The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 899 | 5,468 | SH | SOLE | 0 | 0 | 5,468 | ||
ABBOTT LABS | COM | 002824100 | 414 | 4,944 | SH | SOLE | 0 | 0 | 4,944 | ||
ABBVIE INC | COM | 00287Y109 | 6,058 | 80,006 | SH | SOLE | 0 | 0 | 80,006 | ||
ADOBE INC | COM | 00724F101 | 193 | 700 | SH | Put | SOLE | 0 | 0 | 700 | |
ADOBE INC | COM | 00724F101 | 802 | 2,904 | SH | SOLE | 0 | 0 | 2,904 | ||
ALLSTATE CORP | COM | 020002101 | 506 | 4,658 | SH | SOLE | 0 | 0 | 4,658 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 518 | 425 | SH | SOLE | 0 | 0 | 425 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,594 | 1,305 | SH | SOLE | 0 | 0 | 1,305 | ||
AMAZON COM INC | COM | 023135106 | 2,920 | 1,682 | SH | SOLE | 0 | 0 | 1,682 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 897 | 7,587 | SH | SOLE | 0 | 0 | 7,587 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 324 | 1,465 | SH | SOLE | 0 | 0 | 1,465 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 293 | 1,989 | SH | SOLE | 0 | 0 | 1,989 | ||
AMGEN INC | COM | 031162100 | 961 | 4,965 | SH | SOLE | 0 | 0 | 4,965 | ||
APPLE INC | COM | 037833100 | 5,126 | 22,889 | SH | SOLE | 0 | 0 | 22,889 | ||
BANK AMER CORP | COM | 060505104 | 312 | 10,683 | SH | SOLE | 0 | 0 | 10,683 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 5,613 | 18 | SH | SOLE | 0 | 0 | 18 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,178 | 10,472 | SH | SOLE | 0 | 0 | 10,472 | ||
BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 57 | 11,400 | SH | SOLE | 0 | 0 | 11,400 | ||
BOEING CO | COM | 097023105 | 1,090 | 2,864 | SH | SOLE | 0 | 0 | 2,864 | ||
BP PLC | SPONSORED ADR | 055622104 | 428 | 11,262 | SH | SOLE | 0 | 0 | 11,262 | ||
CATERPILLAR INC DEL | COM | 149123101 | 546 | 4,325 | SH | SOLE | 0 | 0 | 4,325 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,416 | 11,942 | SH | SOLE | 0 | 0 | 11,942 | ||
CISCO SYS INC | COM | 17275R102 | 409 | 8,281 | SH | SOLE | 0 | 0 | 8,281 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 243 | 843 | SH | SOLE | 0 | 0 | 843 | ||
DANAHER CORPORATION | COM | 235851102 | 351 | 2,431 | SH | SOLE | 0 | 0 | 2,431 | ||
DIREXION SHS ETF TR | AUSPCE CMD STG | 25460E307 | 2,191 | 94,189 | SH | SOLE | 148 | 0 | 94,041 | ||
DISCOVER FINL SVCS | COM | 254709108 | 410 | 5,057 | SH | SOLE | 0 | 0 | 5,057 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 485 | 3,722 | SH | SOLE | 0 | 0 | 3,722 | ||
DOCUSIGN INC | COM | 256163106 | 452 | 7,300 | SH | Put | SOLE | 0 | 0 | 7,300 | |
DOCUSIGN INC | COM | 256163106 | 451 | 7,286 | SH | SOLE | 0 | 0 | 7,286 | ||
EHEALTH INC | COM | 28238P109 | 548 | 8,208 | SH | SOLE | 0 | 0 | 8,208 | ||
EVERQUOTE INC | COM CL A | 30041R108 | 1,067 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,173 | 16,611 | SH | SOLE | 0 | 0 | 16,611 | ||
FACEBOOK INC | CL A | 30303M102 | 5,252 | 29,493 | SH | SOLE | 0 | 0 | 29,493 | ||
FORD MTR CO DEL | COM | 345370860 | 460 | 50,223 | SH | SOLE | 0 | 0 | 50,223 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 97 | 10,159 | SH | SOLE | 0 | 0 | 10,159 | ||
FRESHPET INC | COM | 358039105 | 2,404 | 48,305 | SH | SOLE | 0 | 0 | 48,305 | ||
GILEAD SCIENCES INC | COM | 375558103 | 365 | 5,759 | SH | SOLE | 0 | 0 | 5,759 | ||
GLOBAL PARTNERS LP | COM UNITS | 37946R109 | 265 | 13,500 | SH | SOLE | 0 | 0 | 13,500 | ||
HERITAGE COMMERCE CORP | COM | 426927109 | 203 | 17,228 | SH | SOLE | 0 | 0 | 17,228 | ||
HOME DEPOT INC | COM | 437076102 | 1,046 | 4,507 | SH | SOLE | 0 | 0 | 4,507 | ||
HONEYWELL INTL INC | COM | 438516106 | 383 | 2,266 | SH | SOLE | 0 | 0 | 2,266 | ||
