The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ALTAIR ENGR INC COM CL A 021369103 50 1,400 SH Call DFND 1 0 0 0
ADVANCED MICRO DEVICES INC COM 007903107 6,191 135,000 SH Call DFND 1 0 0 0
BAUSCH HEALTH COS INC COM 071734107 5 200 SH Call DFND 1 0 0 0
CLOVIS ONCOLOGY INC COM 189464100 677 65,000 SH Call DFND 1 0 0 0
ENCORE CAP GROUP INC COM 292554102 176 5,000 SH Call DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 234 50,100 SH Call DFND 1 0 0 0
IONIS PHARMACEUTICALS INC COM 462222100 54 900 SH Call DFND 1 0 0 0
MEDICINES CO COM 584688105 3,423 40,300 SH Call DFND 1 0 0 0
MICRON TECHNOLOGY INC COM 595112103 123 2,300 SH Call DFND 1 0 0 0
INVITAE CORP COM 46185L103 967 60,000 SH Call DFND 1 0 0 0
INTREXON CORP COM 46122T102 177 32,300 SH Call DFND 1 0 0 0
AVANTOR INC COM 05352A100 546 30,100 SH Call DFND 1 0 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 805 39,000 SH Call DFND 1 0 0 0
PEABODY ENERGY CORP NEW COM 704551100 1,365 149,700 SH Call DFND 1 0 0 0
CARDTRONICS PLC SHS CL A G1991C105 1,674 37,500 SH Call DFND 1 0 0 0
CBL & ASSOC PPTYS INC COM 124830100 18 17,500 SH Call DFND 1 0 0 0
GULFPORT ENERGY CORP COM NEW 402635304 15 5,000 SH Call DFND 1 0 0 0
WARRIOR MET COAL INC COM 93627C101 321 15,200 SH Call DFND 1 0 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 1,801 37,800 SH Call DFND 1 0 0 0
PENNEY J C CORP INC COM 708160106 46 41,800 SH Call DFND 1 0 0 0
MCDERMOTT INTL INC COM 580037703 59 87,800 SH Call DFND 1 0 0 0
NABORS INDUSTRIES LTD SHS G6359F103 977 339,500 SH Call DFND 1 0 0 0
NIO INC SPON ADS 62914V106 1,205 300,000 SH Call DFND 1 0 0 0
PYXUS INTL INC COM 74737V106 154 17,300 SH Call DFND 1 0 0 0
SIRIUS XM HLDGS INC COM 82968B103 358 50,100 SH Call DFND 1 0 0 0
SQUARE INC CL A 852234103 162 2,600 SH Call DFND 1 0 0 0
SCORPIO TANKERS INC SHS Y7542C130 2,041 51,900 SH Call DFND 1 0 0 0
TIDEWATER INC NEW COM 88642R109 331 17,200 SH Call DFND 1 0 0 0
TAILORED BRANDS INC COM 87403A107 254 61,500 SH Call DFND 1 0 0 0
TESLA INC COM 88160R101 501 1,200 SH Call DFND 1 0 0 0
TWITTER INC COM 90184L102 1,349 42,100 SH Call DFND 1 0 0 0
WW INTL INC COM 98262P101 64 1,700 SH Call DFND 1 0 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 2,972 64,700 SH Call DFND 1 0 0 0
ZYNGA INC CL A 98986T108 30 5,000 SH Call DFND 1 0 0 0
IAMGOLD CORP COM 450913108 74 19,900 SH Call DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 127,532 769,800 SH Call DFND 1 0 0 0
INVESCO DB COMMDY INDX TRCK UNIT 46138B103 3,190 200,000 SH Call DFND 1 0 0 0
WISDOMTREE TR JAPN HEDGE EQT 97717W851 12,100 225,000 SH Call DFND 1 0 0 0
GLOBAL X FDS GLOBAL X URANIUM 37954Y871 554 50,000 SH Call DFND 1 0 0 0
EVOLENT HEALTH INC CL A 30050B101 1,842 203,600 SH Call DFND 1 0 0 0
INOVALON HLDGS INC COM CL A 45781D101 941 50,000 SH Call DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 17,304 562,200 SH Call DFND 1 0 0 0
YEXT INC COM 98585N106 721 50,000 SH Call DFND 1 0 0 0
MARATHON PETE CORP COM 56585A102 3,012 50,000 SH Call DFND 1 0 0 0
OCCIDENTAL PETE CORP COM 674599105 2,060 50,000 SH Call DFND 1 0 0 0
CHANGE HEALTHCARE INC COM 15912K100 1,052 64,200 SH Call DFND 1 0 0 0
DOMINION ENERGY INC COM 25746U109 993 12,000 SH Call DFND 1 0 0 0
SOUTH JERSEY INDS INC COM 838518108 976 29,600 SH Call DFND 1 0 0 0
ASSURANT INC COM 04621X108 131 1,000 SH Call DFND 1 0 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 284 2,000 SH Call DFND 1 0 0 0
CENTERPOINT ENERGY INC COM 15189T107 471 17,300 SH Call DFND 1 0 0 0
ENERGIZER HLDGS INC NEW COM 29272W109 597 11,900 SH Call DFND 1 0 0 0
FORTIVE CORP COM 34959J108 3,032 39,700 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 2,828 161,600 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 1,911 20,200 SH Call DFND 1 0 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 1,600 11,200 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DAILY JR GLD MIN 25460E166 8,347 100,000 SH Call DFND 1 0 0 0
SPDR SERIES TRUST S&P REGL BKG 78464A698 897 15,400 SH Call DFND 1 0 0 0
VANECK VECTORS ETF TRUST OIL SVCS ETF 92189F718 1,143 86,300 SH Call DFND 1 0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 15,520 73,000 SH Call DFND 1 0 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 2,530 101,800 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 14,610 221,100 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 9,960 751,700 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHORT S 74347B268 472 23,600 SH Call DFND 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 294,373 914,600 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHT QQQ 74347G408 1,168 52,200 SH Call DFND 1 0 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 5,656 37,500 SH Call DFND 1 0 0 0
PROSHARES TR II SHT VIX ST TRM 74347W130 42,379 649,700 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 42,978 597,000 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 162,549 1,878,100 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DAILY SM CP BEAR 25460E125 3,323 94,600 SH Call DFND 1 0 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 26,162 373,700 SH Call DFND 1 0 0 0
PROSHARES TR II ULTRA VIX SHORT 74347W148 3,989 309,500 SH Call DFND 1 0 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 98 2,200 SH Call DFND 1 0 0 0
BARCLAYS BK PLC IPATH B SHRT TRM 06746P621 151 10,000 SH Call DFND 1 0 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 152 19,600 SH Call DFND 1 0 0 0
AURORA CANNABIS INC COM 05156X108 2,075 960,800 SH Put DFND 1 0 0 0
AERIE PHARMACEUTICALS INC COM 00771V108 60 2,500 SH Put DFND 1 0 0 0
AMAG PHARMACEUTICALS INC COM 00163U106 3,171 260,600 SH Put DFND 1 0 0 0
ADVANCED MICRO DEVICES INC COM 007903107 127,316 2,776,200 SH Put DFND 1 0 0 0
APHRIA INC COM 03765K104 2,758 528,500 SH Put DFND 1 0 0 0
CLOVIS ONCOLOGY INC COM 189464100 7,084 679,600 SH Put DFND 1 0 0 0
CREE INC COM 225447101 392 8,500 SH Put DFND 1 0 0 0
CURO GROUP HLDGS CORP COM 23131L107 152 12,500 SH Put DFND 1 0 0 0
DERMIRA INC COM 24983L104 1,731 114,200 SH Put DFND 1 0 0 0
ENCORE CAP GROUP INC COM 292554102 17 500 SH Put DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 1,175 250,600 SH Put DFND 1 0 0 0
ENOVA INTL INC COM 29357K103 3,125 129,900 SH Put DFND 1 0 0 0
EXACT SCIENCES CORP COM 30063P105 2,996 32,400 SH Put DFND 1 0 0 0
EZCORP INC CL A NON VTG 302301106 208 30,500 SH Put DFND 1 0 0 0
FLEXION THERAPEUTICS INC COM 33938J106 62 3,000 SH Put DFND 1 0 0 0
GAIN CAP HLDGS INC COM 36268W100 424 107,400 SH Put DFND 1 0 0 0
HORIZON THERAPEUTICS PUB LTD SHS G46188101 271 7,500 SH Put DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 25,118 202,700 SH Put DFND 1 0 0 0
IMMUNOGEN INC COM 45253H101 66 13,100 SH Put DFND 1 0 0 0
INOVIO PHARMACEUTICALS INC COM NEW 45773H201 60 18,400 SH Put DFND 1 0 0 0
INSMED INC COM PAR $.01 457669307 1,191 49,900 SH Put DFND 1 0 0 0
INNOVIVA INC COM 45781M101 819 57,900 SH Put DFND 1 0 0 0
IONIS PHARMACEUTICALS INC COM 462222100 108 1,800 SH Put DFND 1 0 0 0
IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 1,108 83,300 SH Put DFND 1 0 0 0
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 3,963 38,000 SH Put DFND 1 0 0 0
LEXICON PHARMACEUTICALS INC COM NEW 528872302 163 39,400 SH Put DFND 1 0 0 0
MEDICINES CO COM 584688105 32,931 387,700 SH Put DFND 1 0 0 0
MAGNOLIA OIL & GAS CORP CL A 559663109 5,130 407,800 SH Put DFND 1 0 0 0
MICRON TECHNOLOGY INC COM 595112103 4,711 87,600 SH Put DFND 1 0 0 0
NOVAVAX INC COM NEW 670002401 541 136,100 SH Put DFND 1 0 0 0
INVITAE CORP COM 46185L103 8 500 SH Put DFND 1 0 0 0
OMEROS CORP COM 682143102 997 70,800 SH Put DFND 1 0 0 0
OPKO HEALTH INC COM 68375N103 2 1,900 SH Put DFND 1 0 0 0
QORVO INC COM 74736K101 5,218 44,900 SH Put DFND 1 0 0 0
ROCKET PHARMACEUTICALS INC COM 77313F106 172 7,600 SH Put DFND 1 0 0 0
RADIUS HEALTH INC COM NEW 750469207 1,745 86,600 SH Put DFND 1 0 0 0
SUNPOWER CORP COM 867652406 1,400 179,600 SH Put DFND 1 0 0 0
SAREPTA THERAPEUTICS INC COM 803607100 3,638 28,200 SH Put DFND 1 0 0 0
SUTTER ROCK CAP CORP COM 86944Q100 268 41,000 SH Put DFND 1 0 0 0
SUPERNUS PHARMACEUTICALS INC COM 868459108 315 13,300 SH Put DFND 1 0 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 5,394 550,500 SH Put DFND 1 0 0 0
TILRAY INC COM CL 2 88688T100 3,458 201,900 SH Put DFND 1 0 0 0
TOWER SEMICONDUCTOR LTD SHS NEW M87915274 1,371 57,000 SH Put DFND 1 0 0 0
INTREXON CORP COM 46122T102 1,841 336,000 SH Put DFND 1 0 0 0
FIRST MAJESTIC SILVER CORP COM 32076V103 8,638 704,600 SH Put DFND 1 0 0 0
HUDBAY MINERALS INC COM 443628102 414 100,000 SH Put DFND 1 0 0 0
CANOPY GROWTH CORP COM 138035100 17,728 840,900 SH Put DFND 1 0 0 0
ISHARES TR IBOXX HI YD ETF 464288513 30,814 350,400 SH Put DFND 1 0 0 0
ISHARES TR IBOXX INV CP ETF 464287242 31,990 250,000 SH Put DFND 1 0 0 0
AVANTOR INC COM 05352A100 92 5,100 SH Put DFND 1 0 0 0
AUDENTES THERAPEUTICS INC COM 05070R104 167 2,800 SH Put DFND 1 0 0 0
RA PHARMACEUTICALS INC COM 74933V108 98 2,100 SH Put DFND 1 0 0 0
OKTA INC CL A 679295105 4,672 40,500 SH Put DFND 1 0 0 0
TWILIO INC CL A 90138F102 9,356 95,200 SH Put DFND 1 0 0 0
ADIENT PLC ORD SHS G0084W101 4,585 215,800 SH Put DFND 1 0 0 0
AK STL HLDG CORP COM 001547108 2,563 779,300 SH Put DFND 1 0 0 0
ALLISON TRANSMISSION HLDGS I COM 01973R101 24 500 SH Put DFND 1 0 0 0
ANTERO RES CORP COM 03674X106 698 245,000 SH Put DFND 1 0 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 177 8,600 SH Put DFND 1 0 0 0
AVON PRODS INC COM 054303102 7,747 1,373,600 SH Put DFND 1 0 0 0
ALTERYX INC COM CL A 02156B103 50 500 SH Put DFND 1 0 0 0
BILIBILI INC SPONS ADS REP Z 090040106 17,949 964,000 SH Put DFND 1 0 0 0
BUILDERS FIRSTSOURCE INC COM 12008R107 5,082 200,000 SH Put DFND 1 0 0 0
