The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AFFIMED N V | COM | N01045108 | 295 | 107,510 | SH | DFND | 1 | 107,510 | 0 | 0 | |
| AGNICO EAGLE MINES LTD | COM | 008474108 | 5,999 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
| AKERS BIOSCIENCES INC | COM | 00973E409 | 350 | 109,500 | SH | DFND | 1 | 109,500 | 0 | 0 | |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 636 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
| ALPHABET INC | CAP STK CL C | 02079K107 | 802 | 600 | SH | DFND | 1 | 600 | 0 | 0 | |
| AURORA CANNABIS INC | DEBT 5.500% 2/28/2024 | C0534LAA3 | 2,736 | 4,360,600 | SH | DFND | 1 | 4,360,600 | 0 | 0 | |
| ARGAN INC | COM | 04010E109 | 2,837 | 70,689 | SH | DFND | 1 | 70,689 | 0 | 0 | |
| ASSERTIO THERAPEUTICS INC | COM | 04545L107 | 108 | 86,767 | SH | DFND | 1 | 86,767 | 0 | 0 | |
| BANK AMER CORP | COM | 060505104 | 662 | 18,800 | SH | DFND | 1 | 18,800 | 0 | 0 | |
| BEYOND MEAT INC | COM | 08862E109 | 5,746 | 76,000 | SH | Put | DFND | 1 | 76,000 | 0 | 0 |
| BARRICK GOLD CORPORATION | COM | 067901108 | 1,466 | 60,800 | SH | DFND | 1 | 60,800 | 0 | 0 | |
| BAUSCH HEALTH COS INC | COM | 071734107 | 913 | 30,500 | SH | DFND | 1 | 30,500 | 0 | 0 | |
| BIOCEPT INC | COM | 09072V402 | 11 | 37,147 | SH | DFND | 1 | 37,147 | 0 | 0 | |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 | 514 | 8,000 | SH | DFND | 1 | 8,000 | 0 | 0 | |
| CANADIAN NAT RES LTD | COM | 136385101 | 655 | 15,600 | SH | DFND | 1 | 15,600 | 0 | 0 | |
| CELLECTAR BIOSCIENCES INC | *W EXP 04/20/2024 | 15117F138 | 518 | 233,330 | SH | DFND | 1 | 233,330 | 0 | 0 | |
| THE CHARLES SCHWAB CORPORATION | COM | 808513105 | 713 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
| CHECK CAP LTD | *W EXP 02/28/2024 | M2361E120 | 833 | 484,196 | SH | DFND | 1 | 484,196 | 0 | 0 | |
| CHECKPOINT THERAPEUTICS INC | COM | 162828107 | 535 | 311,249 | SH | DFND | 1 | 311,249 | 0 | 0 | |
| COLUMBIA PPTY TR INC | COM | 198287203 | 732 | 35,000 | SH | DFND | 1 | 35,000 | 0 | 0 | |
| CONAGRA BRANDS INC | COM | 205887102 | 3,424 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| CORESITE RLTY CORP | COM | 21870Q105 | 1,368 | 12,200 | SH | DFND | 1 | 12,200 | 0 | 0 | |
| COVIA HLDGS CORP | COM | 22305A103 | 208 | 102,117 | SH | DFND | 1 | 102,117 | 0 | 0 | |
| CYTOSORBENTS CORP | COM | 23283X206 | 287 | 74,440 | SH | DFND | 1 | 74,440 | 0 | 0 | |
| DIRTT ENVIRONMENTAL SOLUT LTD | COM | 25490H106 | 251 | 58,973 | SH | DFND | 1 | 58,973 | 0 | 0 | |
| EKSO BIONICS HLDGS INC | COM | 282644202 | 593 | 1,516,986 | SH | DFND | 1 | 1,516,986 | 0 | 0 | |
| ELECTRONIC ARTS INC | COM | 285512109 | 516 | 4,800 | SH | DFND | 1 | 4,800 | 0 | 0 | |
| EQUINOX GOLD CORP | COM | 29446Y502 | 599 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
| ESSEX PPTY TR INC | COM | 297178105 | 693 | 2,303 | SH | DFND | 1 | 2,303 | 0 | 0 | |
| EZCORP INC | CL A NON VTG | 302301106 | 401 | 58,825 | SH | DFND | 1 | 58,825 | 0 | 0 | |
| FACEBOOK INC | CL A | 30303M102 | 616 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
| FARMLAND PARTNERS INC | COM | 31154R109 | 915 | 135,000 | SH | DFND | 1 | 135,000 | 0 | 0 | |
| F M C CORP | COM | 302491303 | 499 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
| FRONT YD RESIDENTIAL CORP | COM | 35904G107 | 1,543 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
| GENIUS BRANDS INTL INC | COM | 37229T301 | 154 | 564,782 | SH | DFND | 1 | 564,782 | 0 | 0 | |
| GLAXOSMITHKLINE PLC-SPON ADR | SPONSORED ADR | 37733W105 | 648 | 13,800 | SH | DFND | 1 | 13,800 | 0 | 0 | |
| GLOBAL PAYMENTS INC | COM | 37940X102 | 511 | 2,800 | SH | DFND | 1 | 2,800 | 0 | 0 | |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 690 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
| GREENLANE HLDGS INC | CL A | 395330103 | 344 | 105,652 | SH | DFND | 1 | 105,652 | 0 | 0 | |