INGERSOLL-RAND PLC | SHS | G47791101 | 257 | 2,089 | SH | SOLE | 0 | 0 | 2,089 | ||
INTEL CORP | COM | 458140100 | 480 | 9,322 | SH | SOLE | 0 | 0 | 9,322 | ||
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 | 2,442 | 20,723 | SH | SOLE | 0 | 0 | 20,723 | ||
IQIYI INC | SPONSORED ADS | 46267X108 | 202 | 12,500 | SH | SOLE | 0 | 0 | 12,500 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 970 | 68,802 | SH | SOLE | 0 | 0 | 68,802 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 3,076 | 62,748 | SH | SOLE | 0 | 0 | 62,748 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,590 | 10,506 | SH | SOLE | 0 | 0 | 10,506 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 1,023 | 8,793 | SH | SOLE | 0 | 0 | 8,792 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 225 | 1,251 | SH | SOLE | 0 | 0 | 1,251 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 4,989 | 16,713 | SH | SOLE | 0 | 0 | 16,713 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 686 | 13,463 | SH | SOLE | 0 | 0 | 13,463 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 41 | 1,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 4,558 | 111,535 | SH | SOLE | 72 | 0 | 111,462 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 16,812 | 257,809 | SH | SOLE | 135 | 0 | 257,674 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 13,871 | 212,700 | SH | Put | SOLE | 0 | 0 | 212,700 | |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 10,875 | 178,080 | SH | SOLE | 0 | 0 | 178,080 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 481 | 6,181 | SH | SOLE | 0 | 0 | 6,181 | ||
ISHARES TR | CORE MSCI INTL | 46435G326 | 414 | 7,580 | SH | SOLE | 0 | 0 | 7,580 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 313 | 5,593 | SH | SOLE | 0 | 0 | 5,593 | ||
ISHARES TR | ESG MSCI EAFE | 46435G516 | 348 | 5,430 | SH | SOLE | 0 | 0 | 5,430 | ||
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 1,698 | 26,496 | SH | SOLE | 0 | 0 | 26,496 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 4,100 | 24,915 | SH | SOLE | 0 | 0 | 24,915 | ||
JOHNSON & JOHNSON | COM | 478160104 | 592 | 4,576 | SH | SOLE | 0 | 0 | 4,576 | ||
JP MORGAN EXCHANGE TRADED FD | ULTRA SHRT INC | 46641Q837 | 443 | 8,782 | SH | SOLE | 0 | 0 | 8,782 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,005 | 8,542 | SH | SOLE | 0 | 0 | 8,542 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 506 | 3,563 | SH | SOLE | 0 | 0 | 3,563 | ||
KLA CORPORATION | COM NEW | 482480100 | 283 | 1,777 | SH | SOLE | 0 | 0 | 1,777 | ||
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 348 | 1,666 | SH | SOLE | 0 | 0 | 1,666 | ||
LAM RESEARCH CORP | COM | 512807108 | 282 | 1,220 | SH | SOLE | 0 | 0 | 1,219 | ||
LOWES COS INC | COM | 548661107 | 322 | 2,929 | SH | SOLE | 0 | 0 | 2,929 | ||
MASTERCARD INC | CL A | 57636Q104 | 331 | 1,220 | SH | SOLE | 0 | 0 | 1,220 | ||
MERCK & CO INC | COM | 58933Y105 | 388 | 4,615 | SH | SOLE | 0 | 0 | 4,615 | ||
MICROSOFT CORP | COM | 594918104 | 2,467 | 17,745 | SH | SOLE | 0 | 0 | 17,744 | ||
MORGAN STANLEY | COM NEW | 617446448 | 357 | 8,363 | SH | SOLE | 0 | 0 | 8,363 | ||
NABORS INDUSTRIES LTD | SHS | G6359F103 | 22 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
NETAPP INC | COM | 64110D104 | 233 | 4,445 | SH | SOLE | 0 | 0 | 4,445 | ||
NETFLIX INC | COM | 64110L106 | 324 | 1,212 | SH | SOLE | 0 | 0 | 1,212 | ||
NIKE INC | CL B | 654106103 | 483 | 5,144 | SH | SOLE | 0 | 0 | 5,144 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 357 | 953 | SH | SOLE | 0 | 0 | 953 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 6,116 | 56,050 | SH | SOLE | 0 | 0 | 56,050 | ||
