ORD COM 149123101 2 20 SH Call DFND   20 0 0
CAVCO INDUSTRIES ORD COM 149568107 160 1,104 SH   SOLE   1,104 0 0
CEDAR REALTY REIT ORD COM 150602209 0 300 SH   SOLE   300 0 0
CELLECTAR BIOSCIENCES ORD COM 15117F500 88 69,600 SH   SOLE   69,600 0 0
CELSIUS HOLDINGS ORD COM 15118V207 134 31,993 SH   SOLE   31,993 0 0
CENTRAL GARDEN AND PET CL A ORD COM 153527205 33 1,295 SH   SOLE   1,295 0 0
CERENCE ORD COM 156727109 198 12,900 SH   SOLE   12,900 0 0
CHANGE HEALTHCARE ORD COM 15912K100 4 442 SH   SOLE   442 0 0
CHANGE HEALTHCARE ORD COM 15912K100 5 530 SH Call SOLE   530 0 0
CHEMBIO DIAGNOSTICS ORD COM 163572209 55 10,829 SH   DFND   10,829 0 0
CHINA INDUSTRIAL GROUP ORD COM 169396108 4 1,397,637 SH   SOLE   1,397,637 0 0
CHINA MOBILE ADR REPSG 5 ORD SPONSORED ADR 16941M109 228 6,072 SH   DFND   6,072 0 0
CHINA PETRO & CHEM ADR REP 100 H ORD SPONSORED ADR 16941R108 4 99 SH   SOLE   99 0 0
CHURCHILL CAPITAL III CORP COM 17144C203 1 100 SH   SOLE   100 0 0
CITIGROUP ORD COM 172967424 8 200 SH   DFND   200 0 0
CK HUTCHISON HOLDINGS ADR COM 12562Y100 107 16,000 SH   SOLE   16,000 0 0
CLEARWAY ENERGY CL A ORD COM 18539C105 26 1,560 SH   DFND   1,560 0 0
CLOUDFLARE CL A ORD COM 18915M107 82 3,500 SH   DFND   3,500 0 0
CNH INDUSTRIAL ORD COM N20944109 0 3 SH   SOLE   3 0 0
CONTINENTAL RESOURCES ORD (NYS) COM 212015101 0 110 SH Call DFND   110 0 0
CRAFT BREW ALLIANCE ORD COM 224122101 1,764 118,416 SH   DFND   118,416 0 0
CRAWFORD CL B ORD COM 224633107 285 44,729 SH   SOLE   44,729 0 0
CREDIT SUISSE GRP ADR REPTG ONE ORD SPONSORED ADR 225401108 675 83,513 SH   SOLE   83,513 0 0
CRESCENT ACQUISITION UNT COM 22564L204 1 100 SH   SOLE   100 0 0
CROWDSTRIKE HOLDINGS CL A ORD COM 22788C105 55 1,000 SH   DFND   1,000 0 0
CURALEAF HLDGS ORD COM 23126M102 7 1,800 SH   DFND   1,800 0 0
CURIS ORD COM 231269200 1 2,000 SH   SOLE   2,000 0 0
CV SCIENCES ORD COM 126654102 1 2,500 SH   SOLE   2,500 0 0
CYPRESS SEMICONDUCTOR ORD COM 232806109 2,757 118,250 SH   DFND   118,250 0 0
CYTODYN ORD COM 23283M101 3 1,200 SH   SOLE   1,200 0 0
DATADOG CL A ORD COM 23804L103 93 2,600 SH   DFND   2,600 0 0
DAXOR ORD COM 239467103 134 10,000 SH   SOLE   10,000 0 0
DBV TECHNOLOGIES ADR REP 0.5 ORD SPONSORED ADR 23306J101 4 1,199 SH   DFND   1,199 0 0
DELPHI TECHNOLOGIES ORD COM G27823106 1 198 SH   SOLE   198 0 0
DHT HOLDINGS ORD COM Y2065G121 15 2,000 SH   SOLE   2,000 0 0
DHT HOLDINGS ORD COM Y2065G121 7 923 SH Call SOLE   923 0 0
DIAMOND EAGLE ACQUISITION CL A ORD (NMS) COM 25258L109 0 20 SH Call DFND   20 0 0
DIREXION BRAZIL BULL 2X SHARES ETF COM 25490K315 30 20,000 SH   SOLE   20,000 0 0
DIREXION DAILY S&P 500 BULL 3X ETF COM 25459W862 0 1 SH   SOLE   1 0 0
DIREXION SEMICONDUCTOR BULL 3X ETF COM 25459W458 11 126 SH   SOLE   126 0 0
DISCOVERY SRS B ORD COM 25470F203 3 133 SH   SOLE   133 0 0
DOLLAR TREE ORD COM 256746108 5 79 SH   DFND   79 0 0
DUFF & PHELPS UTILITY & CORP BOND CF COM 26432K108 106 12,681 SH   DFND   12,681 0 0
DUPONT DE NEMOURS ORD COM 26614N102 1 30 SH   DFND   30 0 0
DWS MUNICIPAL INCOME CF COM 233368109 142 13,180 SH   DFND   13,180 0 0
DXC TECHNOLOGY ORD COM 23355L106 19 1,500 SH   DFND   1,500 0 0
EASTSIDE DISTILLING ORD COM 277802302 77 66,396 SH   DFND   66,396 0 0
EATON VANCE CALIF MUNICIPAL BOND CF COM 27828A100 28 2,700 SH   DFND   2,700 0 0
EATON VANCE FLTNG RATE INC PLUS CF COM 278284104 48 4,173 SH   SOLE   4,173 0 0
EATON VANCE LIMITED DURATION INCM CF COM 27828H105 2 200 SH   DFND   200 0 0
EATON VANCE MUNICIPAL BND CF COM 27827X101 142 11,440 SH   DFND   11,440 0 0
