The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
22ND CENTURY GROUP ORD COM 90137F103 5 5,000 SH   SOLE   5,000 0 0
2U ORD COM 90214J101 38 1,620 SH   SOLE   1,620 0 0
3D SYSTEMS ORD COM 88554D205 77 8,800 SH   SOLE   8,800 0 0
3D SYSTEMS ORD COM 88554D205 9 1,129 SH Call SOLE   1,129 0 0
ABB ADR REP 1 ORD SPONSORED ADR 000375204 963 40,000 SH   SOLE   40,000 0 0
ABERDEEN ASIA PACIFIC INCOME CF COM 003009107 284 66,908 SH   DFND   66,908 0 0
ABERDEEN EMERGING MARKET EQY INCM CF COM 00301W105 30 4,000 SH   DFND   4,000 0 0
ABERDEEN GLOBAL DYNAMIC DIVIDEND CF COM 00302M106 43 4,179 SH   DFND   4,179 0 0
ABERDEEN GLOBAL PREMIER PROPERTIE CF COM 00302L108 138 21,415 SH   DFND   21,415 0 0
ABERDEEN INCOME CREDIT STRATEGIES CF COM 003057106 231 20,081 SH   SOLE   20,081 0 0
ABERDEEN TOTAL DYNAMIC DIVIDEND CF COM 00326L100 147 16,433 SH   DFND   16,433 0 0
ABIOMED ORD COM 003654100 73 430 SH   DFND   430 0 0
ACACIA COMMUNICATIONS ORD COM 00401C108 2,384 35,164 SH   SOLE   35,164 0 0
ACACIA COMMUNICATIONS ORD COM 00401C108 1 28 SH Call SOLE   28 0 0
ACADIA HEALTHCARE COMPANY ORD COM 00404A109 1 40 SH   SOLE   40 0 0
ACHILLION PHARMACEUTICALS ORD COM 00448Q201 0 9 SH Call SOLE   9 0 0
ACHILLION PHARMACEUTICALS ORD COM 00448Q201 1 200 SH Put SOLE   200 0 0
ACREAGE HOLDINGS ORD COM 00489Y402 66 11,300 SH   SOLE   11,300 0 0
ACT II GLOBAL ACQUISITION UNT COM G0080J112 3 300 SH   SOLE   300 0 0
ACTIVISION BLIZZARD ORD COM 00507V109 109 1,850 SH   DFND   1,850 0 0
ADVANCED MICRO DEVICES ORD COM 007903107 346 7,552 SH   DFND   7,552 0 0
ADVANCED MICRO DEVICES ORD COM 007903107 10 235 SH Put DFND   235 0 0
ADVENT CLAYMORE CONV INCOM NAV CF COM 00764C109 218 14,045 SH   DFND   14,045 0 0
AEGON ADR COM 007924103 103 22,900 SH   SOLE   22,900 0 0
AFLAC ORD COM 001055102 0 1 SH   DFND   1 0 0
AGNICO EAGLE ORD COM 008474108 154 2,500 SH   DFND   2,500 0 0
AGNICO EAGLE ORD COM 008474108 1 31 SH Call DFND   31 0 0
AIRCASTLE ORD COM G0129K104 41 1,300 SH   SOLE   1,300 0 0
AKEBIA THERAPEUTICS ORD COM 00972D105 94 15,000 SH   SOLE   15,000 0 0
AKERNA ORD COM 00973W102 32 3,875 SH   SOLE   3,875 0 0
AKOUSTIS TECHNOLOGIE ORD COM 00973N102 79 9,910 SH   DFND   9,910 0 0
AKOUSTIS TECHNOLOGIE ORD COM 00973N102 0 61 SH Call DFND   61 0 0
ALAMO GROUP ORD COM 011311107 22 180 SH   DFND   180 0 0
ALARMCOM HOLDINGS ORD COM 011642105 896 20,858 SH   SOLE   20,858 0 0
ALASKA AIR GROUP ORD COM 011659109 101 1,500 SH   DFND   1,500 0 0
ALCOA ORD COM 013872106 505 23,500 SH   DFND   23,500 0 0
ALDEYRA THERAPEUTICS ORD COM 01438T106 0 100 SH   SOLE   100 0 0
ALIANZGI CNVRTBL INM 2024 TGT TRM CF COM 01883H102 1 182 SH   DFND   182 0 0
ALIBABA GROUP HOLDING ADR REP 8 ORD SPONSORED ADR 01609W102 34,376 162,079 SH   DFND   162,079 0 0
ALIBABA GROUP HOLDING ADR REP 8 ORD SPONSORED ADR 01609W102 6 30 SH Call DFND   30 0 0
ALIBABA GROUP HOLDING ADR REP 8 ORD SPONSORED ADR 01609W102 88 415 SH Put DFND   415 0 0
ALLERGAN ORD COM G0177J108 15,239 79,715 SH   SOLE   79,715 0 0
ALLERGAN ORD COM G0177J108 0 4 SH Put SOLE   4 0 0
ALLIANCE DATA SYSTEMS ORD COM 018581108 45 406 SH   DFND   406 0 0
ALLIANCEBERNSTEIN GLBL HIGH INCM CF COM 01879R106 105 8,731 SH   DFND   8,731 0 0
ALLIANZGI CNV AND INCM II CF COM 018825109 64 12,560 SH   DFND   12,560 0 0
ALLIANZGI CONVER AND INCM CF COM 018828103 25 4,368 SH   DFND   4,368 0 0
ALLIANZGI EQUITY AND CNV INCOME CF COM 018829101 50 2,237 SH   DFND   2,237 0 0
ALLON THERAPEUTICS ORD COM 019774108 0 30,000 SH   SOLE   30,000 0 0
ALPHABET CL A ORD COM 02079K305 211 158 SH   DFND   158 0 0
ALPINE INCOME PROPERTY TRUST ORD COM 02083X103 7 400 SH   SOLE   400 0 0
ALPS ALERIAN MLP ETF COM 00162Q866 386 45,482 SH   DFND   45,482 0 0
ALTA MESA RESOURCES CL A ORD COM 02133L109 0 2,500 SH   SOLE   2,500 0 0
ALTRA INDUSTRIAL MOTION ORD COM 02208R106 0 1 SH   SOLE   1 0 0
ALTRIA GROUP ORD COM 02209S103 0 1 SH   DFND   1 0 0
AMARIN ADR REP 1 ORD SPONSORED ADR 023111206 1 50 SH   DFND   50 0 0
AMAZON COM ORD COM 023135106 805 436 SH   DFND   436 0 0
AMC ENTERTAINMENT HOLDINGS CL A ORD COM 00165C104 162 22,500 SH   DFND   22,500 0 0
AMCOR ORD COM G0250X107 38 3,510 SH   SOLE   3,510 0 0
AMERICA MOVIL ADR REP 20 SR L ORD SPONSORED ADR 02364W105 320 20,000 SH   SOLE   20,000 0 0
AMERICAN AIRLINES GROUP ORD COM 02376R102 774 27,000 SH   DFND   27,000 0 0
AMERICAN RIVER BANKSHARES ORD COM 029326105 5 338 SH   DFND   338 0 0
AMNEAL PHARMACEUTICALS CL A ORD COM 03168L105 289 60,000 SH   SOLE   60,000 0 0
AMTRUST FINANCIAL SRVCS 7 25 SUB NTS COM 032359861 62 2,970 SH   SOLE   2,970 0 0
ANGI HOMESERVICES CL A ORD COM 00183L102 72 8,600 SH   DFND   8,600 0 0
ANIXTER INTERNATIONAL ORD COM 035290105 103 1,125 SH   DFND   1,125 0 0
ANIXTER INTERNATIONAL ORD COM 035290105 0 5 SH Put DFND   5 0 0
ANTERIX ORD COM 03676C100 280 6,500 SH   SOLE   6,500 0 0
ANTERO RESOURCES ORD COM 03674X106 39 13,910 SH   SOLE   13,910 0 0
APHRIA ORD COM 03765K104 1 300 SH   SOLE   300 0 0
APHRIA ORD COM 03765K104 2 555 SH Call SOLE   555 0 0
API GROUP ORD COM G49894101 991 94,000 SH   SOLE   94,000 0 0
APOLLO SENIOR FLOATING RATE CF COM 037636107 187 12,416 SH   DFND   12,416 0 0
APOLLO TACTICAL INCOME CF COM 037638103 146 9,677 SH   DFND   9,677 0 0
APPLE ORD COM 037833100 434 1,481 SH Put DFND   1,481 0 0
AQUA AMERICA ORD COM 03836W103 5 126 SH   DFND   126 0 0
AQUA METALS ORD COM 03837J101 0 440 SH   SOLE   440 0 0
ARBOR REALTY REIT ORD COM 038923108 297 20,714 SH   DFND   20,714 0 0
ARCELORMITTAL ADR COM 03938L203 1,052 60,000 SH   SOLE   60,000 0 0
ARDMORE SHIPPING ORD COM Y0207T100 285 31,547 SH   SOLE   31,547 0 0
ARES DYNAMIC CREDIT ALLOCATION CF COM 04014F102 373 24,324 SH   DFND   24,324 0 0
ARGENX ADR REP ORD SPONSORED ADR 04016X101 1,064 6,631 SH   SOLE   6,631 0 0
ARQULE ORD COM 04269E107 9,278 464,851 SH   DFND   464,851 0 0
ASCENA RETAIL GROUP ORD COM 04351G200 383 50,000 SH   SOLE   50,000 0 0
ASML HOLDING ADR REP ORD SPONSORED ADR N07059210 1,203 4,067 SH   SOLE   4,067 0 0
ASSERTIO THERAPEUTICS ORD COM 04545L107 0 100 SH   SOLE   100 0 0
ASSETMARK FINANCIAL HOLDINGS ORD COM 04546L106 20 700 SH   SOLE   700 0 0
ASTA FUNDING ORD COM 046220109 3 300 SH   SOLE   300 0 0
ASTRAZENECA ADR REP 1.5 ORD SPONSORED ADR 046353108 1,246 24,999 SH   SOLE   24,999 0 0
ASTRONICS CL B ORD COM 046433207 1 67 SH   SOLE   67 0 0
AUDENTES THERAPEUTICS ORD COM 05070R104 16,687 278,861 SH   DFND   278,861 0 0
AURORA CANNABIS ORD COM 05156X108 0 165 SH Call SOLE   165 0 0
AVALONBAY COMMUNITIES REIT ORD COM 053484101 11 56 SH   SOLE   56 0 0
AVANGRID ORD COM 05351W103 18 364 SH   DFND   364 0 0
AVAYA HOLDINGS ORD COM 05351X101 109 8,100 SH   DFND   8,100 0 0
AVX ORD COM 002444107 20 1,000 SH   SOLE   1,000 0 0
AXOGEN ORD COM 05463X106 0 5 SH Call SOLE   5 0 0
BAIDU ADR REP 1/10 CL A ORD SPONSORED ADR 056752108 101 800 SH   DFND   800 0 0
BAIDU ADR REP 1/10 CL A ORD SPONSORED ADR 056752108 12 100 SH Call DFND   100 0 0
BANCO BBVA ARGENTINA ADR REP 3 ORD SPONSORED ADR 058934100 0 109 SH   SOLE   109 0 0
BANCO BILBAO VIZCAYA ARGENTARIA ADR COM 05946K101 457 81,910 SH   SOLE   81,910 0 0
BANCO SANTANDER ADR REP 1 ORD SPONSORED ADR 05964H105 819 197,877 SH   SOLE   197,877 0 0
BANCORPSOUTH BANK ORD COM 05971J102 8 273 SH   DFND   273 0 0
BANKWELL FINANCIAL GROUP ORD COM 06654A103 180 6,251 SH   DFND   6,251 0 0
BAOZUN ADR REP 3 ORD SPONSORED ADR 06684L103 4 150 SH   SOLE   150 0 0
BARCLAYS IPTH SRS B S&P SHRT TRM ETN COM 06746P621 7 500 SH   DFND   500 0 0
BARCLAYS IPTH SRS B S&P SHRT TRM ETN COM 06746P621 3 200 SH Call DFND   200 0 0
BARCLAYS IPTH SRS B S&P SHRT TRM ETN COM 06746P621 0 30 SH Put DFND   30 0 0
BARINGS BDC ORD COM 06759L103 51 5,000 SH   DFND   5,000 0 0
BARINGS GLOBAL SHORT DURTN HY CF COM 06760L100 170 9,753 SH   DFND   9,753 0 0
BARRICK GOLD ORD COM 067901108 247 13,330 SH   DFND   13,330 0 0
