The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADS A | 90138A103 | 207 | 28,500 | SH | SOLE | 28,500 | 0 | 0 | ||
ABIOMED INC | COM | 003654100 | 220 | 1,287 | SH | SOLE | 1,287 | 0 | 0 | ||
ALLEGHENY TECHNOLOGIES INC | COM | 01741R102 | 565 | 27,332 | SH | DFND | 1 | 27,332 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 772 | 6,706 | SH | SOLE | 6,706 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 2,000 | 235,274 | SH | DFND | 2 | 235,274 | 0 | 0 | |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 125 | 600,000 | SH | Call | SOLE | 600,000 | 0 | 0 | |
ALTUS MIDSTREAM CO | CL A | 02215L100 | 1,282 | 448,098 | SH | DFND | 2 3 | 448,098 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 333 | 15,536 | SH | SOLE | 15,536 | 0 | 0 | ||
AMERICAN ELEC PWR CO INC | COM | 025537101 | 202 | 2,137 | SH | SOLE | 2,137 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 391 | 1,702 | SH | SOLE | 1,702 | 0 | 0 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 314 | 2,560 | SH | DFND | 1 | 2,545 | 0 | 15 | |
ANTERO MIDSTREAM CORP | COM | 03676B102 | 26,510 | 3,492,722 | SH | DFND | 1 2 3 | 3,492,722 | 0 | 0 | |
AQUA AMERICA INC | COM | 03836W103 | 209 | 4,448 | SH | DFND | 1 | 4,411 | 0 | 37 | |
AQUAVENTURE HLDGS LTD | SHS | G0443N107 | 219 | 8,075 | SH | SOLE | 8,075 | 0 | 0 | ||
ATLANTICA YIELD PLC | SHS | G0751N103 | 13,663 | 517,745 | SH | DFND | 1 | 517,644 | 0 | 101 | |
BLACK STONE MINERALS L P | COM UNIT | 09225M101 | 1,908 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
BP MIDSTREAM PARTNERS LP | UNIT LTD PTNR | 0556EL109 | 2,345 | 150,229 | SH | SOLE | 150,229 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 9,738 | 258,020 | SH | DFND | 1 | 258,020 | 0 | 0 | |
BRIGHAM MINERALS INC | CL A COM | 10918L103 | 3,786 | 176,599 | SH | SOLE | 176,599 | 0 | 0 | ||
CACTUS INC | CL A | 127203107 | 663 | 19,332 | SH | DFND | 1 | 19,332 | 0 | 0 | |
CANADIAN NAT RES LTD | COM | 136385101 | 904 | 27,937 | SH | SOLE | 27,937 | 0 | 0 | ||
CHART INDS INC | COM PAR $0.01 | 16115Q308 | 284 | 4,209 | SH | SOLE | 4,209 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 66,724 | 1,092,589 | SH | DFND | 1 2 3 | 1,092,589 | 0 | 0 | |
CHENIERE ENERGY PARTNERS LP | COM UNIT | 16411Q101 | 5,521 | 138,680 | SH | SOLE | 138,680 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 3,026 | 25,110 | SH | DFND | 1 | 25,110 | 0 | 0 | |
CIMAREX ENERGY CO | COM | 171798101 | 524 | 9,987 | SH | DFND | 1 | 9,987 | 0 | 0 | |
CLEARWAY ENERGY INC | CL C | 18539C204 | 10,993 | 551,047 | SH | DFND | 1 | 550,946 | 0 | 101 | |
CNX MIDSTREAM PARTNERS LP | COM UNIT REPST | 12654A101 | 1,831 | 111,217 | SH | DFND | 2 3 | 111,217 | 0 | 0 | |
CONCHO RES INC | COM | 20605P101 | 2,016 | 23,023 | SH | DFND | 1 | 23,023 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 1,229 | 18,900 | SH | DFND | 1 | 18,900 | 0 | 0 | |
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 51,758 | 1,679,364 | SH | DFND | 1 2 3 | 1,679,364 | 0 | 0 | |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 578 | 4,063 | SH | SOLE | 4,063 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 288 | 3,982 | SH | SOLE | 3,982 | 0 | 0 | ||