EATON VANCE MUNICIPAL INCOME CF COM 27826U108 160 13,373 SH   DFND   13,373 0 0
EATON VANCE MUNICIPAL INCOME TRM CF COM 27829U105 52 2,637 SH   DFND   2,637 0 0
ECMOHO ADS COM 27888P104 6 1,200 SH   SOLE   1,200 0 0
EL PASO ELECTRIC ORD COM 283677854 13 200 SH   DFND   200 0 0
ELANCO ANIMAL HEALTH CVR COM 28414H103 2 100 SH   DFND   100 0 0
ELLINGTON FINANCIAL INC COM 28852N208 52 4,900 SH   DFND   4,900 0 0
EMBRAER ADR REP FOUR ORD SPONSORED ADR 29082A107 29 4,000 SH   DFND   4,000 0 0
EMBRAER ADR REP FOUR ORD SPONSORED ADR 29082A107 11 1,494 SH Call DFND   1,494 0 0
ENERGY SELECT SECTOR SPDR ETF COM 81369Y506 1 50 SH   DFND   50 0 0
ENERTECK ORD COM 29275X104 0 7,500 SH   SOLE   7,500 0 0
ENRGY TRNSFR OPERT SRS D CUM RED PRF COM 29278N400 6 500 SH   SOLE   500 0 0
EQUINOR ADR REP ORD SPONSORED ADR 29446M102 686 56,400 SH   SOLE   56,400 0 0
ETFMG ALTERNATIVE HARVEST ETF COM 26924G508 0 67 SH Put DFND   67 0 0
EURONAV NV COM B38564108 221 19,665 SH   SOLE   19,665 0 0
EURONAV NV COM B38564108 4 440 SH Call SOLE   440 0 0
EXACT SCIENCES ORD (NMS) COM 30063P105 8 150 SH Call DFND   150 0 0
FANNIE MAE NON CUMULATIVE H PFD COM 313586885 5 600 SH   SOLE   600 0 0
FEDEX ORD COM 31428X106 2 22 SH   DFND   22 0 0
FGL ORD COM G3402M102 220 22,500 SH   SOLE   22,500 0 0
FIAT CHRYSLER AUTOMOBILES ORD COM N31738102 468 65,200 SH   SOLE   65,200 0 0
FINTECH ACQUISITION CL A ORD COM 31811A101 5 580 SH   SOLE   580 0 0
FIREEYE ORD COM 31816Q101 135 12,792 SH   DFND   12,792 0 0
FIRST NBC BANK HOLDING ORD COM 32115D106 0 8,519 SH   SOLE   8,519 0 0
FISERV ORD COM 337738108 0 5 SH Put DFND   5 0 0
FITBIT CL A ORD COM 33812L102 1,406 211,245 SH   DFND   211,245 0 0
FITBIT CL A ORD COM 33812L102 1 211 SH Put DFND   211 0 0
FIVE9 ORD COM 338307101 76 1,000 SH   SOLE   1,000 0 0
FORESCOUT TECHNOLOGIES ORD COM 34553D101 2,123 67,227 SH   DFND   67,227 0 0
FORTIVE ORD COM 34959J108 0 1 SH   SOLE   1 0 0
FORTRESS BIOTECH ORD COM 34960Q109 330 175,000 SH   SOLE   175,000 0 0
FORTY SEVEN ORD COM 34983P104 2,118 22,205 SH   DFND   22,205 0 0
FORWARD PHARMA ADR REP 14 ORD SPONSORED ADR 34986J204 6 1,118 SH   SOLE   1,118 0 0
FOX CL A ORD COM 35137L105 2 100 SH   DFND   100 0 0
FREEPORT MCMORAN ORD COM 35671D857 33 5,000 SH   DFND   5,000 0 0
FRESENIUS MEDICAL ADR REPTG 0.5 ORD SPONSORED ADR 358029106 328 10,001 SH   SOLE   10,001 0 0
FRONTLINE ORD COM G3682E192 10 1,111 SH Call SOLE   1,111 0 0
FTE NETWORKS ORD COM 30283R402 5 4,000 SH   SOLE   4,000 0 0
GAIN CAPITAL HOLDINGS ORD COM 36268W100 68 12,300 SH   DFND   12,300 0 0
GALAPAGOS ADR REP ORD SPONSORED ADR 36315X101 607 3,100 SH   SOLE   3,100 0 0
GARRISON CAPITAL ORD COM 366554103 24 14,500 SH   DFND   14,500 0 0
GDS HOLDINGS LIMITED ADR (NMS) COM 36165L108 0 10 SH Call DFND   10 0 0
GENERAL FIN SRS C CUM RED PERP PRF COM 369822507 8 100 SH   SOLE   100 0 0
GENIUS PRODUCTS ORD COM 37229R305 0 122 SH   SOLE   122 0 0
GENOCEA BIOSCIENCES ORD COM 372427401 516 300,000 SH   SOLE   300,000 0 0
GENWORTH FINANCIAL CL A ORD COM 37247D106 194 58,700 SH   DFND   58,700 0 0
GENWORTH FINANCIAL CL A ORD COM 37247D106 1 421 SH Call DFND   421 0 0
GLDMN SCH DS RP 1/1000 SRS C CM PRF COM 38144X609 7 400 SH   SOLE   400 0 0
GOLD FIELDS ADR REP 1 ORD SPONSORED ADR 38059T106 468 98,600 SH   DFND   98,600 0 0
GOLDMAN SACHS DS RPT 1/1000 SR A PRF COM 38143Y665 17 900 SH   SOLE   900 0 0
GOLDMAN SACHS GROUP ORD COM 38141G104 0 1 SH   DFND   1 0 0
GOLDMAN SACHS GROUP ORD COM 38141G104 1 10 SH Call DFND   10 0 0
GORES METROPOULOS UNT COM 382872208 9 933 SH   SOLE   933 0 0
