The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALLERGAN PLC | SHS | G0177J108 | 24,661 | 129,000 | SH | OTR | 1 | 101,000 | 28,000 | 0 | |
| ARQULE INC | COM | 04269E107 | 7,784 | 390,000 | SH | OTR | 1 | 281,495 | 108,505 | 0 | |
| BRISTOL MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 783 | 260,000 | SH | OTR | 1 | 210,000 | 50,000 | 0 | |
| AUDENTES THERAPEUTICS INC | COM | 05070R104 | 14,984 | 250,401 | SH | OTR | 1 | 180,790 | 69,611 | 0 | |
| CAROLINA TR BANCSHARES INC | COM | 14422P105 | 544 | 42,751 | SH | OTR | 1 | 37,664 | 5,087 | 0 | |
| CONDOR HOSPITALITY TR INC | COM NEW | 20676Y403 | 7,839 | 710,061 | SH | OTR | 1 | 681,171 | 28,890 | 0 | |
| EL PASO ELEC CO | COM NEW | 283677854 | 17,108 | 252,000 | SH | OTR | 1 | 187,000 | 65,000 | 0 | |
| FITBIT INC | CL A | 33812L102 | 332 | 50,500 | SH | OTR | 1 | 36,500 | 14,000 | 0 | |
| JAGGED PEAK ENERGY INC | COM | 47009K107 | 3,241 | 381,786 | SH | OTR | 1 | 274,968 | 106,818 | 0 | |
| MEDICINES CO | COM | 584688105 | 2,124 | 25,000 | SH | OTR | 1 | 18,000 | 7,000 | 0 | |
| MUTUALFIRST FINL INC | COM | 62845B104 | 1,854 | 46,738 | SH | OTR | 1 | 44,738 | 2,000 | 0 | |
| MSB FINL CORP NEW | COM | 55352L101 | 18 | 1,000 | SH | OTR | 1 | 723 | 277 | 0 | |
| PB BANCORP INC | COM | 70454T100 | 3,614 | 238,401 | SH | OTR | 1 | 235,401 | 3,000 | 0 | |
| RA PHARMACEUTICALS INC | COM | 74933V108 | 1,408 | 30,000 | SH | OTR | 1 | 22,000 | 8,000 | 0 | |
| SOUTHWEST GA FINL CORP | COM | 84502A104 | 408 | 11,637 | SH | OTR | 1 | 11,037 | 600 | 0 | |
| TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 1,234 | 55,800 | SH | SOLE | 55,800 | 0 | 0 | ||
| SYNTHORX INC | COM | 87167A103 | 10,475 | 149,882 | SH | OTR | 1 | 108,191 | 41,691 | 0 | |
| TIFFANY & CO NEW | COM | 886547108 | 668 | 5,000 | SH | OTR | 1 | 3,606 | 1,394 | 0 | |
| TIVO CORP | COM | 88870P106 | 19 | 2,200 | SH | OTR | 1 | 1,590 | 610 | 0 | |
| TELARIA INC | COM | 879181105 | 43 | 4,839 | SH | OTR | 1 | 3,498 | 1,341 | 0 | |
| TWO RIV BANCORP | COM | 90207C105 | 981 | 43,796 | SH | OTR | 1 | 33,796 | 10,000 | 0 | |
| WELLCARE HEALTH PLANS INC | COM | 94946T106 | 8,255 | 25,000 | SH | OTR | 1 | 18,000 | 7,000 | 0 | |
| WELLESLEY BANCORP INC | COM | 949485106 | 1,983 | 43,809 | SH | OTR | 1 | 43,309 | 500 | 0 | |
| ZAYO GROUP HLDGS INC | COM | 98919V105 | 8,836 | 255,000 | SH | OTR | 1 | 184,000 | 71,000 | 0 | |