PEABODY ENERGY CORP NEW COM 704551100 3,046 334,100 SH Put DFND 1 0 0 0
BAOZUN INC SPONSORED ADR 06684L103 5,411 163,400 SH Put DFND 1 0 0 0
CARDTRONICS PLC SHS CL A G1991C105 1,678 37,600 SH Put DFND 1 0 0 0
CBL & ASSOC PPTYS INC COM 124830100 11 11,100 SH Put DFND 1 0 0 0
CSI COMPRESSCO LP COM UNIT 12637A103 264 97,400 SH Put DFND 1 0 0 0
CDK GLOBAL INC COM 12508E101 71 1,300 SH Put DFND 1 0 0 0
CHEGG INC COM 163092109 49 1,300 SH Put DFND 1 0 0 0
SEACOR HOLDINGS INC COM 811904101 17 400 SH Put DFND 1 0 0 0
CLEVELAND CLIFFS INC COM 185899101 3,853 458,700 SH Put DFND 1 0 0 0
CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 2,798 766,700 SH Put DFND 1 0 0 0
CONTINENTAL RESOURCES INC COM 212015101 473 13,800 SH Put DFND 1 0 0 0
CIMPRESS PLC SHS EURO G2143T103 125 1,000 SH Put DFND 1 0 0 0
CNX RESOURCES CORPORATION COM 12653C108 3,808 430,300 SH Put DFND 1 0 0 0
COUPA SOFTWARE INC COM 22266L106 1,345 9,200 SH Put DFND 1 0 0 0
CARRIAGE SVCS INC COM 143905107 199 7,800 SH Put DFND 1 0 0 0
DISH NETWORK CORP CL A 25470M109 40,315 1,136,600 SH Put DFND 1 0 0 0
ENCANA CORP COM 292505104 330 70,400 SH Put DFND 1 0 0 0
ENPHASE ENERGY INC COM 29355A107 3,446 131,900 SH Put DFND 1 0 0 0
ETSY INC COM 29786A106 2,693 60,800 SH Put DFND 1 0 0 0
EVOLENT HEALTH INC CL A 30050B101 2,756 304,600 SH Put DFND 1 0 0 0
FORD MTR CO DEL COM 345370860 15 1,700 SH Put DFND 1 0 0 0
FIREEYE INC COM 31816Q101 2,181 132,000 SH Put DFND 1 0 0 0
FIVE9 INC COM 338307101 32 500 SH Put DFND 1 0 0 0
GDS HLDGS LTD SPONSORED ADS 36165L108 5,158 100,000 SH Put DFND 1 0 0 0
GOGO INC COM 38046C109 924 144,400 SH Put DFND 1 0 0 0
CANADA GOOSE HOLDINGS INC SHS SUB VTG 135086106 304 8,400 SH Put DFND 1 0 0 0
GULFPORT ENERGY CORP COM NEW 402635304 4,692 1,543,700 SH Put DFND 1 0 0 0
GOPRO INC CL A 38268T103 2,706 623,700 SH Put DFND 1 0 0 0
GRUBHUB INC COM 400110102 2,106 43,300 SH Put DFND 1 0 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 2,908 187,000 SH Put DFND 1 0 0 0
WARRIOR MET COAL INC COM 93627C101 3,368 159,400 SH Put DFND 1 0 0 0
HD SUPPLY HLDGS INC COM 40416M105 1,186 29,500 SH Put DFND 1 0 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 11,798 247,500 SH Put DFND 1 0 0 0
HUAZHU GROUP LTD SPONSORED ADS 44332N106 661 16,500 SH Put DFND 1 0 0 0
IAC INTERACTIVECORP COM 44919P508 8,120 32,600 SH Put DFND 1 0 0 0
IAMGOLD CORP COM 450913108 1,455 390,100 SH Put DFND 1 0 0 0
IQIYI INC SPONSORED ADS 46267X108 46,935 2,223,400 SH Put DFND 1 0 0 0
PENNEY J C CORP INC COM 708160106 2,375 2,121,200 SH Put DFND 1 0 0 0
KLX ENERGY SERVICS HOLDNGS I COM 48253L106 139 21,700 SH Put DFND 1 0 0 0
KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 900 50,000 SH Put DFND 1 0 0 0
LIVEPERSON INC COM 538146101 384 10,400 SH Put DFND 1 0 0 0
MATTEL INC COM 577081102 8,791 648,800 SH Put DFND 1 0 0 0
MCDERMOTT INTL INC COM 580037703 20 30,700 SH Put DFND 1 0 0 0
MERCADOLIBRE INC COM 58733R102 8,121 14,200 SH Put DFND 1 0 0 0
MUELLER INDS INC COM 624756102 1,825 57,500 SH Put DFND 1 0 0 0
MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 25 6,300 SH Put DFND 1 0 0 0
MOMO INC ADR 60879B107 20,123 600,700 SH Put DFND 1 0 0 0
MONTAGE RES CORP COM 61179L100 396 50,000 SH Put DFND 1 0 0 0
MANITOWOC CO INC COM NEW 563571405 4,518 258,200 SH Put DFND 1 0 0 0
NAVISTAR INTL CORP NEW COM 63934E108 434 15,000 SH Put DFND 1 0 0 0
NEW RELIC INC COM 64829B100 519 7,900 SH Put DFND 1 0 0 0
NETFLIX INC COM 64110L106 6,665 20,600 SH Put DFND 1 0 0 0
NIO INC SPON ADS 62914V106 13,783 3,428,800 SH Put DFND 1 0 0 0
NEWPARK RES INC COM PAR $.01NEW 651718504 65 10,500 SH Put DFND 1 0 0 0
NATURAL RESOURCE PARTNERS L COM UNIT LTD PAR 63900P608 418 20,800 SH Put DFND 1 0 0 0
NUTANIX INC CL A 67059N108 2,707 86,600 SH Put DFND 1 0 0 0
PDC ENERGY INC COM 69327R101 1,593 60,900 SH Put DFND 1 0 0 0
PINDUODUO INC SPONSORED ADS 722304102 10,177 269,100 SH Put DFND 1 0 0 0
PARSLEY ENERGY INC CL A 701877102 2,133 112,800 SH Put DFND 1 0 0 0
PERFICIENT INC COM 71375U101 46 1,000 SH Put DFND 1 0 0 0
PRETIUM RES INC COM 74139C102 2,226 200,000 SH Put DFND 1 0 0 0
PYXUS INTL INC COM 74737V106 3,127 349,800 SH Put DFND 1 0 0 0
QUDIAN INC ADR 747798106 250 53,200 SH Put DFND 1 0 0 0
RENT A CTR INC NEW COM 76009N100 2,116 73,400 SH Put DFND 1 0 0 0
REDFIN CORP COM 75737F108 2,001 94,700 SH Put DFND 1 0 0 0
REVLON INC CL A NEW 761525609 544 25,400 SH Put DFND 1 0 0 0
RH COM 74967X103 533 2,500 SH Put DFND 1 0 0 0
TRANSOCEAN LTD REG SHS H8817H100 10,176 1,479,200 SH Put DFND 1 0 0 0
SAILPOINT TECHNLGIES HLDGS I COM 78781P105 42 1,800 SH Put DFND 1 0 0 0
SEA LTD SPONSORED ADS 81141R100 35,369 879,400 SH Put DFND 1 0 0 0
SEALED AIR CORP NEW COM 81211K100 2,449 61,500 SH Put DFND 1 0 0 0
SCIENTIFIC GAMES CORP COM 80874P109 6,606 246,700 SH Put DFND 1 0 0 0
SIRIUS XM HLDGS INC COM 82968B103 2,308 322,900 SH Put DFND 1 0 0 0
SM ENERGY CO COM 78454L100 1,236 110,000 SH Put DFND 1 0 0 0
SQUARE INC CL A 852234103 13,100 209,400 SH Put DFND 1 0 0 0
SSR MNG INC COM 784730103 38 2,000 SH Put DFND 1 0 0 0
SCORPIO TANKERS INC SHS Y7542C130 932 23,700 SH Put DFND 1 0 0 0
TRIP COM GROUP LTD ADS 89677Q107 3,823 114,000 SH Put DFND 1 0 0 0
TRANSDIGM GROUP INC COM 893641100 4,648 8,300 SH Put DFND 1 0 0 0
TIDEWATER INC NEW COM 88642R109 699 36,300 SH Put DFND 1 0 0 0
TRIUMPH GROUP INC NEW COM 896818101 1,945 77,000 SH Put DFND 1 0 0 0
TEAM INC COM 878155100 15 1,000 SH Put DFND 1 0 0 0
TALEND S A ADS 874224207 273 7,000 SH Put DFND 1 0 0 0
TAYLOR MORRISON HOME CORP COM 87724P106 640 29,300 SH Put DFND 1 0 0 0
TIMKENSTEEL CORP COM 887399103 719 91,600 SH Put DFND 1 0 0 0
TUTOR PERINI CORP COM 901109108 37 2,900 SH Put DFND 1 0 0 0
TABULA RASA HEALTHCARE INC COM 873379101 1,075 22,100 SH Put DFND 1 0 0 0
TESLA INC COM 88160R101 25,141 60,100 SH Put DFND 1 0 0 0
TWITTER INC COM 90184L102 13,903 433,800 SH Put DFND 1 0 0 0
UNIT CORP COM 909218109 4 6,600 SH Put DFND 1 0 0 0
VALARIS PLC SHS CLASS A G9402V109 19,080 2,908,600 SH Put DFND 1 0 0 0
VECTOR GROUP LTD COM 92240M108 4,044 302,070 SH Put DFND 1 0 0 0
VIPSHOP HLDGS LTD SPONSORED ADS A 92763W103 3,215 226,900 SH Put DFND 1 0 0 0
VEONEER INCORPORATED COM 92336X109 552 35,400 SH Put DFND 1 0 0 0
WAYFAIR INC CL A 94419L101 6,316 69,900 SH Put DFND 1 0 0 0
WEIBO CORP SPONSORED ADR 948596101 7,068 152,500 SH Put DFND 1 0 0 0
WHITING PETE CORP NEW COM NEW 966387409 1,468 200,000 SH Put DFND 1 0 0 0
W & T OFFSHORE INC COM 92922P106 2,341 421,100 SH Put DFND 1 0 0 0
WORLD WRESTLING ENTMT INC CL A 98156Q108 12 200 SH Put DFND 1 0 0 0
UNITED STATES STL CORP NEW COM 912909108 14,681 1,286,700 SH Put DFND 1 0 0 0
XEROX HOLDINGS CORP COM NEW 98421M106 4,251 115,300 SH Put DFND 1 0 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 18,656 406,100 SH Put DFND 1 0 0 0
ZENDESK INC COM 98936J101 1,954 25,500 SH Put DFND 1 0 0 0
ZYNGA INC CL A 98986T108 378 61,800 SH Put DFND 1 0 0 0
ISHARES INC MSCI HONG KG ETF 464286871 12,164 500,000 SH Put DFND 1 0 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 52,072 364,400 SH Put DFND 1 0 0 0
INOVALON HLDGS INC COM CL A 45781D101 941 50,000 SH Put DFND 1 0 0 0
YEXT INC COM 98585N106 2,163 150,000 SH Put DFND 1 0 0 0
DEERE & CO COM 244199105 4,331 25,000 SH Put DFND 1 0 0 0
HOME DEPOT INC COM 437076102 9,914 45,400 SH Put DFND 1 0 0 0
CEMEX SAB DE CV SPON ADR NEW 151290889 113 30,000 SH Put DFND 1 0 0 0
STARBUCKS CORP COM 855244109 2,874 32,700 SH Put DFND 1 0 0 0
SNAP INC CL A 83304A106 2,449 150,000 SH Put DFND 1 0 0 0
TAL EDUCATION GROUP SPONSORED ADS 874080104 4,820 100,000 SH Put DFND 1 0 0 0
COLFAX CORP COM 194014106 72 2,000 SH Put DFND 1 0 0 0
CHANGE HEALTHCARE INC COM 15912K100 696 42,500 SH Put DFND 1 0 0 0
DOMINION ENERGY INC COM 25746U109 4,497 54,300 SH Put DFND 1 0 0 0
NABORS INDUSTRIES LTD SHS G6359F103 2,155 748,600 SH Put DFND 1 0 0 0
NEXTERA ENERGY INC COM 65339F101 3,027 12,500 SH Put DFND 1 0 0 0
SOUTH JERSEY INDS INC COM 838518108 494 15,000 SH Put DFND 1 0 0 0
ASSURANT INC COM 04621X108 393 3,000 SH Put DFND 1 0 0 0
CENTERPOINT ENERGY INC COM 15189T107 875 32,100 SH Put DFND 1 0 0 0
ENERGIZER HLDGS INC NEW COM 29272W109 1,481 29,500 SH Put DFND 1 0 0 0
FORTIVE CORP COM 34959J108 1,543 20,200 SH Put DFND 1 0 0 0
ACCURAY INC COM 004397105 9 3,500 SH Put DFND 1 0 0 0
BEST INC SPONSORED ADS 08653C106 416 74,900 SH Put DFND 1 0 0 0
CALAMP CORP COM 128126109 30 3,200 SH Put DFND 1 0 0 0
AVIS BUDGET GROUP INC COM 053774105 751 23,300 SH Put DFND 1 0 0 0
COMMSCOPE HLDG CO INC COM 20337X109 354 25,000 SH Put DFND 1 0 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 312 107,800 SH Put DFND 1 0 0 0
8X8 INC NEW COM 282914100 2,488 136,000 SH Put DFND 1 0 0 0
ENCOMPASS HEALTH CORP COM 29261A100 1,420 20,500 SH Put DFND 1 0 0 0
FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 448 503,700 SH Put DFND 1 0 0 0
HC2 HLDGS INC COM 404139107 1 800 SH Put DFND 1 0 0 0
HARMONIC INC COM 413160102 1,560 200,000 SH Put DFND 1 0 0 0
HERTZ GLOBAL HLDGS INC COM 42806J106 1,323 84,000 SH Put DFND 1 0 0 0
INFINERA CORPORATION COM 45667G103 2,062 259,800 SH Put DFND 1 0 0 0
INVACARE CORP COM 461203101 451 50,000 SH Put DFND 1 0 0 0
KNOWLES CORP COM 49926D109 139 6,600 SH Put DFND 1 0 0 0
NCR CORP NEW COM 62886E108 9,268 263,600 SH Put DFND 1 0 0 0
IMPINJ INC COM 453204109 434 16,800 SH Put DFND 1 0 0 0
PURE STORAGE INC CL A 74624M102 116 6,800 SH Put DFND 1 0 0 0
RINGCENTRAL INC CL A 76680R206 320 1,900 SH Put DFND 1 0 0 0
SYNAPTICS INC COM 87157D109 1,315 20,000 SH Put DFND 1 0 0 0
TELADOC HEALTH INC COM 87918A105 1,640 19,600 SH Put DFND 1 0 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 3 100 SH Put DFND 1 0 0 0
TTM TECHNOLOGIES INC COM 87305R109 525 34,900 SH Put DFND 1 0 0 0