GRAF INDUSTRIAL RED UNT COM 384278206 3 300 SH   SOLE   300 0 0
GREEN GROWTH BRANDS ORD COM 39305B105 82 1,000,000 SH   SOLE   1,000,000 0 0
GREEN THUMB INDUSTRIES ORD COM 39342L108 402 69,075 SH   SOLE   69,075 0 0
GREENLANE HOLDINGS CL A ORD COM 395330103 894 520,000 SH   SOLE   520,000 0 0
GREIF CL A ORD COM 397624107 13 445 SH   DFND   445 0 0
GRIDSUM HOLDING ADR COM 398132100 56 82,500 SH   SOLE   82,500 0 0
GSX TECHEDU 3 ADR REP 2 CL A ORD SPONSORED ADR 36257Y109 8 200 SH   DFND   200 0 0
GUGNHM TXBL MUN MNG DUR CF COM 401664107 164 7,466 SH   DFND   7,466 0 0
GX ACQUISITON UNT COM 36251A206 6 680 SH   SOLE   680 0 0
HARVEST HEALTH AND RECREATION ORD COM 41755M102 65 71,300 SH   SOLE   71,300 0 0
HAYMAKER ACQUISITION CL A ORD COM 42087L101 396 40,492 SH   SOLE   40,492 0 0
HAYMAKER ACQUISITION UNT COM 42087L200 2 200 SH   SOLE   200 0 0
HEICO ORD COM 422806109 3 50 SH   DFND   50 0 0
HELIOS AND MATHESON ANALYTICS ORD COM 42327L309 0 1,002 SH   SOLE   1,002 0 0
HERMITAGE OFFSHORE SERVICES ORD COM G4511M108 5 8,286 SH   SOLE   8,286 0 0
HEWLETT PACKARD ENTERPRISE ORD COM 42824C109 5 586 SH   DFND   586 0 0
HILTON GRAND VACATIONS ORD COM 43283X105 1 100 SH   DFND   100 0 0
HIMAX TECHNOLOGIES ADR REP 2 ORD SPONSORED ADR 43289P106 26 9,850 SH   SOLE   9,850 0 0
HIMAX TECHNOLOGIES ADR REP 2 ORD SPONSORED ADR 43289P106 2 1,050 SH Call SOLE   1,050 0 0
HOME DEPOT ORD COM 437076102 2 15 SH Put DFND   15 0 0
HONDA MOTOR ADR REP 1 ORD SPONSORED ADR 438128308 112 5,000 SH   SOLE   5,000 0 0
HOWMET AEROSPACE ORD COM 443201108 774 60,000 SH   SOLE   60,000 0 0
HOWMET AEROSPACE ORD COM 443201108 3 235 SH Call SOLE   235 0 0
HP ORD COM 40434L105 1 100 SH   DFND   100 0 0
HSBC HOLDINGS ADR REP 5 ORD SPONSORED ADR 404280406 241 8,609 SH   DFND   8,609 0 0
HTG MOLECULAR DIAGNOSTICS ORD COM 40434H104 18 56,500 SH   SOLE   56,500 0 0
ICICI BANK ADR REP 2 ORD SPONSORED ADR 45104G104 0 50 SH   SOLE   50 0 0
INFLARX ORD COM N44821101 1,413 370,000 SH   SOLE   370,000 0 0
INPHONIC ORD (OTC) COM 45772G105 0 14,472 SH   SOLE   14,472 0 0
INSEEGO ORD COM 45782B104 224 36,000 SH   SOLE   36,000 0 0
INTERCONTINENTAL HOTEL ADR REP 1 ORD SPONSORED ADR 45857P806 1,332 31,616 SH   SOLE   31,616 0 0
INTERNATIONAL BUSINESS MACHINES ORD COM 459200101 7 72 SH   DFND   72 0 0
INTERNATIONAL PAPER ORD COM 460146103 0 30 SH   DFND   30 0 0
INVESCO BOND CF COM 46132L107 70 4,000 SH   DFND   4,000 0 0
INVESCO CALIFORNIA VALUE MUNCIPAL CF COM 46132H106 56 5,000 SH   DFND   5,000 0 0
INVESCO GRADE MUN CF COM 46131M106 118 9,841 SH   DFND   9,841 0 0
INVESCO MUNICIPAL OPPORTUNITY CF COM 46132C107 49 4,329 SH   DFND   4,329 0 0
INVESCO MUNICPL INCM OPPOR CL COM CF COM 46132X101 105 15,285 SH   DFND   15,285 0 0
INVESCO SNR INCOME CF COM 46131H107 103 32,000 SH   SOLE   32,000 0 0
INVESCO VALUE MUNICIPAL INCOME CF COM 46132P108 165 11,738 SH   DFND   11,738 0 0
INVSC QQQ TRUST SRS 1 ETF COM 46090E103 476 2,500 SH   DFND   2,500 0 0
INVSC QQQ TRUST SRS 1 ETF COM 46090E103 3 17 SH Put DFND   17 0 0
IOVANCE BIOTHERAPEUTICS ORD (NMS) COM 462260100 4 155 SH Call DFND   155 0 0
IRONWOOD PHARMA CL A ORD COM 46333X108 353 35,000 SH   SOLE   35,000 0 0
ISHARES IBOXX INVT GRADE BOND ETF COM 464287242 1,031 8,350 SH   DFND   8,350 0 0
ISHARES PREFERRED INCOME SEC ETF COM 464288687 3 100 SH   DFND   100 0 0
ISHARES RUSSELL 2000 ETF COM 464287655 17 150 SH Call DFND   150 0 0
ISHARES SILVER TRUST ETF COM 46428Q109 2 200 SH   DFND   200 0 0
ISHARES US REAL ESTATE ETF COM 464287739 918 13,200 SH   DFND   13,200 0 0
