The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBVIE INC COM 00287Y109 1,136 15,000 SH   SOLE   15,000 0 0
ACADIA HEALTHCARE COMPANY IN COM 00404A109 781 25,125 SH   DFND 2 25,125 0 0
ACADIA HEALTHCARE COMPANY IN COM 00404A109 622 20,000 SH   SOLE   20,000 0 0
ACAMAR PARTNERS ACQSITION CO CL A 004285102 349 35,000 SH   SOLE   35,000 0 0
ADECOAGRO S A COM L00849106 292 50,000 SH   SOLE   50,000 0 0
ADOBE INC COM 00724F101 1,658 6,000 SH   SOLE   6,000 0 0
ADVANCED DISP SVCS INC DEL COM 00790X101 436 13,400 SH   SOLE   13,400 0 0
AERIE PHARMACEUTICALS INC COM 00771V108 7,964 414,381 SH   DFND 1 414,381 0 0
AERIE PHARMACEUTICALS INC COM 00771V108 6,345 330,110 SH   DFND 2 330,110 0 0
AERIE PHARMACEUTICALS INC COM 00771V108 1,228 63,900 SH   SOLE   63,900 0 0
AFYA LTD CL A COM G01125106 1,453 56,682 SH   DFND 2 56,682 0 0
AGILE THERAPEUTICS INC COM 00847L100 119 100,000 SH   SOLE   100,000 0 0
AIMMUNE THERAPEUTICS INC COM 00900T107 509 24,300 SH   SOLE   24,300 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 836 5,000 SH Put SOLE   5,000 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1,756 10,500 SH   SOLE   10,500 0 0
ALLSTATE CORP COM 020002101 2,826 26,000 SH   SOLE   26,000 0 0
ALLY FINL INC COM 02005N100 1,990 60,000 SH   SOLE   60,000 0 0
ALPHABET INC CAP STK CL A 02079K305 2,442 2,000 SH   SOLE   2,000 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 538 35,500 SH   DFND 2 35,500 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 758 50,000 SH   SOLE   50,000 0 0
AMAZON COM INC COM 023135106 4,340 2,500 SH   DFND 2 2,500 0 0
AMAZON COM INC COM 023135106 3,645 2,100 SH   SOLE   2,100 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 2,164 80,249 SH   SOLE   80,249 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 2,644 98,044 SH   DFND 2 98,044 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 1,286 47,673 SH   DFND 1 47,673 0 0
AMERIPRISE FINL INC COM 03076C106 1,324 9,000 SH Put SOLE   9,000 0 0
AMERIPRISE FINL INC COM 03076C106 1,471 10,000 SH   SOLE   10,000 0 0
AMETEK INC NEW COM 031100100 3,811 41,500 SH   SOLE   41,500 0 0
AMETEK INC NEW COM 031100100 3,811 41,500 SH Put SOLE   41,500 0 0
AMICUS THERAPEUTICS INC COM 03152W109 527 65,700 SH   SOLE   65,700 0 0
ANI PHARMACEUTICALS INC COM 00182C103 517 7,100 SH   SOLE   7,100 0 0
ANTHEM INC COM 036752103 840 3,500 SH   SOLE   3,500 0 0
AON PLC SHS CL A G0408V102 2,904 15,000 SH   SOLE   15,000 0 0
AON PLC SHS CL A G0408V102 2,710 14,000 SH Put SOLE   14,000 0 0
APPLIED MATLS INC COM 038222105 3,004 60,200 SH   DFND 2 60,200 0 0
ARCH COAL INC CL A 039380407 29,736 400,751 SH   DFND 1 400,751 0 0
ASCENDIS PHARMA A S SPONSORED ADR 04351P101 1,926 20,000 SH   SOLE   20,000 0 0