UBER TECHNOLOGIES INC COM 90353T100 14,739 495,600 SH Put DFND 1 0 0 0
VOCERA COMMUNICATIONS INC COM 92857F107 311 15,000 SH Put DFND 1 0 0 0
VIAVI SOLUTIONS INC COM 925550105 2,842 189,500 SH Put DFND 1 0 0 0
VIASAT INC COM 92552V100 3,059 41,800 SH Put DFND 1 0 0 0
VISHAY INTERTECHNOLOGY INC COM 928298108 879 41,300 SH Put DFND 1 0 0 0
WRIGHT MED GROUP N V ORD SHS N96617118 6,806 223,300 SH Put DFND 1 0 0 0
ZAYO GROUP HLDGS INC COM 98919V105 3,873 111,800 SH Put DFND 1 0 0 0
BLACKBERRY LTD COM 09228F103 4,012 625,000 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 1,071 61,200 SH Put DFND 1 0 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 2,177 49,900 SH Put DFND 1 0 0 0
VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 392 13,400 SH Put DFND 1 0 0 0
ISHARES TR NASDAQ BIOTECH 464287556 6,025 50,000 SH Put DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 27,683 167,100 SH Put DFND 1 0 0 0
SPDR SERIES TRUST S&P REGL BKG 78464A698 407 7,000 SH Put DFND 1 0 0 0
VANECK VECTORS ETF TRUST OIL SVCS ETF 92189F718 22 1,700 SH Put DFND 1 0 0 0
PROSHARES TR ULTSHRT QQQ 74347B243 141 6,000 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULTRA QQQ 74347R206 8,422 69,100 SH Put DFND 1 0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 22,196 104,400 SH Put DFND 1 0 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 320 12,900 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 178,911 2,707,500 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 609 46,000 SH Put DFND 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 362,993 1,127,800 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 110,248 730,900 SH Put DFND 1 0 0 0
PROSHARES TR II SHT VIX ST TRM 74347W130 16,868 258,600 SH Put DFND 1 0 0 0
ISHARES TR 20 YR TR BD ETF 464287432 20,321 150,000 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 105,026 1,458,900 SH Put DFND 1 0 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 351,981 4,066,800 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DAILY SM CP BEAR 25460E125 263 7,500 SH Put DFND 1 0 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 86,504 1,235,600 SH Put DFND 1 0 0 0
PROSHARES TR II ULTRA VIX SHORT 74347W148 1,912 148,400 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 12,444 404,300 SH Put DFND 1 0 0 0
VIRGIN GALACTIC HOLDINGS INC COM 92766K106 6 600 SH Put DFND 1 0 0 0
GNC HLDGS INC COM CL A 36191G107 351 130,000 SH Put DFND 1 0 0 0
ROYAL GOLD INC COM 780287108 1,222 10,000 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 31,490 500,000 SH Put DFND 1 0 0 0
ZIONS BANCORPORATION N A COM 989701107 732 14,100 SH Put DFND 1 0 0 0
BLACKROCK CAPITAL INVESTMENT COM 092533108 443 89,405 SH   DFND 1 89,405 0 0
OAKTREE STRATEGIC INCOME COR COM 67402D104 109 13,430 SH   DFND 1 13,430 0 0
COLONY CR REAL ESTATE INC COM CL A 19625T101 1,678 127,537 SH   DFND 1 127,537 0 0
HUNT COS FIN TR INC COM 44558T100 1,131 350,429 SH   DFND 1 350,429 0 0
KKR REAL ESTATE FIN TR INC COM 48251K100 2,557 125,246 SH   DFND 1 125,246 0 0
TPG RE FIN TR INC COM 87266M107 5,010 247,179 SH   DFND 1 247,179 0 0
EXANTAS CAP CORP COM NEW 30068N105 4,908 415,604 SH   DFND 1 415,604 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 0 2 SH   DFND 1 2 0 0
ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 7,855 7,642,000 PRN   DFND 1 0 0 0
APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 3,633 3,600,000 PRN   DFND 1 0 0 0
APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 1,321 1,300,000 PRN   DFND 1 0 0 0
ACCELERATE DIAGNOSTICS INC NOTE 2.500% 3/1 00430HAB8 2,981 4,000,000 PRN   DFND 1 0 0 0
CALAMP CORP NOTE 2.000% 8/0 128126AD1 6,255 7,500,000 PRN   DFND 1 0 0 0
EXACT SCIENCES CORP COM 30063P105 8,935 96,618 SH   DFND 1 96,618 0 0
AMICUS THERAPEUTICS INC COM 03152W109 38 3,951 SH   DFND 1 3,951 0 0
GAIN CAP HLDGS INC NOTE 5.000% 8/1 36268WAF7 11,191 12,833,000 PRN   DFND 1 0 0 0
HANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0 41068XAB6 3,400 2,773,000 PRN   DFND 1 0 0 0
CHINA LODGING GROUP LTD NOTE 0.375%11/0 16949NAC3 9,822 8,760,000 PRN   DFND 1 0 0 0
HORIZON THERAPEUTICS PUB LTD SHS G46188101 90 2,500 SH   DFND 1 2,500 0 0
IAC INTERACTIVECORP COM 44919P508 17,732 71,184 SH   DFND 1 71,184 0 0
INFINERA CORPORATION NOTE 2.125% 9/0 45667GAC7 10,435 9,851,000 PRN   DFND 1 0 0 0
INSMED INC COM PAR $.01 457669307 1,089 45,604 SH   DFND 1 45,604 0 0
INNOVIVA INC NOTE 2.500% 8/1 45781MAB7 35,478 32,648,000 PRN   DFND 1 0 0 0
INVACARE CORP NOTE 5.000%11/1 461203AJ0 9,497 10,259,000 PRN   DFND 1 0 0 0
MESA LABS INC NOTE 1.375% 8/1 59064RAA7 2,732 2,500,000 PRN   DFND 1 0 0 0
SERVICENOW INC COM 81762P102 41 147 SH   DFND 1 147 0 0
PAR PACIFIC HOLDINGS INC COM NEW 69888T207 69 2,972 SH   DFND 1 2,972 0 0
PDC ENERGY INC NOTE 1.125% 9/1 69327RAD3 4,870 5,190,000 PRN   DFND 1 0 0 0
PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 5,292 5,060,000 PRN   DFND 1 0 0 0
PROS HOLDINGS INC COM 74346Y103 219 3,670 SH   DFND 1 3,670 0 0
PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 9,356 9,361,000 PRN   DFND 1 0 0 0
PRETIUM RES INC NOTE 2.250% 3/1 74139CAB8 10,450 9,967,000 PRN   DFND 1 0 0 0
SUNPOWER CORP COM 867652406 343 44,025 SH   DFND 1 44,025 0 0
SUPERNUS PHARMACEUTICALS INC NOTE 0.625% 4/0 868459AD0 12,587 13,838,000 PRN   DFND 1 0 0 0
TEAM INC NOTE 5.000% 8/0 878155AE0 4,195 4,000,000 PRN   DFND 1 0 0 0
TILRAY INC NOTE 5.000%10/0 88688TAB6 6,635 12,000,000 PRN   DFND 1 0 0 0
TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 2,484 2,616,000 PRN   DFND 1 0 0 0
TOWER SEMICONDUCTOR LTD SHS NEW M87915274 1,345 55,942 SH   DFND 1 55,942 0 0
TWITTER INC COM 90184L102 4,806 149,955 SH   DFND 1 149,955 0 0
VONAGE HLDGS CORP COM 92886T201 214 28,900 SH   DFND 1 28,900 0 0
INTREXON CORP NOTE 3.500% 7/0 46122TAA0 5,490 9,000,000 PRN   DFND 1 0 0 0
NABORS INDUSTRIES LTD 6% PFD CNV SR A G6359F129 12,839 567,248 SH   DFND 1 567,248 0 0
ARLINGTON ASSET INVT CORP CL A NEW 041356205 3,410 612,387 SH   DFND 1 612,387 0 0
GREAT AJAX CORP COM 38983D300 3,809 257,258 SH   DFND 1 257,258 0 0
ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107 809 74,577 SH   DFND 1 74,577 0 0
ORCHID IS CAP INC COM 68571X103 3,777 645,665 SH   DFND 1 645,665 0 0
ARES CAP CORP COM 04010L103 167 8,968 SH   DFND 1 8,968 0 0
BARINGS BDC INC COM 06759L103 268 26,144 SH   DFND 1 26,144 0 0
TCG BDC INC COM 872280102 867 64,809 SH   DFND 1 64,809 0 0
FIDUS INVT CORP COM 316500107 468 31,595 SH   DFND 1 31,595 0 0
FS KKR CAPITAL CORP COM 302635107 350 57,175 SH   DFND 1 57,175 0 0
MONROE CAP CORP COM 610335101 105 9,705 SH   DFND 1 9,705 0 0
NEW MTN FIN CORP COM 647551100 216 15,775 SH   DFND 1 15,775 0 0
OAKTREE SPECIALTY LENDING CO COM 67401P108 293 53,692 SH   DFND 1 53,692 0 0
PENNANTPARK INVT CORP COM 708062104 249 38,263 SH   DFND 1 38,263 0 0
PROSPECT CAPITAL CORPORATION COM 74348T102 909 141,267 SH   DFND 1 141,267 0 0
STELLUS CAP INVT CORP COM 858568108 24 1,731 SH   DFND 1 1,731 0 0
SOLAR CAP LTD COM 83413U100 226 10,993 SH   DFND 1 10,993 0 0
THL CREDIT INC COM 872438106 168 26,628 SH   DFND 1 26,628 0 0
TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 838 58,983 SH   DFND 1 58,983 0 0
WHITEHORSE FIN INC COM 96524V106 208 15,251 SH   DFND 1 15,251 0 0
ALLIANZGI ART INTEL & TECH O COM 01883M101 950 47,280 SH   DFND 1 47,280 0 0
ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 704 78,664 SH   DFND 1 78,664 0 0
ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 4,760 349,239 SH   DFND 1 349,239 0 0
BLACKROCK SCIENCE & TECH TR SHS BEN INT 09260K101 1,332 65,005 SH   DFND 1 65,005 0 0
CHINA FD INC COM 169373107 1,736 82,348 SH   DFND 1 82,348 0 0
SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 508 9,171 SH   DFND 1 9,171 0 0
ISHARES INC MSCI GERMANY ETF 464286806 307 10,458 SH   DFND 1 10,458 0 0
GABELLI GO ANYWHERE TR COM 36250J109 178 11,607 SH   DFND 1 11,607 0 0
GABELLI GLB SML & MD CP VAL COM 36249W104 915 77,310 SH   DFND 1 77,310 0 0
TEKLA HEALTHCARE INVS SH BEN INT 87911J103 4,731 226,610 SH   DFND 1 226,610 0 0
INDIA FD INC COM 454089103 605 30,071 SH   DFND 1 30,071 0 0
NEW IRELAND FUND INC COM 645673104 355 35,861 SH   DFND 1 35,861 0 0
ISHARES TR RUS MD CP GR ETF 464287481 129 847 SH   DFND 1 847 0 0
ABERDEEN JAPAN EQUITY FD INC COM 00306J109 264 34,025 SH   DFND 1 34,025 0 0
KOREA FD COM NEW 500634209 1,165 39,076 SH   DFND 1 39,076 0 0
NEUBERGER BERMAN MLP AND ENR COM 64129H104 536 79,344 SH   DFND 1 79,344 0 0
PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 605 36,702 SH   DFND 1 36,702 0 0
SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 2,333 299,528 SH   DFND 1 299,528 0 0
TEMPLETON DRAGON FD INC COM 88018T101 3,411 175,422 SH   DFND 1 175,422 0 0
TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 840 60,695 SH   DFND 1 60,695 0 0
TAIWAN FD INC COM 874036106 691 33,582 SH   DFND 1 33,582 0 0
BLACKROCK MULTI-SECTOR INC T COM 09258A107 157 9,761 SH   DFND 1 9,761 0 0
ABERDEEN GLOBAL INCOME FD IN COM 003013109 1 200 SH   DFND 1 200 0 0
ISHARES SILVER TRUST ISHARES 46428Q109 106 6,381 SH   DFND 1 6,381 0 0
AURORA CANNABIS INC COM 05156X108 31 14,500 SH   DFND 1 14,500 0 0
ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 169,661 29,330,000 PRN   DFND 1 0 0 0
APHRIA INC COM 03765K104 84 16,183 SH   DFND 1 16,183 0 0
BAUSCH HEALTH COS INC COM 071734107 469 15,691 SH   DFND 1 15,691 0 0
CHEGG INC NOTE 0.250% 5/1 163092AB5 94,259 62,091,000 PRN   DFND 1 0 0 0
COUPA SOFTWARE INC NOTE 0.375% 1/1 22266LAB2 173,000 52,662,000 PRN   DFND 1 0 0 0
DISH NETWORK CORP NOTE 3.375% 8/1 25470MAB5 50,797 52,500,000 PRN   DFND 1 0 0 0
ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 25,557 24,000,000 PRN   DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 1,184 252,512 SH   DFND 1 252,512 0 0