JD.COM ADR REP 2 CL A ORD SPONSORED ADR 47215P106 4 110 SH Put SOLE   110 0 0
JPMORGAN CHASE ORD COM 46625H100 0 1 SH   DFND   1 0 0
JPMORGAN CHASE ORD COM 46625H100 2 30 SH Call DFND   30 0 0
KAR AUCTION SERVICES ORD (NYS) COM 48238T109 0 10 SH Call DFND   10 0 0
KELLY SERVICES CL B ORD COM 488152307 7 706 SH   SOLE   706 0 0
KOHL'S ORD COM 500255104 0 30 SH Put DFND   30 0 0
KT ADR REP 1/2 ORD SPONSORED ADR 48268K101 863 110,967 SH   SOLE   110,967 0 0
LANDCADIA HOLDINGS II UNT COM 51476X204 56 5,716 SH   SOLE   5,716 0 0
LEGACY ACQUISITION CL A ORD COM 524643103 416 40,200 SH   DFND   40,200 0 0
LEGG MASON ORD COM 524901105 146 3,000 SH   DFND   3,000 0 0
LENNAR CL B ORD COM 526057302 1 62 SH   SOLE   62 0 0
LEO HOLDINGS CL A ORD COM G5463L105 117 11,422 SH   SOLE   11,422 0 0
LGL SYSTEMS ACQUISITION UNT COM 50201G205 4 450 SH   SOLE   450 0 0
LIBERTY LATIN AMERICA CL C ORD COM G5480U153 164 16,000 SH   SOLE   16,000 0 0
LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD COM 531229607 38 1,210 SH   SOLE   1,210 0 0
LINDE ORD COM G5494J103 216 1,250 SH   SOLE   1,250 0 0
LLOYDS BANKING GROUP ADR 4 ORD SPONSORED ADR 539439109 3,416 2,262,420 SH   SOLE   2,262,420 0 0
LMP AUTOMOTIVE HOLDINGS ORD COM 53952P101 276 49,800 SH   SOLE   49,800 0 0
LOGMEIN ORD COM 54142L109 8 100 SH   DFND   100 0 0
LONGWEI PETROLEUM INVEST HOLDING ORD COM 543354104 0 5,000 SH   SOLE   5,000 0 0
LUCKIN COFFEE ADR REP 8 ORD SPONSORED ADR 54951L109 353 13,000 SH   DFND   13,000 0 0
MACYS ORD COM 55616P104 211 43,000 SH   DFND   43,000 0 0
MAIDEN HOLDINGS LTD COM 560292302 212 12,631 SH   SOLE   12,631 0 0
MANPOWERGROUP ORD COM 56418H100 1 30 SH   SOLE   30 0 0
MARATHON PETROLEUM ORD COM 56585A102 1 50 SH   DFND   50 0 0
MARKER THERAPEUTICS ORD COM 57055L107 38 20,000 SH   DFND   20,000 0 0
MARTIN MARIETTA MATERIALS ORD COM 573284106 0 5 SH   DFND   5 0 0
MARVELL TECHNOLOGY GROUP ORD COM G5876H105 90 4,000 SH   SOLE   4,000 0 0
MASTERCARD CL A ORD COM 57636Q104 2 12 SH   DFND   12 0 0
MCDERMOTT INTERNATIONAL ORD COM 580037703 34 600,000 SH   DFND   600,000 0 0
MCKESSON ORD COM 58155Q103 15 117 SH   DFND   117 0 0
MEDIFAST ORD COM 58470H101 170 2,730 SH   DFND   2,730 0 0
MEDTRONIC ORD COM G5960L103 1,403 15,560 SH   SOLE   15,560 0 0
MEGALITH FINANCIAL ACQUISITION UNT COM 58518F208 19 1,860 SH   SOLE   1,860 0 0
MELLANOX TECHNOLOGIES ORD COM M51363113 2,937 24,212 SH   SOLE   24,212 0 0
MERCURY GENERAL ORD COM 589400100 40 1,000 SH   DFND   1,000 0 0
MERRILL LYNCH DEPOSITOR INC INDEXPLUS TRUST SERIES 2003-1 COM 45408V203 63 2,495 SH   SOLE   2,495 0 0
MERSANA THERAPEUTICS ORD COM 59045L106 340 58,400 SH   SOLE   58,400 0 0
MGM RESORTS INTERNATIONAL ORD COM 552953101 37 3,200 SH   DFND   3,200 0 0
MGM RESORTS INTERNATIONAL ORD COM 552953101 1 100 SH Put DFND   100 0 0
MGP INGREDIENTS ORD COM 55303J106 34 1,273 SH   DFND   1,273 0 0
MID AMERICA APT COMMUNITI REIT ORD COM 59522J103 1,030 10,000 SH   DFND   10,000 0 0
MODERNA ORD COM 60770K107 559 18,675 SH   DFND   18,675 0 0
MONEYGRAM INTERNATIONAL ORD COM 60935Y208 0 200 SH   SOLE   200 0 0
MONGODB CL A ORD COM 60937P106 0 7 SH Put DFND   7 0 0
MORGAN STANL DS REP 1/1000 SRS E PRF COM 61762V200 2 100 SH   SOLE   100 0 0
MOSAIC ORD COM 61945C103 3 360 SH   DFND   360 0 0
MOTUS GI HOLDINGS ORD COM 62014P108 0 500 SH   SOLE   500 0 0
MSC INDUSTRIAL CL A ORD COM 553530106 8 150 SH   SOLE   150 0 0
MUSTANG BIO ORD COM 62818Q104 536 200,000 SH   SOLE   200,000 0 0
NANTKWEST ORD COM 63016Q102 28 10,000 SH   DFND   10,000 0 0