CVR ENERGY INC | COM | 12662P108 | 4,447 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
CYTOSORBENTS CORP | COM NEW | 23283X206 | 67 | 17,364 | SH | SOLE | 17,364 | 0 | 0 | ||
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 45,912 | 1,874,733 | SH | DFND | 1 2 3 | 1,874,733 | 0 | 0 | |
DIAMONDBACK ENERGY INC | COM | 25278X109 | 3,336 | 35,924 | SH | DFND | 1 | 35,924 | 0 | 0 | |
DOMINION ENERGY INC | COM | 25746U109 | 4,141 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
DOW INC | COM | 260557103 | 6,781 | 123,891 | SH | DFND | 1 | 123,891 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 1,053 | 11,117 | SH | DFND | 1 | 11,111 | 0 | 6 | |
ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 292480100 | 20,223 | 2,016,466 | SH | DFND | 1 2 3 | 2,016,466 | 0 | 0 | |
ENBRIDGE INC | COM | 29250N105 | 37,843 | 951,540 | SH | DFND | 1 2 3 | 951,540 | 0 | 0 | |
ENCANA CORP | COM | 292505104 | 945 | 201,422 | SH | DFND | 1 | 201,422 | 0 | 0 | |
ENEL AMERICAS S A | SPONSORED ADR | 29274F104 | 331 | 30,168 | SH | SOLE | 30,168 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 135,670 | 10,574,419 | SH | DFND | 1 2 3 | 10,574,419 | 0 | 0 | |
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 21,471 | 3,502,569 | SH | DFND | 1 2 3 | 3,502,569 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 146,512 | 5,202,844 | SH | DFND | 1 2 3 | 5,202,844 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 163 | 650,000 | SH | Call | SOLE | 650,000 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 2,301 | 27,475 | SH | DFND | 1 | 27,475 | 0 | 0 | |
EQM MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | 57,915 | 1,936,312 | SH | DFND | 1 2 3 | 1,936,312 | 0 | 0 | |
EQUINIX INC | COM | 29444U700 | 532 | 911 | SH | SOLE | 911 | 0 | 0 | ||
EQUINOR ASA | SPONSORED ADR | 29446M102 | 1,346 | 67,612 | SH | DFND | 1 | 67,612 | 0 | 0 | |
EQUITRANS MIDSTREAM CORPORAT | COM | 294600101 | 3,769 | 282,100 | SH | SOLE | 282,100 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 673 | 7,276 | SH | SOLE | 7,276 | 0 | 0 | ||
FIRST SOLAR INC | COM | 336433107 | 485 | 8,668 | SH | DFND | 1 | 8,635 | 0 | 33 | |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 409 | 19,782 | SH | SOLE | 19,782 | 0 | 0 | ||
GASLOG PARTNERS LP | UNIT LTD PTNRP | Y2687W108 | 9,546 | 610,343 | SH | DFND | 1 | 610,343 | 0 | 0 | |
GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 327 | 6,346 | SH | SOLE | 6,346 | 0 | 0 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 24,870 | 1,214,376 | SH | DFND | 1 2 3 | 1,214,376 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 789 | 55,467 | SH | DFND | 1 | 55,467 | 0 | 0 | |
GOLAR LNG PARTNERS LP | COM UNIT LPI | Y2745C102 | 2,392 | 270,624 | SH | SOLE | 270,624 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 1,186 | 48,454 | SH | DFND | 1 | 48,454 | 0 | 0 | |
HOLLYFRONTIER CORP | COM | 436106108 | 778 | 15,352 | SH | DFND | 1 | 15,352 | 0 | 0 | |
HUBSPOT INC | COM | 443573100 | 481 | 3,037 | SH | SOLE | 3,037 | 0 | 0 | ||
INFOSYS LTD | SPONSORED ADR | 456788108 | 277 | 26,869 | SH | SOLE | 26,869 | 0 | 0 | ||
INGEVITY CORP | COM | 45688C107 | 520 | 5,949 | SH | SOLE | 5,949 | 0 | 0 | ||