FIVE9 INC NOTE 0.125% 5/0 338307AB7 64,237 38,048,000 PRN   DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 51,442 50,765,000 PRN   DFND 1 0 0 0
ILLUMINA INC COM 452327109 2,192 6,610 SH   DFND 1 6,610 0 0
IMMUNOMEDICS INC NOTE 4.750% 2/1 452907AK4 19,166 4,614,000 PRN   DFND 1 0 0 0
INPHI CORP NOTE 1.125%12/0 45772FAB3 53,348 28,632,000 PRN   DFND 1 0 0 0
IQIYI INC NOTE 3.750%12/0 46267XAB4 85,694 77,250,000 PRN   DFND 1 0 0 0
IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 39,039 33,392,000 PRN   DFND 1 0 0 0
J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 28,754 19,848,000 PRN   DFND 1 0 0 0
LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 31,784 36,633,000 PRN   DFND 1 0 0 0
LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 9,060 12,250,000 PRN   DFND 1 0 0 0
MEDICINES CO NOTE 3.500% 1/1 584688AJ4 124,176 36,325,000 PRN   DFND 1 0 0 0
MAGNOLIA OIL & GAS CORP CL A 559663109 539 42,873 SH   DFND 1 42,873 0 0
MOMO INC NOTE 1.250% 7/0 60879BAB3 67,757 72,969,000 PRN   DFND 1 0 0 0
MICRON TECHNOLOGY INC COM 595112103 3,402 63,260 SH   DFND 1 63,260 0 0
MAGNACHIP SEMICONDUCTOR SA NOTE 5.000% 3/0 55932XAB0 18,153 12,000,000 PRN   DFND 1 0 0 0
OMEROS CORP COM 682143102 304 21,637 SH   DFND 1 21,637 0 0
OPKO HEALTH INC COM 68375N103 9 6,336 SH   DFND 1 6,336 0 0
PACIRA BIOSCIENCES NOTE 2.375% 4/0 695127AD2 53,487 51,241,000 PRN   DFND 1 0 0 0
QORVO INC COM 74736K101 650 5,598 SH   DFND 1 5,598 0 0
RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 23,198 27,200,000 PRN   DFND 1 0 0 0
RAYONIER ADVANCED MATLS INC COM 75508B104 507 132,228 SH   DFND 1 132,228 0 0
SEA LTD NOTE 2.250% 7/0 81141RAB6 101,598 47,487,000 PRN   DFND 1 0 0 0
SPECTRUM PHARMACEUTICALS INC COM 84763A108 0 109 SH   DFND 1 109 0 0
SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 174,525 89,641,000 PRN   DFND 1 0 0 0
THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 24,989 24,100,000 PRN   DFND 1 0 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 491 50,146 SH   DFND 1 50,146 0 0
LENDINGTREE INC NEW NOTE 0.625% 6/0 52603BAA5 62,396 39,730,000 PRN   DFND 1 0 0 0
TRONOX HOLDINGS PLC SHS G9087Q102 1,126 98,624 SH   DFND 1 98,624 0 0
TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 73,856 46,641,000 PRN   DFND 1 0 0 0
VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 32,417 32,311,000 PRN   DFND 1 0 0 0
ZILLOW GROUP INC NOTE 2.000%12/0 98954MAB7 65,211 58,184,000 PRN   DFND 1 0 0 0
FIRST MAJESTIC SILVER CORP NOTE 1.875% 3/0 32076VAB9 36,543 25,600,000 PRN   DFND 1 0 0 0
ATLANTIC PWR CORP COM NEW 04878Q863 50 21,832 SH   DFND 1 21,832 0 0
JUST ENERGY GROUP INC COM 48213W101 64 38,200 SH   DFND 1 38,200 0 0
HUDBAY MINERALS INC COM 443628102 8 2,000 SH   DFND 1 2,000 0 0
THERATECHNOLOGIES INC NOTE 5.750% 6/3 88338HAA8 3,135 3,950,000 PRN   DFND 1 0 0 0
GRAN TIERRA ENERGY INC COM 38500T101 77 59,800 SH   DFND 1 59,800 0 0
CYPRESS SEMICONDUCTOR CORP COM 232806109 1,266 54,300 SH   DFND 1 54,300 0 0
CABOT MICROELECTRONICS CORP COM 12709P103 5,051 35,000 SH   DFND 1 35,000 0 0
GS ACQUISITION HLDGS CORP COM CL A 36255F102 5,364 486,331 SH   DFND 1 486,331 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 2,309 45,000 SH   DFND 1 45,000 0 0
CAPITAL ONE FINL CORP COM 14040H105 1,029 10,000 SH   DFND 1 10,000 0 0
GENERAL MTRS CO COM 37045V100 2,843 77,697 SH   DFND 1 77,697 0 0
HILLTOP HOLDINGS INC COM 432748101 623 25,000 SH   DFND 1 25,000 0 0
INVESCO LTD SHS G491BT108 899 50,000 SH   DFND 1 50,000 0 0
SVB FINL GROUP COM 78486Q101 470 1,874 SH   DFND 1 1,874 0 0
SEMTECH CORP COM 816850101 1,837 34,727 SH   DFND 1 34,727 0 0
TERADYNE INC COM 880770102 1,704 25,000 SH   DFND 1 25,000 0 0
VICTORY CAP HLDGS INC COM CL A 92645B103 3,113 148,458 SH   DFND 1 148,458 0 0
BLUEBIRD BIO INC COM 09609G100 7 88 SH   DFND 1 88 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 17 79 SH   DFND 1 79 0 0
EXELIXIS INC COM 30161Q104 0 23 SH   DFND 1 23 0 0
FIRST SOLAR INC COM 336433107 2 39 SH   DFND 1 39 0 0
GILEAD SCIENCES INC COM 375558103 1 19 SH   DFND 1 19 0 0
NEWLINK GENETICS CORP COM 651511107 0 2 SH   DFND 1 2 0 0
UNIVERSAL INS HLDGS INC COM 91359V107 1 63 SH   DFND 1 63 0 0
BANK AMER CORP COM 060505104 580 16,489 SH   DFND 1 16,489 0 0
READY CAP CORP 7% CN SR NT 2023 75574U200 1,386 52,139 SH   DFND 1 52,139 0 0
BROADCOM INC COM 11135F101 24,920 78,857 SH   DFND 1 78,857 0 0
AVANTOR INC COM 05352A100 180 9,934 SH   DFND 1 9,934 0 0
COLFAX CORP UNIT 01/15/2022T 194014205 39,584 251,195 SH   DFND 1 251,195 0 0
CHANGE HEALTHCARE INC UNIT 99/99/9999 15912K209 12,448 206,876 SH   DFND 1 206,876 0 0
DOMINION ENERGY INC UNIT 99/99/9999 25746U133 16,769 156,867 SH   DFND 1 156,867 0 0
DTE ENERGY CO UNIT 11/01/2022S 233331842 10,962 213,498 SH   DFND 1 213,498 0 0
AKERNA CORP *W EXP 06/17/202 00973W110 204 212,670 SH   DFND 1 212,670 0 0
SOUTH JERSEY INDS INC UNIT 99/99/9999 838518116 7,420 142,221 SH   DFND 1 142,221 0 0
STANLEY BLACK & DECKER INC COM 854502101 12,546 75,697 SH   DFND 1 75,697 0 0
VIRTUS INVT PARTNERS INC PFD CV SER D 92828Q208 17,399 171,615 SH   DFND 1 171,615 0 0
AVANTOR INC 6.25 PFD CNV SR 05352A209 21,945 347,828 SH   DFND 1 347,828 0 0
ENERGIZER HLDGS INC NEW 7.5 MCNV PFD A 29272W208 9,336 89,261 SH   DFND 1 89,261 0 0
AMYRIS INC COM NEW 03236M200 4,830 1,563,197 SH   DFND 1 1,563,197 0 0
ICAD INC COM NEW 44934S206 382 49,196 SH   DFND 1 49,196 0 0
VERB TECHNOLOGY CO INC *W EXP 03/14/202 92337U112 79 176,744 SH   DFND 1 176,744 0 0
ACHILLION PHARMACEUTICALS IN COM 00448Q201 380 63,091 SH   DFND 1 63,091 0 0
ALLERGAN PLC SHS G0177J108 7,768 40,635 SH   DFND 1 40,635 0 0
TD AMERITRADE HLDG CORP COM 87236Y108 4,812 96,833 SH   DFND 1 96,833 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 186 3,740 SH   DFND 1 3,740 0 0
AUDENTES THERAPEUTICS INC COM 05070R104 424 7,091 SH   DFND 1 7,091 0 0
CAROLINA FINL CORP NEW COM 143873107 118 2,744 SH   DFND 1 2,744 0 0
GENWORTH FINL INC COM CL A 37247D106 408 92,733 SH   DFND 1 92,733 0 0
IBERIABANK CORP COM 450828108 6,656 88,953 SH   DFND 1 88,953 0 0
INDEPENDENT BK GROUP INC COM 45384B106 1,866 33,661 SH   DFND 1 33,661 0 0
INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 117 5,256 SH   DFND 1 5,256 0 0
LADENBURG THALMAN FIN SVCS I COM 50575Q102 1,606 461,732 SH   DFND 1 461,732 0 0
MELLANOX TECHNOLOGIES LTD SHS M51363113 2,080 17,754 SH   DFND 1 17,754 0 0
NXP SEMICONDUCTORS N V COM N6596X109 962 7,565 SH   DFND 1 7,565 0 0
PACIFIC BIOSCIENCES CALIF IN COM 69404D108 0 100 SH   DFND 1 100 0 0
PROGENICS PHARMACEUTICALS IN COM 743187106 278 54,769 SH   DFND 1 54,769 0 0
RA PHARMACEUTICALS INC COM 74933V108 1,084 23,100 SH   DFND 1 23,100 0 0
SYNOVUS FINL CORP COM NEW 87161C501 479 12,230 SH   DFND 1 12,230 0 0
UNITED CMNTY FINL CORP OHIO COM 909839102 1,511 129,650 SH   DFND 1 129,650 0 0
XPERI CORP COM 98421B100 2,033 109,936 SH   DFND 1 109,936 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 3,041 399,198 SH   DFND 1 399,198 0 0
ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 965 149,035 SH   DFND 1 149,035 0 0
MORGAN STANLEY CHINA A SH FD COM 617468103 2,337 107,621 SH   DFND 1 107,621 0 0
THE CENTRAL AND EASTERN EU I COM 153436100 382 13,501 SH   DFND 1 13,501 0 0
CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461100 908 143,333 SH   DFND 1 143,333 0 0
CLEARBRIDGE MLP AND MIDSTRM COM 18469Q108 539 62,807 SH   DFND 1 62,807 0 0
NUVEEN DOW 30 DYN OVERWRITE SHS 67075F105 431 24,461 SH   DFND 1 24,461 0 0
DUFF & PHELPS SLT ENGY AND M COM 26433F108 1,279 333,965 SH   DFND 1 333,965 0 0
TEMPLETON EMERGING MKTS FD I COM 880191101 2,096 134,463 SH   DFND 1 134,463 0 0
CLEARBRIDGE ENERGY MIDSTRM O COM 18469P100 611 72,727 SH   DFND 1 72,727 0 0
EATON VANCE TX ADV GLB DIV O COM 27828U106 626 24,152 SH   DFND 1 24,152 0 0
FIRST TR/ABERDEEN EMERG OPT COM 33731K102 0 16 SH   DFND 1 16 0 0
FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 659 110,210 SH   DFND 1 110,210 0 0
FIDUCIARY CLAYMORE ENGRY INF COM 31647Q106 5,448 689,646 SH   DFND 1 689,646 0 0
SPROTT FOCUS TR INC COM 85208J109 1,573 213,726 SH   DFND 1 213,726 0 0
GABELLI DIVD & INCOME TR COM 36242H104 1,291 58,821 SH   DFND 1 58,821 0 0
GOLDMAN SACHS MLP ENERGY REN COM 38148G107 1,434 333,622 SH   DFND 1 333,622 0 0
NEW GERMANY FD INC COM 644465106 460 29,396 SH   DFND 1 29,396 0 0
GABELLI MULTIMEDIA TR INC COM 36239Q109 97 12,213 SH   DFND 1 12,213 0 0
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HAYMAKER ACQUISITION CORP II COM CL A 42087L101 4,622 459,900 SH   DFND 1 459,900 0 0
HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 347 246,700 SH   DFND 1 246,700 0 0
INSURANCE ACQUISITION CORP UNIT 03/31/2024 457867307 1,227 115,778 SH   DFND 1 115,778 0 0
INSURANCE ACQUISITION CORP *W EXP 03/31/202 457867117 89 75,000 SH   DFND 1 75,000 0 0
8I ENTERPRISES ACQUISITIN CO RIGHT 10/29/2020 G2956M120 88 231,240 SH   DFND 1 231,240 0 0
JUNIPER INDL HLDGS INC UNIT 11/13/2026 48205G205 1,429 140,100 SH   DFND 1 140,100 0 0
JUNIPER INDL HLDGS INC *W EXP 11/13/202 48205G114 1 2,400 SH   DFND 1 2,400 0 0
KBL MERGER CORP IV RIGHT 04/09/2020 48242A120 14 93,753 SH   DFND 1 93,753 0 0
KBL MERGER CORP IV *W EXP 01/15/202 48242A112 9 114,200 SH   DFND 1 114,200 0 0
LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 99 96,501 SH   DFND 1 96,501 0 0
UNION ACQUISITION CORP II UNIT 99/99/9999 G9402Q118 1,019 100,000 SH   DFND 1 100,000 0 0
LANDCADIA HLDGS II INC CL A 51476X105 7,441 753,179 SH   DFND 1 753,179 0 0
LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 34 3,363 SH   DFND 1 3,363 0 0
LANDCADIA HLDGS II INC *W EXP 05/09/202 51476X113 178 248,500 SH   DFND 1 248,500 0 0