NAVIDEA BIOPHARMACEUTICALS ORD COM 63937X202 151 199,220 SH   SOLE   199,220 0 0
NAVIDEA BIOPHARMACEUTICALS ORD COM 63937X202 0 525 SH Call SOLE   525 0 0
NAVISTAR INTERNATIONAL ORD (NYS) COM 63934E108 0 30 SH Call DFND   30 0 0
NAVISTAR INTERNATIONAL ORD (NYS) COM 63934E108 0 40 SH Put DFND   40 0 0
NESCO HOLDINGS ORD COM 64083J104 0 100 SH   SOLE   100 0 0
NETFLIX ORD COM 64110L106 183 489 SH   DFND   489 0 0
NEUBASE THERAPEUTICS ORD COM 64132K102 80 11,270 SH   SOLE   11,270 0 0
NEUBERGER BERMAN HGH YLD STRATGS CF COM 64128C106 67 7,829 SH   DFND   7,829 0 0
NEUROTROPE ORD COM 64129T207 61 75,300 SH   DFND   75,300 0 0
NIELSEN HOLDINGS ORD COM G6518L108 0 10 SH Call SOLE   10 0 0
NN GROUP NV UNSPONSORED NETHERLA ADR COM 629334103 27 2,000 SH   SOLE   2,000 0 0
NOKIA ADR REPSG 1 SER A ORD SPONSORED ADR 654902204 711 229,597 SH   DFND   229,597 0 0
NORTONLIFELOCK ORD COM 668771108 31 1,680 SH   DFND   1,680 0 0
NORTONLIFELOCK ORD COM 668771108 0 10 SH Call DFND   10 0 0
NORTONLIFELOCK ORD COM 668771108 0 10 SH Put DFND   10 0 0
NORWEGIAN CRUISE LINE HOLDINGS ORD COM G66721104 137 12,500 SH   SOLE   12,500 0 0
NOVO NORDISK ADR REPSG 1 ORD SPONSORED ADR 670100205 301 5,000 SH   SOLE   5,000 0 0
NUVEEN AMT FREE MNCPL CRDT INCM CF COM 67071L106 303 20,661 SH   DFND   20,661 0 0
NUVEEN AMT FREE QLTY MNCPL INCM CF COM 670657105 162 12,000 SH   DFND   12,000 0 0
NUVEEN CLIFORNIA QULTY MNCPL INCM CF COM 67066Y105 172 12,626 SH   DFND   12,626 0 0
NUVEEN CREDIT STRATEGIES INCOME CF COM 67073D102 198 35,000 SH   DFND   35,000 0 0
NUVEEN ENHANCED MUNICIPAL VALUE CF COM 67074M101 6 500 SH   DFND   500 0 0
NUVEEN MUNI HIGH INC OPPORTUNITY CF COM 670682103 181 14,570 SH   DFND   14,570 0 0
NUVEEN MUNICIPAL 2021 TARGET TERM CF COM 670687102 42 4,535 SH   SOLE   4,535 0 0
NUVEEN MUNICIPAL CREDIT INCOME CF COM 67070X101 249 17,729 SH   DFND   17,729 0 0
NUVEEN MUNICIPAL VALUE CF COM 670928100 102 10,500 SH   DFND   10,500 0 0
NUVEEN NEW YORK MUNICIPAL VALUE CF COM 67062M105 94 10,000 SH   SOLE   10,000 0 0
NUVEEN NEW YORK QLTY MNCPL INCM CF COM 67066X107 21 1,600 SH   DFND   1,600 0 0
NUVEEN NY AMT FREE QLT MNCPL INCM CF COM 670656107 208 16,660 SH   SOLE   16,660 0 0
NUVEEN QUALITY MUNICIPAL INCM CF COM 67066V101 119 8,700 SH   DFND   8,700 0 0
NUVEEN TAXABLE MUNICIPAL INCM NAV CF COM 67074C103 208 10,900 SH   DFND   10,900 0 0
NUVEN CALIFOR AMT FREE QLT MNCPL CF COM 670651108 70 5,000 SH   DFND   5,000 0 0
NXCHAIN ORD COM 629471103 0 800 SH   SOLE   800 0 0
NXP SEMICONDUCTORS ORD COM N6596X109 9 120 SH   SOLE   120 0 0
OFFICE DEPOT ORD COM 676220106 0 500 SH   DFND   500 0 0
ONESPAWORLD HOLDINGS LTD COM P73684105 0 300 SH   SOLE   300 0 0
ORGANIGRAM HOLDINGS ORD COM 68620P101 10 5,160 SH   SOLE   5,160 0 0
OSISKO GOLD ROYALTIES ORD (NYS) COM 68827L101 2 303 SH Call SOLE   303 0 0
OSPREY TECHNOLOGY ACQUI CL A RED UNT COM 68839R401 1 110 SH   SOLE   110 0 0
OVINTIV ORD (NYS) COM 69047Q102 2 1,013 SH Call SOLE   1,013 0 0
PAE CL A ORD COM 69290Y109 92 14,300 SH   DFND   14,300 0 0
PAGERDUTY ORD (NYS) COM 69553P100 0 2 SH Call DFND   2 0 0
PARKER DRILLING ORD COM 701081507 0 99 SH   SOLE   99 0 0
PELOTON INTERACTIVE ORD COM 70614W100 1 50 SH Call DFND   50 0 0
PENNANTPARK INVESTMENT ORD COM 708062104 46 18,000 SH   DFND   18,000 0 0
PETROLEO BRASILEIRO ADR REPSTG 2 ORD SPONSORED ADR 71654V408 9 1,800 SH   DFND   1,800 0 0
PG&E ORD COM 69331C108 0 1 SH Call DFND   1 0 0
PHUNWARE ORD COM 71948P100 0 400 SH   SOLE   400 0 0
PIMCO CALIFORNIA MUNICI INCOME II CF COM 72200M108 67 8,000 SH   DFND   8,000 0 0
