The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON COM INC | COM | 023135106 | 5,328 | 3,069 | SH | SOLE | 3,069 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 7,345 | 4,231 | SH | DFND | 1 | 4,231 | 0 | 0 | |
ANAPLAN INC | COM | 03272L108 | 2,343 | 49,843 | SH | DFND | 1 | 49,843 | 0 | 0 | |
ANAPLAN INC | COM | 03272L108 | 1,699 | 36,157 | SH | SOLE | 36,157 | 0 | 0 | ||
ANAPLAN INC | COM | 03272L108 | 1,090 | 23,200 | SH | Put | DFND | 1 | 23,200 | 0 | 0 |
ANAPLAN INC | COM | 03272L108 | 790 | 16,800 | SH | Put | SOLE | 16,800 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 1,062 | 23,200 | SH | Put | DFND | 1 | 23,200 | 0 | 0 |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 769 | 16,800 | SH | Put | SOLE | 16,800 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 3,482 | 76,095 | SH | SOLE | 76,095 | 0 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 4,802 | 104,905 | SH | DFND | 1 | 104,905 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 2,146 | 18,835 | SH | SOLE | 18,835 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 2,959 | 25,965 | SH | DFND | 1 | 25,965 | 0 | 0 | |
ARISTA NETWORKS INC | COM | 040413106 | 2,493 | 10,433 | SH | DFND | 1 | 10,433 | 0 | 0 | |
ARISTA NETWORKS INC | COM | 040413106 | 1,808 | 7,567 | SH | SOLE | 7,567 | 0 | 0 | ||
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 1,396 | 14,490 | SH | DFND | 1 | 14,490 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 1,012 | 10,510 | SH | SOLE | 10,510 | 0 | 0 | ||
ATLASSIAN CORP PLC | CL A | G06242104 | 4,430 | 35,316 | SH | SOLE | 35,316 | 0 | 0 | ||
ATLASSIAN CORP PLC | CL A | G06242104 | 6,107 | 48,684 | SH | DFND | 1 | 48,684 | 0 | 0 | |
AZUL S A | SPONSR ADR PFD | 05501U106 | 2,184 | 60,976 | SH | SOLE | 60,976 | 0 | 0 | ||
AZUL S A | SPONSR ADR PFD | 05501U106 | 3,010 | 84,024 | SH | DFND | 1 | 84,024 | 0 | 0 | |
BEYOND MEAT INC | COM | 08862E109 | 4,045 | 27,217 | SH | DFND | 1 | 27,217 | 0 | 0 | |
BEYOND MEAT INC | COM | 08862E109 | 2,911 | 19,583 | SH | SOLE | 19,583 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 1,838 | 44,052 | SH | DFND | 1 | 44,052 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 1,332 | 31,948 | SH | SOLE | 31,948 | 0 | 0 | ||
CARMAX INC | COM | 143130102 | 6,477 | 73,606 | SH | DFND | 1 | 73,606 | 0 | 0 | |
CARMAX INC | COM | 143130102 | 4,699 | 53,394 | SH | SOLE | 53,394 | 0 | 0 | ||
CATALENT INC | COM | 148806102 | 3,096 | 64,970 | SH | DFND | 1 | 64,970 | 0 | 0 | |
CATALENT INC | COM | 148806102 | 2,246 | 47,130 | SH | SOLE | 47,130 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 1,580 | 77,989 | SH | SOLE | 77,989 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 2,178 | 107,511 | SH | DFND | 1 | 107,511 | 0 | 0 | |
COUPA SOFTWARE INC | COM | 22266L106 | 5,032 | 38,835 | SH | DFND | 1 | 38,835 | 0 | 0 | |
COUPA SOFTWARE INC | COM | 22266L106 | 3,649 | 28,165 | SH | SOLE | 28,165 | 0 | 0 | ||
DEXCOM INC | COM | 252131107 | 3,633 | 24,344 | SH | DFND | 1 | 24,344 | 0 | 0 | |
DEXCOM INC | COM | 252131107 | 2,635 | 17,656 | SH | SOLE | 17,656 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 2,630 | 20,184 | SH | SOLE | 20,184 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 3,625 | 27,816 | SH | DFND | 1 | 27,816 | 0 | 0 | |