BAYER AKTIENGESELLSCHAFT EACH RE ADR COM 072730302 0 1 SH   SOLE   1 0 0
BAYERISCHE MOTOREN WERKE ADR COM 072743305 0 1 SH   SOLE   1 0 0
BEL FUSE CL A ORD COM 077347201 5 371 SH   SOLE   371 0 0
BELLRING BRANDS CL A ORD COM 079823100 4 200 SH   SOLE   200 0 0
BEYOND MEAT ORD COM 08862E109 443 5,864 SH   DFND   5,864 0 0
BEYOND MEAT ORD COM 08862E109 33 448 SH Call DFND   448 0 0
BHP GROUP ADR REP 2 ORD SPONSORED ADR 05545E209 2,786 59,282 SH   DFND   59,282 0 0
BILL COM HOLDINGS ORD COM 090043100 62 1,650 SH   DFND   1,650 0 0
BLACKOCK MUNIHOLDINGS INV QUALITY CF COM 09254P108 144 10,900 SH   DFND   10,900 0 0
BLACKROCK CORE BOND CF COM 09249E101 172 11,798 SH   DFND   11,798 0 0
BLACKROCK CORPORATE HIGH YIELD CF COM 09255P107 58 5,196 SH   DFND   5,196 0 0
BLACKROCK CREDIT ALLOCATION INCME CF COM 092508100 204 14,617 SH   DFND   14,617 0 0
BLACKROCK DEBT STRATEGIES CF COM 09255R202 26 2,344 SH   DFND   2,344 0 0
BLACKROCK ENHANCED INTER DIV CF COM 092524107 74 12,644 SH   DFND   12,644 0 0
BLACKROCK FLOAT RATE INC CF COM 09255X100 420 31,298 SH   DFND   31,298 0 0
BLACKROCK INCOME CF COM 09247F100 126 20,900 SH   SOLE   20,900 0 0
BLACKROCK LIMITED DURATION INCOME CF COM 09249W101 199 12,158 SH   DFND   12,158 0 0
BLACKROCK MULTI SECTOR INCOME CF COM 09258A107 62 3,865 SH   DFND   3,865 0 0
BLACKROCK MUNCPL 2030 TARGET TERM CF COM 09257P105 156 6,455 SH   DFND   6,455 0 0
BLACKROCK MUNIHLDG CALIF QUALITY CF COM 09254L107 68 4,864 SH   SOLE   4,864 0 0
BLACKROCK MUNIYIELD CALIFORNIA CF COM 09254M105 36 2,588 SH   DFND   2,588 0 0
BLACKROCK MUNIYIELD QUALITY III CF COM 09254E103 190 14,082 SH   DFND   14,082 0 0
BLACKROCK SCIENCE AND TECH II NAV CF COM 09260K101 138 6,770 SH   SOLE   6,770 0 0
BLACKROCK TAXABL MUNI BND CF COM 09248X100 25 1,038 SH   DFND   1,038 0 0
BLACKSTONE GSO LONG SHO CRE INC CF COM 09257D102 137 8,800 SH   DFND   8,800 0 0
BLACKSTONE GSO SENIOR FLOAT RATE CF COM 09256U105 328 20,330 SH   DFND   20,330 0 0
BLACKSTONE GSO STRATEGIC CREDIT CF COM 09257R101 335 23,322 SH   DFND   23,322 0 0
BNCCORP ORD COM 055936108 31 900 SH   DFND   900 0 0
BNY MELLON HIGH YIELD STR NAV CF COM 09660L105 94 30,459 SH   SOLE   30,459 0 0
BNY MELLON MNCPL BND INFRSTR NAV CF COM 09662W109 2 182 SH   DFND   182 0 0
BNY MELLON MUNICIPAL INCOME NAV CF COM 05589T104 8 900 SH   DFND   900 0 0
BOEING ORD COM 097023105 325 1,000 SH   DFND   1,000 0 0
BOEING ORD COM 097023105 0 2 SH Put DFND   2 0 0
BOOZ ALLEN HAMILTON HOLDING CL A ORD COM 099502106 113 1,600 SH   SOLE   1,600 0 0
BP ADR EACH REPSTNG SIX ORD SPONSORED ADR 055622104 7 200 SH   DFND   200 0 0
BRANDYWINE GLOBAL INCM OPRTNTS CF COM 10537L104 469 37,184 SH   DFND   37,184 0 0
BRINKER INTERNATIONAL ORD COM 109641100 5 135 SH   SOLE   135 0 0
BRISTOL MYERS SQUIBB CONTINGENT RTS COM 110122157 841 279,710 SH   DFND   279,710 0 0
BRISTOL MYERS SQUIBB ORD COM 110122108 0 3 SH Call DFND   3 0 0
BRISTOL MYERS SQUIBB ORD COM 110122108 0 1 SH Put DFND   1 0 0
BRITISH AMERICAN TOBACCO ADR REP ORD SPONSORED ADR 110448107 2,789 65,700 SH   DFND   65,700 0 0
BROADMARK REALTY CAPITAL ORD COM 11135B100 31 2,500 SH   SOLE   2,500 0 0
BROOKFIELD REAL ASSETS INCOME CF COM 112830104 154 7,251 SH   DFND   7,251 0 0
BROWN FORMAN CL A ORD COM 115637100 43 690 SH   DFND   690 0 0
BRUNSWICK BANCORP ORD COM 117030106 45 5,000 SH   DFND   5,000 0 0
BUNGE ORD COM G16962105 28 500 SH   SOLE   500 0 0
BURLINGTON STORES ORD COM 122017106 228 1,000 SH   DFND   1,000 0 0
CABOT OIL & GAS ORD COM 127097103 54 3,150 SH   DFND   3,150 0 0
CALAMOS CONVERTIBLE AND HIGH INC CF COM 12811P108 196 17,242 SH   DFND   17,242 0 0
CALAMOS CONVERTIBLE OPPO AND INCM CF COM 128117108 103 9,398 SH   DFND   9,398 0 0
CALAMOS DYNAMIC CONVERTIBLE CF COM 12811V105 28 1,349 SH   SOLE   1,349 0 0
CALLAWAY GOLF ORD COM 131193104 332 15,700 SH   SOLE   15,700 0 0
CALLON PETROLEUM ORD COM 13123X102 72 15,000 SH   DFND   15,000 0 0
CAMECO ORD COM 13321L108 167 18,816 SH   DFND   18,816 0 0
CANAAN ADR REP 15 ORD SPONSORED ADR 134748102 6 1,000 SH   SOLE   1,000 0 0
CANOPY GROWTH ORD COM 138035100 438 20,800 SH   DFND   20,800 0 0
CANOPY GROWTH ORD COM 138035100 2 128 SH Call DFND   128 0 0
CANSORTIUM EQY WRT EXP 03/21/2021 ON TIUM/U CF COM 13809L133 0 39,000 SH   SOLE   39,000 0 0
CARE.COM ORD COM 141633107 276 18,400 SH   SOLE   18,400 0 0
CARNIVAL ADR REP 1ORD SPONSORED ADR 14365C103 310 6,450 SH   SOLE   6,450 0 0
CARROLS RESTAURANT GROUP ORD COM 14574X104 176 25,000 SH   SOLE   25,000 0 0
CARVANA CL A ORD COM 146869102 46 500 SH   SOLE   500 0 0
CARVER BANCORP ORD COM 146875604 3 1,500 SH   SOLE   1,500 0 0
CATASYS ORD COM 149049504 81 5,000 SH   SOLE   5,000 0 0
CATERPILLAR ORD COM 149123101 29 200 SH   DFND   200 0 0
CAVCO INDUSTRIES ORD COM 149568107 97 500 SH   SOLE   500 0 0
CEDAR REALTY REIT ORD COM 150602209 0 300 SH   SOLE   300 0 0
CELSIUS HOLDINGS ORD COM 15118V207 375 77,788 SH   SOLE   77,788 0 0
CENTENNIAL RESOURCE DEVLP CL A ORD COM 15136A102 40 8,840 SH   SOLE   8,840 0 0
CENTER COAST BRKFLD MLP ENRG INFR CF COM 151461100 39 6,305 SH   DFND   6,305 0 0
CENTRAL GARDEN AND PET CL A ORD COM 153527205 73 2,500 SH   SOLE   2,500 0 0
CHANGE HEALTHCARE ORD COM 15912K100 11 700 SH   SOLE   700 0 0
CHARLOTTES WEB HLDGS ORD COM 16106R109 49 6,500 SH   DFND   6,500 0 0
CHASERG TECHNOLOGY ACQUISIT CL A ORD COM 16166A103 76 7,100 SH   SOLE   7,100 0 0
CHEMBIO DIAGNOSTICS ORD COM 163572209 12 2,659 SH   DFND   2,659 0 0
CHEMOURS ORD COM 163851108 40 2,250 SH   DFND   2,250 0 0
CHEWY CL A ORD COM 16679L109 262 9,060 SH   DFND   9,060 0 0
CHINA CF COM 169373107 66 3,175 SH   SOLE   3,175 0 0
CHINA INDUSTRIAL GROUP ORD COM 169396108 5 1,397,637 SH   SOLE   1,397,637 0 0
CHINA LIFE INSURNCE ADR REP 5 H ORD SPONSORED ADR 16939P106 0 1 SH   SOLE   1 0 0
CHINA PETRO & CHEM ADR REP 100 H ORD SPONSORED ADR 16941R108 5 99 SH   SOLE   99 0 0
CHINA TELECOM ADR REP 100 CL H ORD SPONSORED ADR 169426103 341 8,300 SH   SOLE   8,300 0 0
CHINA UNICOM HNG KNG ADR REP 10 ORD SPONSORED ADR 16945R104 153 16,354 SH   SOLE   16,354 0 0
CIGNA ORD COM 125523100 122 600 SH   SOLE   600 0 0
CIMAREX ENERGY ORD COM 171798101 44 855 SH   DFND   855 0 0
CISION ORD (NYS) COM G1992S109 0 10 SH Call SOLE   10 0 0
CK HUTCHISON HOLDINGS ADR COM 12562Y100 95 10,000 SH   SOLE   10,000 0 0
CLEARBRIDGE ENRGY MDSTRAM OPP NAV CF COM 18469P100 79 9,472 SH   DFND   9,472 0 0
CLEARBRIDGE MLP AND MIDSTREAM NAV CF COM 184692101 32 2,882 SH   DFND   2,882 0 0
CLEARWAY ENERGY CL A ORD COM 18539C105 10 550 SH   DFND   550 0 0
CLOUGH GLOBAL OPPORTUNITIES CF COM 18914E106 149 15,790 SH   DFND   15,790 0 0
CLOVIS ONCOLOGY ORD (NMS) COM 189464100 0 8 SH Call SOLE   8 0 0
CNH INDUSTRIAL ORD COM N20944109 261 23,800 SH   SOLE   23,800 0 0
COCA-COLA FEMSA ADR REP 10 UNT SPONSORED ADR 191241108 12 211 SH   DFND   211 0 0
COHEN & STEERS CLOSED END OPPOR CF COM 19248P106 9 678 SH   DFND   678 0 0
COHEN & STEERS LTD DUR PRFD INCM CF COM 19248C105 52 2,000 SH   DFND   2,000 0 0
COHEN AND STEERS INFRASTRUCTURE CF COM 19248A109 177 6,781 SH   DFND   6,781 0 0
COMERICA ORD COM 200340107 65 910 SH   DFND   910 0 0
COMMUNICATIONS SYSTEMS ORD COM 203900105 0 91 SH   DFND   91 0 0
COMMUNITY BANCORP OF SANTA MARIA ORD COM 203598107 6 477 SH   SOLE   477 0 0
COMMUNITY BANK SYSTEM ORD COM 203607106 41 585 SH   DFND   585 0 0
COMMUNITY TRUST BANCORP ORD COM 204149108 4 91 SH   DFND   91 0 0
COMSTOCK RESOURCES ORD COM 205768302 8 1,000 SH   SOLE   1,000 0 0
CONSOL ENERGY ORD COM 20854L108 445 30,672 SH   SOLE   30,672 0 0
CONSTELLIUM SE CL A ORD COM N22035104 160 12,000 SH   SOLE   12,000 0 0
CONTROLADORA VUEL ADR REP 10 ORD CPO SPONSORED ADR 21240E105 104 10,000 SH   SOLE   10,000 0 0
CORELOGIC ORD COM 21871D103 65 1,500 SH   DFND   1,500 0 0
CORNERSTONE STRATEGIC VALUE CF COM 21924B302 6 540 SH   DFND   540 0 0
