The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACACIA COMMUNICATIONS INC | COM | 00401C108 | 7,798 | 115,000 | SH | DFND | 115,000 | 0 | 0 | ||
| ALLERGAN PLC | SHS | G0177J108 | 11,853 | 62,000 | SH | DFND | 62,000 | 0 | 0 | ||
| AMERISOURCEBERGEN CORP | COM | 03073E105 | 5,526 | 65,000 | SH | Call | DFND | 65,000 | 0 | 0 | |
| AMERISOURCEBERGEN CORP | COM | 03073E105 | 6,377 | 75,000 | SH | Put | DFND | 75,000 | 0 | 0 | |
| ANIXTER INTL INC | COM | 035290105 | 4,605 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| ARQULE INC | COM | 04269E107 | 7,984 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
| ARQULE INC | COM | 04269E107 | 27,110 | 1,358,200 | SH | Call | DFND | 1,358,200 | 0 | 0 | |
| BOEING CO | COM | 097023105 | 26,061 | 80,000 | SH | Call | DFND | 80,000 | 0 | 0 | |
| BRISTOL MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 2,408 | 800,000 | SH | DFND | 800,000 | 0 | 0 | ||
| CARDINAL HEALTH INC | COM | 14149Y108 | 5,058 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
| CENTENE CORP DEL | COM | 15135B101 | 16,766 | 266,685 | SH | DFND | 266,685 | 0 | 0 | ||
| CENTENE CORP DEL | COM | 15135B101 | 18,861 | 300,000 | SH | Call | DFND | 300,000 | 0 | 0 | |
| CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 9,997 | 3,495,359 | SH | DFND | 3,495,359 | 0 | 0 | ||
| DIGITAL RLTY TR INC | COM | 253868103 | 38,484 | 321,400 | SH | Call | DFND | 321,400 | 0 | 0 | |
| EXELON CORP | COM | 30161N101 | 42,399 | 930,000 | SH | DFND | 930,000 | 0 | 0 | ||
| FED NATION MOR 8.25 SRS S PRF | COM | 313586752 | 28,023 | 2,345,000 | SH | DFND | 2,345,000 | 0 | 0 | ||
| FIRSTENERGY CORP | COM | 337932107 | 14,580 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
| FITBIT INC | CL A | 33812L102 | 18,516 | 2,818,200 | SH | Put | DFND | 2,818,200 | 0 | 0 | |
| FITBIT INC | CL A | 33812L102 | 33,222 | 5,056,600 | SH | Call | DFND | 5,056,600 | 0 | 0 | |
| INSTRUCTURE INC | COM | 45781U103 | 9,642 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
| INTELSAT S A | COM | L5140P101 | 1,033 | 146,984 | SH | DFND | 146,984 | 0 | 0 | ||
| INTERXION HOLDING N.V | SHS | N47279109 | 41,067 | 490,000 | SH | DFND | 490,000 | 0 | 0 | ||
| LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 3,618 | 492,289 | SH | DFND | 492,289 | 0 | 0 | ||
| MASCO CORP | COM | 574599106 | 18,236 | 380,000 | SH | Call | DFND | 380,000 | 0 | 0 | |
| PG&E CORP | COM | 69331C108 | 5,435 | 500,000 | SH | Put | DFND | 500,000 | 0 | 0 | |
| QIAGEN NV | SHS NEW | N72482123 | 5,915 | 175,000 | SH | DFND | 175,000 | 0 | 0 | ||
| RA PHARMACEUTICALS INC | COM | 74933V108 | 329 | 7,000 | SH | Call | DFND | 7,000 | 0 | 0 | |
| SANOFI | RIGHT 12/31/2020 | 80105N113 | 2,436 | 2,832,053 | SH | DFND | 2,832,053 | 0 | 0 | ||
| SIGA TECHNOLOGIES INC | COM | 826917106 | 11,961 | 2,507,500 | SH | DFND | 2,507,500 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 20,750 | 64,468 | SH | DFND | 64,468 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 65,659 | 204,000 | SH | Put | DFND | 204,000 | 0 | 0 | |
| SPRINT CORPORATION | COM | 85207U105 | 1,563 | 300,000 | SH | Put | DFND | 300,000 | 0 | 0 | |
| WESCO INTL INC | COM | 95082P105 | 12,026 | 202,500 | SH | Call | DFND | 202,500 | 0 | 0 | |