The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
FITBIT INC | CALL | 33812L102 | 15 | 3,710 | SH | Call | DFND | 1 | 0 | 3,710 | 0 |
NORTONLIFELOCK INC | CALL | 668771108 | 6,252 | 3,035 | SH | Call | DFND | 1 | 0 | 3,035 | 0 |
ALLERGAN PLC | SHS | G0177J108 | 25,238 | 132,017 | SH | DFND | 1 | 0 | 132,017 | 0 | |
ARQULE INC | COM | 04269E107 | 1,524 | 76,343 | SH | DFND | 1 | 0 | 76,343 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 4,516 | 75,471 | SH | DFND | 1 | 0 | 75,471 | 0 | |
BRISTOL MYERS SQUIBB CO | RIGHT | 110122157 | 77 | 25,667 | SH | DFND | 1 | 0 | 25,667 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 17,495 | 1,286,403 | SH | DFND | 1 | 0 | 1,286,403 | 0 | |
THE CHARLES SCHWAB CORPORATI | COM | 808513105 | 1,620 | 34,062 | SH | DFND | 1 | 0 | 34,062 | 0 | |
CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 6,671 | 2,332,687 | SH | DFND | 1 | 0 | 2,332,687 | 0 | |
INTERXION HOLDING N.V | SHS | N47279109 | 2,782 | 33,199 | SH | DFND | 1 | 0 | 33,199 | 0 | |
LOGMEIN INC | COM | 54142L109 | 2,986 | 34,831 | SH | DFND | 1 | 0 | 34,831 | 0 | |
MEDICINES CO | COM | 584688105 | 7,007 | 82,493 | SH | DFND | 1 | 0 | 82,493 | 0 | |
NEXTDECADE CORP | COM | 65342K105 | 58,022 | 9,449,846 | SH | DFND | 1 | 0 | 9,449,846 | 0 | |
NORTONLIFELOCK INC | COM | 668771108 | 1,341 | 52,546 | SH | DFND | 1 | 0 | 52,546 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 40 | 7,867 | SH | DFND | 1 | 0 | 7,867 | 0 | |
QIAGEN NV | SHS | N72482123 | 3,192 | 94,441 | SH | DFND | 1 | 0 | 94,441 | 0 | |
RA PHARMACEUTICALS INC | COM | 74933V108 | 5,898 | 125,684 | SH | DFND | 1 | 0 | 125,684 | 0 | |
STARS GROUP INC | COM | 85570W100 | 7,493 | 287,201 | SH | DFND | 1 | 0 | 287,201 | 0 | |
TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 7,394 | 334,277 | SH | DFND | 1 | 0 | 334,277 | 0 | |
TECH DATA CORP | COM | 878237106 | 3,002 | 20,904 | SH | DFND | 1 | 0 | 20,904 | 0 | |
TIFFANY & CO | COM | 886547108 | 6,381 | 47,745 | SH | DFND | 1 | 0 | 47,745 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 10,761 | 71,853 | SH | DFND | 1 | 0 | 71,853 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 10,979 | 33,248 | SH | DFND | 1 | 0 | 33,248 | 0 | |
VISTRA ENERGY CORP | W EXP 02/02/2024 | 92840M128 | 392 | 180,582 | SH | DFND | 1 | 0 | 180,582 | 0 | |
FINJAN HLDGS INC | COM | 31788H303 | 3,853 | 1,916,921 | SH | DFND | 1 | 0 | 1,916,921 | 0 | |
PROSHARES TR | SHRT 20+YR TRE | 74347X849 | 1,834 | 93,500 | SH | DFND | 1 | 0 | 93,500 | 0 | |
SANOFI | RIGHT | 80105N113 | 2,839 | 3,300,182 | SH | DFND | 1 | 0 | 3,300,182 | 0 | |
FITBIT INC | CALL | 33812L102 | 4 | 1,016 | SH | Call | DFND | 1 2 | 0 | 1,016 | 0 |
NORTONLIFELOCK INC | CALL | 668771108 | 744 | 361 | SH | Call | DFND | 1 2 | 0 | 361 | 0 |
ADVANCED DISP SVCS INC | COM | 00790X101 | 1,941 | 59,059 | SH | DFND | 1 2 | 0 | 59,059 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 2,881 | 15,071 | SH | DFND | 1 2 | 0 | 15,071 | 0 | |
ANIXTER INTL INC | COM | 035290105 | 433 | 4,700 | SH | DFND | 1 2 | 0 | 4,700 | 0 | |
ARQULE INC | COM | 04269E107 | 427 | 21,415 | SH | DFND | 1 2 | 0 | 21,415 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 1,087 | 18,158 | SH | DFND | 1 2 | 0 | 18,158 | 0 | |
BRISTOL MYERS SQUIBB CO | RIGHT | 110122157 | 11 | 3,707 | SH | DFND | 1 2 | 0 | 3,707 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 1,946 | 143,080 | SH | DFND | 1 2 | 0 | 143,080 | 0 | |
