The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABIOMED INC | COM | 003654100 | 4,910 | 27,600 | SH | DFND | 1 | 27,600 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 51,567 | 1,305,174 | SH | DFND | 1 | 1,305,174 | 0 | 0 | |
ADDUS HOMECARE CORP | COM | 006739106 | 20,051 | 252,915 | SH | DFND | 1 | 252,915 | 0 | 0 | |
AEGLEA BIOTHERAPEUTICS INC | COM | 00773J103 | 3,845 | 500,046 | SH | DFND | 1 | 500,046 | 0 | 0 | |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 87,813 | 4,568,824 | SH | DFND | 1 | 4,568,824 | 0 | 0 | |
AGILE THERAPEUTICS INC | COM | 00847L100 | 1,886 | 1,591,652 | SH | DFND | 1 | 1,591,652 | 0 | 0 | |
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 7,109 | 339,480 | SH | DFND | 1 | 339,480 | 0 | 0 | |
ALECTOR INC | COM | 014442107 | 29,948 | 2,076,812 | SH | DFND | 1 | 2,076,812 | 0 | 0 | |
ALIMERA SCIENCES INC | COM | 016259103 | 4,000 | 7,062,607 | SH | DFND | 1 | 7,062,607 | 0 | 0 | |
ALPHATEC HOLDINGS INC | COM NEW | 02081G201 | 2,693 | 536,517 | SH | DFND | 1 | 536,517 | 0 | 0 | |
ALPINE IMMUNE SCIENCES INC | COM | 02083G100 | 1,611 | 406,926 | SH | DFND | 1 | 406,926 | 0 | 0 | |
ANAPTYSBIO INC | COM | 032724106 | 14,886 | 425,443 | SH | DFND | 1 | 425,443 | 0 | 0 | |
ARDELYX INC | COM | 039697107 | 15,982 | 3,400,410 | SH | DFND | 1 | 3,400,410 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 32,023 | 281,000 | SH | DFND | 1 | 281,000 | 0 | 0 | |
ARVINAS INC | COM | 04335A105 | 19,853 | 921,234 | SH | DFND | 1 | 921,234 | 0 | 0 | |
ATRICURE INC | COM | 04963C209 | 7,302 | 292,777 | SH | DFND | 1 | 292,777 | 0 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 13,874 | 493,901 | SH | DFND | 1 | 493,901 | 0 | 0 | |
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 11,325 | 2,722,241 | SH | DFND | 1 | 2,722,241 | 0 | 0 | |
AVROBIO INC | COM | 05455M100 | 7,060 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
AXOGEN INC | COM | 05463X106 | 22,992 | 1,842,330 | SH | DFND | 1 | 1,842,330 | 0 | 0 | |
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 7,949 | 2,774,643 | SH | DFND | 1 | 2,774,643 | 0 | 0 | |
BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | 3,436 | 816,096 | SH | DFND | 1 | 816,096 | 0 | 0 | |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 27,713 | 377,200 | SH | DFND | 1 | 377,200 | 0 | 0 | |
BRIDGEBIO PHARMA INC | COM | 10806X102 | 6,226 | 290,000 | SH | DFND | 1 | 290,000 | 0 | 0 | |
BROOKDALE SR LIVING INC | COM | 112463104 | 54,631 | 7,207,239 | SH | DFND | 1 | 7,207,239 | 0 | 0 | |
CASTLE BIOSCIENCES INC | COM | 14843C105 | 1,673 | 92,477 | SH | DFND | 1 | 92,477 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 31,165 | 720,400 | SH | DFND | 1 | 720,400 | 0 | 0 | |
CLOVIS ONCOLOGY INC | NOTE 2.500% 9/1 | 189464AB6 | 42,262 | 49,064,000 | PRN | DFND | 1 | 49,064,000 | 0 | 0 | |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 31,207 | 1,540,305 | SH | DFND | 1 | 1,540,305 | 0 | 0 | |
CONSTELLATION PHARMCETICLS I | COM | 210373106 | 152 | 23,600 | SH | DFND | 1 | 23,600 | 0 | 0 | |
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 27,531 | 3,201,222 | SH | DFND | 1 | 3,201,222 | 0 | 0 | |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 20,185 | 594,725 | SH | DFND | 1 | 594,725 | 0 | 0 | |