COSTCO WHOLESALE ORD COM 22160K105 271 925 SH   DFND   925 0 0
CRAFT BREW ALLIANCE ORD COM 224122101 1,717 104,070 SH   SOLE   104,070 0 0
CRAWFORD CL B ORD COM 224633107 754 74,322 SH   SOLE   74,322 0 0
CREDICORP ORD COM G2519Y108 426 2,000 SH   SOLE   2,000 0 0
CREDIT SUISSE GRP ADR REPTG ONE ORD SPONSORED ADR 225401108 492 36,625 SH   SOLE   36,625 0 0
CREDIT SUISSE HIGH YIELD BOND CF COM 22544F103 60 24,343 SH   SOLE   24,343 0 0
CREE ORD COM 225447101 653 14,171 SH   SOLE   14,171 0 0
CREE ORD COM 225447101 1 25 SH Call SOLE   25 0 0
CRESCENT ACQUISITION UNT COM 22564L204 2 200 SH   SOLE   200 0 0
CRONOS GROUP ORD COM 22717L101 3 400 SH   DFND   400 0 0
CRONOS GROUP ORD COM 22717L101 0 126 SH Call DFND   126 0 0
CROSSFIRST BANKSHARES ORD COM 22766M109 18 1,250 SH   SOLE   1,250 0 0
CROWDSTRIKE HOLDINGS CL A ORD COM 22788C105 3,364 67,460 SH   DFND   67,460 0 0
CROWDSTRIKE HOLDINGS CL A ORD COM 22788C105 59 1,185 SH Call DFND   1,185 0 0
CRYOPORT INC COM 229050307 164 10,000 SH   SOLE   10,000 0 0
CURALEAF HLDGS ORD COM 23126M102 407 64,532 SH   DFND   64,532 0 0
CURIS ORD COM 231269200 3 2,000 SH   SOLE   2,000 0 0
CUSHING RENAISSANCE CF COM 231647108 36 2,678 SH   DFND   2,678 0 0
CV SCIENCES ORD COM 126654102 1 1,250 SH   SOLE   1,250 0 0
CYPRESS SEMICONDUCTOR ORD COM 232806109 4,129 177,000 SH   DFND   177,000 0 0
CYPRESS SEMICONDUCTOR ORD COM 232806109 0 1 SH Call DFND   1 0 0
CYRUSONE REIT ORD COM 23283R100 32 500 SH   DFND   500 0 0
DAIMLER ADR COM 233825207 0 2 SH   SOLE   2 0 0
DANAOS ORD COM Y1968P121 105 11,488 SH   SOLE   11,488 0 0
DATADOG CL A ORD COM 23804L103 215 5,700 SH   DFND   5,700 0 0
DAVE BUSTERS ENTERTAINMENT ORD COM 238337109 53 1,336 SH   SOLE   1,336 0 0
DELAWARE ENHANCED GLO DIV & INC CF COM 246060107 38 3,686 SH   DFND   3,686 0 0
DELL TECHNOLOGIES CL C ORD COM 24703L202 0 1 SH   DFND   1 0 0
DELMAR PHARMACEUTICALS ORD COM 247078306 32 47,000 SH   SOLE   47,000 0 0
DELPHI TECHNOLOGIES ORD COM G27823106 89 7,000 SH   SOLE   7,000 0 0
DHT HOLDINGS ORD COM Y2065G121 235 28,400 SH   SOLE   28,400 0 0
DHT HOLDINGS ORD COM Y2065G121 2 315 SH Call SOLE   315 0 0
DIAGEO ADR REP 4 ORD SPONSORED ADR 25243Q205 933 5,541 SH   SOLE   5,541 0 0
DIAMOND EAGLE ACQUISITION CL A ORD COM 25258L109 75 7,100 SH   DFND   7,100 0 0
DIAMOND OFFSHORE DRILLING ORD COM 25271C102 1 200 SH   SOLE   200 0 0
DIPLOMAT PHARMACY ORD COM 25456K101 148 37,100 SH   SOLE   37,100 0 0
DIREXION DLY JR GOLD MIN BEAR 3X ETF COM 25460E877 25 2,574 SH   DFND   2,574 0 0
DISCOVERY SRS B ORD COM 25470F203 91 2,533 SH   SOLE   2,533 0 0
DIVERSIFIED RESTAURANT HOLDINGS ORD COM 25532M105 283 273,029 SH   SOLE   273,029 0 0
DOCUSIGN ORD COM 256163106 296 4,000 SH   SOLE   4,000 0 0
DOLLAR TREE ORD COM 256746108 5 55 SH   DFND   55 0 0
DOUBLELINE INCOME SOLUTIONS CF COM 258622109 157 7,950 SH   DFND   7,950 0 0
DOUBLELINE OPPORTUNISTIC CF COM 258623107 259 12,583 SH   DFND   12,583 0 0
DROPBOX CL A ORD COM 26210C104 116 6,500 SH   DFND   6,500 0 0
DROPBOX CL A ORD COM 26210C104 0 50 SH Call DFND   50 0 0
DUFF & PHELPS UTILITY & CORP BOND CF COM 26432K108 193 21,176 SH   DFND   21,176 0 0
DUFF PHELPS UTILITY AND INFRASUTR CF COM 26433C105 37 2,496 SH   DFND   2,496 0 0
DUFF PHLPS SLT MLP MDSTRM ENG NAV CF COM 26433F108 17 4,576 SH   DFND   4,576 0 0
DUPONT DE NEMOURS ORD COM 26614N102 1,347 20,990 SH   DFND   20,990 0 0
DUPONT DE NEMOURS ORD COM 26614N102 147 2,300 SH Call DFND   2,300 0 0
DWS MUNICIPAL INCOME CF COM 233368109 39 3,513 SH   DFND   3,513 0 0
DXC TECHNOLOGY ORD COM 23355L106 787 20,945 SH   DFND   20,945 0 0
DYCOM INDUSTRIES ORD COM 267475101 612 13,000 SH   SOLE   13,000 0 0
DYNAGAS LNG PARTNERS SRS B PRF COM Y2188B124 6 347 SH   SOLE   347 0 0
EASTSIDE DISTILLING ORD COM 277802302 195 66,396 SH   DFND   66,396 0 0
EATON VANCE FLOATING RATE INCOME CF COM 278279104 57 4,200 SH   DFND   4,200 0 0
EATON VANCE LIMITED DURATION INCM CF COM 27828H105 617 46,586 SH   DFND   46,586 0 0
EATON VANCE MUNICIPAL BND CF COM 27827X101 212 16,466 SH   DFND   16,466 0 0
EATON VANCE MUNICIPAL INCOME CF COM 27826U108 292 22,980 SH   SOLE   22,980 0 0
EATON VANCE SENIOR FLOATING RATE CF COM 27828Q105 178 13,171 SH   DFND   13,171 0 0
EATON VANCE SENIOR INCOME CF COM 27826S103 187 29,255 SH   SOLE   29,255 0 0
EATON VANCE SHORT DUR DVFD INC CF COM 27828V104 133 9,914 SH   DFND   9,914 0 0
ECOPETROL ADR REP 20 ORD SPONSORED ADR 279158109 3 182 SH   DFND   182 0 0
EDGEWELL PERSONAL CARE ORD COM 28035Q102 185 6,000 SH   SOLE   6,000 0 0
ELANCO ANIMAL HEALTH CVR COM 28414H103 2 100 SH   SOLE   100 0 0
ELDORADO RESORTS ORD COM 28470R102 29 500 SH   DFND   500 0 0
ELECTRONIC ARTS ORD COM 285512109 335 3,124 SH   DFND   3,124 0 0
ELMIRA SAVINGS BANK ORD COM 289660102 6 400 SH   SOLE   400 0 0
EMBRAER ADR REP FOUR ORD (NYS) COM 29082A107 13 700 SH Call DFND   700 0 0
ENCANA ORD COM 292505104 0 1 SH   SOLE   1 0 0
ENERGY FUELS ORD COM 292671708 85 45,000 SH   SOLE   45,000 0 0
ENERGY RECOVERY ORD COM 29270J100 102 10,500 SH   SOLE   10,500 0 0
ENERGY SELECT SECTOR SPDR ETF COM 81369Y506 925 15,418 SH   DFND   15,418 0 0
ENERTECK ORD COM 29275X104 0 7,500 SH   SOLE   7,500 0 0
ENSIGN GROUP ORD COM 29358P101 113 2,500 SH   DFND   2,500 0 0
EQUILLIUM ORD COM 29446K106 18 5,600 SH   SOLE   5,600 0 0
ETFMG ALTERNATIVE HARVEST ETF COM 26924G508 9 574 SH Call DFND   574 0 0
ETSY ORD COM 29786A106 376 8,500 SH   SOLE   8,500 0 0
EURONAV NV COM B38564108 234 18,700 SH   SOLE   18,700 0 0
EURONAV NV COM B38564108 0 50 SH Call SOLE   50 0 0
EVO PAYMENTS CL A ORD COM 26927E104 308 11,700 SH   DFND   11,700 0 0
EVOLUS ORD (NMS) COM 30052C107 0 4 SH Call SOLE   4 0 0
EXPEDIA GROUP ORD COM 30212P303 44 415 SH   SOLE   415 0 0
EXXON MOBIL ORD COM 30231G102 3,657 52,416 SH   DFND   52,416 0 0
EXXON MOBIL ORD COM 30231G102 258 3,700 SH Call DFND   3,700 0 0
FACEBOOK CL A ORD COM 30303M102 0 1 SH Call DFND   1 0 0
FANNIE MAE NON CUMULATIVE H PFD COM 313586885 11 600 SH   SOLE   600 0 0
FAR POINT ACQUISITION CL A ORD COM 30734W109 1 100 SH   SOLE   100 0 0
FARFETCH CL A ORD COM 30744W107 0 13 SH Put DFND   13 0 0
FASTLY CL A ORD COM 31188V100 124 6,193 SH   DFND   6,193 0 0
FEDERAL HOME LOAN MORTGAGE ORD COM 313400301 38 12,800 SH   SOLE   12,800 0 0
FEDERATED PREMIER MUNICIPL INCOME CF COM 31423P108 2 182 SH   DFND   182 0 0
FEDEX ORD COM 31428X106 1 12 SH   DFND   12 0 0
FEDEX ORD COM 31428X106 7 50 SH Call DFND   50 0 0
FIAT CHRYSLER AUTOMOBILES ORD COM N31738102 2,200 149,768 SH   SOLE   149,768 0 0
FIDELITY CORPORATE BOND ETF COM 316188101 4 91 SH   DFND   91 0 0
FIDUCIARY CLYMR ENRG INFRA NAV CF COM 31647Q106 44 5,588 SH   DFND   5,588 0 0
FINANCIAL INSTITUTIONS ORD COM 317585404 2 91 SH   DFND   91 0 0
FINTECH ACQUISITION CL A ORD COM 31811A101 16 1,648 SH   SOLE   1,648 0 0
FIRST MLP ENERGY FUND ORD SHARES COM 33739M100 103 11,059 SH   DFND   11,059 0 0
FIRST NBC BANK HOLDING ORD COM 32115D106 0 20,000 SH   SOLE   20,000 0 0
FIRST RESOURCE BANK ORD COM 336177100 76 7,151 SH   DFND   7,151 0 0
FIRST TRST ABERDEEN GLBL OPP INCM CF COM 337319107 98 8,800 SH   DFND   8,800 0 0
FIRST TRUST HIGH INCOME LONG SHRT CF COM 33738E109 209 13,292 SH   DFND   13,292 0 0
FIRST TRUST INT DUR PRF INCOME CF COM 33718W103 250 10,631 SH   DFND   10,631 0 0
FIRST TRUST MLP AND ENERGY INCOME CF COM 33739B104 16 1,359 SH   DFND   1,359 0 0
FIRST TRUST SNR FLTG RATE INC II CF COM 33733U108 292 23,282 SH   DFND   23,282 0 0
FIRST TRUST SPCLTY FIN OPPTNTS CF COM 33733G109 74 12,472 SH   DFND   12,472 0 0
FIRST UNITED ORD COM 33741H107 451 18,748 SH   DFND   18,748 0 0
FISERV ORD COM 337738108 0 5 SH Put DFND   5 0 0
FITBIT CL A ORD COM 33812L102 1,660 252,685 SH   DFND   252,685 0 0
FIVE9 ORD COM 338307101 131 2,000 SH   SOLE   2,000 0 0
FLAHERTY CRUMRINE DYN PRF INCOME CF COM 33848W106 127 4,756 SH   DFND   4,756 0 0