THE CHARLES SCHWAB CORPORATI | COM | 808513105 | 235 | 4,937 | SH | DFND | 1 2 | 0 | 4,937 | 0 | |
EL PASO ELEC CO | COM | 283677854 | 1,773 | 26,116 | SH | DFND | 1 2 | 0 | 26,116 | 0 | |
INTERXION HOLDING N.V | SHS | N47279109 | 399 | 4,760 | SH | DFND | 1 2 | 0 | 4,760 | 0 | |
LOGMEIN INC | COM | 54142L109 | 431 | 5,029 | SH | DFND | 1 2 | 0 | 5,029 | 0 | |
MEDICINES CO | COM | 584688105 | 1,950 | 22,961 | SH | DFND | 1 2 | 0 | 22,961 | 0 | |
NORTONLIFELOCK INC | COM | 668771108 | 194 | 7,586 | SH | DFND | 1 2 | 0 | 7,586 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 6 | 1,140 | SH | DFND | 1 2 | 0 | 1,140 | 0 | |
QIAGEN NV | SHS | N72482123 | 662 | 19,596 | SH | DFND | 1 2 | 0 | 19,596 | 0 | |
RA PHARMACEUTICALS INC | COM | 74933V108 | 859 | 18,296 | SH | DFND | 1 2 | 0 | 18,296 | 0 | |
STARS GROUP INC | COM | 85570W100 | 1,351 | 51,787 | SH | DFND | 1 2 | 0 | 51,787 | 0 | |
TECH DATA CORP | COM | 878237106 | 433 | 3,014 | SH | DFND | 1 2 | 0 | 3,014 | 0 | |
TIFFANY & CO | COM | 886547108 | 918 | 6,869 | SH | DFND | 1 2 | 0 | 6,869 | 0 | |
WABCO HLDGS INC | COM | 92927K102 | 540 | 3,985 | SH | DFND | 1 2 | 0 | 3,985 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 4,658 | 14,107 | SH | DFND | 1 2 | 0 | 14,107 | 0 | |
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 882 | 28,946 | SH | DFND | 1 2 | 0 | 28,946 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 2,606 | 75,195 | SH | DFND | 1 2 | 0 | 75,195 | 0 | |
NORTONLIFELOCK INC | CALL | 668771108 | 3,898 | 1,892 | SH | Call | DFND | 1 2 3 | 0 | 1,892 | 0 |
ADVANCED DISP SVCS INC | COM | 00790X101 | 19,470 | 592,332 | SH | DFND | 1 2 3 | 0 | 592,332 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 28,935 | 151,360 | SH | DFND | 1 2 3 | 0 | 151,360 | 0 | |
ANIXTER INTL INC | COM | 035290105 | 4,357 | 47,304 | SH | DFND | 1 2 3 | 0 | 47,304 | 0 | |
ARQULE INC | COM | 04269E107 | 4,324 | 216,633 | SH | DFND | 1 2 3 | 0 | 216,633 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 10,914 | 182,385 | SH | DFND | 1 2 3 | 0 | 182,385 | 0 | |
BRISTOL MYERS SQUIBB CO | RIGHT | 110122157 | 111 | 36,982 | SH | DFND | 1 2 3 | 0 | 36,982 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 17,600 | 1,294,119 | SH | DFND | 1 2 3 | 0 | 1,294,119 | 0 | |
THE CHARLES SCHWAB CORPORATI | COM | 808513105 | 2,730 | 57,398 | SH | DFND | 1 2 3 | 0 | 57,398 | 0 | |
EL PASO ELEC CO | COM | 283677854 | 17,816 | 262,418 | SH | DFND | 1 2 3 | 0 | 262,418 | 0 | |
INTERXION HOLDING N.V | SHS | N47279109 | 3,554 | 42,407 | SH | DFND | 1 2 3 | 0 | 42,407 | 0 | |
LOGMEIN INC | COM | 54142L109 | 4,320 | 50,381 | SH | DFND | 1 2 3 | 0 | 50,381 | 0 | |
MEDICINES CO | COM | 584688105 | 19,583 | 230,553 | SH | DFND | 1 2 3 | 0 | 230,553 | 0 | |
NORTONLIFELOCK INC | COM | 668771108 | 6,323 | 247,780 | SH | DFND | 1 2 3 | 0 | 247,780 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 59 | 11,392 | SH | DFND | 1 2 3 | 0 | 11,392 | 0 | |
QIAGEN NV | SHS | N72482123 | 6,641 | 196,485 | SH | DFND | 1 2 3 | 0 | 196,485 | 0 | |
RA PHARMACEUTICALS INC | COM | 74933V108 | 8,635 | 183,988 | SH | DFND | 1 2 3 | 0 | 183,988 | 0 | |
STARS GROUP INC | COM | 85570W100 | 13,440 | 515,133 | SH | DFND | 1 2 3 | 0 | 515,133 | 0 | |
TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 2,854 | 129,046 | SH | DFND | 1 2 3 | 0 | 129,046 | 0 | |