ASHFORD HOSPITALITY TR INC COM SHS 044103109 584 176,500 SH   SOLE   176,500 0 0
ATHENE HLDG LTD CL A G0684D107 3,197 76,000 SH   SOLE   76,000 0 0
ATHENE HLDG LTD CL A G0684D107 2,524 60,000 SH Put SOLE   60,000 0 0
AVAYA HLDGS CORP COM 05351X101 26,947 2,634,123 SH   DFND 1 2,634,123 0 0
AVAYA HLDGS CORP COM 05351X101 2,775 271,271 SH   DFND 2 271,271 0 0
AVAYA HLDGS CORP COM 05351X101 5,932 579,866 SH   SOLE   579,866 0 0
AVERY DENNISON CORP COM 053611109 1,022 9,000 SH   SOLE   9,000 0 0
AXONICS MODULATION TECH INC COM 05465P101 538 20,000 SH   SOLE   20,000 0 0
BANCO BRADESCO S A SP ADR PFD NEW 059460303 1,001 123,000 SH   DFND 2 123,000 0 0
BB&T CORP COM 054937107 5,631 105,500 SH   SOLE   105,500 0 0
BIO RAD LABS INC CL A 090572207 1,996 6,000 SH   SOLE   6,000 0 0
BIO RAD LABS INC CL A 090572207 7 20 SH   DFND 2 20 0 0
BIOHAVEN PHARMACTL HLDG CO L COM G11196105 1,147 27,500 SH   SOLE   27,500 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 404 6,000 SH   SOLE   6,000 0 0
BLACK KNIGHT INC COM 09215C105 1,368 22,406 SH   SOLE   22,406 0 0
BLACK KNIGHT INC COM 09215C105 1,527 25,000 SH Put SOLE   25,000 0 0
BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 2,751 233,732 SH   DFND 2 233,732 0 0
BRAEMAR HOTELS & RESORTS INC 5.5 CUM CV PFD B 10482B200 6,729 322,581 SH   DFND 2 322,581 0 0
BRAEMAR HOTELS & RESORTS INC 5.5 CUM CV PFD B 10482B200 24,561 1,177,419 SH   SOLE   1,177,419 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 16,136 318,200 SH   DFND 2 318,200 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 3,550 70,000 SH   SOLE   70,000 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 4,564 90,000 SH Put SOLE   90,000 0 0
BROOKDALE SR LIVING INC COM 112463104 467 61,625 SH   SOLE   61,625 0 0
BROOKDALE SR LIVING INC COM 112463104 337 44,450 SH   DFND 2 44,450 0 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1,398 26,325 SH   SOLE   26,325 0 0
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1,348 32,805 SH   SOLE   32,805 0 0
C&J ENERGY SVCS INC NEW COM 12674R100 911 84,910 SH   SOLE   84,910 0 0
CALLAWAY GOLF CO COM 131193104 1,553 80,000 SH   SOLE   80,000 0 0
CAMBREX CORP COM 132011107 1,755 29,500 SH   SOLE   29,500 0 0
CAMPBELL SOUP CO COM 134429109 2,956 63,000 SH   SOLE   63,000 0 0
CANNAE HLDGS INC COM 13765N107 524 19,070 SH   SOLE   19,070 0 0
CAROLINA TR BANCSHARES INC COM 14422P105 927 88,325 SH   SOLE   88,325 0 0
CASTLE BIOSCIENCES INC COM 14843C105 18,650 1,030,995 SH   DFND 1 1,030,995 0 0
CBRE GROUP INC CL A 12504L109 3,154 59,500 SH   SOLE   59,500 0 0
CBRE GROUP INC CL A 12504L109 2,757 52,000 SH Put SOLE   52,000 0 0
CDK GLOBAL INC COM 12508E101 4,541 94,433 SH   DFND 2 94,433 0 0
CDK GLOBAL INC COM 12508E101 5,333 110,900 SH   SOLE   110,900 0 0