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 740 | 3,364 | SH | SOLE | 3,364 | 0 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 1,020 | 4,636 | SH | DFND | 1 | 4,636 | 0 | 0 | |
EHEALTH INC | COM | 28238P109 | 5,226 | 78,242 | SH | DFND | 1 | 78,242 | 0 | 0 | |
EHEALTH INC | COM | 28238P109 | 3,791 | 56,758 | SH | SOLE | 56,758 | 0 | 0 | ||
ENPHASE ENERGY INC | COM | 29355A107 | 3,801 | 170,982 | SH | DFND | 1 | 170,982 | 0 | 0 | |
ENPHASE ENERGY INC | COM | 29355A107 | 2,757 | 124,018 | SH | SOLE | 124,018 | 0 | 0 | ||
EPAM SYS INC | COM | 29414B104 | 3,170 | 17,387 | SH | DFND | 1 | 17,387 | 0 | 0 | |
EPAM SYS INC | COM | 29414B104 | 2,299 | 12,613 | SH | SOLE | 12,613 | 0 | 0 | ||
ETSY INC | COM | 29786A106 | 3,045 | 53,891 | SH | DFND | 1 | 53,891 | 0 | 0 | |
ETSY INC | COM | 29786A106 | 2,209 | 39,109 | SH | SOLE | 39,109 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 3,800 | 42,044 | SH | SOLE | 42,044 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 5,237 | 57,956 | SH | DFND | 1 | 57,956 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 1,062 | 6,955 | SH | DFND | 1 | 6,955 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 770 | 5,045 | SH | SOLE | 5,045 | 0 | 0 | ||
GRACE W R & CO DEL NEW | COM | 38388F108 | 5,146 | 77,083 | SH | DFND | 1 | 77,083 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 3,733 | 55,917 | SH | SOLE | 55,917 | 0 | 0 | ||
GROCERY OUTLET HLDG CORP | COM | 39874R101 | 3,084 | 88,917 | SH | SOLE | 88,917 | 0 | 0 | ||
GROCERY OUTLET HLDG CORP | COM | 39874R101 | 4,251 | 122,583 | SH | DFND | 1 | 122,583 | 0 | 0 | |
HEICO CORP NEW | CL A | 422806208 | 2,536 | 26,066 | SH | SOLE | 26,066 | 0 | 0 | ||
HEICO CORP NEW | CL A | 422806208 | 3,497 | 35,934 | SH | DFND | 1 | 35,934 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 7,922 | 129,827 | SH | DFND | 1 | 129,827 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 5,746 | 94,173 | SH | SOLE | 94,173 | 0 | 0 | ||
INSULET CORP | COM | 45784P101 | 1,625 | 9,852 | SH | DFND | 1 | 9,852 | 0 | 0 | |
INSULET CORP | COM | 45784P101 | 1,179 | 7,148 | SH | SOLE | 7,148 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 5,007 | 9,273 | SH | DFND | 1 | 9,273 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 3,633 | 6,727 | SH | SOLE | 6,727 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 16,425 | 87,000 | SH | Put | DFND | 1 | 87,000 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 11,895 | 63,000 | SH | Put | SOLE | 63,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 6,356 | 42,000 | SH | Put | SOLE | 42,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 8,778 | 58,000 | SH | Put | DFND | 1 | 58,000 | 0 | 0 |
KRYSTAL BIOTECH INC | COM | 501147102 | 1,174 | 33,800 | SH | DFND | 1 | 33,800 | 0 | 0 | |
KRYSTAL BIOTECH INC | COM | 501147102 | 852 | 24,519 | SH | SOLE | 24,519 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 7,235 | 260,713 | SH | DFND | 1 | 260,713 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 5,248 | 189,123 | SH | SOLE | 189,123 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 1,912 | 17,387 | SH | DFND | 1 | 17,387 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 1,387 | 12,613 | SH | SOLE | 12,613 | 0 | 0 | ||
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 1,354 | 15,700 | SH | Call | SOLE | 15,700 | 0 | 0 | |