TECH DATA CORP | COM | 878237106 | 4,347 | 30,270 | SH | DFND | 1 2 3 | 0 | 30,270 | 0 | |
TIFFANY & CO | COM | 886547108 | 9,158 | 68,523 | SH | DFND | 1 2 3 | 0 | 68,523 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 9,167 | 61,214 | SH | DFND | 1 2 3 | 0 | 61,214 | 0 | |
WABCO HLDGS INC | COM | 92927K102 | 5,371 | 39,642 | SH | DFND | 1 2 3 | 0 | 39,642 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 44,365 | 134,353 | SH | DFND | 1 2 3 | 0 | 134,353 | 0 | |
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 8,776 | 287,912 | SH | DFND | 1 2 3 | 0 | 287,912 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 26,139 | 754,378 | SH | DFND | 1 2 3 | 0 | 754,378 | 0 | |
FITBIT INC | CALL | 33812L102 | 6 | 1,524 | SH | Call | DFND | 1 2 4 | 0 | 1,524 | 0 |
NORTONLIFELOCK INC | CALL | 668771108 | 2,633 | 1,278 | SH | Call | DFND | 1 2 4 | 0 | 1,278 | 0 |
ADVANCED DISP SVCS INC | COM | 00790X101 | 6,755 | 205,513 | SH | DFND | 1 2 4 | 0 | 205,513 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 9,556 | 49,986 | SH | DFND | 1 2 4 | 0 | 49,986 | 0 | |
ANIXTER INTL INC | COM | 035290105 | 1,519 | 16,494 | SH | DFND | 1 2 4 | 0 | 16,494 | 0 | |
ARQULE INC | COM | 04269E107 | 1,502 | 75,244 | SH | DFND | 1 2 4 | 0 | 75,244 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 3,776 | 63,097 | SH | DFND | 1 2 4 | 0 | 63,097 | 0 | |
BRISTOL MYERS SQUIBB CO | RIGHT | 110122157 | 39 | 12,797 | SH | DFND | 1 2 4 | 0 | 12,797 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 5,626 | 413,661 | SH | DFND | 1 2 4 | 0 | 413,661 | 0 | |
THE CHARLES SCHWAB CORPORATI | COM | 808513105 | 777 | 16,331 | SH | DFND | 1 2 4 | 0 | 16,331 | 0 | |
EL PASO ELEC CO | COM | 283677854 | 6,166 | 90,820 | SH | DFND | 1 2 4 | 0 | 90,820 | 0 | |
INTERXION HOLDING N.V | SHS | N47279109 | 1,056 | 12,595 | SH | DFND | 1 2 4 | 0 | 12,595 | 0 | |
LOGMEIN INC | COM | 54142L109 | 1,495 | 17,437 | SH | DFND | 1 2 4 | 0 | 17,437 | 0 | |
MEDICINES CO | COM | 584688105 | 6,783 | 79,855 | SH | DFND | 1 2 4 | 0 | 79,855 | 0 | |
NORTONLIFELOCK INC | COM | 668771108 | 713 | 27,923 | SH | DFND | 1 2 4 | 0 | 27,923 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 21 | 4,182 | SH | DFND | 1 2 4 | 0 | 4,182 | 0 | |
QIAGEN NV | SHS | N72482123 | 2,310 | 68,344 | SH | DFND | 1 2 4 | 0 | 68,344 | 0 | |
RA PHARMACEUTICALS INC | COM | 74933V108 | 2,994 | 63,790 | SH | DFND | 1 2 4 | 0 | 63,790 | 0 | |
STARS GROUP INC | COM | 85570W100 | 4,655 | 178,411 | SH | DFND | 1 2 4 | 0 | 178,411 | 0 | |
TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 1,730 | 78,196 | SH | DFND | 1 2 4 | 0 | 78,196 | 0 | |
TECH DATA CORP | COM | 878237106 | 1,504 | 10,475 | SH | DFND | 1 2 4 | 0 | 10,475 | 0 | |
TIFFANY & CO | COM | 886547108 | 3,167 | 23,694 | SH | DFND | 1 2 4 | 0 | 23,694 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 4,211 | 28,117 | SH | DFND | 1 2 4 | 0 | 28,117 | 0 | |
WABCO HLDGS INC | COM | 92927K102 | 1,855 | 13,693 | SH | DFND | 1 2 4 | 0 | 13,693 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 15,739 | 47,665 | SH | DFND | 1 2 4 | 0 | 47,665 | 0 | |
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 2,891 | 94,855 | SH | DFND | 1 2 4 | 0 | 94,855 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 8,678 | 250,442 | SH | DFND | 1 2 4 | 0 | 250,442 | 0 |