LF CAP ACQUISITION CORP *W EXP 06/22/202 50200K116 111 248,102 SH   DFND 1 248,102 0 0
LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 8 16,300 SH   DFND 1 16,300 0 0
LEO HOLDINGS CORP COM CL A G5463L105 7,833 757,612 SH   DFND 1 757,612 0 0
LEO HOLDINGS CORP *W EXP 02/07/202 G5463L113 94 142,500 SH   DFND 1 142,500 0 0
LIV CAP ACQUISITION CORP UNIT 99/99/9999 G5510C124 1,609 160,000 SH   DFND 1 160,000 0 0
LONGEVITY ACQUISITION CORP ORD SHS G56372132 624 60,000 SH   DFND 1 60,000 0 0
LONGEVITY ACQUISITION CORP *W EXP 07/31/202 G56372116 5 60,000 SH   DFND 1 60,000 0 0
MERIDA MERGER CORP I COM 58953M106 899 92,400 SH   DFND 1 92,400 0 0
MERIDA MERGER CORP I *W EXP 11/07/202 58953M114 23 46,200 SH   DFND 1 46,200 0 0
MEGALITH FINL ACQUISITION CO CL A COM 58518F109 2,051 199,954 SH   DFND 1 199,954 0 0
MONOCLE ACQUISITION CORP COM 609754106 4,420 434,200 SH   DFND 1 434,200 0 0
NEBULA ACQUISITION CORP COM CLASS A 629076100 3,473 329,590 SH   DFND 1 329,590 0 0
NEBULA ACQUISITION CORP *W EXP 03/12/202 629076118 189 151,500 SH   DFND 1 151,500 0 0
NEW FRONTIER HEALTH CORP *W EXP 11/30/202 G6461G114 171 112,189 SH   DFND 1 112,189 0 0
NETFIN ACQUISITION CORP SHS CL A G6455A107 2,606 262,000 SH   DFND 1 262,000 0 0
NETFIN ACQUISITION CORP UNIT 08/01/2024 G6455A123 591 58,000 SH   DFND 1 58,000 0 0
NEW PROVIDENCE ACQUISITIN CO COM CL A 64822P106 7,402 750,000 SH   DFND 1 750,000 0 0
NEW PROVIDENCE ACQUISITIN CO UNIT 09/01/2024 64822P205 701 68,216 SH   DFND 1 68,216 0 0
OAKTREE ACQUISITION CORP *W EXP 99/99/999 G67145113 18 19,196 SH   DFND 1 19,196 0 0
ORISUN ACQUISITION CORP UNIT 99/99/9999 68632T208 404 39,900 SH   DFND 1 39,900 0 0
PROFICIENT ALPHA ACQUSTN COR COM 74317H105 251 25,000 SH   DFND 1 25,000 0 0
PROFICIENT ALPHA ACQUSTN COR UNIT 04/30/2026 74317H204 412 40,000 SH   DFND 1 40,000 0 0
PROFICIENT ALPHA ACQUSTN COR *W EXP 04/30/202 74317H113 31 210,000 SH   DFND 1 210,000 0 0
PURE ACQUISITION CORP CL A 74621Q106 674 65,000 SH   DFND 1 65,000 0 0
PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 216 20,000 SH   DFND 1 20,000 0 0
PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 93 95,200 SH   DFND 1 95,200 0 0
PIVOTAL INVT CORP II COM CL A 72582K100 4,229 425,500 SH   DFND 1 425,500 0 0
PIVOTAL INVT CORP II UNIT 06/01/2025 72582K209 1,734 170,000 SH   DFND 1 170,000 0 0
PIVOTAL INVT CORP II *W EXP 06/01/202 72582K118 15 20,000 SH   DFND 1 20,000 0 0
PROPTECH ACQUISITION CORPORA UNIT 10/01/2026 74349F200 3,587 350,000 SH   DFND 1 350,000 0 0
RMG ACQUISITION CORP CL A 749641106 5,164 517,499 SH   DFND 1 517,499 0 0
RMG ACQUISITION CORP UNIT 99/99/9999 749641205 406 40,001 SH   DFND 1 40,001 0 0
RMG ACQUISITION CORP *W EXP 02/21/202 749641114 4 7,333 SH   DFND 1 7,333 0 0
REPLAY ACQUISITION CORP COM G75130107 1,726 172,107 SH   DFND 1 172,107 0 0
REPLAY ACQUISITION CORP *W EXP 03/01/202 G75130115 98 117,500 SH   DFND 1 117,500 0 0
SCHULTZE SPL PURP ACQUSTN CO *W EXP 12/31/202 80821R117 34 90,100 SH   DFND 1 90,100 0 0
SOFTWARE ACQUISITION GROUP I UNIT 10/01/2026 83406B200 2,115 208,250 SH   DFND 1 208,250 0 0
SWITCHBACK ENERGY ACQUISITIO COM CL A 87105M102 3,429 349,998 SH   DFND 1 349,998 0 0
SC HEALTH CORP UNIT 99/99/9999 G78516302 207 20,000 SH   DFND 1 20,000 0 0
SC HEALTH CORP *W EXP 99/99/999 G78516401 30 31,250 SH   DFND 1 31,250 0 0
OSPREY TECHNLGY AQUISTION CO UNIT 10/30/2024 68839R401 6,138 603,000 SH   DFND 1 603,000 0 0
TORTOISE ACQUISITION CORP CL A 89154L100 3,996 400,000 SH   DFND 1 400,000 0 0
TORTOISE ACQUISITION CORP UNIT 03/04/2024 89154L209 547 53,824 SH   DFND 1 53,824 0 0
TORTOISE ACQUISITION CORP *W EXP 03/04/202 89154L118 48 103,872 SH   DFND 1 103,872 0 0
SOUTH MTN MERGER CORP COM CL A 838884104 2,189 221,829 SH   DFND 1 221,829 0 0
SOUTH MTN MERGER CORP UNIT 99/99/9999 838884203 4,365 419,334 SH   DFND 1 419,334 0 0
SOUTH MTN MERGER CORP *W EXP 06/20/202 838884112 16 18,125 SH   DFND 1 18,125 0 0
SPARTAN ENERGY ACQUISITON CO CL A COM STK 846784106 2,632 258,900 SH   DFND 1 258,900 0 0
SPARTAN ENERGY ACQUISITON CO UNIT 99/99/9999 846784114 837 80,796 SH   DFND 1 80,796 0 0
VIRGIN GALACTIC HOLDINGS INC *W EXP 11/25/202 92766K114 1,593 473,178 SH   DFND 1 473,178 0 0
STABLE RD ACQUISITION CORP UNIT 05/15/2026 85236Q208 1,286 125,000 SH   DFND 1 125,000 0 0
SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 75 187,800 SH   DFND 1 187,800 0 0
THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 5,969 600,000 SH   DFND 1 600,000 0 0
THUNDER BRDG ACQUISTION II L UNIT 99/99/9999 G8857S124 918 87,855 SH   DFND 1 87,855 0 0
THUNDER BRDG ACQUISTION II L *W EXP 11/30/202 G8857S108 174 193,915 SH   DFND 1 193,915 0 0
TUSCAN HLDGS CORP II COM 90070A103 986 100,000 SH   DFND 1 100,000 0 0
TUSCAN HLDGS CORP II UNIT 04/01/2026 90070A202 908 90,000 SH   DFND 1 90,000 0 0
TUSCAN HOLDINGS CORP COM 90069K104 9,602 964,100 SH   DFND 1 964,100 0 0
TIBERIUS ACQUISITION CORP *W EXP 02/28/202 88633A115 113 100,000 SH   DFND 1 100,000 0 0
TKK SYMPHONY ACQUISITION COR RIGHT 02/20/2020 G88950137 28 115,198 SH   DFND 1 115,198 0 0
TKK SYMPHONY ACQUISITION COR *W EXP 02/20/202 G88950129 14 234,400 SH   DFND 1 234,400 0 0
TRINE ACQUISITION CORP COM CL A 89628U108 5,838 585,000 SH   DFND 1 585,000 0 0
TRINE ACQUISITION CORP UNIT 03/31/2021 89628U207 883 84,504 SH   DFND 1 84,504 0 0
TRINE ACQUISITION CORP *W EXP 03/31/202 89628U116 104 110,000 SH   DFND 1 110,000 0 0
MOSAIC ACQUISITION CORP *W EXP 10/23/202 61946M118 337 347,520 SH   DFND 1 347,520 0 0
PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 44 153,375 SH   DFND 1 153,375 0 0
LINCOLN NATL CORP IND COM 534187109 39 675 SH   DFND 1 675 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 321 4,981 SH   DFND 1 4,981 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 117,179 707,304 SH   DFND 1 707,304 0 0
ARBOR RLTY TR INC COM 038923108 10,609 739,364 SH   DFND 1 739,364 0 0
GRANITE PT MTG TR INC COM 38741L107 5,922 322,223 SH   DFND 1 322,223 0 0
ADIENT PLC ORD SHS G0084W101 1,427 67,170 SH   DFND 1 67,170 0 0
AK STL HLDG CORP COM 001547108 534 162,393 SH   DFND 1 162,393 0 0
AMC NETWORKS INC CL A 00164V103 189 4,800 SH   DFND 1 4,800 0 0
ANTERO RES CORP COM 03674X106 17 6,199 SH   DFND 1 6,199 0 0
AVON PRODS INC COM 054303102 43 7,657 SH   DFND 1 7,657 0 0
BUILDERS FIRSTSOURCE INC COM 12008R107 727 28,614 SH   DFND 1 28,614 0 0
PEABODY ENERGY CORP NEW COM 704551100 108 11,943 SH   DFND 1 11,943 0 0
CARDTRONICS INC NOTE 1.000%12/0 14161HAG3 9,146 8,564,000 PRN   DFND 1 0 0 0
CHEMOURS CO COM 163851108 1,613 89,203 SH   DFND 1 89,203 0 0
CENTENNIAL RESOURCE DEV INC CL A 15136A102 219 47,422 SH   DFND 1 47,422 0 0
CDK GLOBAL INC COM 12508E101 396 7,246 SH   DFND 1 7,246 0 0
SEACOR HOLDINGS INC COM 811904101 44 1,036 SH   DFND 1 1,036 0 0
CLEVELAND CLIFFS INC COM 185899101 541 64,500 SH   DFND 1 64,500 0 0
CORNERSTONE BLDG BRANDS INC COM 21925D109 963 113,204 SH   DFND 1 113,204 0 0
CNX RESOURCES CORPORATION COM 12653C108 680 76,945 SH   DFND 1 76,945 0 0
CONNS INC COM 208242107 746 60,288 SH   DFND 1 60,288 0 0
CALLON PETE CO DEL COM 13123X102 243 50,317 SH   DFND 1 50,317 0 0
CONSTELLIUM SE CL A SHS F21107101 6,405 478,000 SH   DFND 1 478,000 0 0
DERMIRA INC NOTE 3.000% 5/1 24983LAB0 4,229 4,500,000 PRN   DFND 1 0 0 0
ENCANA CORP COM 292505104 342 73,122 SH   DFND 1 73,122 0 0
ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 16,060 15,500,000 PRN   DFND 1 0 0 0
ENVESTNET INC COM 29404K106 15 229 SH   DFND 1 229 0 0
EVOLENT HEALTH INC NOTE 2.000%12/0 30050BAB7 10,055 11,193,000 PRN   DFND 1 0 0 0
EVERI HLDGS INC COM 30034T103 1,333 99,267 SH   DFND 1 99,267 0 0
FORD MTR CO DEL COM 345370860 516 55,500 SH   DFND 1 55,500 0 0
FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 20,009 15,968,000 PRN   DFND 1 0 0 0
FIREEYE INC NOTE 0.875% 6/0 31816QAF8 38,768 38,451,000 PRN   DFND 1 0 0 0
FLEXION THERAPEUTICS INC NOTE 3.375% 5/0 33938JAB2 15 15,000 PRN   DFND 1 0 0 0
GDS HLDGS LTD SPONSORED ADS 36165L108 2,543 49,311 SH   DFND 1 49,311 0 0
GRAHAM HLDGS CO COM 384637104 638 1,000 SH   DFND 1 1,000 0 0
GOGO INC COM 38046C109 4,393 686,425 SH   DFND 1 686,425 0 0
CANADA GOOSE HOLDINGS INC SHS SUB VTG 135086106 139 3,851 SH   DFND 1 3,851 0 0
GRANITE PT MTG TR INC NOTE 6.375%10/0 38741LAC1 1,331 1,275,000 PRN   DFND 1 0 0 0
GULFPORT ENERGY CORP COM NEW 402635304 1,916 630,351 SH   DFND 1 630,351 0 0
FERROGLOBE PLC SHS G33856108 419 445,905 SH   DFND 1 445,905 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 941 60,543 SH   DFND 1 60,543 0 0
WARRIOR MET COAL INC COM 93627C101 598 28,346 SH   DFND 1 28,346 0 0
HD SUPPLY HLDGS INC COM 40416M105 152 3,800 SH   DFND 1 3,800 0 0
H & E EQUIPMENT SERVICES INC COM 404030108 1,097 32,832 SH   DFND 1 32,832 0 0
HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 11,297 10,906,000 PRN   DFND 1 0 0 0
HARMONIC INC NOTE 4.000%12/0 413160AB8 10,517 7,175,000 PRN   DFND 1 0 0 0
HOVNANIAN ENTERPRISES INC CL A NEW 442487401 5 251 SH   DFND 1 251 0 0
HIGHPOINT RES CORP COM 43114K108 62 37,032 SH   DFND 1 37,032 0 0
HUBSPOT INC NOTE 0.250% 6/0 443573AB6 33,003 19,052,000 PRN   DFND 1 0 0 0
IAMGOLD CORP COM 450913108 14 3,866 SH   DFND 1 3,866 0 0
IMMUNOGEN INC NOTE 4.500% 7/0 45253HAB7 1,432 1,100,000 PRN   DFND 1 0 0 0
INPHI CORP NOTE 0.750% 9/0 45772FAC1 15,351 10,830,000 PRN   DFND 1 0 0 0
GARTNER INC COM 366651107 681 4,420 SH   DFND 1 4,420 0 0
PENNEY J C CORP INC COM 708160106 3 3,000 SH   DFND 1 3,000 0 0
KNOWLES CORP NOTE 3.250%11/0 49926DAB5 38,317 29,383,000 PRN   DFND 1 0 0 0
KOSMOS ENERGY LTD COM 500688106 1,594 279,816 SH   DFND 1 279,816 0 0
KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 117 6,500 SH   DFND 1 6,500 0 0
