The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLERGAN PLC | SHS | G0177J108 | 20,461 | 121,582 | SH | DFND | 1 | 0 | 121,582 | 0 | |
ASCENA RETAIL GROUP INC | COM | 04351G101 | 785 | 2,972,590 | SH | DFND | 1 | 0 | 2,972,590 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 17,404 | 1,492,634 | SH | DFND | 1 | 0 | 1,492,634 | 0 | |
CALLON PETE CO | COM | 13123X102 | 0 | 100 | SH | DFND | 1 | 0 | 100 | 0 | |
CELGENE CORP | COM | 151020104 | 23,261 | 234,251 | SH | DFND | 1 | 0 | 234,251 | 0 | |
CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 5,143 | 2,040,687 | SH | DFND | 1 | 0 | 2,040,687 | 0 | |
HIGHLAND INCOME FUND | COM | 43010E404 | 18,151 | 1,359,627 | SH | DFND | 1 | 0 | 1,359,627 | 0 | |
IHEARTMEDIA INC | COM CL A | 45174J509 | 8,688 | 579,168 | SH | DFND | 1 | 0 | 579,168 | 0 | |
MEDIDATA SOLUTIONS INC COM | COM | 58471A105 | 3,070 | 33,552 | SH | DFND | 1 | 0 | 33,552 | 0 | |
NEXTDECADE CORP | COM | 65342K105 | 54,431 | 9,449,846 | SH | DFND | 1 | 0 | 9,449,846 | 0 | |
PG&E CORP | COM | 69331C108 | 1,925 | 192,496 | SH | DFND | 1 | 0 | 192,496 | 0 | |
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 3,083 | 206,656 | SH | DFND | 1 | 0 | 206,656 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 1,011 | 10,422 | SH | DFND | 1 | 0 | 10,422 | 0 | |
SYMANTEC CORP | CL A | 871503108 | 7,173 | 303,553 | SH | DFND | 1 | 0 | 303,553 | 0 | |
TALLGRASS ENERGY LP | PUT | 874696107 | 7,936 | 394,040 | SH | DFND | 1 | 0 | 394,040 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 9,038 | 66,200 | SH | DFND | 1 | 0 | 66,200 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 8,617 | 33,248 | SH | DFND | 1 | 0 | 33,248 | 0 | |
VISTRA ENERGY CORP | W EXP 02/02/2024 | 92840M128 | 374 | 180,582 | SH | DFND | 1 | 0 | 180,582 | 0 | |
FINJAN HLDGS INC | COM | 31788H303 | 3,853 | 1,916,921 | SH | DFND | 1 | 0 | 1,916,921 | 0 | |
PROSHARES TR | SHRT 20+YR TRE | 74347X849 | 1,755 | 93,500 | SH | DFND | 1 | 0 | 93,500 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 1,850 | 3,300,182 | SH | DFND | 1 | 0 | 3,300,182 | 0 | |
ADVANCED DISP SVCS INC | COM | 00790X101 | 2,996 | 91,987 | SH | DFND | 1 2 3 | 0 | 91,987 | 0 | |
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 1,126 | 59,709 | SH | DFND | 1 2 3 | 0 | 59,709 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 3,611 | 21,458 | SH | DFND | 1 2 3 | 0 | 21,458 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 4,043 | 346,770 | SH | DFND | 1 2 3 | 0 | 346,770 | 0 | |
CELGENE CORP | COM | 151020104 | 5,815 | 58,559 | SH | DFND | 1 2 3 | 0 | 58,559 | 0 | |
EL PASO ELEC CO | COM | 283677854 | 3,838 | 57,216 | SH | DFND | 1 2 3 | 0 | 57,216 | 0 | |
GENESEE & WYO INC | CL A | 371559105 | 6,785 | 61,396 | SH | DFND | 1 2 3 | 0 | 61,396 | 0 | |
MEDIDATA SOLUTIONS INC COM | COM | 58471A105 | 5,999 | 65,567 | SH | DFND | 1 2 3 | 0 | 65,567 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 910 | 8,302 | SH | DFND | 1 2 3 | 0 | 8,302 | 0 | |
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 4,035 | 270,416 | SH | DFND | 1 2 3 | 0 | 270,416 | 0 | |
PRESIDIO INC | COM | 74102M103 | 90 | 5,348 | SH | DFND | 1 2 3 | 0 | 5,348 | 0 | |
SOTHEBYS | COM | 835898107 | 1,998 | 35,057 | SH | DFND | 1 2 3 | 0 | 35,057 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 311 | 3,207 | SH | DFND | 1 2 3 | 0 | 3,207 | 0 | |
SUNTRUST BKS INC | COM | 867914103 | 2,245 | 32,628 | SH | DFND | 1 2 3 | 0 | 32,628 | 0 | |
SYMANTEC CORP | CL A | 871503108 | 1,441 | 60,967 | SH | DFND | 1 2 3 | 0 | 60,967 | 0 | |
VERSUM MATLS INC | COM | 92532W103 | 4,032 | 76,182 | SH | DFND | 1 2 3 | 0 | 76,182 | 0 | |
WABCO HLDGS INC | COM | 92927K102 | 998 | 7,462 | SH | DFND | 1 2 3 | 0 | 7,462 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 5,954 | 22,973 | SH | DFND | 1 2 3 | 0 | 22,973 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 5,401 | 159,318 | SH | DFND | 1 2 3 | 0 | 159,318 | 0 | |
ADVANCED DISP SVCS INC | COM | 00790X101 | 10,637 | 326,603 | SH | DFND | 1 2 3 4 | 0 | 326,603 | 0 | |