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 2,095 | 24,300 | SH | Call | DFND | 1 | 24,300 | 0 | 0 |
MARRIOTT VACTINS WORLDWID CO | COM | 57164Y107 | 120 | 1,159 | SH | DFND | 1 | 1,159 | 0 | 0 | |
MARRIOTT VACTINS WORLDWID CO | COM | 57164Y107 | 87 | 841 | SH | SOLE | 841 | 0 | 0 | ||
MARRIOTT VACTINS WORLDWID CO | COM | 57164Y107 | 2,880 | 27,800 | SH | Call | DFND | 1 | 27,800 | 0 | 0 |
MARRIOTT VACTINS WORLDWID CO | COM | 57164Y107 | 2,093 | 20,200 | SH | Call | SOLE | 20,200 | 0 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 7,212 | 26,313 | SH | DFND | 1 | 26,313 | 0 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 5,232 | 19,087 | SH | SOLE | 19,087 | 0 | 0 | ||
MCKESSON CORP | COM | 58155Q103 | 5,754 | 42,100 | SH | Call | SOLE | 42,100 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 7,913 | 57,900 | SH | Call | DFND | 1 | 57,900 | 0 | 0 |
MEDICINES CO | COM | 584688105 | 630 | 12,600 | SH | Put | SOLE | 12,600 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 870 | 17,400 | SH | Put | DFND | 1 | 17,400 | 0 | 0 |
MEDICINES CO | COM | 584688105 | 975 | 19,500 | SH | Call | SOLE | 19,500 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 1,630 | 32,600 | SH | Call | DFND | 1 | 32,600 | 0 | 0 |
MEDICINES CO | COM | 584688105 | 3,593 | 71,867 | SH | DFND | 1 | 71,867 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 2,606 | 52,133 | SH | SOLE | 52,133 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 6,204 | 44,627 | SH | DFND | 1 | 44,627 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 4,501 | 32,373 | SH | SOLE | 32,373 | 0 | 0 | ||
MIRATI THERAPEUTICS INC | COM | 60468T105 | 1,039 | 13,330 | SH | DFND | 1 | 13,330 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 753 | 9,670 | SH | SOLE | 9,670 | 0 | 0 | ||
MONGODB INC | CL A | 60937P106 | 3,492 | 28,983 | SH | DFND | 1 | 28,983 | 0 | 0 | |
MONGODB INC | CL A | 60937P106 | 2,532 | 21,017 | SH | SOLE | 21,017 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 8,066 | 30,138 | SH | DFND | 1 | 30,138 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 5,851 | 21,862 | SH | SOLE | 21,862 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 2,977 | 33,036 | SH | DFND | 1 | 33,036 | 0 | 0 | |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 2,159 | 23,964 | SH | SOLE | 23,964 | 0 | 0 | ||
NEW YORK TIMES CO | CL A | 650111107 | 647 | 22,701 | SH | SOLE | 22,701 | 0 | 0 | ||
NEW YORK TIMES CO | CL A | 650111107 | 891 | 31,299 | SH | DFND | 1 | 31,299 | 0 | 0 | |
NORDSTROM INC | COM | 655664100 | 798 | 23,700 | SH | DFND | 1 | 23,700 | 0 | 0 | |
NORDSTROM INC | COM | 655664100 | 549 | 16,300 | SH | SOLE | 16,300 | 0 | 0 | ||
NOVOCURE LTD | ORD SHS | G6674U108 | 1,633 | 21,844 | SH | DFND | 1 | 21,844 | 0 | 0 | |
NOVOCURE LTD | ORD SHS | G6674U108 | 1,185 | 15,846 | SH | SOLE | 15,846 | 0 | 0 | ||
OKTA INC | CL A | 679295105 | 5,706 | 57,957 | SH | DFND | 1 | 57,957 | 0 | 0 | |
OKTA INC | CL A | 679295105 | 4,140 | 42,043 | SH | SOLE | 42,043 | 0 | 0 | ||
OKTA INC | CL A | 679295105 | 571 | 5,800 | SH | Put | DFND | 1 | 5,800 | 0 | 0 |
OKTA INC | CL A | 679295105 | 413 | 4,200 | SH | Put | SOLE | 4,200 | 0 | 0 | |
PINTEREST INC | CL A | 72352L106 | 2,940 | 111,162 | SH | DFND | 1 | 111,162 | 0 | 0 | |