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 25,800 | 2,500,000 | SH | DFND | 1 | 2,500,000 | 0 | 0 | |
DIPLOMAT PHARMACY INC | COM | 25456K101 | 14,682 | 2,996,328 | SH | DFND | 1 | 2,996,328 | 0 | 0 | |
EDITAS MEDICINE INC | COM | 28106W103 | 26,352 | 1,158,841 | SH | DFND | 1 | 1,158,841 | 0 | 0 | |
EHEALTH INC | COM | 28238P109 | 7,347 | 110,000 | SH | DFND | 1 | 110,000 | 0 | 0 | |
EYENOVIA INC | COM | 30234E104 | 729 | 197,069 | SH | DFND | 1 | 197,069 | 0 | 0 | |
FATE THERAPEUTICS INC | COM | 31189P102 | 30,328 | 1,952,897 | SH | DFND | 1 | 1,952,897 | 0 | 0 | |
FORTY SEVEN INC | COM | 34983P104 | 4,815 | 750,000 | SH | DFND | 1 | 750,000 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 15,420 | 101,010 | SH | DFND | 1 | 101,010 | 0 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 13,008 | 268,100 | SH | DFND | 1 | 268,100 | 0 | 0 | |
GUARDANT HEALTH INC | COM | 40131M109 | 8,043 | 126,000 | SH | DFND | 1 | 126,000 | 0 | 0 | |
HARPOON THERAPEUTICS INC | COM | 41358P106 | 3,613 | 264,497 | SH | DFND | 1 | 264,497 | 0 | 0 | |
HOMOLOGY MEDICINES INC | COM | 438083107 | 104,263 | 5,760,368 | SH | DFND | 1 | 5,760,368 | 0 | 0 | |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 158,106 | 136,032,000 | PRN | DFND | 1 | 136,032,000 | 0 | 0 | |
HORIZON THERAPEUTICS PUB LTD | SHS | G46188101 | 175,978 | 6,462,634 | SH | DFND | 1 | 6,462,634 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 17,130 | 67,000 | SH | DFND | 1 | 67,000 | 0 | 0 | |
IDEAYA BIOSCIENCES INC | COM | 45166A102 | 3,807 | 422,974 | SH | DFND | 1 | 422,974 | 0 | 0 | |
IGM BIOSCIENCES INC | COM | 449585108 | 4,438 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 42,618 | 3,214,000 | SH | DFND | 1 | 3,214,000 | 0 | 0 | |
INOGEN INC | COM | 45780L104 | 9,182 | 191,660 | SH | DFND | 1 | 191,660 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 49,530 | 57,791,000 | PRN | DFND | 1 | 57,791,000 | 0 | 0 | |
INTERSECT ENT INC | COM | 46071F103 | 52,884 | 3,109,004 | SH | DFND | 1 | 3,109,004 | 0 | 0 | |
ITAMAR MED LTD | SPONSORED ADS | 465437101 | 2,749 | 314,136 | SH | DFND | 1 | 314,136 | 0 | 0 | |
KALVISTA PHARMACEUTICALS INC | COM | 483497103 | 10,332 | 890,668 | SH | DFND | 1 | 890,668 | 0 | 0 | |
KEMPHARM INC | NOTE 5.500% 2/0 | 488445AB3 | 32,179 | 62,423,000 | PRN | DFND | 1 | 62,423,000 | 0 | 0 | |
KEMPHARM INC | COM | 488445107 | 477 | 692,104 | SH | DFND | 1 | 692,104 | 0 | 0 | |
KINIKSA PHARMACEUTICALS LTD | COM CL A | G5269C101 | 10,842 | 1,274,086 | SH | DFND | 1 | 1,274,086 | 0 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 10,101 | 4,191,327 | SH | DFND | 1 | 4,191,327 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 5,000 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
MENLO THERAPEUTICS INC | COM | 586858102 | 446 | 99,622 | SH | DFND | 1 | 99,622 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 18,153 | 233,000 | SH | DFND | 1 | 233,000 | 0 | 0 | |
MIRUM PHARMACEUTICALS INC | COM | 604749101 | 34,696 | 3,448,912 | SH | DFND | 1 | 3,448,912 | 0 | 0 | |
