The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ISHARES TR | MSCI INDIA ETF | 46429B598 | 1,435 | 40,835 | SH | DFND | 40,835 | 0 | 0 | ||
| ISHARES INC | MSCI HONG KG ETF | 464286871 | 20,987 | 862,611 | SH | DFND | 862,611 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 33,008 | 155,627 | SH | DFND | 155,627 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 3,109 | 24,599 | SH | DFND | 24,599 | 0 | 0 | ||
| JD COM INC | SPON ADR CL A | 47215P106 | 2,332 | 66,195 | SH | DFND | 66,195 | 0 | 0 | ||
| NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 1,567 | 12,921 | SH | DFND | 12,921 | 0 | 0 | ||
| TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 1,555 | 32,262 | SH | DFND | 32,262 | 0 | 0 | ||
| PINDUODUO INC | SPONSORED ADS | 722304102 | 1,005 | 26,574 | SH | DFND | 26,574 | 0 | 0 | ||
| DOUYU INTERNATIONAL HLDNGS L | SPONSORED ADS | 25985W105 | 551 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
| AUTOHOME INC | SP ADR RP CL A | 05278C107 | 429 | 5,361 | SH | DFND | 5,361 | 0 | 0 | ||
| GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 703 | 13,624 | SH | DFND | 13,624 | 0 | 0 | ||
| HUTCHISON CHINA MEDITECH LTD | SPONSORED ADR | 44842L103 | 120 | 4,800 | SH | DFND | 4,800 | 0 | 0 | ||
| HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 477 | 11,900 | SH | DFND | 11,900 | 0 | 0 | ||
| IQIYI INC | SPONSORED ADS | 46267X108 | 368 | 17,424 | SH | DFND | 17,424 | 0 | 0 | ||
| 51JOB INC | SPONSORED ADS | 316827104 | 195 | 2,300 | SH | DFND | 2,300 | 0 | 0 | ||
| MOMO INC | ADR | 60879B107 | 440 | 13,128 | SH | DFND | 13,128 | 0 | 0 | ||
| NIO INC | SPON ADS | 62914V106 | 237 | 59,044 | SH | DFND | 59,044 | 0 | 0 | ||
| NOAH HLDGS LTD | SPON ADS CL A | 65487X102 | 92 | 2,600 | SH | DFND | 2,600 | 0 | 0 | ||
| NETEASE INC | SPONSORED ADS | 64110W102 | 1,942 | 6,332 | SH | DFND | 6,332 | 0 | 0 | ||
| SINA CORP | ORD | G81477104 | 233 | 5,845 | SH | DFND | 5,845 | 0 | 0 | ||
| TRIP COM GROUP LTD | ADS | 89677Q107 | 1,246 | 37,140 | SH | DFND | 37,140 | 0 | 0 | ||
| VIPSHOP HLDGS LTD | SPONSORED ADS A | 92763W103 | 557 | 39,293 | SH | DFND | 39,293 | 0 | 0 | ||
| WEIBO CORP | SPONSORED ADR | 948596101 | 230 | 4,957 | SH | DFND | 4,957 | 0 | 0 | ||
| 58 COM INC | SPON ADR REP A | 31680Q104 | 547 | 8,446 | SH | DFND | 8,446 | 0 | 0 | ||
| YUM CHINA HLDGS INC | COM | 98850P109 | 1,587 | 33,051 | SH | DFND | 33,051 | 0 | 0 | ||
| JOYY INC | ADS REPSTG COM A | 46591M109 | 231 | 4,368 | SH | DFND | 4,368 | 0 | 0 | ||
| ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 1,030 | 44,122 | SH | DFND | 44,122 | 0 | 0 | ||