| HCA HEALTHCARE INC | COM | 40412C101 | 591 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
| HOWARD HUGHES CORP | COM | 44267D107 | 1,293 | 10,200 | SH | DFND | 1 | 10,200 | 0 | 0 | |
| HUDSON PAC PPTYS INC | COM | 444097109 | 1,018 | 27,042 | SH | DFND | 1 | 27,042 | 0 | 0 | |
| IHS MARKIT LTD | SHS | G47567105 | 384 | 5,100 | SH | DFND | 1 | 5,100 | 0 | 0 | |
| INTREPID POTASH INC | COM | 46121Y102 | 320 | 118,245 | SH | DFND | 1 | 118,245 | 0 | 0 | |
| JOHNSON & JOHNSON | COM | 478160104 | 496 | 3,400 | SH | DFND | 1 | 3,400 | 0 | 0 | |
| KINDER MORGAN INC DEL | COM | 49456B101 | 538 | 25,400 | SH | DFND | 1 | 25,400 | 0 | 0 | |
| LIGHTBRIDGE CORP | COM | 53224K302 | 125 | 27,848 | SH | DFND | 1 | 27,848 | 0 | 0 | |
| LIPOCINE INC NEW | COM | 53630X104 | 8 | 21,400 | SH | DFND | 1 | 21,400 | 0 | 0 | |
| LOWES COS INC | COM | 548661107 | 766 | 6,400 | SH | DFND | 1 | 6,400 | 0 | 0 | |
| MACK CALI RLTY CORP | COM | 554489104 | 4,221 | 182,500 | SH | DFND | 1 | 182,500 | 0 | 0 | |
| MANULIFE FINL CORP | COM | 56501R106 | 970 | 36,800 | SH | DFND | 1 | 36,800 | 0 | 0 | |
| MASCO CORP | COM | 574599106 | 518 | 10,800 | SH | DFND | 1 | 10,800 | 0 | 0 | |
| MASTERCARD INC | CL A | 57636Q104 | 806 | 2,700 | SH | DFND | 1 | 2,700 | 0 | 0 | |
| MEDIGUS LTD | *W EXP 07/23/2023 | 58471G128 | 37 | 21,000 | SH | DFND | 1 | 21,000 | 0 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 520 | 3,300 | SH | DFND | 1 | 3,300 | 0 | 0 | |
| NEON THERAPEUTICS INC | COM | 64050Y100 | 319 | 270,120 | SH | DFND | 1 | 270,120 | 0 | 0 | |
| OASIS PETE INC NEW | COM | 674215108 | 978 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
| PERSONALIS INC | COM | 71535D106 | 333 | 30,525 | SH | DFND | 1 | 30,525 | 0 | 0 | |
| PIONEER NAT RES CO | COM | 723787107 | 590 | 3,900 | SH | DFND | 1 | 3,900 | 0 | 0 | |
| PROSHARES TR II | ULTRA VIX SHORT | 74347W148 | 6,445 | 500,000 | SH | Put | DFND | 1 | 500,000 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 | 503 | 5,700 | SH | DFND | 1 | 5,700 | 0 | 0 | |
| RIO TINTO PLC | SPONSORED ADR | 767204100 | 635 | 10,700 | SH | DFND | 1 | 10,700 | 0 | 0 | |
| S&P GLOBAL INC | COM | 78409V104 | 737 | 2,700 | SH | DFND | 1 | 2,700 | 0 | 0 | |
| SAFE T GROUP LTD | SPONSORD ADS | 78643B401 | 95 | 31,532 | SH | DFND | 1 | 31,532 | 0 | 0 | |
| SCORPIO TANKERS INC | SHS | Y7542C130 | 445 | 11,300 | SH | DFND | 1 | 11,300 | 0 | 0 | |
| SONIM TECHNOLOGIES INC | COM | 83548F101 | 249 | 68,530 | SH | DFND | 1 | 68,530 | 0 | 0 | |
| SORRENTO THERAPEUTICS INC | COM | 83587F202 | 232 | 68,600 | SH | Put | DFND | 1 | 68,600 | 0 | 0 |
| SPARK NETWORKS SE | SPONSORED ADR | 84651P100 | 225 | 49,567 | SH | DFND | 1 | 49,567 | 0 | 0 | |
| SUNCOR ENERGY INC NEW | COM | 867224107 | 522 | 15,900 | SH | DFND | 1 | 15,900 | 0 | 0 | |
| THERATECHNOLOGIES INC | COM | 88338H100 | 174 | 40,735 | SH | DFND | 1 | 40,735 | 0 | 0 | |
| TILRAY INC | COM CL 2 | 88688T100 | 13,907 | 1,258,079 | SH | DFND | 1 | 1,258,079 | 0 | 0 | |
| TYSON FOODS INC | CL A | 902494103 | 546 | 6,000 | SH | DFND | 1 | 6,000 | 0 | 0 | |
| UMH PPTYS INC | COM | 903002103 | 948 | 60,250 | SH | DFND | 1 | 60,250 | 0 | 0 | |
| UNION PACIFIC CORP | COM | 907818108 | 506 | 2,800 | SH | DFND | 1 | 2,800 | 0 | 0 | |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | 617 | 2,100 | SH | DFND | 1 | 2,100 | 0 | 0 | |
| UNUM THERAPEUTICS INC | COM | 903214104 | 97 | 135,185 | SH | DFND | 1 | 135,185 | 0 | 0 | |
| VISA INC | COM CL A | 92826C839 | 770 | 4,100 | SH | DFND | 1 | 4,100 | 0 | 0 | |
| VOYA FINL INC | COM | 929089100 | 707 | 11,600 | SH | DFND | 1 | 11,600 | 0 | 0 | |
| DISNEY WALT CO | COM DISNEY | 254687106 | 376 | 2,600 | SH | DFND | 1 | 2,600 | 0 | 0 | |
| WELLS FARGO CO NEW | COM | 949746101 | 753 | 14,000 | SH | DFND | 1 | 14,000 | 0 | 0 | |
| ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 509 | 3,400 | SH | DFND | 1 | 3,400 | 0 | 0 | |