OPUS BK IRVINE CALIF | COM | 684000102 | 200 | 9,191 | SH | SOLE | 0 | 0 | 9,191 | ||
ORACLE CORP | COM | 68389X105 | 289 | 5,252 | SH | SOLE | 0 | 0 | 5,252 | ||
PEPSICO INC | COM | 713448108 | 330 | 2,407 | SH | SOLE | 0 | 0 | 2,407 | ||
PFIZER INC | COM | 717081103 | 207 | 5,752 | SH | SOLE | 0 | 0 | 5,752 | ||
PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 429 | 20,225 | SH | SOLE | 0 | 0 | 20,225 | ||
PRIMO WTR CORP | COM | 74165N105 | 1,424 | 115,924 | SH | SOLE | 0 | 0 | 115,924 | ||
PROSHARES TR | ULTSHT RUSS2000 | 74348A319 | 456 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
RAYTHEON CO | COM NEW | 755111507 | 307 | 1,565 | SH | SOLE | 0 | 0 | 1,565 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 32 | 17,000 | SH | SOLE | 0 | 0 | 17,000 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 273 | 1,659 | SH | SOLE | 0 | 0 | 1,659 | ||
SALESFORCE COM INC | COM | 79466L302 | 13,050 | 87,912 | SH | SOLE | 0 | 0 | 87,912 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 2,136 | 67,039 | SH | SOLE | 0 | 0 | 67,039 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,941 | 77,240 | SH | SOLE | 0 | 0 | 77,240 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 2,655 | 19,116 | SH | SOLE | 0 | 0 | 19,116 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 332 | 9,695 | SH | SOLE | 0 | 0 | 9,695 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 654 | 22,282 | SH | SOLE | 0 | 0 | 22,282 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 22,287 | 75,100 | SH | Put | SOLE | 0 | 0 | 75,100 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 51,569 | 173,767 | SH | SOLE | 6,950 | 0 | 166,817 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 60 | 200 | SH | Put | SOLE | 0 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 201 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
TESLA INC | COM | 88160R101 | 48 | 200 | SH | Put | SOLE | 0 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 238 | 987 | SH | SOLE | 0 | 0 | 987 | ||
TJX COS INC NEW | COM | 872540109 | 1,028 | 18,448 | SH | SOLE | 0 | 0 | 18,448 | ||
UNION PACIFIC CORP | COM | 907818108 | 422 | 2,603 | SH | SOLE | 0 | 0 | 2,603 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 486 | 3,561 | SH | SOLE | 0 | 0 | 3,561 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 277 | 1,274 | SH | SOLE | 0 | 0 | 1,274 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 687 | 4,466 | SH | SOLE | 0 | 0 | 4,466 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 3,531 | 23,387 | SH | SOLE | 684 | 0 | 22,703 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 3,670 | 13,464 | SH | SOLE | 0 | 0 | 13,464 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 1,543 | 30,926 | SH | SOLE | 0 | 0 | 30,926 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 6,695 | 166,305 | SH | SOLE | 295 | 0 | 166,009 | ||
VANGUARD MUN BD FD INC | TAX EXEMPT BD | 922907746 | 375 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 8,942 | 217,674 | SH | SOLE | 300 | 0 | 217,374 | ||
VARIAN MED SYS INC | COM | 92220P105 | 562 | 4,718 | SH | SOLE | 0 | 0 | 4,718 | ||
VISA INC | COM CL A | 92826C839 | 463 | 2,691 | SH | SOLE | 0 | 0 | 2,691 | ||
WALMART INC | COM | 931142103 | 281 | 2,368 | SH | SOLE | 0 | 0 | 2,368 | ||
WELLS FARGO CO NEW | COM | 949746101 | 251 | 4,985 | SH | SOLE | 0 | 0 | 4,985 | ||
WORKDAY INC | CL A | 98138H101 | 918 | 5,400 | SH | Put | SOLE | 0 | 0 | 5,400 | |
WORKDAY INC | CL A | 98138H101 | 910 | 5,352 | SH | SOLE | 0 | 0 | 5,352 |