The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALLERGAN PLC | SHS | G0177J108 | 216,014 | 1,129,960 | SH | DFND | Omni Partners US LLC | 1,129,960 | 0 | 0 | |
| ALUSSA ENERGY ACQUISITION CO | UNIT 10/31/2026 | G0232J127 | 12,096 | 1,200,000 | SH | DFND | Omni Partners US LLC | 1,200,000 | 0 | 0 | |
| TD AMERITRADE HLDG CORP | COM | 87236Y108 | 32,011 | 644,087 | SH | DFND | Omni Partners US LLC | 644,087 | 0 | 0 | |
| ARQULE INC | COM | 04269E107 | 8,265 | 414,055 | SH | DFND | Omni Partners US LLC | 414,055 | 0 | 0 | |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 | 2,561 | 39,901 | SH | DFND | Omni Partners US LLC | 39,901 | 0 | 0 | |
| BRISTOL MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 1,751 | 581,704 | SH | DFND | Omni Partners US LLC | 581,704 | 0 | 0 | |
| CIIG MERGER CORP | UNIT 12/31/2026 | 12559C202 | 7,620 | 750,000 | SH | DFND | Omni Partners US LLC | 750,000 | 0 | 0 | |
| CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 26,475 | 1,134,786 | SH | DFND | Omni Partners US LLC | 1,134,786 | 0 | 0 | |
| CAESARS ENTMT CORP | COM | 127686103 | 138,829 | 10,208,037 | SH | DFND | Omni Partners US LLC | 10,208,037 | 0 | 0 | |
| EROS INTL PLC | SHS NEW | G3788M114 | 2,063 | 608,500 | SH | DFND | Omni Partners US LLC | 608,500 | 0 | 0 | |
| FITBIT INC | CL A | 33812L102 | 5,138 | 782,105 | SH | DFND | Omni Partners US LLC | 782,105 | 0 | 0 | |
| SANOFI | RIGHT 12/31/2020 | 80105N113 | 1,244 | 1,446,247 | SH | DFND | Omni Partners US LLC | 1,446,247 | 0 | 0 | |
| GRAF INDL CORP | COM | 384278107 | 23,314 | 2,287,893 | SH | DFND | Omni Partners US LLC | 2,287,893 | 0 | 0 | |
| GRAF INDL CORP | *W EXP 12/31/202 | 384278115 | 1,002,207 | 2,288,144 | SH | DFND | Omni Partners US LLC | 2,288,144 | 0 | 0 | |
| GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 8,824 | 800,000 | SH | DFND | Omni Partners US LLC | 800,000 | 0 | 0 | |
| GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 5,900 | 500,000 | SH | DFND | Omni Partners US LLC | 500,000 | 0 | 0 | |
| HILTON GRAND VACATIONS INC | COM | 43283X105 | 20,752 | 603,433 | SH | DFND | Omni Partners US LLC | 603,433 | 0 | 0 | |
| HP INC | COM | 40434L105 | 4,828 | 234,922 | SH | DFND | Omni Partners US LLC | 234,922 | 0 | 0 | |
| LEO HOLDINGS CORP | COM CL A | G5463L105 | 10,308 | 996,920 | SH | DFND | Omni Partners US LLC | 996,920 | 0 | 0 | |
| LINE CORP | SPONSORED ADR | 53567X101 | 307 | 6,268 | SH | DFND | Omni Partners US LLC | 6,268 | 0 | 0 | |
| LIBERTY PPTY TR | SH BEN INT | 531172104 | 18,911 | 314,926 | SH | DFND | Omni Partners US LLC | 314,926 | 0 | 0 | |
| MEDICINES CO | COM | 584688105 | 196,342 | 2,311,536 | SH | DFND | Omni Partners US LLC | 2,311,536 | 0 | 0 | |
| MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 12,963 | 110,628 | SH | DFND | Omni Partners US LLC | 110,628 | 0 | 0 | |
| NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 3,774 | 358,100 | SH | DFND | Omni Partners US LLC | 358,100 | 0 | 0 | |
| NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 540 | 50,000 | SH | DFND | Omni Partners US LLC | 50,000 | 0 | 0 | |
| NORTONLIFELOCK INC | COM | 668771108 | 1,300,244 | 509,500 | SH | DFND | Omni Partners US LLC | 509,500 | 0 | 0 | |
| NORTONLIFELOCK INC | COM | 668771108 | 38,436 | 1,506,095 | SH | DFND | Omni Partners US LLC | 1,506,095 | 0 | 0 | |
| NEW PROVIDENCE ACQUISITIN CO | UNIT 09/01/2024 | 64822P205 | 7,710 | 750,000 | SH | DFND | Omni Partners US LLC | 750,000 | 0 | 0 | |
| PURE ACQUISITION CORP | CL A | 74621Q106 | 8,554 | 824,837 | SH | DFND | Omni Partners US LLC | 824,837 | 0 | 0 | |
| PURE ACQUISITION CORP | *W EXP 04/17/202 | 74621Q114 | 527 | 534,560 | SH | DFND | Omni Partners US LLC | 534,560 | 0 | 0 | |
| PIVOTAL INVT CORP II | UNIT 06/01/2025 | 72582K209 | 10,397 | 1,019,358 | SH | DFND | Omni Partners US LLC | 1,019,358 | 0 | 0 | |
| QIAGEN NV | SHS NEW | N72482123 | 2,340 | 69,245 | SH | DFND | Omni Partners US LLC | 69,245 | 0 | 0 | |
| RA PHARMACEUTICALS INC | COM | 74933V108 | 39,417 | 839,902 | SH | DFND | Omni Partners US LLC | 839,902 | 0 | 0 | |
| SCHULTZE SPL PURP ACQUSTN CO | UNIT 12/31/2023 | 80821R208 | 11,448 | 1,090,193 | SH | DFND | Omni Partners US LLC | 1,090,193 | 0 | 0 | |
| SOFTWARE ACQUISITION GROUP I | UNIT 10/01/2026 | 83406B200 | 2,032 | 200,000 | SH | DFND | Omni Partners US LLC | 200,000 | 0 | 0 | |
| TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 102,735 | 4,644,420 | SH | DFND | Omni Partners US LLC | 4,644,420 | 0 | 0 | |
| TRINE ACQUISITION CORP | COM CL A | 89628U108 | 24,479 | 2,452,849 | SH | DFND | Omni Partners US LLC | 2,452,849 | 0 | 0 | |
| TRINE ACQUISITION CORP | *W EXP 03/31/202 | 89628U116 | 1,172 | 1,233,159 | SH | DFND | Omni Partners US LLC | 1,233,159 | 0 | 0 | |
| WABCO HLDGS INC | COM | 92927K102 | 11,928 | 88,031 | SH | DFND | Omni Partners US LLC | 88,031 | 0 | 0 | |
| WELLCARE HEALTH PLANS INC | COM | 94946T106 | 192,010 | 581,479 | SH | DFND | Omni Partners US LLC | 581,479 | 0 | 0 | |
| WRIGHT MED GROUP N V | ORD SHS | N96617118 | 41,159 | 1,350,350 | SH | DFND | Omni Partners US LLC | 1,350,350 | 0 | 0 | |
| XEROX HOLDINGS CORP | COM NEW | 98421M106 | 4,521 | 122,624 | SH | DFND | Omni Partners US LLC | 122,624 | 0 | 0 | |
| ZAYO GROUP HLDGS INC | COM | 98919V105 | 168,188 | 4,853,916 | SH | DFND | Omni Partners US LLC | 4,853,916 | 0 | 0 | |