FLEETCOR TECHNOLOGIES ORD COM 339041105 0 1 SH   DFND   1 0 0
FLUOR ORD COM 343412102 39 2,100 SH   DFND   2,100 0 0
FORESCOUT TECHNOLOGIES ORD COM 34553D101 411 12,550 SH   DFND   12,550 0 0
FORTRESS BIOTECH ORD COM 34960Q109 514 200,000 SH   SOLE   200,000 0 0
FOX CORPORATION ORD COM 35137L204 80 2,200 SH   DFND   2,200 0 0
FRANKLIN LTD DUR INCOME CF COM 35472T101 60 6,340 SH   DFND   6,340 0 0
FRANKLIN UNIVERSAL CF COM 355145103 96 12,428 SH   DFND   12,428 0 0
FREEPORT MCMORAN ORD COM 35671D857 6 500 SH   DFND   500 0 0
FRESENIUS MEDICAL ADR REPTG 0.5 ORD SPONSORED ADR 358029106 11 300 SH Call SOLE   300 0 0
FRONTLINE ORD COM G3682E192 8 626 SH Call SOLE   626 0 0
FTE NETWORKS ORD COM 30283R402 5 4,000 SH   SOLE   4,000 0 0
GABELLI HEALTHCARE & WELLNESSRX TRUST COM 36246K103 28 2,473 SH   DFND   2,473 0 0
GAIA CL A ORD COM 36269P104 64 8,081 SH   DFND   8,081 0 0
GALAPAGOS ADR REP ORD SPONSORED ADR 36315X101 158 768 SH   SOLE   768 0 0
GAP ORD COM 364760108 45 2,565 SH   DFND   2,565 0 0
GARRISON CAPITAL ORD COM 366554103 116 20,000 SH   DFND   20,000 0 0
GASLOG ORD COM G37585109 11 1,221 SH   SOLE   1,221 0 0
GCI LIBERTY CL A ORD COM 36164V305 382 5,400 SH   SOLE   5,400 0 0
GDL CF COM 361570104 54 5,816 SH   DFND   5,816 0 0
GENIUS PRODUCTS ORD COM 37229R305 0 122 SH   SOLE   122 0 0
GENOCEA BIOSCIENCES ORD COM 372427401 569 275,000 SH   SOLE   275,000 0 0
GENWORTH FINANCIAL CL A ORD COM 37247D106 640 145,650 SH   DFND   145,650 0 0
GLOBALSTAR VTG ORD COM 378973408 0 110 SH   SOLE   110 0 0
GOLD FIELDS ADR REP 1 ORD SPONSORED ADR 38059T106 338 51,317 SH   SOLE   51,317 0 0
GOLDMAN SACHS DS RPT 1/1000 SR A PRF COM 38143Y665 15 700 SH   SOLE   700 0 0
GOLDMAN SACHS GROUP ORD COM 38141G104 25 109 SH   DFND   109 0 0
GOLDMAN SACHS GROUP ORD COM 38141G104 5 24 SH Call DFND   24 0 0
GOLDMAN SACHS MLP ENERGY RENSANC ORD COM 38148G107 49 11,410 SH   DFND   11,410 0 0
GOODYEAR TIRE AND RUBBER ORD COM 382550101 1 86 SH   DFND   86 0 0
GOODYEAR TIRE AND RUBBER ORD COM 382550101 0 38 SH Call DFND   38 0 0
GORES METROPOULOS UNT COM 382872208 11 1,100 SH   SOLE   1,100 0 0
GRAF INDUSTRIAL RED UNT COM 384278206 3 300 SH   SOLE   300 0 0
GRAYSCALE BITCOIN ORD COM 389637109 11 1,401 SH   SOLE   1,401 0 0
GREEN DOT CL A ORD COM 39304D102 51 2,200 SH   SOLE   2,200 0 0
GREEN GROWTH BRANDS ORD COM 39305B105 429 700,000 SH   SOLE   700,000 0 0
GREEN THUMB INDUSTRIES ORD COM 39342L108 649 66,567 SH   SOLE   66,567 0 0
GREENLANE HOLDINGS CL A ORD COM 395330103 1,015 311,875 SH   SOLE   311,875 0 0
GREENLIGHT CAPITAL CL A ORD COM G4095J109 26 2,600 SH   SOLE   2,600 0 0
GREIF CL A ORD COM 397624107 24 564 SH   DFND   564 0 0
GRIDSUM HOLDING ADR COM 398132100 98 80,500 SH   SOLE   80,500 0 0
GRUBHUB ORD COM 400110102 102 2,100 SH   DFND   2,100 0 0
GRUBHUB ORD COM 400110102 3 75 SH Call DFND   75 0 0
GS ACQUISITION HOLDINGS CL A ORD COM 36255F102 270 24,500 SH   SOLE   24,500 0 0
GTT COMMUNICATIONS ORD COM 362393100 49 4,400 SH   SOLE   4,400 0 0
GTY TECHNOLOGY HOLDINGS ORD COM 362409104 1 250 SH   SOLE   250 0 0
GUARDANT HEALTH ORD COM 40131M109 209 2,683 SH   DFND   2,683 0 0
GUGGENHEIM STRATEGIC OPPORTNITIES CF COM 40167F101 19 1,100 SH   DFND   1,100 0 0
GUGNHM TXBL MUN MNG DUR CF COM 401664107 109 4,639 SH   DFND   4,639 0 0
GX ACQUISITON UNT COM 36251A206 235 23,080 SH   SOLE   23,080 0 0
HABIT RESTAURANTS INC COM 40449J103 0 70 SH Call SOLE   70 0 0
HARVARD ILLINOIS BANCORP ORD COM 417429107 203 15,000 SH   SOLE   15,000 0 0
HARVEST HEALTH AND RECREATION ORD COM 41755M102 153 48,537 SH   SOLE   48,537 0 0
HAYMAKER ACQUISITION CL A ORD COM 420870107 316 31,500 SH   SOLE   31,500 0 0
HAYMAKER ACQUISITION UNT COM 42087L200 2 200 SH   SOLE   200 0 0
HC2 HOLDINGS ORD COM 404139107 32 15,000 SH   DFND   15,000 0 0
HC2 HOLDINGS ORD COM 404139107 0 430 SH Call DFND   430 0 0
HCA HEALTHCARE ORD COM 40412C101 192 1,300 SH   SOLE   1,300 0 0
HEALTH INSURANCE INNOVATION CL A ORD COM 42225K106 21 1,125 SH   DFND   1,125 0 0
HEALTH INSURANCE INNOVATION CL A ORD COM 42225K106 0 35 SH Call DFND   35 0 0
HEALTHEQUITY ORD COM 42226A107 148 2,000 SH   SOLE   2,000 0 0
HEICO CL A ORD COM 422806208 287 3,212 SH   SOLE   3,212 0 0
HELIOS AND MATHESON ANALYTICS ORD COM 42327L309 0 1,004 SH   SOLE   1,004 0 0
HELIOS AND MATHESON ANALYTICS ORD COM 42327L309 0 2 SH Call SOLE   2 0 0
HELIOS AND MATHESON ANALYTICS ORD COM 42327L309 0 2 SH Put SOLE   2 0 0
HERMITAGE OFFSHORE SERVICES ORD COM G4511M108 8 8,286 SH   SOLE   8,286 0 0
HERTZ GLOBAL HOLDINGS ORD (NYS) COM 42806J106 1 100 SH Put DFND   100 0 0
HEWLETT PACKARD ENTERPRISE ORD COM 42824C109 9 586 SH   DFND   586 0 0
HEXO ORD COM 428304109 397 250,000 SH   SOLE   250,000 0 0
HIGH INCOME SECURITIES CF COM 42968F108 49 5,574 SH   DFND   5,574 0 0
HIGHLAND INCOME CF COM 43010E404 112 9,042 SH   DFND   9,042 0 0
HILL ROM HOLDINGS ORD COM 431475102 34 300 SH   SOLE   300 0 0
HILTON GRAND VACATIONS ORD COM 43283X105 37 1,100 SH   DFND   1,100 0 0
HMS HOLDINGS ORD COM 40425J101 82 2,800 SH   SOLE   2,800 0 0
HOME DEPOT ORD COM 437076102 2 10 SH   DFND   10 0 0
HOWARD HUGHES ORD (NYS) COM 44267D107 0 1 SH Put SOLE   1 0 0
HP ORD COM 40434L105 694 33,800 SH   DFND   33,800 0 0
HSBC HOLDINGS ADR REP 5 ORD SPONSORED ADR 404280406 465 11,899 SH   DFND   11,899 0 0
HTG MOLECULAR DIAGNOSTICS ORD COM 40434H104 14 20,500 SH   SOLE   20,500 0 0
HUDSON TECHNOLOGIES ORD COM 444144109 9 10,000 SH   SOLE   10,000 0 0
HUNTINGTON BANCSHARES ORD COM 446150104 68 4,550 SH   DFND   4,550 0 0
ICAD ORD COM 44934S206 19 2,500 SH   DFND   2,500 0 0
INDEXIQ MERGER ARBITRAGE ETF COM 45409B800 199 6,000 SH   SOLE   6,000 0 0
INDIA CF COM 454089103 64 3,205 SH   DFND   3,205 0 0
INDONESIA ENERGY ORD COM G4760X102 22 3,100 SH   SOLE   3,100 0 0
INFLARX ORD COM N44821101 1,980 500,000 SH   SOLE   500,000 0 0
INNATE PHARMA ADR COM 45781K204 11 1,795 SH   SOLE   1,795 0 0
INNOPHOS HOLDINGS ORD (NMS) COM 45774N108 0 11 SH Call DFND   11 0 0
INPHONIC ORD (OTC) COM 45772G105 0 14,472 SH   SOLE   14,472 0 0
INSEEGO ORD COM 45782B104 3 500 SH   SOLE   500 0 0
INSTRUCTURE ORD COM 45781U103 1,451 30,115 SH   DFND   30,115 0 0
INSTRUCTURE ORD COM 45781U103 2 46 SH Put DFND   46 0 0
INTEL ORD COM 458140100 4 70 SH Put DFND   70 0 0
INTELSAT ORD COM L5140P101 923 131,371 SH   SOLE   131,371 0 0
INTERACTIVE BROKERS GROUP CL A ORD COM 45841N107 38 830 SH   SOLE   830 0 0
INTERCONTINENTAL HOTEL ADR REP 1 ORD SPONSORED ADR 45857P806 895 13,034 SH   SOLE   13,034 0 0
INVESCO BOND CF COM 46132L107 4 199 SH   DFND   199 0 0
INVESCO CALIFORNIA VALUE MUNCIPAL CF COM 46132H106 100 7,817 SH   DFND   7,817 0 0
INVESCO CREDIT DYNAMIC OPP CF COM 46132R104 608 53,627 SH   SOLE   53,627 0 0
INVESCO HIGH INCOME CF COM 46131F101 154 10,827 SH   SOLE   10,827 0 0
INVESCO MUNICIPAL OPPORTUNITY CF COM 46132C107 217 17,593 SH   DFND   17,593 0 0
INVESCO SNR INCOME CF COM 46131H107 328 76,497 SH   SOLE   76,497 0 0
INVSC CRNCYSH EURO CURRENCY ETF COM 46138K103 31 300 SH   SOLE   300 0 0
INVSC QQQ TRUST SRS 1 ETF COM 46090E103 56 268 SH Put DFND   268 0 0
IQIYI ADS REP 7 CL A ORD COM 46267X108 21 1,000 SH   DFND   1,000 0 0
ISHARES 20 PLS YEAR TREASURY BND ETF COM 464287432 265 1,960 SH   DFND   1,960 0 0
ISHARES 20 PLS YEAR TREASURY BND ETF COM 464287432 0 1 SH Call DFND   1 0 0
ISHARES 20 PLS YEAR TREASURY BND ETF COM 464287432 0 1 SH Put DFND   1 0 0
ISHARES IBOXX HIGH YIELD BOND ETF COM 464288513 32 375 SH Put SOLE   375 0 0
ISHARES RUSSELL 2000 ETF COM 464287655 14 90 SH Put DFND   90 0 0
IVY HIGH INCOME OPPORTUNITIES CF COM 465893105 333 23,981 SH   DFND   23,981 0 0
JANUS HENDERSON GROUP ORD COM G4474Y214 293 12,000 SH   SOLE   12,000 0 0
JAPAN SMALLER CAPITALIZATION CF COM 47109U104 13 1,500 SH   DFND   1,500 0 0
JD.COM ADR REP 2 CL A ORD SPONSORED ADR 47215P106 4 125 SH   SOLE   125 0 0