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 3,611 | 191,487 | SH | DFND | 1 2 3 4 | 0 | 191,487 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 12,842 | 76,308 | SH | DFND | 1 2 3 4 | 0 | 76,308 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 11,617 | 996,315 | SH | DFND | 1 2 3 4 | 0 | 996,315 | 0 | |
CELGENE CORP | COM | 151020104 | 21,319 | 214,694 | SH | DFND | 1 2 3 4 | 0 | 214,694 | 0 | |
EL PASO ELEC CO | COM | 283677854 | 12,370 | 184,404 | SH | DFND | 1 2 3 4 | 0 | 184,404 | 0 | |
GENESEE & WYO INC | CL A | 371559105 | 24,911 | 225,416 | SH | DFND | 1 2 3 4 | 0 | 225,416 | 0 | |
MEDIDATA SOLUTIONS INC COM | COM | 58471A105 | 21,176 | 231,430 | SH | DFND | 1 2 3 4 | 0 | 231,430 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 2,348 | 21,423 | SH | DFND | 1 2 3 4 | 0 | 21,423 | 0 | |
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 14,262 | 955,923 | SH | DFND | 1 2 3 4 | 0 | 955,923 | 0 | |
PRESIDIO INC | COM | 74102M103 | 230 | 13,630 | SH | DFND | 1 2 3 4 | 0 | 13,630 | 0 | |
SOTHEBYS | COM | 835898107 | 6,247 | 109,633 | SH | DFND | 1 2 3 4 | 0 | 109,633 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 917 | 9,453 | SH | DFND | 1 2 3 4 | 0 | 9,453 | 0 | |
SUNTRUST BKS INC | COM | 867914103 | 9,528 | 138,492 | SH | DFND | 1 2 3 4 | 0 | 138,492 | 0 | |
SYMANTEC CORP | CL A | 871503108 | 5,101 | 215,882 | SH | DFND | 1 2 3 4 | 0 | 215,882 | 0 | |
TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 1,478 | 73,402 | SH | DFND | 1 2 3 4 | 0 | 73,402 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 5,380 | 39,407 | SH | DFND | 1 2 3 4 | 0 | 39,407 | 0 | |
VERSUM MATLS INC | COM | 92532W103 | 13,290 | 251,095 | SH | DFND | 1 2 3 4 | 0 | 251,095 | 0 | |
WABCO HLDGS INC | COM | 92927K102 | 3,529 | 26,383 | SH | DFND | 1 2 3 4 | 0 | 26,383 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 21,090 | 81,375 | SH | DFND | 1 2 3 4 | 0 | 81,375 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 19,146 | 564,786 | SH | DFND | 1 2 3 4 | 0 | 564,786 | 0 | |
ADVANCED DISP SVCS INC | COM | 00790X101 | 4,612 | 141,615 | SH | DFND | 1 2 3 5 | 0 | 141,615 | 0 | |
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 1,571 | 83,283 | SH | DFND | 1 2 3 5 | 0 | 83,283 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 5,071 | 30,134 | SH | DFND | 1 2 3 5 | 0 | 30,134 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 4,664 | 400,011 | SH | DFND | 1 2 3 5 | 0 | 400,011 | 0 | |
CELGENE CORP | COM | 151020104 | 8,884 | 89,470 | SH | DFND | 1 2 3 5 | 0 | 89,470 | 0 | |
EL PASO ELEC CO | COM | 283677854 | 5,364 | 79,967 | SH | DFND | 1 2 3 5 | 0 | 79,967 | 0 | |
GENESEE & WYO INC | CL A | 371559105 | 10,733 | 97,124 | SH | DFND | 1 2 3 5 | 0 | 97,124 | 0 | |
MEDIDATA SOLUTIONS INC COM | COM | 58471A105 | 9,181 | 100,334 | SH | DFND | 1 2 3 5 | 0 | 100,334 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 1,111 | 10,142 | SH | DFND | 1 2 3 5 | 0 | 10,142 | 0 | |
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 6,196 | 415,293 | SH | DFND | 1 2 3 5 | 0 | 415,293 | 0 | |
PRESIDIO INC | COM | 74102M103 | 102 | 6,022 | SH | DFND | 1 2 3 5 | 0 | 6,022 | 0 | |
SOTHEBYS | COM | 835898107 | 3,075 | 53,970 | SH | DFND | 1 2 3 5 | 0 | 53,970 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 402 | 4,144 | SH | DFND | 1 2 3 5 | 0 | 4,144 | 0 | |
SUNTRUST BKS INC | COM | 867914103 | 3,466 | 50,381 | SH | DFND | 1 2 3 5 | 0 | 50,381 | 0 | |
SYMANTEC CORP | CL A | 871503108 | 2,214 | 93,701 | SH | DFND | 1 2 3 5 | 0 | 93,701 | 0 | |
TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 821 | 40,775 | SH | DFND | 1 2 3 5 | 0 | 40,775 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 3,261 | 23,884 | SH | DFND | 1 2 3 5 | 0 | 23,884 | 0 | |
VERSUM MATLS INC | COM | 92532W103 | 6,190 | 116,951 | SH | DFND | 1 2 3 5 | 0 | 116,951 | 0 | |
WABCO HLDGS INC | COM | 92927K102 | 1,531 | 11,447 | SH | DFND | 1 2 3 5 | 0 | 11,447 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 9,153 | 35,318 | SH | DFND | 1 2 3 5 | 0 | 35,318 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 8,277 | 244,146 | SH | DFND | 1 2 3 5 | 0 | 244,146 | 0 |