JACOBS ENGR GROUP INC | COM | 469814107 | 3,182 | 35,418 | SH | DFND | 1 | 35,418 | 0 | 0 | |
KIMBELL RTY PARTNERS LP | UNIT | 49435R102 | 8,468 | 498,138 | SH | DFND | 1 | 498,138 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 98,325 | 4,644,523 | SH | DFND | 1 2 3 | 4,644,523 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 158 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
KIRBY CORP | COM | 497266106 | 457 | 5,105 | SH | DFND | 1 | 5,105 | 0 | 0 | |
KORNIT DIGITAL LTD | SHS | M6372Q113 | 361 | 10,545 | SH | SOLE | 10,545 | 0 | 0 | ||
KOSMOS ENERGY LTD | COM | 500688106 | 984 | 172,704 | SH | DFND | 1 | 172,704 | 0 | 0 | |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 3,731 | 39,494 | SH | DFND | 1 | 39,494 | 0 | 0 | |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 96,781 | 1,539,379 | SH | DFND | 1 2 3 | 1,539,379 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 9,377 | 155,638 | SH | DFND | 1 | 155,638 | 0 | 0 | |
MATADOR RES CO | COM | 576485205 | 712 | 39,645 | SH | DFND | 1 | 39,645 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 378 | 2,396 | SH | SOLE | 2,396 | 0 | 0 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 79,557 | 3,124,798 | SH | DFND | 1 2 3 | 3,124,798 | 0 | 0 | |
MPLX LP | COM UNIT REP LTD | 55336V100 | 80 | 400,000 | SH | Call | SOLE | 400,000 | 0 | 0 | |
NEW FORTRESS ENERGY LLC | CL A SHS RP LLC | 644393100 | 1,101 | 70,291 | SH | DFND | 1 | 70,291 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 2,943 | 12,155 | SH | DFND | 1 | 12,145 | 0 | 10 | |
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 42,691 | 810,848 | SH | DFND | 1 2 3 | 810,811 | 0 | 37 | |
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 3,418 | 301,368 | SH | SOLE | 301,368 | 0 | 0 | ||
NOBLE ENERGY INC | COM | 655044105 | 1,444 | 58,128 | SH | DFND | 1 | 58,128 | 0 | 0 | |
NOBLE MIDSTREAM PARTNERS LP | COM UNIT REPST | 65506L105 | 1,936 | 72,882 | SH | DFND | 2 | 72,882 | 0 | 0 | |
NORTHERN OIL & GAS INC NEV | COM | 665531109 | 515 | 220,000 | SH | DFND | 1 | 220,000 | 0 | 0 | |
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 15,614 | 604,025 | SH | DFND | 1 | 604,025 | 0 | 0 | |
OCCIDENTAL PETE CORP | COM | 674599105 | 7,973 | 193,476 | SH | DFND | 1 | 193,476 | 0 | 0 | |
ONEOK INC NEW | COM | 682680103 | 123,572 | 1,633,035 | SH | DFND | 1 2 3 | 1,633,035 | 0 | 0 | |
OSHKOSH CORP | COM | 688239201 | 1,073 | 11,339 | SH | DFND | 1 | 11,339 | 0 | 0 | |
PARSLEY ENERGY INC | CL A | 701877102 | 2,795 | 147,824 | SH | DFND | 1 | 147,824 | 0 | 0 | |
PATTERN ENERGY GROUP INC | CL A | 70338P100 | 5,105 | 190,791 | SH | SOLE | 190,791 | 0 | 0 | ||
PATTERSON UTI ENERGY INC | COM | 703481101 | 611 | 58,161 | SH | DFND | 1 | 58,161 | 0 | 0 | |
PBF LOGISTICS LP | UNIT LTD PTNR | 69318Q104 | 4,253 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
PEMBINA PIPELINE CORP | COM | 706327103 | 54,479 | 1,470,014 | SH | DFND | 1 2 3 | 1,470,014 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 695 | 6,236 | SH | DFND | 1 | 6,236 | 0 | 0 | |