PINTEREST INC | CL A | 72352L106 | 2,133 | 80,638 | SH | SOLE | 80,638 | 0 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 1,461 | 54,480 | SH | DFND | 1 | 54,480 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 1,060 | 39,520 | SH | SOLE | 39,520 | 0 | 0 | ||
PTC THERAPEUTICS INC | COM | 69366J200 | 494 | 14,607 | SH | DFND | 1 | 14,607 | 0 | 0 | |
PTC THERAPEUTICS INC | COM | 69366J200 | 359 | 10,601 | SH | SOLE | 10,601 | 0 | 0 | ||
Q2 HLDGS INC | COM | 74736L109 | 3,423 | 43,403 | SH | DFND | 1 | 43,403 | 0 | 0 | |
Q2 HLDGS INC | COM | 74736L109 | 2,484 | 31,497 | SH | SOLE | 31,497 | 0 | 0 | ||
REPLIGEN CORP | COM | 759916109 | 2,257 | 29,429 | SH | SOLE | 29,429 | 0 | 0 | ||
REPLIGEN CORP | COM | 759916109 | 3,111 | 40,571 | SH | DFND | 1 | 40,571 | 0 | 0 | |
RINGCENTRAL INC | CL A | 76680R206 | 5,535 | 44,047 | SH | DFND | 1 | 44,047 | 0 | 0 | |
RINGCENTRAL INC | CL A | 76680R206 | 4,015 | 31,953 | SH | SOLE | 31,953 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 6,723 | 66,071 | SH | DFND | 1 | 66,071 | 0 | 0 | |
ROKU INC | COM CL A | 77543R102 | 4,877 | 47,929 | SH | SOLE | 47,929 | 0 | 0 | ||
SHAKE SHACK INC | CL A | 819047101 | 5,853 | 59,696 | SH | DFND | 1 | 59,696 | 0 | 0 | |
SHAKE SHACK INC | CL A | 819047101 | 4,246 | 43,304 | SH | SOLE | 43,304 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 10,546 | 138,300 | SH | Put | DFND | 1 | 138,300 | 0 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 7,639 | 100,200 | SH | Put | SOLE | 100,200 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 1,689 | 21,440 | SH | DFND | 1 | 21,440 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 1,225 | 15,560 | SH | SOLE | 15,560 | 0 | 0 | ||
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 4,854 | 82,299 | SH | DFND | 1 | 82,299 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 3,521 | 59,701 | SH | SOLE | 59,701 | 0 | 0 | ||
TILRAY INC | COM CL 2 | 88688T100 | 438 | 17,700 | SH | Put | DFND | 1 | 17,700 | 0 | 0 |
TILRAY INC | COM CL 2 | 88688T100 | 305 | 12,300 | SH | Put | SOLE | 12,300 | 0 | 0 | |
TRADEWEB MKTS INC | CL A | 892672106 | 2,975 | 80,445 | SH | DFND | 1 | 80,445 | 0 | 0 | |
TRADEWEB MKTS INC | CL A | 892672106 | 2,158 | 58,355 | SH | SOLE | 58,355 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 3,499 | 84,927 | SH | SOLE | 84,927 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 4,823 | 117,073 | SH | DFND | 1 | 117,073 | 0 | 0 | |
VERACYTE INC | COM | 92337F107 | 2,017 | 84,040 | SH | DFND | 1 | 84,040 | 0 | 0 | |
VERACYTE INC | COM | 92337F107 | 1,463 | 60,960 | SH | SOLE | 60,960 | 0 | 0 | ||
VULCAN MATLS CO | COM | 929160109 | 5,347 | 35,356 | SH | DFND | 1 | 35,356 | 0 | 0 | |
VULCAN MATLS CO | COM | 929160109 | 3,878 | 25,644 | SH | SOLE | 25,644 | 0 | 0 | ||
ZAI LAB LTD | ADR | 98887Q104 | 5,717 | 176,712 | SH | DFND | 1 | 176,712 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 4,147 | 128,188 | SH | SOLE | 128,188 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 1,019 | 25,447 | SH | DFND | 1 | 25,447 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 703 | 17,553 | SH | SOLE | 17,553 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 640 | 8,409 | SH | SOLE | 8,409 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 883 | 11,591 | SH | DFND | 1 | 11,591 | 0 | 0 |