PIMCO CALIFORNIA MUNICIPAL INCOME CF COM 72200N106 31 2,009 SH   DFND   2,009 0 0
PIMCO MUNICIPAL INCOME CF COM 72200R107 103 8,200 SH   DFND   8,200 0 0
PIMCO MUNICIPAL INCOME II CF COM 72200W106 168 13,295 SH   DFND   13,295 0 0
PIMCO MUNICIPAL INCOME III CF COM 72201A103 158 14,917 SH   DFND   14,917 0 0
PIONEER FLOATING RATE CF COM 72369J102 0 100 SH   DFND   100 0 0
PIONEER MUNICIPAL HIGH INCOME ADV CF COM 723762100 102 10,043 SH   DFND   10,043 0 0
PIONEER MUNICIPAL HIGH INCOME CF COM 723763108 91 8,078 SH   DFND   8,078 0 0
PRIMO WATER ORD COM 74167P108 1,042 115,030 SH   SOLE   115,030 0 0
PROSHARES SHORT VIX SHORT TERM ETF COM 74347W130 23 750 SH   SOLE   750 0 0
PROSHARES ULTRAPRO SHORT QQQ ETF COM 74347G408 860 44,200 SH   SOLE   44,200 0 0
PROSHRES ULTRASHT 20 PLS YR TRSY ETF COM 74347B201 149 9,300 SH   DFND   9,300 0 0
PRUDENTIAL ADR REPSTG 2 ORD SPONSORED ADR 74435K204 155 6,294 SH   SOLE   6,294 0 0
PUTNAM MUNICIPAL OPPORTUNITIES CF COM 746922103 23 2,000 SH   DFND   2,000 0 0
PUTNAM PREMIER INCOME CF COM 746853100 136 30,013 SH   DFND   30,013 0 0
QEP RESOURCES ORD (NYS) COM 74733V100 0 16 SH Call SOLE   16 0 0
QUOTIENT ORD COM G73268107 173 43,800 SH   SOLE   43,800 0 0
RA PHARMACEUTICALS ORD (NMS) COM 74933V108 0 11 SH Call DFND   11 0 0
RA PHARMACEUTICALS ORD (NMS) COM 74933V108 1 35 SH Put DFND   35 0 0
RAYTHEON ORD COM 755111507 19 150 SH Call DFND   150 0 0
RAYTHEON ORD COM 755111507 6 50 SH Put DFND   50 0 0
RAYTHEON TECHNOLOGIES ORD COM 75513E101 2,350 42,243 SH   DFND   42,243 0 0
RAYTHEON TECHNOLOGIES ORD COM 75513E101 14 255 SH Call DFND   255 0 0
RAYTHEON TECHNOLOGIES ORD COM 75513E101 14 265 SH Put DFND   265 0 0
RENT-A-CENTER ORD COM 76009N100 214 15,139 SH   DFND   15,139 0 0
REPAY HOLDINGS CORP COM 76029L118 57 44,200 SH   SOLE   44,200 0 0
REPLAY ACQUISITION UNT COM G75130123 70 7,200 SH   SOLE   7,200 0 0
REWALK ROBOTICS LTD COM M8216Q200 0 120 SH   SOLE   120 0 0
RIVERNORTH MANAGED DRTN MUNI NAV CF COM 76882H105 41 2,300 SH   SOLE   2,300 0 0
RIVERNORTH OPPORTUNI MUN INC NAV CF COM 76883F108 146 7,300 SH   SOLE   7,300 0 0
ROYAL BANK SCOTLAND ADS REP 2 ORD COM 780097689 59 21,700 SH   SOLE   21,700 0 0
ROYAL DUTCH SHELL ADR REP 2 CL A ORD SPONSORED ADR 780259206 2,569 73,651 SH   DFND   73,651 0 0
ROYAL DUTCH SHELL ADR REP 2 CL B ORD SPONSORED ADR 780259107 32 1,000 SH   DFND   1,000 0 0
RUSH ENTERPRISES CL B ORD COM 781846308 10 342 SH   SOLE   342 0 0
RYANAIR HOLDINGS ORD COM 783513203 2,578 48,572 SH   SOLE   48,572 0 0
SALESFORCE.COM ORD COM 79466L302 0 2 SH   DFND   2 0 0
SAP ADR REP 1 ORD SPONSORED ADR 803054204 1,436 13,000 SH   SOLE   13,000 0 0
SASOL ADR REP 1 ORD SPONSORED ADR 803866300 1,172 583,517 SH   SOLE   583,517 0 0
SCHLUMBERGER ORD COM 806857108 0 50 SH   DFND   50 0 0
SCHULTZE SPECIAL PURPOSE ACQUISI UNT COM 80821R208 1 100 SH   SOLE   100 0 0
SCORPIO TANKERS ORD COM Y7542C106 556 29,100 SH   SOLE   29,100 0 0
SCORPIO TANKERS ORD COM Y7542C106 2 122 SH Call SOLE   122 0 0
SCOTTS MIRACLE GRO ORD COM 810186106 153 1,500 SH   SOLE   1,500 0 0
SECOND STREET CAPITAL ORD COM 813630100 0 20 SH   SOLE   20 0 0
SEQUANS COMMUNICATIONS ADR REP 4 ORD SPONSORED ADR 817323207 588 115,717 SH   SOLE   115,717 0 0
SHAKE SHACK CL A ORD COM 819047101 0 1 SH   DFND   1 0 0
SIGMA DESIGNS ORD COM 826565103 1 5,300 SH   SOLE   5,300 0 0
SILVER SPIKE ACQUISITION UNT COM G8136L122 6 700 SH   SOLE   700 0 0
SIMON PROP GRP REIT ORD COM 828806109 0 15 SH Put DFND   15 0 0
SKYLINE CHAMPION ORD COM 830830105 117 7,500 SH   SOLE   7,500 0 0