LIONS GATE ENTMNT CORP CL A VTG 535919401 654 61,386 SH   DFND 1 61,386 0 0
LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 5,109 3,500,000 PRN   DFND 1 0 0 0
MATTEL INC COM 577081102 930 68,636 SH   DFND 1 68,636 0 0
ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1,684 171,600 SH   DFND 1 171,600 0 0
MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 100,714 67,327,000 PRN   DFND 1 0 0 0
MICHAELS COS INC COM 59408Q106 718 88,870 SH   DFND 1 88,870 0 0
MUELLER INDS INC COM 624756102 282 8,904 SH   DFND 1 8,904 0 0
MONTAGE RES CORP COM 61179L100 99 12,500 SH   DFND 1 12,500 0 0
MERITAGE HOMES CORP COM 59001A102 354 5,800 SH   DFND 1 5,800 0 0
MERITOR INC NOTE 7.875% 3/0 59001KAC4 22,818 10,133,000 PRN   DFND 1 0 0 0
MANITOWOC CO INC COM NEW 563571405 642 36,727 SH   DFND 1 36,727 0 0
NAVISTAR INTL CORP NEW COM 63934E108 89 3,093 SH   DFND 1 3,093 0 0
NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 56,278 57,777,000 PRN   DFND 1 0 0 0
NEW GOLD INC CDA COM 644535106 415 472,257 SH   DFND 1 472,257 0 0
NUTANIX INC NOTE 1/1 67059NAB4 33,333 33,451,000 PRN   DFND 1 0 0 0
NOVAVAX INC COM NEW 670002401 57 14,432 SH   DFND 1 14,432 0 0
OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 10,677 9,747,000 PRN   DFND 1 0 0 0
OPEN TEXT CORP COM 683715106 251 5,700 SH   DFND 1 5,700 0 0
PALO ALTO NETWORKS INC COM 697435105 277 1,200 SH   DFND 1 1,200 0 0
PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 1,727 1,800,000 PRN   DFND 1 0 0 0
PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 1,843 1,700,000 PRN   DFND 1 0 0 0
PARSLEY ENERGY INC CL A 701877102 5,911 312,629 SH   DFND 1 312,629 0 0
POST HLDGS INC COM 737446104 334 3,062 SH   DFND 1 3,062 0 0
PERFICIENT INC NOTE 2.375% 9/1 71375UAB7 12,248 9,000,000 PRN   DFND 1 0 0 0
PARTY CITY HOLDCO INC COM 702149105 609 260,407 SH   DFND 1 260,407 0 0
PYXUS INTL INC COM 74737V106 764 85,472 SH   DFND 1 85,472 0 0
Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 30,196 19,944,000 PRN   DFND 1 0 0 0
QUAD / GRAPHICS INC COM CL A 747301109 239 51,330 SH   DFND 1 51,330 0 0
QUOTIENT TECHNOLOGY INC NOTE 1.750%12/0 749119AB9 11,077 11,251,000 PRN   DFND 1 0 0 0
RENT A CTR INC NEW COM 76009N100 413 14,343 SH   DFND 1 14,343 0 0
REDFIN CORP NOTE 1.750% 7/1 75737FAA6 12,912 13,029,000 PRN   DFND 1 0 0 0
RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 32,013 12,577,000 PRN   DFND 1 0 0 0
RESIDEO TECHNOLOGIES INC COM 76118Y104 472 39,572 SH   DFND 1 39,572 0 0
RH COM 74967X103 618 2,897 SH   DFND 1 2,897 0 0
TRANSOCEAN LTD REG SHS H8817H100 5,117 743,864 SH   DFND 1 743,864 0 0
RETROPHIN INC NOTE 2.500% 9/1 761299AB2 15,066 19,385,000 PRN   DFND 1 0 0 0
SCIENTIFIC GAMES CORP COM 80874P109 9,197 343,435 SH   DFND 1 343,435 0 0
SIRIUS XM HLDGS INC COM 82968B103 100 14,055 SH   DFND 1 14,055 0 0
SILICON LABORATORIES INC COM 826919102 787 6,787 SH   DFND 1 6,787 0 0
SM ENERGY CO COM 78454L100 678 60,400 SH   DFND 1 60,400 0 0
ISTAR INC NOTE 3.125% 9/1 45031UCB5 4,506 4,000,000 PRN   DFND 1 0 0 0
SCORPIO TANKERS INC SHS Y7542C130 1,155 29,381 SH   DFND 1 29,381 0 0
TENNECO INC CL A VTG COM STK 880349105 1,072 81,838 SH   DFND 1 81,838 0 0
TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 5,240 5,500,000 PRN   DFND 1 0 0 0
TRIUMPH GROUP INC NEW COM 896818101 534 21,159 SH   DFND 1 21,159 0 0
TREEHOUSE FOODS INC COM 89469A104 194 4,000 SH   DFND 1 4,000 0 0
TIMKENSTEEL CORP NOTE 6.000% 6/0 887399AA1 8,187 7,880,000 PRN   DFND 1 0 0 0
TWILIO INC CL A 90138F102 491 5,000 SH   DFND 1 5,000 0 0
UNISYS CORP NOTE 5.500% 3/0 909214BS6 19,292 14,170,000 PRN   DFND 1 0 0 0
VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 38,671 29,964,000 PRN   DFND 1 0 0 0
VIPSHOP HLDGS LTD SPONSORED ADS A 92763W103 2,573 181,629 SH   DFND 1 181,629 0 0
VEONEER INCORPORATED NOTE 4.000% 6/0 92336XAA7 15,773 15,375,000 PRN   DFND 1 0 0 0
VENATOR MATLS PLC SHS G9329Z100 210 55,042 SH   DFND 1 55,042 0 0
WAYFAIR INC NOTE 0.375% 9/0 94419LAB7 26,678 24,500,000 PRN   DFND 1 0 0 0
WAYFAIR INC NOTE 1.125%11/0 94419LAD3 15,588 15,000,000 PRN   DFND 1 0 0 0
WEIBO CORP SPONSORED ADR 948596101 4,607 99,414 SH   DFND 1 99,414 0 0
W & T OFFSHORE INC COM 92922P106 518 93,300 SH   DFND 1 93,300 0 0
AQUA AMERICA INC COM 03836W103 1,520 32,395 SH   DFND 1 32,395 0 0
WW INTL INC COM 98262P101 715 18,715 SH   DFND 1 18,715 0 0
WORLD WRESTLING ENTMT INC CL A 98156Q108 257 3,966 SH   DFND 1 3,966 0 0
UNITED STATES STL CORP NEW COM 912909108 5,493 481,491 SH   DFND 1 481,491 0 0
XEROX HOLDINGS CORP COM NEW 98421M106 263 7,139 SH   DFND 1 7,139 0 0
ZILLOW GROUP INC NOTE 1.500% 7/0 98954MAC5 3,840 4,000,000 PRN   DFND 1 0 0 0
ZILLOW GROUP INC CL A 98954M101 605 13,246 SH   DFND 1 13,246 0 0
WISDOMTREE TR JAPN HEDGE EQT 97717W851 2,689 50,000 SH   DFND 1 50,000 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 6,103 42,715 SH   DFND 1 42,715 0 0
ISHARES TR SELECT DIVID ETF 464287168 10,566 100,000 SH   DFND 1 100,000 0 0
KNOT OFFSHORE PARTNERS LP COM UNITS Y48125101 1,459 73,681 SH   DFND 1 73,681 0 0
ABB LTD SPONSORED ADR 000375204 481 20,000 SH   DFND 1 20,000 0 0
CATERPILLAR INC DEL COM 149123101 2,510 17,000 SH   DFND 1 17,000 0 0
CROWN HOLDINGS INC COM 228368106 2,176 30,000 SH   DFND 1 30,000 0 0
CLEAN HARBORS INC COM 184496107 2,058 24,000 SH   DFND 1 24,000 0 0
DUPONT DE NEMOURS INC COM 26614N102 1,605 25,000 SH   DFND 1 25,000 0 0
EMERSON ELEC CO COM 291011104 5,338 70,000 SH   DFND 1 70,000 0 0
FREEPORT-MCMORAN INC CL B 35671D857 2,427 185,000 SH   DFND 1 185,000 0 0
FORTIVE CORP COM 34959J108 8,784 115,000 SH   DFND 1 115,000 0 0
HONEYWELL INTL INC COM 438516106 5,575 31,500 SH   DFND 1 31,500 0 0
IAA INC COM 449253103 941 20,000 SH   DFND 1 20,000 0 0
JACOBS ENGR GROUP INC COM 469814107 1,347 15,000 SH   DFND 1 15,000 0 0
LINDE PLC SHS G5494J103 1,703 8,000 SH   DFND 1 8,000 0 0
LOUISIANA PAC CORP COM 546347105 1,038 35,000 SH   DFND 1 35,000 0 0
NORBORD INC COM NEW 65548P403 4,677 175,000 SH   DFND 1 175,000 0 0
PPG INDS INC COM 693506107 867 6,502 SH   DFND 1 6,502 0 0
RPM INTL INC COM 749685103 460 6,000 SH   DFND 1 6,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 128,800 400,176 SH   DFND 1 400,176 0 0
TIMKEN CO COM 887389104 8,446 150,000 SH   DFND 1 150,000 0 0
UNIVAR SOLUTIONS INC COM 91336L107 1,575 65,000 SH   DFND 1 65,000 0 0
UNITED TECHNOLOGIES CORP COM 913017109 8,686 58,000 SH   DFND 1 58,000 0 0
WILLSCOT CORP COM 971375126 5,269 285,000 SH   DFND 1 285,000 0 0
ALPS ETF TR ALERIAN MLP 00162Q866 850 100,000 SH   DFND 1 100,000 0 0
AXALTA COATING SYS LTD COM G0750C108 1,532 50,398 SH   DFND 1 50,398 0 0
BERRY GLOBAL GROUP INC COM 08579W103 949 20,000 SH   DFND 1 20,000 0 0
BERRY PETE CORP COM 08579X101 370 39,255 SH   DFND 1 39,255 0 0
BORGWARNER INC COM 099724106 386 8,912 SH   DFND 1 8,912 0 0
BEYOND MEAT INC COM 08862E109 340 4,505 SH   DFND 1 4,505 0 0
CIRCOR INTL INC COM 17273K109 989 21,400 SH   DFND 1 21,400 0 0
CUMMINS INC COM 231021106 14 81 SH   DFND 1 81 0 0
CNH INDL N V SHS N20944109 143 13,063 SH   DFND 1 13,063 0 0
CANADIAN NAT RES LTD COM 136385101 93 2,899 SH   DFND 1 2,899 0 0
CABOT OIL & GAS CORP COM 127097103 241 13,859 SH   DFND 1 13,859 0 0
CVS HEALTH CORP COM 126650100 1,745 23,500 SH   DFND 1 23,500 0 0
NOW INC COM 67011P100 304 27,055 SH   DFND 1 27,055 0 0
DEVON ENERGY CORP NEW COM 25179M103 1,298 50,000 SH   DFND 1 50,000 0 0
DYCOM INDS INC COM 267475101 1,772 37,602 SH   DFND 1 37,602 0 0
TECHNIPFMC PLC COM G87110105 225 10,508 SH   DFND 1 10,508 0 0
CHART INDS INC COM PAR $0.01 16115Q308 2,699 40,000 SH   DFND 1 40,000 0 0
HALLIBURTON CO COM 406216101 663 27,126 SH   DFND 1 27,126 0 0
HELMERICH & PAYNE INC COM 423452101 1,672 36,812 SH   DFND 1 36,812 0 0
LENNAR CORP CL A 526057104 6,815 122,172 SH   DFND 1 122,172 0 0
MARTIN MARIETTA MATLS INC COM 573284106 1,957 7,000 SH   DFND 1 7,000 0 0
MARATHON PETE CORP COM 56585A102 3,494 58,000 SH   DFND 1 58,000 0 0
OCCIDENTAL PETE CORP COM 674599105 2,316 56,200 SH   DFND 1 56,200 0 0
PILGRIMS PRIDE CORP NEW COM 72147K108 1,308 40,000 SH   DFND 1 40,000 0 0
PELOTON INTERACTIVE INC CL A COM 70614W100 20 710 SH   DFND 1 710 0 0
STARBUCKS CORP COM 855244109 4,912 55,878 SH   DFND 1 55,878 0 0
SOLARIS OILFIELD INFRSTR INC COM CL A 83418M103 560 40,000 SH   DFND 1 40,000 0 0
TECK RESOURCES LTD CL B 878742204 3 200 SH   DFND 1 200 0 0
TREMONT MTG TR COM 894789106 113 22,905 SH   DFND 1 22,905 0 0
TYSON FOODS INC CL A 902494103 1,820 20,000 SH   DFND 1 20,000 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108 1,176 19,955 SH   DFND 1 19,955 0 0
WESTROCK CO COM 96145D105 858 20,000 SH   DFND 1 20,000 0 0
XYLEM INC COM 98419M100 1,544 19,600 SH   DFND 1 19,600 0 0
APACHE CORP COM 037411105 0 12 SH   DFND 1 12 0 0
CHARTER COMMUNICATIONS INC N CL A 16119P108 2 6 SH   DFND 1 6 0 0
CEMEX SAB DE CV SPON ADR NEW 151290889 99 26,413 SH   DFND 1 26,413 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 0 5 SH   DFND 1 5 0 0
KRAFT HEINZ CO COM 500754106 5 175 SH   DFND 1 175 0 0
L BRANDS INC COM 501797104 99 5,481 SH   DFND 1 5,481 0 0
CHENIERE ENERGY INC COM NEW 16411R208 0 3 SH   DFND 1 3 0 0
LAS VEGAS SANDS CORP COM 517834107 2 29 SH   DFND 1 29 0 0
MYLAN N V SHS EURO N59465109 0 17 SH   DFND 1 17 0 0
NORFOLK SOUTHERN CORP COM 655844108 170 876 SH   DFND 1 876 0 0
TAL EDUCATION GROUP SPONSORED ADS 874080104 2,274 47,197 SH   DFND 1 47,197 0 0
VALERO ENERGY CORP NEW COM 91913Y100 5 62 SH   DFND 1 62 0 0
WALMART INC COM 931142103 9,271 78,015 SH   DFND 1 78,015 0 0
WEYERHAEUSER CO COM 962166104 31 1,038 SH   DFND 1 1,038 0 0
BUNGE LIMITED COM G16962105 901 15,671 SH   DFND 1 15,671 0 0
EPR PPTYS COM SH BEN INT 26884U109 675 9,567 SH   DFND 1 9,567 0 0
EQUITY COMWLTH CUM PFD S D 6.5% 294628201 2 100 SH   DFND 1 100 0 0