JELD WEN HOLDING ORD COM 47580P103 409 17,500 SH   SOLE   17,500 0 0
JETBLUE AIRWAYS ORD COM 477143101 69 3,700 SH   DFND   3,700 0 0
JMP GROUP 6 875 SNR NTS COM 46629U404 157 6,850 SH   SOLE   6,850 0 0
JOHN HANCOCK FINANCIAL OPP CF COM 409735206 127 3,515 SH   DFND   3,515 0 0
JOHN HANCOCK INCOME SECURITIES CF COM 410123103 49 3,352 SH   DFND   3,352 0 0
JOHN HANCOCK INVESTORS CF COM 410142103 86 4,875 SH   DFND   4,875 0 0
JOHN HANCOCK PREFERRED INCOME CF COM 41013W108 41 1,800 SH   DFND   1,800 0 0
JOHN HANCOCK PREFERRED INCOME III CF COM 41021P103 176 9,143 SH   DFND   9,143 0 0
KAR AUCTION SERVICES ORD COM 48238T109 468 21,500 SH   DFND   21,500 0 0
KAR AUCTION SERVICES ORD COM 48238T109 0 10 SH Call DFND   10 0 0
KAYNE ANDER 3.500 SRS F MAND RED PRF COM 486606601 2 100 SH   SOLE   100 0 0
KAYNE ANDERSON MIDSTREAM/ENERGY CF COM 48661E108 120 11,498 SH   DFND   11,498 0 0
KAYNE ANDERSON MLP MIDSTRM INVEST CF COM 486606106 96 6,902 SH   DFND   6,902 0 0
KB FINANCIAL GROUP ADR REP ONE ORD SPONSORED ADR 48241A105 4 99 SH   SOLE   99 0 0
KELLOGG ORD COM 487836108 0 5 SH Call DFND   5 0 0
KELLY SERVICES CL B ORD COM 488152307 6 291 SH   SOLE   291 0 0
KINROSS GOLD ORD COM 496902404 142 30,000 SH   DFND   30,000 0 0
KINSALE CAPITAL GROUP ORD COM 49714P108 12 125 SH   DFND   125 0 0
KIRKLAND LAKE GOLD ORD COM 49741E100 264 6,000 SH   DFND   6,000 0 0
KKR INCOME OPPORTUNITIES CF COM 48249T106 204 12,986 SH   DFND   12,986 0 0
KLX ENERGY SERVICES HOLDINGS ORD COM 48253L106 322 50,000 SH   SOLE   50,000 0 0
KOHL'S ORD COM 500255104 32 630 SH   DFND   630 0 0
KRAFT HEINZ ORD COM 500754106 1,207 37,572 SH   DFND   37,572 0 0
KRAFT HEINZ ORD COM 500754106 3 100 SH Call DFND   100 0 0
KT ADR REP 1/2 ORD SPONSORED ADR 48268K101 3,329 286,983 SH   SOLE   286,983 0 0
L BRANDS ORD COM 501797104 31 1,755 SH   DFND   1,755 0 0
LAMB WESTON HOLDINGS ORD COM 513272104 4 50 SH   DFND   50 0 0
LANDCADIA HOLDINGS II UNT COM 51476X204 70 7,000 SH   SOLE   7,000 0 0
LANTHEUS HOLDINGS ORD COM 516544103 51 2,500 SH   DFND   2,500 0 0
LATAM AIRLINES GROUP ADR REP 1 ORD SPONSORED ADR 51817R106 3,548 349,215 SH   SOLE   349,215 0 0
LATAM AIRLINES GROUP ADR REP 1 ORD SPONSORED ADR 51817R106 19 1,875 SH Call SOLE   1,875 0 0
LAZARD GLOBAL TOTAL RETURN INCOME CF COM 52106W103 101 6,139 SH   SOLE   6,139 0 0
LENNAR CL B ORD COM 526057302 38 859 SH   SOLE   859 0 0
LEO HOLDINGS CL A ORD COM G5463L105 2 217 SH   SOLE   217 0 0
LEO HOLDINGS EQY WRT EXP 04/05/2023 COM G5463L113 92 140,141 SH   SOLE   140,141 0 0
LG DISPLAY ADR REP 1/2 ORD SPONSORED ADR 50186V102 1 198 SH   SOLE   198 0 0
LIBERTY ALL STAR EQUITY CF COM 530158104 3 455 SH   DFND   455 0 0
LIBERTY ALL STAR GROWTH CF COM 529900102 163 25,190 SH   DFND   25,190 0 0
LIBERTY GLOBAL CL C ORD COM G5480U120 2 100 SH   SOLE   100 0 0
LIBERTY LATIN AMERICA CL C ORD COM G5480U153 38 2,000 SH   SOLE   2,000 0 0
LIBERTY PROPERTY REIT ORD COM 531172104 1,201 20,000 SH   SOLE   20,000 0 0
LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD COM 531229607 89 1,850 SH   SOLE   1,850 0 0
LIMELIGHT NETWORKS ORD COM 53261M104 122 30,000 SH   SOLE   30,000 0 0
LINDE ORD COM G5494J103 6,540 30,720 SH   SOLE   30,720 0 0
LINE ADR REP ORD SPONSORED ADR 53567X101 226 4,618 SH   SOLE   4,618 0 0
LIONS GATE ENTERTANMNT VTNG CL A ORD COM 535919401 91 8,600 SH   SOLE   8,600 0 0
LIPOCINE ORD (NMS) COM 53630X104 0 86 SH Call DFND   86 0 0
LIVEXLIVE MEDIA ORD COM 53839L208 72 47,100 SH   DFND   47,100 0 0
LIVONGO HEALTH ORD COM 539183103 272 10,860 SH   DFND   10,860 0 0
LLOYDS BANKING GROUP ADR 4 ORD SPONSORED ADR 539439109 8,825 2,666,442 SH   SOLE   2,666,442 0 0
LMA NGRA INDS SCD ANMA ADS REP 5 ORD COM 54150E104 0 12 SH   SOLE   12 0 0
LOCKHEED MARTIN ORD COM 539830109 19 50 SH   DFND   50 0 0
LOGMEIN ORD (NMS) COM 54142L109 0 1 SH Call DFND   1 0 0
LONGWEI PETROLEUM INVEST HOLDING ORD COM 543354104 0 5,000 SH   SOLE   5,000 0 0
LOVESAC COMPANY ORD COM 54738L109 3 246 SH Call DFND   246 0 0
LSC COMMUNICATIONS ORD COM 50218P107 10 50,000 SH   SOLE   50,000 0 0
LUCKIN COFFEE ADR REP 8 ORD SPONSORED ADR 54951L109 0 5 SH Call DFND   5 0 0
LYFT CL A ORD COM 55087P104 1,248 29,027 SH   DFND   29,027 0 0
LYFT CL A ORD COM 55087P104 34 812 SH Call DFND   812 0 0
MACERICH REIT ORD COM 554382101 430 16,000 SH   DFND   16,000 0 0
MACERICH REIT ORD COM 554382101 3 140 SH Call DFND   140 0 0
MACYS ORD COM 55616P104 1,034 60,859 SH   DFND   60,859 0 0
MAG SILVER ORD COM 55903Q104 37 3,201 SH   DFND   3,201 0 0
MAIDEN HLDNG 7.125 SRS C NON CUM PRF COM G5753U138 66 10,100 SH   SOLE   10,100 0 0
MAIDEN HOLD 6.700 NON CUM SRS D PRF COM G5753U146 0 100 SH   SOLE   100 0 0
MAIDEN HOLDINGS LTD COM 560292302 842 42,850 SH   SOLE   42,850 0 0
MARATHON PETROLEUM ORD COM 56585A102 549 9,121 SH   SOLE   9,121 0 0
MARKER THERAPEUTICS ORD COM 57055L107 101 35,325 SH   DFND   35,325 0 0
MASTERCARD CL A ORD COM 57636Q104 107 360 SH   DFND   360 0 0
MDU RESOURCES GROUP ORD COM 552690109 18 637 SH   DFND   637 0 0
MEDICINES ORD (NMS) COM 584688105 22 264 SH Call DFND   264 0 0
MEDNAX ORD COM 58502B106 166 6,000 SH   DFND   6,000 0 0
MEGALITH FINANCIAL ACQUISITION UNT COM 58518F208 48 4,650 SH   SOLE   4,650 0 0
MELLANOX TECHNOLOGIES ORD COM M51363113 1,581 13,496 SH   SOLE   13,496 0 0
MERCURY GENERAL ORD COM 589400100 170 3,500 SH   DFND   3,500 0 0
MEREDITH ORD COM 589433101 357 11,000 SH   DFND   11,000 0 0
MFS CHARTER INCOME CF COM 552727109 77 9,194 SH   DFND   9,194 0 0
MFS GOVERNMENT MARKETS INCOME CF COM 552939100 309 67,377 SH   DFND   67,377 0 0
MFS MUNICIPAL INCOME CF COM 552738106 51 7,238 SH   DFND   7,238 0 0
MGP INGREDIENTS ORD COM 55303J106 44 921 SH   DFND   921 0 0
MICHAELS COMPANIES ORD COM 59408Q106 288 35,600 SH   SOLE   35,600 0 0
MICHELIN COMPAGNIE GENERALE DES ADR COM 59410T106 122 5,000 SH   SOLE   5,000 0 0
MICRO FOCUS INTERNATIONAL ADR COM 594837403 62 4,447 SH   SOLE   4,447 0 0
MICRON SOLUTIONS ORD COM 59511X105 176 73,700 SH   SOLE   73,700 0 0
MICRON TECHNOLOGY ORD COM 595112103 1,006 18,720 SH   DFND   18,720 0 0
MICRON TECHNOLOGY ORD COM 595112103 6 125 SH Call DFND   125 0 0
MICRON TECHNOLOGY ORD COM 595112103 2 40 SH Put DFND   40 0 0
MICROSOFT ORD COM 594918104 43 275 SH Put DFND   275 0 0
MISONIX ORD COM 604871103 48 2,600 SH   SOLE   2,600 0 0
MONEYGRAM INTERNATIONAL ORD COM 60935Y208 0 200 SH   SOLE   200 0 0
MONEYGRAM INTERNATIONAL ORD COM 60935Y208 0 10 SH Call SOLE   10 0 0
MONGODB CL A ORD COM 60937P106 65 500 SH   DFND   500 0 0
MORGAN STANLEY EMERGING MKT DEBT CF COM 61744H105 215 22,289 SH   DFND   22,289 0 0
MORGAN STANLEY INDIA INVESTMENT CF COM 61745C105 86 4,352 SH   DFND   4,352 0 0
MORGAN STANLEY ORD COM 617446448 2 50 SH Call DFND   50 0 0
MOSAIC ORD COM 61945C103 142 6,580 SH   DFND   6,580 0 0
MOTUS GI HOLDINGS ORD COM 62014P108 1 500 SH   SOLE   500 0 0
MOUNTAIN PROVINCE DIAMONDS ORD COM 62426E402 23 26,619 SH   SOLE   26,619 0 0
MS CHINA A SHARES CF COM 617468103 62 2,884 SH   DFND   2,884 0 0
MS EMERGING MARKTS DOMESTIC DEBT CF COM 617477104 164 23,532 SH   DFND   23,532 0 0
MSC INDUSTRIAL CL A ORD COM 553530106 29 370 SH   SOLE   370 0 0
MUSTANG BIO ORD COM 62818Q104 530 130,000 SH   SOLE   130,000 0 0
MVC CAPITAL ORD COM 553829102 2 261 SH   DFND   261 0 0
MYLAN ORD COM N59465109 1,088 54,145 SH   SOLE   54,145 0 0
MYLAN ORD COM N59465109 6 340 SH Call SOLE   340 0 0
MYLAN ORD COM N59465109 0 33 SH Put SOLE   33 0 0
NASPERS SPON 5 ADR REP CL N ORD SPONSORED ADR 631512209 253 7,800 SH   SOLE   7,800 0 0
NATIONAL RETAIL PROPERTIES REIT ORD COM 637417106 12 239 SH   SOLE   239 0 0
NCR ORD COM 62886E108 52 1,500 SH   DFND   1,500 0 0
NEKTAR THERAPEUTICS ORD COM 640268108 362 16,800 SH   DFND   16,800 0 0
NEOLEUKIN THERAPEUTICS ORD (NMS) COM 64049K104 0 25 SH Put SOLE   25 0 0
NEON THERAPEUTICS ORD COM 64050Y100 295 250,000 SH   SOLE   250,000 0 0