SLACK TECHNOLOGIES CL A ORD COM 83088V102 939 35,000 SH   DFND   35,000 0 0
SMILEDIRECTCLUB CL A ORD COM 83192H106 4 1,000 SH   DFND   1,000 0 0
SOLIGENIX ORD COM 834223307 184 110,000 SH   SOLE   110,000 0 0
SONOS ORD COM 83570H108 212 25,000 SH   SOLE   25,000 0 0
SONY ADR REP 1 ORD SPONSORED ADR 835699307 2,148 36,300 SH   DFND   36,300 0 0
SOUTH MOUNTAIN MERGER UNT COM 838884203 3 300 SH   SOLE   300 0 0
SPARTAN ENERGY ACQUISITION CL A ORD COM 846784106 5 500 SH   SOLE   500 0 0
SPARTAN ENERGY ACQUISITION CL A UNT COM 846784114 7 668 SH   SOLE   668 0 0
SPDR GOLD SHARES ETF COM 78463V107 74 500 SH Call DFND   500 0 0
SPDR S&P 500 ETF COM 78462F103 23 92 SH Call DFND   92 0 0
SPDR S&P 500 ETF COM 78462F103 103 401 SH Put DFND   401 0 0
SPDR S&P BIOTECH ETF COM 78464A870 774 10,000 SH   DFND   10,000 0 0
SPDR S&P METALS & MINING ETF COM 78464A755 80 5,000 SH   DFND   5,000 0 0
SPDR S&P OIL & GAS EXPL & PROD ETF COM 78468R556 4 150 SH Call DFND   150 0 0
SPORTSMANS WAREHOUSE HOLDINGS ORD COM 84920Y106 544 88,400 SH   SOLE   88,400 0 0
SPRINT CORPORATION COM 85207U905 2 1,250 SH Call SOLE   1,250 0 0
SQUARE CL A ORD COM 852234103 0 1 SH   DFND   1 0 0
SUBVERSIVE CPTL ACQUSTN WRT 08/26/2024 COM 864296116 69 106,200 SH   SOLE   106,200 0 0
SUBVERSIVE REAL EST ACQN REIT RTS COM 864298112 62 100,000 SH   SOLE   100,000 0 0
SUNCOR ENERGY ORD COM 867224107 79 5,000 SH   DFND   5,000 0 0
SUNDIAL GROWERS ORD COM 86730L109 24 38,000 SH   DFND   38,000 0 0
SYNCHRONY FINL 40 DS REP SRS A PRF COM 87165B202 8 500 SH   SOLE   500 0 0
TAKEDA PHARMA ADR REP 0.5 ORD SPONSORED ADR 874060205 273 18,000 SH   DFND   18,000 0 0
TALLGRASS ENERGY CL A ORD COM 874696107 819 49,813 SH   DFND   49,813 0 0
TALLGRASS ENERGY CL A ORD COM 874696107 0 20 SH Call DFND   20 0 0
TATA MOTORS ADR REPSG 5 ORD SPONSORED ADR 876568502 47 10,000 SH   SOLE   10,000 0 0
TATA MOTORS ADR REPSG 5 ORD SPONSORED ADR 876568502 0 100 SH Put SOLE   100 0 0
TAUBMAN CNTR REIT ORD COM 876664103 1,164 27,800 SH   DFND   27,800 0 0
TCS GROUP HOLDING REG S GDR COM 87238U203 42 3,660 SH   SOLE   3,660 0 0
TD AMERITRADE HOLDING ORD COM 87236Y108 20 600 SH   DFND   600 0 0
TECHNOLOGY DATA ORD COM 878237106 182 1,398 SH   DFND   1,398 0 0
TECHNOLOGY DATA ORD COM 878237106 1 10 SH Put DFND   10 0 0
TEEKAY TANKERS CL A ORD COM Y8565N102 244 11,000 SH   SOLE   11,000 0 0
TEEKAY TANKERS CL A ORD COM Y8565N102 0 5 SH Call SOLE   5 0 0
TEGNA ORD COM 87901J105 1 160 SH   DFND   160 0 0
TENARIS ADR REP 2 ORD SPONSORED ADR 88031M109 602 50,000 SH   SOLE   50,000 0 0
TENCENT HOLDINGS ADR COM 88032Q109 292 5,950 SH   SOLE   5,950 0 0
TERRAFORM POWER CL A ORD COM 88104R209 26 1,700 SH   DFND   1,700 0 0
TEXAS CAPITAL BANCSHARES ORD COM 88224Q107 447 20,200 SH   SOLE   20,200 0 0
THE MEET GROUP ORD COM 58513U101 6 1,130 SH   SOLE   1,130 0 0
THE RUBICON PROJECT ORD COM 78112V102 346 62,500 SH   SOLE   62,500 0 0
THIRD POINT REINSURANCE ORD COM G8827U100 185 25,000 SH   SOLE   25,000 0 0
THL CREDIT ORD COM 872438106 23 8,800 SH   DFND   8,800 0 0
TIDELANDS OIL AND GAS ORD COM 886405109 0 526,323 SH   SOLE   526,323 0 0
TIFFANY ORD COM 886547108 383 2,960 SH   DFND   2,960 0 0
TILRAY CL 2 ORD COM 88688T100 1 150 SH   DFND   150 0 0
TRILLIUM THERAPEUTICS ORD COM 89620X506 343 85,000 SH   DFND   85,000 0 0
TRINE ACQUISITION CL A ORD COM 89628U108 14 1,500 SH   DFND   1,500 0 0
TRINE ACQUISITION CL A RED UNT COM 89628U207 1,024 101,200 SH   SOLE   101,200 0 0
TRITON INTERN CUM RED SRS C PERP PRF COM G9078F149 3 185 SH   SOLE   185 0 0