LEXINGTON REALTY TRUST COM 529043101 197 18,586 SH   DFND 1 18,586 0 0
QTS RLTY TR INC COM CL A 74736A103 4,585 84,501 SH   DFND 1 84,501 0 0
RPT REALTY SH BEN INT 74971D101 1,718 114,233 SH   DFND 1 114,233 0 0
WHEELER REAL ESTATE INVT TR CV PFD SER B 963025309 362 32,945 SH   DFND 1 32,945 0 0
WHEELER REAL ESTATE INVT TR COM NEW 963025705 5 3,269 SH   DFND 1 3,269 0 0
AMERICAN ELEC PWR CO INC UNIT 03/15/2022 025537127 1,282 23,725 SH   DFND 1 23,725 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 184 870 SH   DFND 1 870 0 0
DANAHER CORPORATION COM 235851102 12,659 82,482 SH   DFND 1 82,482 0 0
NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 3,729 72,820 SH   DFND 1 72,820 0 0
SOUTHERN CO UNIT 08/01/2022 842587602 1,164 21,641 SH   DFND 1 21,641 0 0
SEMPRA ENERGY 6% PFD CONV A 816851406 21,472 178,691 SH   DFND 1 178,691 0 0
ASSURANT INC 6.50% CONV PFD D 04621X207 15,823 123,026 SH   DFND 1 123,026 0 0
BECTON DICKINSON & CO PFD SHS CONV A 075887208 6,142 93,745 SH   DFND 1 93,745 0 0
CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 1,568 1,223 SH   DFND 1 1,223 0 0
CENTERPOINT ENERGY INC DEP RP PFD CV B 15189T503 5,880 120,562 SH   DFND 1 120,562 0 0
FORTIVE CORP 5% PFD CNV SER A 34959J207 6,546 6,719 SH   DFND 1 6,719 0 0
INTERNATIONAL FLAVORS&FRAGRA UNIT 09/15/2021 459506309 2,893 60,210 SH   DFND 1 60,210 0 0
OPTIMIZERX CORP COM NEW 68401U204 6,070 591,073 SH   DFND 1 591,073 0 0
ADVANCED DISP SVCS INC DEL COM 00790X101 5,460 166,137 SH   DFND 1 166,137 0 0
AGNC INVT CORP COM 00123Q104 215 12,200 SH   DFND 1 12,200 0 0
AVISTA CORP COM 05379B107 135 2,822 SH   DFND 1 2,822 0 0
AIRCASTLE LTD COM G0129K104 2,507 78,324 SH   DFND 1 78,324 0 0
BAIDU INC SPON ADR REP A 056752108 31 250 SH   DFND 1 250 0 0
CRAFT BREW ALLIANCE INC COM 224122101 676 41,000 SH   DFND 1 41,000 0 0
CONTINENTAL BLDG PRODS INC COM 211171103 527 14,476 SH   DFND 1 14,476 0 0
CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 1,226 270,682 SH   DFND 1 270,682 0 0
CISION LTD SHS G1992S109 1,066 106,968 SH   DFND 1 106,968 0 0
CYRUSONE INC COM 23283R100 4,528 69,214 SH   DFND 1 69,214 0 0
CONOCOPHILLIPS COM 20825C104 85 1,310 SH   DFND 1 1,310 0 0
CAMPBELL SOUP CO COM 134429109 197 4,000 SH   DFND 1 4,000 0 0
CARE COM INC COM 141633107 59 3,970 SH   DFND 1 3,970 0 0
CLEARWAY ENERGY INC CL C 18539C204 573 28,738 SH   DFND 1 28,738 0 0
CONCHO RES INC COM 20605P101 218 2,500 SH   DFND 1 2,500 0 0
CAESARS ENTMT CORP COM 127686103 6,954 511,388 SH   DFND 1 511,388 0 0
EL PASO ELEC CO COM NEW 283677854 6,180 91,037 SH   DFND 1 91,037 0 0
ENBRIDGE INC COM 29250N105 1,315 33,089 SH   DFND 1 33,089 0 0
DIAMONDBACK ENERGY INC COM 25278X109 92 1,000 SH   DFND 1 1,000 0 0
GLOBAL NET LEASE INC COM NEW 379378201 156 7,726 SH   DFND 1 7,726 0 0
INNOPHOS HOLDINGS INC COM 45774N108 1,074 33,613 SH   DFND 1 33,613 0 0
IRON MTN INC NEW COM 46284V101 551 17,300 SH   DFND 1 17,300 0 0
JD COM INC SPON ADR CL A 47215P106 207 5,900 SH   DFND 1 5,900 0 0
LIBERTY BROADBAND CORP COM SER C 530307305 213 1,700 SH   DFND 1 1,700 0 0
ANNALY CAP MGMT INC COM 035710409 1,481 157,305 SH   DFND 1 157,305 0 0
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 30,501 1,893,345 SH   DFND 1 1,893,345 0 0
NEWELL BRANDS INC COM 651229106 270 14,092 SH   DFND 1 14,092 0 0
OMNOVA SOLUTIONS INC COM 682129101 960 95,051 SH   DFND 1 95,051 0 0
OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 188 5,870 SH   DFND 1 5,870 0 0
PATTERN ENERGY GROUP INC CL A 70338P100 1,613 60,310 SH   DFND 1 60,310 0 0
PROCTER & GAMBLE CO COM 742718109 155 1,242 SH   DFND 1 1,242 0 0
PIONEER NAT RES CO COM 723787107 60 400 SH   DFND 1 400 0 0
RUBICON PROJ INC COM 78112V102 107 13,178 SH   DFND 1 13,178 0 0
SANDERSON FARMS INC COM 800013104 123 700 SH   DFND 1 700 0 0
SRC ENERGY INC COM 78470V108 1,546 375,481 SH   DFND 1 375,481 0 0
TIFFANY & CO NEW COM 886547108 2,872 21,492 SH   DFND 1 21,492 0 0
VEREIT INC COM 92339V100 1,076 116,525 SH   DFND 1 116,525 0 0
VENTAS INC COM 92276F100 7,680 133,023 SH   DFND 1 133,023 0 0
WESCO AIRCRAFT HLDGS INC COM 950814103 2,354 213,685 SH   DFND 1 213,685 0 0
WABCO HLDGS INC COM 92927K102 4,854 35,825 SH   DFND 1 35,825 0 0
LYON WILLIAM HOMES CL A NEW 552074700 675 33,804 SH   DFND 1 33,804 0 0
APARTMENT INVT & MGMT CO CL A 03748R754 2,209 42,787 SH   DFND 1 42,787 0 0
AMERICAN HOMES 4 RENT CL A 02665T306 2,305 87,952 SH   DFND 1 87,952 0 0
CAMDEN PPTY TR SH BEN INT 133131102 3,289 31,007 SH   DFND 1 31,007 0 0
HEALTHCARE TR AMER INC CL A NEW 42225P501 53 1,771 SH   DFND 1 1,771 0 0
SABRA HEALTH CARE REIT INC COM 78573L106 6,702 314,086 SH   DFND 1 314,086 0 0
PEBBLEBROOK HOTEL TR COM 70509V100 1,654 61,698 SH   DFND 1 61,698 0 0
PARK HOTELS RESORTS INC COM 700517105 1,047 40,499 SH   DFND 1 40,499 0 0
SUNSTONE HOTEL INVS INC NEW COM 867892101 1,243 89,326 SH   DFND 1 89,326 0 0
FIRST INDUSTRIAL REALTY TRUS COM 32054K103 352 8,484 SH   DFND 1 8,484 0 0
PS BUSINESS PKS INC CALIF COM 69360J107 6,848 41,541 SH   DFND 1 41,541 0 0
REXFORD INDL RLTY INC COM 76169C100 2,421 53,027 SH   DFND 1 53,027 0 0
CORESITE RLTY CORP COM 21870Q105 1,828 16,306 SH   DFND 1 16,306 0 0
CUBESMART COM 229663109 3,106 98,696 SH   DFND 1 98,696 0 0
NATIONAL RETAIL PPTYS INC COM 637417106 1,629 30,396 SH   DFND 1 30,396 0 0
REALTY INCOME CORP COM 756109104 767 10,419 SH   DFND 1 10,419 0 0
PUBLIC STORAGE COM 74460D109 2,186 10,265 SH   DFND 1 10,265 0 0
W P CAREY INC COM 92936U109 2,657 33,202 SH   DFND 1 33,202 0 0
BRANDYWINE RLTY TR SH BEN INT NEW 105368203 5,797 368,075 SH   DFND 1 368,075 0 0
DOUGLAS EMMETT INC COM 25960P109 609 13,880 SH   DFND 1 13,880 0 0
EMPIRE ST RLTY TR INC CL A 292104106 7,509 537,946 SH   DFND 1 537,946 0 0
HUDSON PAC PPTYS INC COM 444097109 3,770 100,152 SH   DFND 1 100,152 0 0
JBG SMITH PPTYS COM 46590V100 4,607 115,499 SH   DFND 1 115,499 0 0
CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 1,164 39,623 SH   DFND 1 39,623 0 0
PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 1,099 49,445 SH   DFND 1 49,445 0 0
PARAMOUNT GROUP INC COM 69924R108 5,124 368,162 SH   DFND 1 368,162 0 0
ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 14,582 816,012 SH   DFND 1 816,012 0 0
CHERRY HILL MTG INVT CORP COM 164651101 6,289 431,056 SH   DFND 1 431,056 0 0
CAPSTEAD MTG CORP COM NO PAR 14067E506 115 14,601 SH   DFND 1 14,601 0 0
MGIC INVT CORP WIS COM 552848103 7,780 549,097 SH   DFND 1 549,097 0 0
PENNYMAC MTG INVT TR COM 70931T103 1,325 59,444 SH   DFND 1 59,444 0 0
REGENCY CTRS CORP COM 758849103 2,324 36,850 SH   DFND 1 36,850 0 0
RETAIL OPPORTUNITY INVTS COR COM 76131N101 427 24,227 SH   DFND 1 24,227 0 0
RETAIL PPTYS AMER INC CL A 76131V202 2,423 180,887 SH   DFND 1 180,887 0 0
SITE CENTERS CORP COM 82981J109 2,833 202,119 SH   DFND 1 202,119 0 0
TAUBMAN CTRS INC COM 876664103 3,339 107,406 SH   DFND 1 107,406 0 0
URBAN EDGE PPTYS COM 91704F104 2,263 118,024 SH   DFND 1 118,024 0 0
WASHINGTON PRIME GROUP NEW COM 93964W108 1,022 281,017 SH   DFND 1 281,017 0 0
WEINGARTEN RLTY INVS SH BEN INT 948741103 2,017 64,591 SH   DFND 1 64,591 0 0
INVESCO CURNCYSHS BRIT PND S BRIT POUN STRL 46138M109 15,026 117,000 SH   DFND 1 117,000 0 0
US ECOLOGY INC *W EXP 10/17/202 91734M111 155 13,364 SH   DFND 1 13,364 0 0
EZCORP INC NOTE 2.875% 7/0 302301AF3 16,996 17,979,000 PRN   DFND 1 0 0 0
PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 23,593 20,454,000 PRN   DFND 1 0 0 0
NIO INC SPON ADS 62914V106 1,538 382,638 SH   DFND 1 382,638 0 0
RITE AID CORP COM 767754872 533 34,468 SH   DFND 1 34,468 0 0
BIOCERES CROP SOLUTIONS CORP *W EXP 03/14/202 G1117K106 14 91,815 SH   DFND 1 91,815 0 0
DELEK US HLDGS INC NEW COM 24665A103 30 900 SH   DFND 1 900 0 0
SNAP INC CL A 83304A106 181 11,107 SH   DFND 1 11,107 0 0
ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 2 10,000 SH   DFND 1 10,000 0 0
EDTECHX HLDGS ACQUISITION CO *W EXP 12/31/202 28138X111 36 99,900 SH   DFND 1 99,900 0 0
FORUM MERGER II CORP CL A 34986F103 2 227 SH   DFND 1 227 0 0
FORUM MERGER II CORP *W EXP 09/30/202 34986F111 13 28,815 SH   DFND 1 28,815 0 0
GIGCAPITAL2 INC UNIT 02/28/2026 375036209 624 60,000 SH   DFND 1 60,000 0 0
GRAF INDL CORP *W EXP 12/31/202 384278115 21 50,000 SH   DFND 1 50,000 0 0
GORES HOLDINGS III INC UNIT 09/07/2024 38286G208 919 83,600 SH   DFND 1 83,600 0 0
HL ACQUISITIONS CORP SHS G4603R106 1,239 120,000 SH   DFND 1 120,000 0 0
INSURANCE ACQUISITION CORP CL A 457867109 195 19,500 SH   DFND 1 19,500 0 0
LF CAP ACQUISITION CORP CL A 50200K108 3,988 385,000 SH   DFND 1 385,000 0 0
MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 8 25,000 SH   DFND 1 25,000 0 0
NEW PROVIDENCE ACQUISITIN CO *W EXP 09/11/202 64822P114 67 75,000 SH   DFND 1 75,000 0 0
OAKTREE ACQUISITION CORP UNIT 99/99/9999 G67145121 15 1,550 SH   DFND 1 1,550 0 0
OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 16 90,000 SH   DFND 1 90,000 0 0
PROFICIENT ALPHA ACQUSTN COR RIGHT 04/30/2026 74317H121 21 123,826 SH   DFND 1 123,826 0 0
RANPAK HLDGS CORP *W EXP 06/03/202 75321W111 39 36,785 SH   DFND 1 36,785 0 0
SCHULTZE SPL PURP ACQUSTN CO UNIT 12/31/2023 80821R208 113 10,800 SH   DFND 1 10,800 0 0
SC HEALTH CORP COM CL A G78516203 1,756 176,734 SH   DFND 1 176,734 0 0
OSPREY TECHNLGY AQUISTION CO *W EXP 10/30/202 68839R120 22 25,000 SH   DFND 1 25,000 0 0
SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 1,238 125,000 SH   DFND 1 125,000 0 0
TOTTENHAM ACQUISITION I LTD UNIT 05/06/2025 G8959N130 726 69,000 SH   DFND 1 69,000 0 0
TENZING ACQUISITION CORP UNIT 08/24/2024 G8708A124 257 25,000 SH   DFND 1 25,000 0 0
VECTOIQ ACQUISITION CORP COM 92243N103 2,579 250,000 SH   DFND 1 250,000 0 0