NESCO HOLDINGS ORD COM 64083J104 14 3,642 SH   SOLE   3,642 0 0
NEUBASE THERAPEUTICS ORD COM 64132K102 4 662 SH   SOLE   662 0 0
NEUBERGER BERMAN HGH YLD STRATGS CF COM 64128C106 165 13,392 SH   DFND   13,392 0 0
NEURONETICS ORD COM 64131A105 331 73,862 SH   SOLE   73,862 0 0
NEW AMERICA HIGH INCOME CF COM 641876800 249 27,286 SH   DFND   27,286 0 0
NEXPOINT STRATEGIC OPPORTUNITIES CF COM 65340G205 87 4,916 SH   DFND   4,916 0 0
NIELSEN HOLDINGS ORD (NYS) COM G6518L108 2 114 SH Call SOLE   114 0 0
NJ RESOURCES ORD COM 646025106 12 273 SH   DFND   273 0 0
NMI HOLDINGS CL A ORD COM 629209305 33 1,000 SH   SOLE   1,000 0 0
NOKIA ADR REPSG 1 SER A ORD SPONSORED ADR 654902204 389 105,080 SH   DFND   105,080 0 0
NORTONLIFELOCK ORD COM 668771108 1 47 SH Call SOLE   47 0 0
NORTONLIFELOCK ORD COM 668771108 0 14 SH Put SOLE   14 0 0
NOVARTIS ADR REPSG 1 ORD SPONSORED ADR 66987V109 1,921 20,293 SH   SOLE   20,293 0 0
NU SKIN ENTERPRISES CL A ORD COM 67018T105 40 1,000 SH   SOLE   1,000 0 0
NUTANIX CL A ORD COM 67059N108 218 7,000 SH   DFND   7,000 0 0
NUVEEN AMT FREE QLTY MNCPL INCM CF COM 670657105 285 19,871 SH   DFND   19,871 0 0
NUVEEN CLIFORNIA QULTY MNCPL INCM CF COM 67066Y105 194 13,079 SH   DFND   13,079 0 0
NUVEEN CREDIT STRATEGIES INCOME CF COM 67073D102 527 68,800 SH   DFND   68,800 0 0
NUVEEN ENHANCED MUNICIPAL VALUE CF COM 67074M101 96 6,514 SH   DFND   6,514 0 0
NUVEEN FLOATG RATE INCM OPPORTNTY CF COM 6706EN100 277 27,770 SH   DFND   27,770 0 0
NUVEEN FLOATING RATE INCOME CF COM 67072T108 224 21,890 SH   DFND   21,890 0 0
NUVEEN GLOBAL HIGH INCOME CF COM 67075G103 213 13,024 SH   DFND   13,024 0 0
NUVEEN MORTGAGE AND INCOME CF COM 670735109 120 5,482 SH   DFND   5,482 0 0
NUVEEN NY AMT FREE QLT MNCPL INCM CF COM 670656107 62 4,610 SH   SOLE   4,610 0 0
NUVEEN PREF AND INCM SECURITIES CF COM 67072C105 284 28,400 SH   DFND   28,400 0 0
NUVEEN PREFERRED AND INCM OPP CF COM 67073B106 66 6,334 SH   DFND   6,334 0 0
NUVEEN PREFERRED AND INCOME TERM CF COM 67075A106 251 9,739 SH   DFND   9,739 0 0
NUVEEN QUALITY MUNICIPAL INCM CF COM 67066V101 223 15,322 SH   DFND   15,322 0 0
NUVEEN REAL ASSET INCOME AND GRO CF COM 67074Y105 167 9,107 SH   DFND   9,107 0 0
NUVEEN SENIOR INCOME CF COM 67067Y104 246 41,353 SH   DFND   41,353 0 0
NUVEEN TAXABLE MUNICIPAL INCM NAV CF COM 67074C103 159 7,326 SH   DFND   7,326 0 0
NXCHAIN ORD COM 629471103 0 800 SH   SOLE   800 0 0
NXP SEMICONDUCTORS ORD COM N6596X109 2 17 SH Call SOLE   17 0 0
NXP SEMICONDUCTORS ORD COM N6596X109 4 38 SH Put SOLE   38 0 0
OCCIDENTAL PETROLEUM ORD COM 674599105 1,265 30,701 SH   DFND   30,701 0 0
OCCIDENTAL PETROLEUM ORD COM 674599105 32 790 SH Call DFND   790 0 0
OCCIDENTAL PETROLEUM ORD COM 674599105 9 240 SH Put DFND   240 0 0
ONECONNECT FINANCL TCH ADR REP 3 ORD SPONSORED ADR 68248T105 22 2,250 SH   SOLE   2,250 0 0
ONEOK ORD COM 682680103 0 2 SH   DFND   2 0 0
ONESPAWORLD HOLDINGS LTD COM P73684105 1 300 SH   SOLE   300 0 0
OPTION CARE HEALTH ORD COM 68404L102 0 192 SH   DFND   192 0 0
ORBCOMM ORD COM 68555P100 52 12,500 SH   SOLE   12,500 0 0
ORGANIGRAM HOLDINGS ORD COM 68620P101 23 9,650 SH   SOLE   9,650 0 0
ORGANIGRAM HOLDINGS ORD COM 68620P101 0 11 SH Call SOLE   11 0 0
OSISKO GOLD ROYALTIES ORD COM 68827L101 348 35,900 SH   SOLE   35,900 0 0
OSISKO GOLD ROYALTIES ORD COM 68827L101 4 465 SH Call SOLE   465 0 0
OXFORD SQUARE CAPITAL ORD COM 69181V107 3 675 SH   DFND   675 0 0
PACIFIC BIOSCIENCES OF CALIFRNIA ORD COM 69404D108 20 3,935 SH   DFND   3,935 0 0
PAN AMER SILVER ORD COM 697900108 30 1,270 SH   SOLE   1,270 0 0
PAN AMER SILVER ORD COM 697900108 0 16 SH Put SOLE   16 0 0
PARKE BANCORP ORD COM 700885106 63 2,500 SH   DFND   2,500 0 0
PARSLEY ENERGY CL A ORD COM 701877102 1,512 79,989 SH   DFND   79,989 0 0
PARTY CITY HOLDCO INC COM 702149105 13 5,911 SH   DFND   5,911 0 0
PATTERSON COMPANIES ORD COM 703395103 66 3,250 SH   SOLE   3,250 0 0
PAYPAL HOLDINGS ORD COM 70450Y103 150 1,390 SH   DFND   1,390 0 0
PAYPAL HOLDINGS ORD COM 70450Y103 0 5 SH Call DFND   5 0 0
PCM FUND CF COM 69323T101 35 3,082 SH   DFND   3,082 0 0
PCSB FINANCIAL ORD COM 69324R104 60 3,000 SH   DFND   3,000 0 0
PEABODY ENERGY ORD COM 704551100 228 25,000 SH   SOLE   25,000 0 0
PEARSON ADR REP 1 ORD SPONSORED ADR 705015105 229 27,226 SH   SOLE   27,226 0 0
PELOTON INTERACTIVE ORD COM 70614W100 1 40 SH Call DFND   40 0 0
PENNANTPARK FLOATING RATE CAPITA ORD COM 70806A106 4 364 SH   DFND   364 0 0
PENNANTPARK INVESTMENT ORD COM 708062104 149 22,910 SH   DFND   22,910 0 0
PEOPLES FINANCIAL SERVICES ORD COM 711040105 408 8,112 SH   DFND   8,112 0 0
PERSONALIS ORD COM 71535D106 567 52,024 SH   DFND   52,024 0 0
PFIZER ORD COM 717081103 7 200 SH   DFND   200 0 0
PG&E ORD COM 69331C108 40 3,700 SH   DFND   3,700 0 0
PG&E ORD COM 69331C108 0 39 SH Call DFND   39 0 0
PGIM GLOBAL HIGH YIELD CF COM 69346J106 388 25,885 SH   DFND   25,885 0 0
PGIM HIGH YIELD BOND CF COM 69346H100 228 14,834 SH   DFND   14,834 0 0
PHASEBIO PHARMACEUTICALS ORD COM 717224109 61 10,000 SH   SOLE   10,000 0 0
PHIBRO ANIMAL HEALTH CL A ORD COM 71742Q106 17 700 SH   SOLE   700 0 0
PHUNWARE ORD COM 71948P100 0 400 SH   SOLE   400 0 0
PILGRIMS PRIDE ORD COM 72147K108 222 6,800 SH   SOLE   6,800 0 0
PIMCO CALIFOR MUNI INCM III CF COM 72201C109 4 364 SH   DFND   364 0 0
PIMCO CALIFORNIA MUNICIPAL INCOME CF COM 72200N106 3 182 SH   DFND   182 0 0
PIMCO CORP INCOME CF COM 72200U100 6 364 SH   DFND   364 0 0
PIMCO CORPORATE OPPORTUNITY CF COM 72201B101 32 1,729 SH   DFND   1,729 0 0
PIMCO DYNAMIC INCOME CF COM 72201Y101 215 6,646 SH   DFND   6,646 0 0
PIMCO DYNMC CRDT AND MRTG INCM CF COM 72202D106 306 12,147 SH   DFND   12,147 0 0
PIMCO ENRG TCTCL CRT OPPO CF COM 69346N107 57 3,506 SH   SOLE   3,506 0 0
PIMCO GLOBAL STOCKSPLUS INCOME CF COM 722011103 73 6,171 SH   DFND   6,171 0 0
PIMCO HIGH INCOME CF COM 722014107 87 11,638 SH   DFND   11,638 0 0
PIMCO INCOME OPPORTUNITY CF COM 72202B100 247 8,900 SH   DFND   8,900 0 0
PIMCO INCOME STRATEGY CF COM 72201H108 216 18,242 SH   DFND   18,242 0 0
PIMCO INCOME STRATEGY II CF COM 72201J104 224 21,173 SH   DFND   21,173 0 0
PIMCO MUNICIPAL INCOME CF COM 72200R107 9 637 SH   DFND   637 0 0
PIMCO MUNICIPAL INCOME II CF COM 72200W106 12 819 SH   DFND   819 0 0
PIMCO MUNICIPAL INCOME III CF COM 72201A103 4 364 SH   DFND   364 0 0
PIMCO NEW YORK MUN INCOME III CF COM 72201E105 0 91 SH   DFND   91 0 0
PIMCO NEW YORK MUNICI INCOME II CF COM 72200Y102 2 182 SH   DFND   182 0 0
PIMCO STRATEGIC INCOME CF COM 72200X104 229 25,214 SH   DFND   25,214 0 0
PINTEREST CL A ORD COM 72352L106 2,262 121,392 SH   DFND   121,392 0 0
PINTEREST CL A ORD COM 72352L106 28 1,551 SH Call DFND   1,551 0 0
PIONEER FLOATING RATE CF COM 72369J102 113 10,351 SH   DFND   10,351 0 0
PIONEER HIGH INCOME CF COM 72369H106 109 11,440 SH   SOLE   11,440 0 0
PIONEER MUNICIPAL HIGH INCOME ADV CF COM 723762100 87 8,070 SH   DFND   8,070 0 0
PIONEER MUNICIPAL HIGH INCOME CF COM 723763108 73 6,108 SH   DFND   6,108 0 0
PLANTRONICS ORD (NYS) COM 727493108 0 25 SH Call DFND   25 0 0
PNSY RL EST INVT SRC C RED PERP PRF COM 709102602 149 8,000 SH   SOLE   8,000 0 0
PPL ORD COM 69351T106 359 10,010 SH   DFND   10,010 0 0
PRA HEALTH SCIENCES ORD COM 69354M108 122 1,100 SH   DFND   1,100 0 0
PRIMO WATER ORD COM 74165N105 137 12,243 SH   SOLE   12,243 0 0
PRINCIPAL REAL ESTATE INCOME CF COM 74255X104 43 2,048 SH   SOLE   2,048 0 0
PROSHARES S&P 500 DIV ARISTOCRAT ETF COM 74348A467 68 910 SH   DFND   910 0 0
PROSHARES ULTRA VIX SHORT TERM ETF COM 74347W148 12 1,000 SH   DFND   1,000 0 0
PROSHRES ULTRASHT 20 PLS YR TRSY ETF COM 74347B201 7 300 SH   DFND   300 0 0
PROSUS SPONSORED ADR REP ORD SPONSORED ADR 74365P108 0 1 SH   SOLE   1 0 0
PRUDENTIAL ADR REPSTG 2 ORD SPONSORED ADR 74435K204 674 17,709 SH   SOLE   17,709 0 0