MOLINA HEALTHCARE INC | COM | 60855R100 | 21,621 | 197,056 | SH | DFND | 1 | 197,056 | 0 | 0 | |
MORPHOSYS AG | SPONSORED ADS | 617760202 | 3,426 | 124,701 | SH | DFND | 1 | 124,701 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 151,397 | 7,654,065 | SH | DFND | 1 | 7,654,065 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 51,182 | 981,430 | SH | DFND | 1 | 981,430 | 0 | 0 | |
NEOS THERAPEUTICS INC | COM | 64052L106 | 475 | 320,993 | SH | DFND | 1 | 320,993 | 0 | 0 | |
NEURONETICS INC | COM | 64131A105 | 2,821 | 339,512 | SH | DFND | 1 | 339,512 | 0 | 0 | |
NEVRO CORP | NOTE 1.750% 6/0 | 64157FAA1 | 131,363 | 115,776,000 | PRN | DFND | 1 | 115,776,000 | 0 | 0 | |
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 106,012 | 8,923,600 | SH | DFND | 1 | 8,923,600 | 0 | 0 | |
PROTEON THERAPEUTICS INC | COM | 74371L109 | 318 | 1,224,899 | SH | DFND | 1 | 1,224,899 | 0 | 0 | |
PROVENTION BIO INC | COM | 74374N102 | 4,948 | 725,000 | SH | DFND | 1 | 725,000 | 0 | 0 | |
PTC THERAPEUTICS INC | COM | 69366J200 | 15,929 | 471,000 | SH | DFND | 1 | 471,000 | 0 | 0 | |
PTC THERAPEUTICS INC | NOTE 3.000% 8/1 | 69366JAB7 | 25,902 | 24,877,000 | PRN | DFND | 1 | 24,877,000 | 0 | 0 | |
RA PHARMACEUTICALS INC | COM | 74933V108 | 40,868 | 1,728,019 | SH | DFND | 1 | 1,728,019 | 0 | 0 | |
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 15,817 | 197,000 | SH | DFND | 1 | 197,000 | 0 | 0 | |
RHYTHM PHARMACEUTICALS INC | COM | 76243J105 | 55,903 | 2,589,291 | SH | DFND | 1 | 2,589,291 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 20,666 | 1,773,938 | SH | DFND | 1 | 1,773,938 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 28,772 | 382,000 | SH | DFND | 1 | 382,000 | 0 | 0 | |
SELECT MED HLDGS CORP | COM | 81619Q105 | 28,403 | 1,714,099 | SH | DFND | 1 | 1,714,099 | 0 | 0 | |
SIENTRA INC | COM | 82621J105 | 26,811 | 4,137,470 | SH | DFND | 1 | 4,137,470 | 0 | 0 | |
SILK ROAD MEDICAL INC | COM | 82710M100 | 31,862 | 979,480 | SH | DFND | 1 | 979,480 | 0 | 0 | |
SPRINGWORKS THERAPEUTICS INC | COM | 85205L107 | 22,783 | 1,050,888 | SH | DFND | 1 | 1,050,888 | 0 | 0 | |
SYNLOGIC INC | COM | 87166L100 | 2,537 | 1,107,643 | SH | DFND | 1 | 1,107,643 | 0 | 0 | |
SYROS PHARMACEUTICALS INC | COM | 87184Q107 | 13,172 | 1,268,946 | SH | DFND | 1 | 1,268,946 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 26,797 | 454,334 | SH | DFND | 1 | 454,334 | 0 | 0 | |
TELIGENT INC NEW | NOTE 4.750% 5/0 | 87960WAA2 | 5,550 | 9,567,000 | PRN | DFND | 1 | 9,567,000 | 0 | 0 | |
TURNING POINT THERAPEUTICS I | COM | 90041T108 | 14,572 | 387,545 | SH | DFND | 1 | 387,545 | 0 | 0 | |
VERICEL CORP | COM | 92346J108 | 31,506 | 2,081,000 | SH | DFND | 1 | 2,081,000 | 0 | 0 | |
VIEWRAY INC | COM | 92672L107 | 1,098 | 378,623 | SH | DFND | 1 | 378,623 | 0 | 0 | |
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 16,583 | 807,727 | SH | DFND | 1 | 807,727 | 0 | 0 | |
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 15,941 | 13,625,000 | PRN | DFND | 1 | 13,625,000 | 0 | 0 | |
X4 PHARMACEUTICALS INC | COM | 98420X103 | 7,165 | 563,741 | SH | DFND | 1 | 563,741 | 0 | 0 | |
XERIS PHARMACEUTICALS INC | COM | 98422L107 | 22,694 | 2,308,666 | SH | DFND | 1 | 2,308,666 | 0 | 0 |