VIRGIN GALACTIC HOLDINGS INC COM 92766K106 653 56,621 SH   DFND 1 56,621 0 0
PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 0 2,587 SH   DFND 1 2,587 0 0
AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 24,182 28,680,000 PRN   DFND 1 0 0 0
COMMSCOPE HLDG CO INC COM 20337X109 23 1,665 SH   DFND 1 1,665 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 418 144,242 SH   DFND 1 144,242 0 0
ENCOMPASS HEALTH CORP COM 29261A100 138 2,005 SH   DFND 1 2,005 0 0
EVERBRIDGE INC NOTE 1.500%11/0 29978AAA2 4,967 2,109,000 PRN   DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 18,577 14,000,000 PRN   DFND 1 0 0 0
II VI INC COM 902104108 138 4,100 SH   DFND 1 4,100 0 0
IRIDIUM COMMUNICATIONS INC COM 46269C102 584 23,716 SH   DFND 1 23,716 0 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 86,593 40,200,000 PRN   DFND 1 0 0 0
NUVASIVE INC NOTE 2.250% 3/1 670704AG0 33,575 25,166,000 PRN   DFND 1 0 0 0
NEVRO CORP COM 64157F103 561 4,781 SH   DFND 1 4,781 0 0
INOTEK PHARMACEUTICALS CORP NOTE 5.750% 8/0 45780VAB8 8,171 7,500,000 PRN   DFND 1 0 0 0
RINGCENTRAL INC NOTE 3/1 76680RAD9 79,030 37,621,000 PRN   DFND 1 0 0 0
SYNAPTICS INC COM 87157D109 868 13,200 SH   DFND 1 13,200 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 2,928 77,014 SH   DFND 1 77,014 0 0
UBER TECHNOLOGIES INC COM 90353T100 625 21,041 SH   DFND 1 21,041 0 0
VOCERA COMMUNICATIONS INC NOTE 1.500% 5/1 92857FAB3 19,153 19,450,000 PRN   DFND 1 0 0 0
VIASAT INC COM 92552V100 1,371 18,735 SH   DFND 1 18,735 0 0
WESTERN DIGITAL CORP COM 958102105 1,614 25,433 SH   DFND 1 25,433 0 0
ZAYO GROUP HLDGS INC COM 98919V105 2,156 62,249 SH   DFND 1 62,249 0 0
BLACKBERRY LTD COM 09228F103 881 137,237 SH   DFND 1 137,237 0 0
DEXCOM INC NOTE 0.750% 5/1 252131AF4 30,887 13,875,000 PRN   DFND 1 0 0 0
MOTOROLA SOLUTIONS INC COM NEW 620076307 1,289 8,000 SH   DFND 1 8,000 0 0
ENVISTA HLDGS CORP COM 29415F104 5,483 185,000 SH   DFND 1 185,000 0 0
UNION PACIFIC CORP COM 907818108 542 3,000 SH   DFND 1 3,000 0 0
ZEBRA TECHNOLOGIES CORP CL A 989207105 3,831 15,000 SH   DFND 1 15,000 0 0
CAMBIUM NETWORKS CORP SHS G17766109 409 46,800 SH   DFND 1 46,800 0 0
FEDEX CORP COM 31428X106 4,536 30,000 SH   DFND 1 30,000 0 0
CINCINNATI BELL INC NEW PFD CV DEP1/20 171871403 112 2,366 SH   DFND 1 2,366 0 0
BECTON DICKINSON & CO COM 075887109 977 3,594 SH   DFND 1 3,594 0 0
ACACIA COMMUNICATIONS INC COM 00401C108 2,055 30,318 SH   DFND 1 30,318 0 0
CIGNA CORP NEW COM 125523100 470 2,303 SH   DFND 1 2,303 0 0
QUEST DIAGNOSTICS INC COM 74834L100 1,159 10,855 SH   DFND 1 10,855 0 0
DIPLOMAT PHARMACY INC COM 25456K101 805 201,255 SH   DFND 1 201,255 0 0
FITBIT INC CL A 33812L102 2,618 398,540 SH   DFND 1 398,540 0 0
TECH DATA CORP COM 878237106 1,177 8,200 SH   DFND 1 8,200 0 0
WELLCARE HEALTH PLANS INC COM 94946T106 8,712 26,385 SH   DFND 1 26,385 0 0
ELLINGTON FINANCIAL INC COM 28852N109 2,865 156,344 SH   DFND 1 156,344 0 0
WESTERN ASSET MTG CAP CORP COM 95790D105 3,857 373,475 SH   DFND 1 373,475 0 0
ZENDESK INC NOTE 0.250% 3/1 98936JAB7 67,994 49,662,000 PRN   DFND 1 0 0 0
BLACKBERRY LTD DEBT 3.750%11/1 C10268AC1 25,040 24,787,000 PRN   DFND 1 0 0 0
BAOZUN INC SPONSORED ADR 06684L103 1,553 46,896 SH   DFND 1 46,896 0 0
FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 32 36,041 SH   DFND 1 36,041 0 0
MCDERMOTT INTL INC COM 580037703 26 39,024 SH   DFND 1 39,024 0 0
QUDIAN INC ADR 747798106 237 50,511 SH   DFND 1 50,511 0 0
BROADCOM INC 8% CNV PFD SER A 11135F200 187 160 SH   DFND 1 160 0 0
DANAHER CORPORATION 4.75 MND CV PFD 235851300 472 400 SH   DFND 1 400 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 17,050 100,000 SH   DFND 1 100,000 0 0
AMAZON COM INC COM 023135106 20,424 11,053 SH   DFND 1 11,053 0 0
SPRINT CORPORATION COM 85207U105 4,725 907,000 SH   DFND 1 907,000 0 0
DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 236 2,500 SH   DFND 1 2,500 0 0
DIREXION SHS ETF TR DAILY FINL BEAR 25460E133 578 20,880 SH   DFND 1 20,880 0 0
VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 367 12,544 SH   DFND 1 12,544 0 0
VANECK VECTORS ETF TRUST JR GOLD MINERS E 92189F791 2,128 50,365 SH   DFND 1 50,365 0 0
DIREXION SHS ETF TR DLY JR GOLD 3X 25460E877 101 10,400 SH   DFND 1 10,400 0 0
DIREXION SHS ETF TR DAILY JR GLD MIN 25460E166 211 2,539 SH   DFND 1 2,539 0 0
DIREXION SHS ETF TR DAILY S&P BIOTEC 25460E539 185 14,990 SH   DFND 1 14,990 0 0
DIREXION SHS ETF TR DLY GOLD INDX 3X 25460E844 31 900 SH   DFND 1 900 0 0
PROSHARES TR ULTSHRT QQQ 74347B243 6,857 291,792 SH   DFND 1 291,792 0 0
PROSHARES TR PSHS ULTRA QQQ 74347R206 487 4,000 SH   DFND 1 4,000 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 9,917 46,647 SH   DFND 1 46,647 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 362 14,600 SH   DFND 1 14,600 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 1,355 20,514 SH   DFND 1 20,514 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 130 9,880 SH   DFND 1 9,880 0 0
PROSHARES TR ULTRAPRO SHORT S 74347B268 141 7,075 SH   DFND 1 7,075 0 0
PROSHARES TR ULTRAPRO SHT QQQ 74347G408 392 17,525 SH   DFND 1 17,525 0 0
ISHARES TR 20 YR TR BD ETF 464287432 14,843 109,560 SH   DFND 1 109,560 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 10,638 122,921 SH   DFND 1 122,921 0 0
SPDR SERIES TRUST S&P BIOTECH 78464A870 1,481 15,580 SH   DFND 1 15,580 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 32,056 509,000 SH   DFND 1 509,000 0 0
ADVAXIS INC COM NEW 007624307 0 119 SH   DFND 1 119 0 0
FGL HLDGS *W EXP 11/30/202 G3402M110 141 92,136 SH   DFND 1 92,136 0 0
DEL TACO RESTAURANTS INC COM 245496104 65 8,247 SH   DFND 1 8,247 0 0
ZIONS BANCORPORATION N A *W EXP 05/21/202 989701115 45,023 2,320,807 SH   DFND 1 2,320,807 0 0
GNC HLDGS INC COM CL A 36191G107 351 130,000 SH   DFND 1 130,000 0 0
ADVANCE AUTO PARTS INC COM 00751Y106 100 626 SH   DFND 1 626 0 0
AUTOZONE INC COM 053332102 96 81 SH   DFND 1 81 0 0
BOOKING HLDGS INC COM 09857L108 102 50 SH   DFND 1 50 0 0
CARNIVAL CORP UNIT 99/99/9999 143658300 7 150 SH   DFND 1 150 0 0
CAPRI HOLDINGS LIMITED SHS G1890L107 99 2,604 SH   DFND 1 2,604 0 0
DOLLAR GEN CORP NEW COM 256677105 98 634 SH   DFND 1 634 0 0
DOLLAR TREE INC COM 256746108 101 1,076 SH   DFND 1 1,076 0 0
DARDEN RESTAURANTS INC COM 237194105 78 720 SH   DFND 1 720 0 0
EBAY INC COM 278642103 99 2,748 SH   DFND 1 2,748 0 0
FOOT LOCKER INC COM 344849104 97 2,495 SH   DFND 1 2,495 0 0
GENUINE PARTS CO COM 372460105 99 936 SH   DFND 1 936 0 0
GAP INC COM 364760108 98 5,590 SH   DFND 1 5,590 0 0
HASBRO INC COM 418056107 100 948 SH   DFND 1 948 0 0
HANESBRANDS INC COM 410345102 99 6,732 SH   DFND 1 6,732 0 0
HOME DEPOT INC COM 437076102 98 452 SH   DFND 1 452 0 0
HILTON WORLDWIDE HLDGS INC COM 43300A203 99 893 SH   DFND 1 893 0 0
BLOCK H & R INC COM 093671105 99 4,227 SH   DFND 1 4,227 0 0
NORDSTROM INC COM 655664100 99 2,440 SH   DFND 1 2,440 0 0
CARMAX INC COM 143130102 67 765 SH   DFND 1 765 0 0
KOHLS CORP COM 500255104 99 1,952 SH   DFND 1 1,952 0 0
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MGM RESORTS INTERNATIONAL COM 552953101 38 1,153 SH   DFND 1 1,153 0 0
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TARGET CORP COM 87612E106 98 770 SH   DFND 1 770 0 0
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MACERICH CO COM 554382101 303 11,287 SH   DFND 1 11,287 0 0
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SL GREEN RLTY CORP COM 78440X101 210 2,286 SH   DFND 1 2,286 0 0
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WILLIS TOWERS WATSON PUB LTD SHS G96629103 79 395 SH   DFND 1 395 0 0
ABBOTT LABS COM 002824100 99 1,148 SH   DFND 1 1,148 0 0
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JOHNSON & JOHNSON COM 478160104 100 690 SH   DFND 1 690 0 0
MEDTRONIC PLC SHS G5960L103 100 882 SH   DFND 1 882 0 0
MERCK & CO INC COM 58933Y105 100 1,101 SH   DFND 1 1,101 0 0
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THERMO FISHER SCIENTIFIC INC COM 883556102 100 310 SH   DFND 1 310 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3,458 112,349 SH   DFND 1 112,349 0 0
ACCEL ENTMT INC *W EXP 11/20/202 00436Q114 5 1,971 SH   DFND 1 1,971 0 0
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AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 4,647 452,054 SH   DFND 1 452,054 0 0
ALTUS MIDSTREAM CO CL A 02215L100 22 7,715 SH   DFND 1 7,715 0 0
AMBAC FINL GROUP INC COM NEW 023139884 55 2,574 SH   DFND 1 2,574 0 0
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CLARIVATE ANALYTICS PLC COM G21810109 104 6,213 SH   DFND 1 6,213 0 0
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IMMUNOVANT INC *W EXP 12/18/202 45258J110 201 100,950 SH   DFND 1 100,950 0 0
NATIONAL ENERGY SERVICES REU *W EXP 05/05/202 G6375R115 2 2,947 SH   DFND 1 2,947 0 0
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BIOMX INC *W EXP 10/16/202 09090D111 7 16,066 SH   DFND 1 16,066 0 0
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PHUNWARE INC *W EXP 12/26/202 71948P118 0 3,563 SH   DFND 1 3,563 0 0
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ROSEHILL RES INC *W EXP 04/27/202 777385113 3 35,389 SH   DFND 1 35,389 0 0
ELECTRAMECCANICA VEHS CORP *W EXP 08/03/202 284849114 5 18,444 SH   DFND 1 18,444 0 0
AKAZOO SA *W EXP 09/11/202 L0164E116 8 16,527 SH   DFND 1 16,527 0 0
DEL TACO RESTAURANTS INC *W EXP 06/30/202 245496112 10 105,349 SH   DFND 1 105,349 0 0
TALOS ENERGY INC *W EXP 02/28/202 87484T116 245 152,274 SH   DFND 1 152,274 0 0
TIDEWATER INC NEW COM 88642R109 52 2,698 SH   DFND 1 2,698 0 0
TIDEWATER INC NEW *W EXP 11/24/202 88642R174 31 57,749 SH   DFND 1 57,749 0 0
TIDEWATER INC NEW *W EXP 07/31/202 88642R125 32 27,469 SH   DFND 1 27,469 0 0
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