PUTNAM MASTER INTERMEDIATE INCOME CF COM 746909100 105 22,290 SH   DFND   22,290 0 0
PUTNAM MUNICIPAL OPPORTUNITIES CF COM 746922103 7 546 SH   DFND   546 0 0
PUTNAM PREMIER INCOME CF COM 746853100 5 1,092 SH   DFND   1,092 0 0
PYXUS INTERNATIONAL ORD COM 74737V106 909 101,768 SH   DFND   101,768 0 0
Q&K INTERNATI GRP 1 ADR REP 30 ORD SPONSORED ADR 74738J102 2 200 SH   SOLE   200 0 0
QEP RESOURCES ORD COM 74733V100 135 30,000 SH   SOLE   30,000 0 0
QEP RESOURCES ORD COM 74733V100 0 32 SH Call SOLE   32 0 0
QEP RESOURCES ORD COM 74733V100 1 300 SH Put SOLE   300 0 0
QIAGEN ORD COM N72482123 1,046 30,954 SH   SOLE   30,954 0 0
QIAGEN ORD COM N72482123 0 1 SH Put SOLE   1 0 0
QORVO ORD COM 74736K101 4 35 SH Put DFND   35 0 0
QUOTIENT ORD COM G73268107 161 17,000 SH   SOLE   17,000 0 0
QURATE RETAIL SRS A ORD COM 74915M100 40 4,770 SH   SOLE   4,770 0 0
R1 RCM ORD COM 749397105 45 3,500 SH   SOLE   3,500 0 0
RA PHARMACEUTICALS ORD COM 74933V108 0 19 SH Call DFND   19 0 0
RAFAEL HLDGS INC COM 75062E106 0 10 SH Call SOLE   10 0 0
RANGE RESOURCES ORD COM 75281A109 1 300 SH   SOLE   300 0 0
RED LION HOTELS ORD COM 756764106 11 3,100 SH   SOLE   3,100 0 0
REEDS ORD COM 758338107 34 37,496 SH   DFND   37,496 0 0
RELIANCE STEEL ORD COM 759509102 59 500 SH   SOLE   500 0 0
RENASANT ORD COM 75970E107 12 364 SH   DFND   364 0 0
REPAY HOLDINGS CORP COM 76029L118 137 123,200 SH   SOLE   123,200 0 0
REPLAY ACQUISITION UNT COM G75130123 87 8,500 SH   SOLE   8,500 0 0
RESIDEO TECHNOLOGIES ORD COM 76118Y104 45 3,850 SH   DFND   3,850 0 0
RESIDEO TECHNOLOGIES ORD COM 76118Y104 2 250 SH Call DFND   250 0 0
REVANCE THERAPEUTICS ORD COM 761330109 16 1,000 SH   DFND   1,000 0 0
REVANCE THERAPEUTICS ORD COM 761330109 0 30 SH Put DFND   30 0 0
REWALK ROBOTICS LTD COM M8216Q200 497 230,120 SH   SOLE   230,120 0 0
RH ORD COM 74967X103 5,414 25,360 SH   DFND   25,360 0 0
RH ORD COM 74967X103 176 825 SH Call DFND   825 0 0
RIVERNORTH DOUBLLINE STRTGC OPTY CF COM 76882G107 319 19,459 SH   DFND   19,459 0 0
RMR REAL ESTATE INCOME CF COM 76970B101 76 3,773 SH   DFND   3,773 0 0
ROYAL DUTCH SHELL ADR REP 2 CL A ORD SPONSORED ADR 780259206 1,769 30,000 SH   DFND   30,000 0 0
ROYCE MICRO CAPITAL CF COM 780915104 117 13,768 SH   DFND   13,768 0 0
ROYCE VALUE CF COM 780910105 42 2,888 SH   DFND   2,888 0 0
RUSH ENTERPRISES CL A ORD COM 781846209 6 140 SH   DFND   140 0 0
RYANAIR HOLDINGS ORD COM 783513203 7,555 86,236 SH   SOLE   86,236 0 0
SACHEM CAPITAL 6 875 NTS COM 78590A307 502 20,000 SH   SOLE   20,000 0 0
SAGE THERAPEUTICS ORD COM 78667J108 9 129 SH   DFND   129 0 0
SALESFORCE.COM ORD COM 79466L302 44 276 SH   DFND   276 0 0
SAMSUNG ELECTRONICS REG S GDR COM 796050888 1 1 SH   SOLE   1 0 0
SAP ADR REP 1 ORD SPONSORED ADR 803054204 3,550 26,500 SH   SOLE   26,500 0 0
SASOL ADR REP 1 ORD SPONSORED ADR 803866300 2,485 115,023 SH   SOLE   115,023 0 0
SB ONE BANCORP ORD COM 78413T103 153 6,168 SH   DFND   6,168 0 0
SCHULTZE SPECIAL PURPOSE ACQUISI ORD COM 80821R109 0 62 SH   SOLE   62 0 0
SCHULTZE SPECIAL PURPOSE ACQUISI UNT COM 80821R208 3 300 SH   SOLE   300 0 0
SCIENCE APPLICATIONS INTERNATIAL ORD COM 808625107 17 200 SH   DFND   200 0 0
SCORPIO TANKERS ORD COM Y7542C106 39 1,000 SH   SOLE   1,000 0 0
SCORPIO TANKERS ORD COM Y7542C106 2 62 SH Call SOLE   62 0 0
SEA ADS REP CL A ORD COM 81141R100 475 11,815 SH   DFND   11,815 0 0
SEA ADS REP CL A ORD COM 81141R100 0 10 SH Call DFND   10 0 0
SEACHANGE INTERNATIONAL ORD COM 811699107 177 42,412 SH   SOLE   42,412 0 0
SECOND STREET CAPITAL ORD COM 813630100 0 20 SH   SOLE   20 0 0
SECURITY DEVICES INTL ORD COM 814196101 409 2,106,117 SH   SOLE   2,106,117 0 0
SELECT INTERIOR CONCEPTS CL A ORD COM 816120307 179 20,000 SH   SOLE   20,000 0 0
SENECA FOODS CL B ORD COM 817070105 47 1,154 SH   SOLE   1,154 0 0
SEQUANS COMMUNICATIONS ADR REP 4 ORD SPONSORED ADR 817323207 221 73,750 SH   SOLE   73,750 0 0
SERVICENOW ORD COM 81762P102 131 465 SH   DFND   465 0 0
SHAKE SHACK CL A ORD COM 819047101 433 7,269 SH   DFND   7,269 0 0
SHAKE SHACK CL A ORD COM 819047101 9 155 SH Call DFND   155 0 0
SIBANYE STILLWATER ADR REP 4 ORD SPONSORED ADR 825724206 645 65,000 SH   SOLE   65,000 0 0
SIGMA DESIGNS ORD COM 826565103 1 5,300 SH   SOLE   5,300 0 0
SILVER SPIKE ACQUISITION UNT COM G8136L122 2 200 SH   SOLE   200 0 0
SILVERCORP METAL ORD COM 82835P103 226 40,000 SH   SOLE   40,000 0 0
SILVERCREST METALS ORD COM 828363101 2,022 300,099 SH   DFND   300,099 0 0
SILVERCREST METALS ORD COM 828363101 0 80 SH Call DFND   80 0 0
SILVERGATE CAPITAL CL A ORD COM 82837P408 3 250 SH   SOLE   250 0 0
SINCLAIR BROADCAST GROUP CL A ORD COM 829226109 411 12,352 SH   SOLE   12,352 0 0
SKYLINE CHAMPION ORD COM 830830105 221 7,000 SH   SOLE   7,000 0 0
SKYWORKS SOLUTIONS ORD COM 83088M102 1 15 SH Call DFND   15 0 0
SKYWORKS SOLUTIONS ORD COM 83088M102 3 25 SH Put DFND   25 0 0
SLACK TECHNOLOGIES CL A ORD COM 83088V102 882 39,276 SH   DFND   39,276 0 0
SLACK TECHNOLOGIES CL A ORD COM 83088V102 10 464 SH Call DFND   464 0 0
SLM ORD COM 78442P106 31 3,500 SH   SOLE   3,500 0 0
SMILEDIRECTCLUB CL A ORD COM 83192H106 279 32,000 SH   DFND   32,000 0 0
SMITH NEPHEW ADR REP 2 ORD SPONSORED ADR 83175M205 2,499 52,000 SH   SOLE   52,000 0 0
SONOS ORD COM 83570H108 418 26,819 SH   SOLE   26,819 0 0
SONOS ORD COM 83570H108 0 4 SH Call SOLE   4 0 0
SONY ADR REP 1 ORD SPONSORED ADR 835699307 95 1,400 SH   DFND   1,400 0 0
SOUTH MOUNTAIN MERGER UNT COM 838884203 5 496 SH   SOLE   496 0 0
SOUTHERN COPPER ORD COM 84265V105 20 471 SH   DFND   471 0 0
SPARTAN ENERGY ACQUISITION CL A ORD COM 846784106 10 1,000 SH   SOLE   1,000 0 0
SPARTAN ENERGY ACQUISITION CL A UNT COM 846784114 11 1,100 SH   SOLE   1,100 0 0
SPDR GOLD SHARES ETF COM 78463V107 793 5,550 SH   DFND   5,550 0 0
SPDR S&P 500 ETF COM 78462F103 645 2,005 SH Call DFND   2,005 0 0
SPDR S&P 500 ETF COM 78462F103 327 1,019 SH Put DFND   1,019 0 0
SPDR S&P HOMEBUILDERS ETF COM 78464A888 22 500 SH Put DFND   500 0 0
SPDR S&P OIL & GAS EXPL & PROD ETF COM 78464A730 1 84 SH Call DFND   84 0 0
SPORTSMANS WAREHOUSE HOLDINGS ORD COM 84920Y106 353 44,000 SH   SOLE   44,000 0 0
SPRINT ORD COM 85207U105 5 1,100 SH   DFND   1,100 0 0
SPROUT SOCIAL CL A ORD COM 85209W109 5 350 SH   DFND   350 0 0
SQUARE CL A ORD COM 852234103 40 650 SH   DFND   650 0 0
STERLING BAN ORD COM 85917A100 421 20,000 SH   DFND   20,000 0 0
STITCH FIX CL A ORD COM 860897107 51 2,000 SH   DFND   2,000 0 0
STRATASYS ORD (NMS) COM M85548101 3 150 SH Call SOLE   150 0 0
SUNDIAL GROWERS ORD COM 86730L109 114 38,000 SH   DFND   38,000 0 0
SUNDIAL GROWERS ORD COM 86730L109 0 216 SH Call DFND   216 0 0
SUNNYSIDE BANCORP ORD COM 867475105 159 12,301 SH   DFND   12,301 0 0
SUNPOWER ORD COM 867652406 187 24,000 SH   DFND   24,000 0 0
SUNRUN ORD COM 86771W105 165 12,000 SH   SOLE   12,000 0 0
SYNTHORX ORD COM 87167A103 209 3,000 SH   SOLE   3,000 0 0
TAILORED BRANDS ORD (NYS) COM 87403A107 2 600 SH Call DFND   600 0 0
TALLGRASS ENERGY CL A ORD COM 874696107 15 700 SH   DFND   700 0 0
TALLGRASS ENERGY CL A ORD COM 874696107 0 8 SH Call DFND   8 0 0
TALOS ENERGY ORD COM 87484T108 13 463 SH Call SOLE   463 0 0
TAPESTRY ORD COM 876030107 59 2,205 SH   DFND   2,205 0 0
TAUBMAN CNTR REIT ORD COM 876664103 41 1,340 SH   SOLE   1,340 0 0
TECHNOLOGY DATA ORD COM 878237106 193 1,350 SH   DFND   1,350 0 0
TECHNOLOGY DATA ORD COM 878237106 0 4 SH Call DFND   4 0 0
TECHNOLOGY DATA ORD COM 878237106 4 32 SH Put DFND   32 0 0
TEKLA HEALTHCARE INVESTORS CF COM 87911J103 95 4,591 SH   DFND   4,591 0 0
TEKLA HEALTHCARE OPPORTUNITIES CF COM 879105104 77 4,074 SH   DFND   4,074 0 0
TEKLA LIFE SCIENCES INVESTORS CF COM 87911K100 73 4,203 SH   DFND   4,203 0 0
TELLURIAN ORD (NMS) COM 87968A104 1 250 SH Call SOLE   250 0 0
TEMPLETON DRAGON CF COM 88018T101 101 5,200 SH   DFND   5,200 0 0
TEMPLETON EMERGING MARKET INCOME CF COM 880192109 480 52,258 SH   DFND   52,258 0 0