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 64,017 | 1,038,565 | SH | DFND | 1 2 3 | 1,038,565 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 2,826 | 18,670 | SH | DFND | 1 | 18,670 | 0 | 0 | |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 89,241 | 4,852,706 | SH | DFND | 1 2 3 | 4,852,706 | 0 | 0 | |
PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 27,576 | 1,455,192 | SH | DFND | 2 3 | 1,455,192 | 0 | 0 | |
POLARITYTE INC | COM | 731094108 | 78 | 30,012 | SH | SOLE | 30,012 | 0 | 0 | ||
PTC INC | COM | 69370C100 | 304 | 4,055 | SH | SOLE | 4,055 | 0 | 0 | ||
RAPID7 INC | COM | 753422104 | 663 | 11,831 | SH | SOLE | 11,831 | 0 | 0 | ||
RINGCENTRAL INC | CL A | 76680R206 | 882 | 5,228 | SH | SOLE | 5,228 | 0 | 0 | ||
ROSEHILL RES INC | CL A | 777385105 | 124 | 96,749 | SH | SOLE | 96,749 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 772 | 19,204 | SH | DFND | 1 | 19,204 | 0 | 0 | |
SELECT ENERGY SVCS INC | CL A COM | 81617J301 | 583 | 62,789 | SH | DFND | 1 | 62,789 | 0 | 0 | |
SEMPRA ENERGY | COM | 816851109 | 3,787 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 43,777 | 2,166,096 | SH | DFND | 1 2 3 | 2,166,096 | 0 | 0 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 1,492 | 27,645 | SH | DFND | 1 | 27,645 | 0 | 0 | |
SUNCOR ENERGY INC NEW | COM | 867224107 | 1,480 | 45,130 | SH | DFND | 1 | 45,130 | 0 | 0 | |
SUNOCO LP | COM UT REP LP | 86765K109 | 7,038 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | ||
SUNRUN INC | COM | 86771W105 | 410 | 29,654 | SH | DFND | 1 | 29,523 | 0 | 131 | |
SWITCH INC | CL A | 87105L104 | 228 | 15,411 | SH | SOLE | 15,411 | 0 | 0 | ||
TARGA RES CORP | COM | 87612G101 | 96,576 | 2,365,313 | SH | DFND | 1 2 3 | 2,365,313 | 0 | 0 | |
TC ENERGY CORP | COM | 87807B107 | 57,649 | 1,081,388 | SH | DFND | 1 2 3 | 1,081,388 | 0 | 0 | |
TELADOC HEALTH INC | COM | 87918A105 | 890 | 10,635 | SH | SOLE | 10,635 | 0 | 0 | ||
TOTAL S A | SPONSORED ADS | 89151E109 | 2,414 | 43,658 | SH | DFND | 1 | 43,658 | 0 | 0 | |
TWILIO INC | CL A | 90138F102 | 449 | 4,569 | SH | SOLE | 4,569 | 0 | 0 | ||
UBS AG JERSEY BRH | ALERIAN INFRST | 902641646 | 2,011 | 103,535 | SH | SOLE | 103,535 | 0 | 0 | ||
UNITED RENTALS INC | COM | 911363109 | 956 | 5,731 | SH | DFND | 1 | 5,731 | 0 | 0 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 2,732 | 29,173 | SH | DFND | 1 | 29,173 | 0 | 0 | |
VERMILION ENERGY INC | COM | 923725105 | 5,352 | 327,147 | SH | DFND | 1 | 327,147 | 0 | 0 | |
VIPER ENERGY PARTNERS LP | COM UNT RP INT | 92763M105 | 12,450 | 504,878 | SH | DFND | 1 | 504,878 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 303 | 1,613 | SH | SOLE | 1,613 | 0 | 0 | ||
WABTEC CORP | COM | 929740108 | 1,159 | 14,891 | SH | DFND | 1 | 14,891 | 0 | 0 | |
WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 8,507 | 432,071 | SH | DFND | 1 2 3 | 432,071 | 0 | 0 | |
WESTLAKE CHEM CORP | COM | 960413102 | 454 | 6,465 | SH | DFND | 1 | 6,465 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 81,424 | 3,432,701 | SH | DFND | 1 2 3 | 3,432,701 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 126 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
WPX ENERGY INC | COM | 98212B103 | 3,574 | 260,126 | SH | DFND | 1 | 260,126 | 0 | 0 | |
XYLEM INC | COM | 98419M100 | 1,035 | 13,137 | SH | DFND | 1 | 13,109 | 0 | 28 |