TRITON INTL 6 875 SRS D RED PRP PRF COM G9078F206 37 2,300 SH   SOLE   2,300 0 0
TSAKOS ENERGY NAVIGATION ORD COM G9108L108 211 65,000 SH   SOLE   65,000 0 0
TSAKOS ENRG NVGT CM RD PRP SRS F PRF COM G9108L165 44 2,439 SH   SOLE   2,439 0 0
TURKCELL ILETISIM ADR REP 2.5 ORD SPONSORED ADR 900111204 196 42,279 SH   SOLE   42,279 0 0
TURNING POINT BRANDS ORD COM 90041L105 84 4,000 SH   SOLE   4,000 0 0
TUTOR PERINI ORD COM 901109108 33 5,000 SH   DFND   5,000 0 0
TWILIO CL A ORD COM 90138F102 0 2 SH Put DFND   2 0 0
TWITTER ORD COM 90184L102 343 14,001 SH   DFND   14,001 0 0
TWITTER ORD COM 90184L102 0 13 SH Call DFND   13 0 0
TYSON FOODS CL A ORD COM 902494103 983 17,000 SH   DFND   17,000 0 0
UBER TECHNOLOGIES INC COM 90353T100 6 220 SH Put DFND   220 0 0
UNILEVER NV COM 904784709 487 10,000 SH   DFND   10,000 0 0
UNIQURE ORD COM N90064101 9 200 SH   SOLE   200 0 0
UNITED STATES 12 MONTH OIL ETF COM 91288V103 24 2,000 SH   SOLE   2,000 0 0
UNITED STATES OIL ETF COM 91232N108 86 20,500 SH   DFND   20,500 0 0
UNITEDHEALTH GRP ORD COM 91324P102 280 1,125 SH   DFND   1,125 0 0
URSTADT BIDDLE REIT ORD COM 917286106 0 35 SH   SOLE   35 0 0
US BANCORP ORD COM 902973304 1 50 SH   DFND   50 0 0
US STEEL ORD COM 912909108 0 35 SH Call DFND   35 0 0
VANECK VECTORS GOLD MINERS ETF COM 92189F106 1 50 SH   DFND   50 0 0
VANECK VECTR HG YLD MCPL INDX ETF COM 92189H409 15 300 SH   SOLE   300 0 0
VECTOIQ ACQUISITION ORD COM 92243N103 2,222 208,903 SH   DFND   208,903 0 0
VEONEER ORD COM 92336X109 366 50,000 SH   SOLE   50,000 0 0
VERINT SYSTEMS ORD COM 92343X100 119 2,768 SH   SOLE   2,768 0 0
VERSO CL A ORD COM 92531L207 538 47,782 SH   SOLE   47,782 0 0
VERTIV HOLDINGS CL A ORD COM 92537N108 143 16,607 SH   SOLE   16,607 0 0
VIACOMCBS CL B ORD COM 92556H206 113 8,090 SH   DFND   8,090 0 0
VIACOMCBS CL B ORD COM 92556H206 6 450 SH Call DFND   450 0 0
VICOR ORD (NMS) COM 925815102 0 10 SH Call SOLE   10 0 0
VIKING THERAPEUTICS ORD COM 92686J106 1 220 SH   SOLE   220 0 0
VINCE HOLDING ORD COM 92719W207 523 135,000 SH   SOLE   135,000 0 0
VODAFONE GROUP ADR REP 10 ORD SPONSORED ADR 92857W308 399 29,000 SH   DFND   29,000 0 0
VOYA PRIME RATE CF COM 92913A100 134 36,200 SH   DFND   36,200 0 0
VOYAGER THERAPEUTICS ORD (NMS) COM 92915B106 0 12 SH Call SOLE   12 0 0
WABCO HOLDINGS ORD COM 92927K102 5,001 37,036 SH   DFND   37,036 0 0
WALT DISNEY ORD COM 254687106 2 27 SH Call DFND   27 0 0
WEC ENERGY GROUP ORD COM 92939U106 931 10,570 SH   DFND   10,570 0 0
WESCO INTL ORD (NYS) COM 95082P105 4 200 SH Call SOLE   200 0 0
WEST END INDIANA BANCSHARES ORD COM 952678100 137 4,141 SH   SOLE   4,141 0 0
WESTERN ASSET MUNICIPAL DFND OPPR CF COM 95768A109 241 12,795 SH   DFND   12,795 0 0
WESTERN ASST GLBAL HIGH INCOME CF COM 95766B109 49 6,659 SH   DFND   6,659 0 0
WESTERN DIGITAL ORD COM 958102105 0 1 SH   DFND   1 0 0
WESTERN DIGITAL ORD COM 958102105 1 30 SH Call DFND   30 0 0
WESTRN ASST HIGH INCM OPPORTUNITY CF COM 95766K109 7 1,812 SH   DFND   1,812 0 0
WLS DS REP 1/1000 CL A SRS Q PRP PRF COM 949746556 2 100 SH   SOLE   100 0 0
WPP ADR REP 5 ORD SPONSORED ADR 92937A102 675 20,000 SH   SOLE   20,000 0 0
WRIGHT MEDICAL GROUP ORD COM N96617118 200 7,000 SH   SOLE   7,000 0 0
ZILLOW GROUP CL A ORD COM 98954M101 78 2,300 SH   DFND   2,300 0 0
ZIONS 6 95 FIX TO FLO RATE SUB NTS COM 989701818 2 100 SH   SOLE   100 0 0
ZIONS BANCOR DS REP 1 40TH SRS G PRF COM 989701859 2 100 SH   SOLE   100 0 0
ZOOM VIDEO COMMUNICATIONS CL A ORD COM 98980L101 1 10 SH Put DFND   10 0 0