TEMPLETON EMERGING MARKETS CF COM 880191101 123 7,931 SH   DFND   7,931 0 0
TEMPLETON GLOBAL INCOME CF COM 880198106 217 35,490 SH   DFND   35,490 0 0
TERADATA ORD COM 88076W103 138 5,190 SH   DFND   5,190 0 0
TERADYNE ORD COM 880770102 42 625 SH   SOLE   625 0 0
TEVA PHARMA IND ADR REP 1 ORD SPONSORED ADR 881624209 0 100 SH   DFND   100 0 0
THE RUBICON PROJECT ORD COM 78112V102 546 67,000 SH   SOLE   67,000 0 0
THIRD POINT REINSURANCE ORD COM G8827U100 47 4,500 SH   SOLE   4,500 0 0
THL CREDIT SENIOR LOAN CF COM 87244R103 201 13,300 SH   DFND   13,300 0 0
TIDELANDS OIL AND GAS ORD COM 886405109 0 526,323 SH   SOLE   526,323 0 0
TIFFANY ORD COM 886547108 0 6 SH Call DFND   6 0 0
TILRAY CL 2 ORD COM 88688T100 726 42,436 SH   DFND   42,436 0 0
TILRAY CL 2 ORD COM 88688T100 9 552 SH Call DFND   552 0 0
TIVITY HEALTH ORD COM 88870R102 20 1,000 SH   SOLE   1,000 0 0
TOKYO ELECTRON ADR REP 2 ORD SPONSORED ADR 889110102 0 2 SH   SOLE   2 0 0
TORTOISE ENERGY INFRASTRUCTURE CF COM 89147L100 78 4,400 SH   DFND   4,400 0 0
TORTOISE PIPELINE AND ENERGY CF COM 89148H108 79 6,156 SH   DFND   6,156 0 0
TORTOISE PWR ENGY INFRASTRUCTURE CF COM 89147X104 81 4,800 SH   DFND   4,800 0 0
TOTAL ADR REP 1 ORD SPONSORED ADR 89151E109 11 200 SH   SOLE   200 0 0
TRANSPOR DE GA DE ADR REP 5 CL B ORD SPONSORED ADR 893870204 185 25,894 SH   SOLE   25,894 0 0
TRINE ACQUISITION CL A ORD COM 89628U108 10 1,100 SH   DFND   1,100 0 0
TRINE ACQUISITION CL A RED UNT COM 89628U207 1,060 101,400 SH   SOLE   101,400 0 0
TRIPADVISOR ORD COM 896945201 140 4,630 SH   SOLE   4,630 0 0
TRIPLE S MANAGEMENT CL B ORD COM 896749108 0 39 SH Put DFND   39 0 0
TRUSTCO BANK ORD COM 898349105 7 910 SH   DFND   910 0 0
TSAKOS ENR NVG CUM RED PRP SRS E PRF COM G9108L157 4 200 SH   SOLE   200 0 0
TSAKOS ENRG NVGT CM RD PRP SRS F PRF COM G9108L165 167 7,000 SH   SOLE   7,000 0 0
TTEC HOLDINGS ORD COM 89854H102 130 3,300 SH   SOLE   3,300 0 0
TWILIO CL A ORD COM 90138F102 294 3,000 SH   DFND   3,000 0 0
TWILIO CL A ORD COM 90138F102 0 2 SH Put DFND   2 0 0
TWITTER ORD COM 90184L102 277 8,653 SH   DFND   8,653 0 0
TWITTER ORD COM 90184L102 1 61 SH Call DFND   61 0 0
UBER TECHNOLOGIES INC COM 90353T100 2,740 92,145 SH   DFND   92,145 0 0
UBER TECHNOLOGIES INC COM 90353T100 41 1,380 SH Call DFND   1,380 0 0
UGI ORD COM 902681105 16 364 SH   DFND   364 0 0
UNDER ARMOUR CL C ORD COM 904311206 3 200 SH   SOLE   200 0 0
UNILEVER NV COM 904784709 923 16,075 SH   SOLE   16,075 0 0
UNION BANKSHARES ORD COM 905400107 665 18,362 SH   SOLE   18,362 0 0
UNIQURE ORD COM N90064101 57 800 SH   SOLE   800 0 0
UNITED BANKSHARES ORD COM 909907107 70 1,820 SH   DFND   1,820 0 0
UNITED STATES OIL ETF (PSE) COM 91232N108 1 120 SH Put DFND   120 0 0
UNIVEST FINANCIAL ORD COM 915271100 7 273 SH   DFND   273 0 0
UPLAND SOFTWARE ORD COM 91544A109 10 300 SH   DFND   300 0 0
URSTADT BIDDLE REIT ORD COM 917286106 71 3,602 SH   SOLE   3,602 0 0
US STEEL ORD COM 912909108 751 65,842 SH   DFND   65,842 0 0
US STEEL ORD COM 912909108 1 150 SH Call DFND   150 0 0
USANA HEALTH SCIENCES ORD COM 90328M107 549 7,000 SH   SOLE   7,000 0 0
VALLEY NATIONAL ORD COM 919794107 18 1,638 SH   DFND   1,638 0 0
VANECK VECTOR JUNR GOLD MNRS ETF COM 92189F791 59 1,400 SH   DFND   1,400 0 0
VANECK VECTORS GOLD MINERS ETF COM 92189F106 835 28,539 SH   DFND   28,539 0 0
VANECK VECTORS GOLD MINERS ETF COM 92189F106 15 525 SH Call DFND   525 0 0
VANECK VECTORS SEMICONDUCTOR ETF COM 92189F676 190 1,346 SH Put DFND   1,346 0 0
VERTICAL CAPITAL INCOME NAV CF COM 92535C104 104 10,003 SH   DFND   10,003 0 0
VESTAS WIND SYSTEMS AS ADR COM 925458101 0 1 SH   SOLE   1 0 0
VIACOMCBS CL B ORD COM 92556H206 41 1,000 SH   SOLE   1,000 0 0
VIASAT ORD COM 92552V100 109 1,500 SH   SOLE   1,500 0 0
VICTORY CAPITAL HOLDINGS CL A ORD COM 92645B103 465 22,200 SH   SOLE   22,200 0 0
VIKING THERAPEUTICS ORD COM 92686J106 1 220 SH   SOLE   220 0 0
VIKING THERAPEUTICS ORD COM 92686J106 0 28 SH Call SOLE   28 0 0
VINCE HOLDING ORD COM 92719W207 1,384 80,000 SH   SOLE   80,000 0 0
VIRGIN GALACTIC HOLDINGS CL A ORD COM 92766K106 293 25,381 SH   SOLE   25,381 0 0
VIRTU FINANCIAL INC COM 928254101 41 2,600 SH   SOLE   2,600 0 0
VISA CL A ORD COM 92826C839 38 204 SH   DFND   204 0 0
VODAFONE GROUP ADR REP 10 ORD SPONSORED ADR 92857W308 3,183 164,670 SH   SOLE   164,670 0 0
VOYA GLOBAL EQUITY DVD PRM OPPORT CF COM 92912T100 60 9,800 SH   DFND   9,800 0 0
VOYA INFRASTRUC INDSTRLS MATRALS CF COM 92912X101 90 7,840 SH   DFND   7,840 0 0
VOYA NATURAL RESURCS EQTY INC CF COM 92913C106 41 9,969 SH   DFND   9,969 0 0
VOYA PRIME RATE CF COM 92913A100 235 47,100 SH   DFND   47,100 0 0
VOYAGER THERAPEUTICS ORD (NMS) COM 92915B106 0 64 SH Call SOLE   64 0 0
WABCO HOLDINGS ORD COM 92927K102 5,467 40,349 SH   DFND   40,349 0 0
WALGREEN BOOTS ALLIANCE ORD COM 931427108 1,166 19,786 SH   DFND   19,786 0 0
WALMART ORD COM 931142103 142 1,195 SH   DFND   1,195 0 0
WALT DISNEY ORD COM 254687106 1,104 7,638 SH   DFND   7,638 0 0
WELLCARE HEALTH ORD COM 94946T106 3,596 10,893 SH   DFND   10,893 0 0
WELLS FARGO GLOBAL DIVIDEND OPPO CF COM 94987C103 8 1,456 SH   DFND   1,456 0 0
WELLS FARGO INCOME OPPORTUNITS CF COM 94987B105 248 29,553 SH   DFND   29,553 0 0
WELLS FARGO MULTI SECTOR INCOME CF COM 94987D101 100 7,769 SH   DFND   7,769 0 0
WELLS FARGO UTLTS AND HGH INCM CF COM 94987E109 2 182 SH   DFND   182 0 0
WESBANCO ORD COM 950810101 17 455 SH   DFND   455 0 0
WESCO AIRCRAFT HOLDINGS ORD COM 950814103 1 100 SH   SOLE   100 0 0
WESDOME GOLD MINES ORD COM 95083R100 491 62,993 SH   DFND   62,993 0 0
WEST END INDIANA BANCSHARES ORD COM 952678100 91 2,641 SH   SOLE   2,641 0 0
WESTERN ASSET CORPORATE LOAN CF COM 95790J102 28 2,849 SH   DFND   2,849 0 0
WESTERN ASSET EMERGING MRKTS DEBT CF COM 95766A101 482 33,788 SH   DFND   33,788 0 0
WESTERN ASSET HIGH YLD DFD OPPTY CF COM 95768B107 304 19,425 SH   DFND   19,425 0 0
WESTERN ASSET INVEST GR DEF OPP CF COM 95790A101 47 2,057 SH   DFND   2,057 0 0
WESTERN ASSET INVSTMNT GRADE INCM CF COM 95766T100 95 6,129 SH   SOLE   6,129 0 0
WESTERN ASSET MORTGAGE OP CF COM 95790B109 244 12,065 SH   DFND   12,065 0 0
WESTERN ASSET PREMIER BOND CF COM 957664105 72 4,978 SH   DFND   4,978 0 0
WESTERN ASST GLBAL HIGH INCOME CF COM 95766B109 303 30,334 SH   DFND   30,334 0 0
WESTERN ASST HIGH INCM II CF COM 95766J102 112 16,757 SH   DFND   16,757 0 0
WESTERN AST GLB CORP DEFIND OPPTY CF COM 95790C107 113 6,220 SH   DFND   6,220 0 0
WESTERN AST INFLTN LINK OPRT INCM CF COM 95766R104 242 21,024 SH   SOLE   21,024 0 0
WESTERN DIGITAL ORD COM 958102105 684 10,779 SH   DFND   10,779 0 0
WESTRN ASST HIGH INCM OPPORTUNITY CF COM 95766K109 213 42,144 SH   DFND   42,144 0 0
WESTWOOD HOLDINGS GROUP ORD COM 961765104 2 91 SH   DFND   91 0 0
WHITING PETROLEUM ORD COM 966387409 50 6,900 SH   SOLE   6,900 0 0
WISDOMTREE JAPAN HEDGED EQUITY ETF (PSE) COM 97717W851 5 100 SH Put SOLE   100 0 0
WORKDAY CL A ORD COM 98138H101 55 335 SH   SOLE   335 0 0
WPP ADR REP 5 ORD SPONSORED ADR 92937A102 319 4,542 SH   SOLE   4,542 0 0
WRIGHT MEDICAL GROUP ORD COM N96617118 10,520 345,150 SH   SOLE   345,150 0 0
WYNN RESORTS ORD COM 983134107 1 10 SH   DFND   10 0 0
XEROX HOLDINGS ORD COM 98421M106 27 750 SH   DFND   750 0 0
XILINX ORD COM 983919101 788 8,060 SH   DFND   8,060 0 0
XILINX ORD COM 983919101 23 240 SH Call DFND   240 0 0
XP CL A ORD COM G98239109 13 345 SH   SOLE   345 0 0
YAMANA GOLD ORD COM 98462Y100 158 40,000 SH   DFND   40,000 0 0
ZAYO GROUP HOLDINGS ORD COM 98919V105 10,663 307,752 SH   DFND   307,752 0 0
ZILLOW GROUP CL A ORD COM 98954M101 18 400 SH   SOLE   400 0 0
ZOSANO PHARMA ORD COM 98979H202 152 100,000 SH   SOLE   100,000 0 0
ZSCALER ORD COM 98980G102 255 5,500 SH   DFND   5,500 0 0
ZYNGA CL A ORD (NMS) COM 98986T108 1 200 SH Call DFND   200 0 0