CDN IMPERIAL BK COMM TORONTO COM 136069101 255 3,094 SH   SOLE   3,094 0 0
CENTENE CORP DEL COM 15135B101 216 5,000 SH   SOLE   5,000 0 0
CENTRAL PUERTO S A SPONSORED ADR 155038201 717 243,000 SH   DFND 1 243,000 0 0
CENTRAL PUERTO S A SPONSORED ADR 155038201 1,262 427,750 SH   DFND 2 427,750 0 0
CENTRAL PUERTO S A SPONSORED ADR 155038201 777 263,250 SH   SOLE   263,250 0 0
CERNER CORP COM 156782104 2,727 40,000 SH   SOLE   40,000 0 0
CHARLES RIV LABS INTL INC COM 159864107 7 50 SH   DFND 2 50 0 0
CHARLES RIV LABS INTL INC COM 159864107 342 2,582 SH   SOLE   2,582 0 0
CHASERG TECHNLGY ACQUISITN C UNIT 09/30/2023 16166A202 421 39,555 SH   SOLE   39,555 0 0
CHOICE HOTELS INTL INC COM 169905106 1,334 15,000 SH   SOLE   15,000 0 0
CHURCHILL CAP CORP II UNIT 99/99/9999 17143G205 158 15,000 SH   SOLE   15,000 0 0
CIT GROUP INC COM NEW 125581801 1,359 30,000 SH Put SOLE   30,000 0 0
CIT GROUP INC COM NEW 125581801 3,718 82,050 SH   SOLE   82,050 0 0
CIT GROUP INC COM NEW 125581801 134 2,950 SH   DFND 1 2,950 0 0
CIT GROUP INC COM NEW 125581801 820 18,100 SH   DFND 2 18,100 0 0
CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 8 3,214 SH   DFND 1 3,214 0 0
CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 315 124,986 SH   DFND 2 124,986 0 0
CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 279 110,830 SH   SOLE   110,830 0 0
CME GROUP INC COM 12572Q105 2,663 12,600 SH   SOLE   12,600 0 0
CME GROUP INC COM 12572Q105 1,691 8,000 SH Put SOLE   8,000 0 0
COGNEX CORP COM 192422103 1,670 34,000 SH   SOLE   34,000 0 0
COHERUS BIOSCIENCES INC COM 19249H103 2,529 124,825 SH   SOLE   124,825 0 0
COLLEGIUM PHARMACEUTICAL INC COM 19459J104 627 54,616 SH   SOLE   54,616 0 0
COLLEGIUM PHARMACEUTICAL INC COM 19459J104 5 425 SH   DFND 2 425 0 0
COLUMBIA SPORTSWEAR CO COM 198516106 2,132 22,000 SH   SOLE   22,000 0 0
CONTINENTAL RESOURCES INC COM 212015101 154 5,000 SH   SOLE   5,000 0 0
CONTINENTAL RESOURCES INC COM 212015101 2,069 67,200 SH   DFND 2 67,200 0 0
CORELOGIC INC COM 21871D103 214 4,620 SH   SOLE   4,620 0 0
CORNERSTONE ONDEMAND INC COM 21925Y103 302 5,500 SH   SOLE   5,500 0 0
CORPORACION AMER ARPTS S A COM L1995B107 1,257 277,519 SH   DFND 1 277,519 0 0
CORPORACION AMER ARPTS S A COM L1995B107 2,447 540,093 SH   DFND 2 540,093 0 0
CORPORACION AMER ARPTS S A COM L1995B107 2,241 494,716 SH   SOLE   494,716 0 0
CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 2,379 65,168 SH   SOLE   65,168 0 0
CRESUD S A C I F Y A SPONSORED ADR 226406106 1,689 285,843 SH   DFND 2 285,843 0 0
CRYOLIFE INC COM 228903100 1,358 50,000 SH   SOLE   50,000 0 0
CVS HEALTH CORP COM 126650100 378 6,000 SH   SOLE   6,000 0 0
DEVON ENERGY CORP NEW COM 25179M103 1,203 50,000 SH   SOLE   50,000 0 0
DIAMOND HILL INVESTMENT GROU COM NEW 25264R207 1,381 10,000 SH   SOLE   10,000 0 0
DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 3,207 41,300 SH   DFND 2 41,300 0 0
DIVIDEND & INCOME FUND COM NEW 25538A204 2,256 188,768 SH   DFND 2 188,768 0 0
DNB FINL CORP COM 233237106 1,125 25,278 SH   SOLE   25,278 0 0
DRIL QUIP INC COM 262037104 322 6,420 SH   SOLE   6,420 0 0
DYNAGAS LNG PARTNERS LP COM UNIT LTD PT Y2188B108 48 24,220 SH   SOLE   24,220 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 2,053 47,000 SH   SOLE   47,000 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 1,529 35,000 SH Put SOLE   35,000 0 0
EATON CORP PLC SHS G29183103 2,079 25,000 SH   SOLE   25,000 0 0
EBIX INC COM NEW 278715206 970 23,050 SH   SOLE   23,050 0 0
EMCOR GROUP INC COM 29084Q100 2,584 30,000 SH   SOLE   30,000 0 0
EMPRESA DIST Y COMERCIAL NOR SPON ADR 29244A102 493 70,000 SH   DFND 1 70,000 0 0
ENERGY TRANSFER LP COM UT LTD PTN 29273V100 25,842 1,975,664 SH   SOLE   1,975,664 0 0
ENERGY TRANSFER LP COM UT LTD PTN 29273V100 14,977 1,145,000 SH   DFND 2 1,145,000 0 0
ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 1,006 118,307 SH   SOLE   118,307 0 0
ENPHASE ENERGY INC COM 29355A107 667 30,000 SH   DFND 2 30,000 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 4,001 140,000 SH   DFND 2 140,000 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 12,545 438,931 SH   SOLE   438,931 0 0
EPAM SYS INC COM 29414B104 2,370 13,000 SH   SOLE   13,000 0 0
EPAM SYS INC COM 29414B104 1,459 8,000 SH Put SOLE   8,000 0 0
EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 816 24,944 SH   SOLE   24,944 0 0
ESTABLISHMENT LABS HLDGS INC COM G31249108 227 12,000 SH   SOLE   12,000 0 0
EVOLENT HEALTH INC CL A 30050B101 252 35,000 SH   SOLE   35,000 0 0
EVOLUS INC COM 30052C107 156 10,000 SH   SOLE   10,000 0 0
EXPEDIA GROUP INC COM NEW 30212P303 1,344 10,000 SH   SOLE   10,000 0 0
EYEPOINT PHARMACEUTICALS INC COM 30233G100 986 545,000 SH   SOLE   545,000 0 0
FACEBOOK INC CL A 30303M102 3,740 21,000 SH   SOLE   21,000 0 0
FACEBOOK INC CL A 30303M102 2,315 13,000 SH Put SOLE   13,000 0 0
FACEBOOK INC CL A 30303M102 4,452 25,000 SH   DFND 2 25,000 0 0
FASTENAL CO COM 311900104 2,124 65,000 SH   SOLE   65,000 0 0
FGL HLDGS ORD SHS G3402M102 798 100,000 SH   SOLE   100,000 0 0
FIDELITY NATL INFORMATION SV COM 31620M106 1,593 12,000 SH   SOLE   12,000 0 0
FIDELITY NATL INFORMATION SV COM 31620M106 1,328 10,000 SH Put SOLE   10,000 0 0
FISERV INC COM 337738108 1,036 10,000 SH   SOLE   10,000 0 0
FISERV INC COM 337738108 1,036 10,000 SH Put SOLE   10,000 0 0
FOAMIX PHARMACEUTICALS LTD SHS M46135105 76 25,000 SH   SOLE   25,000 0 0
FORTINET INC COM 34959E109 1,075 14,000 SH Put SOLE   14,000 0 0
FORTINET INC COM 34959E109 3,828 49,875 SH   SOLE   49,875 0 0
FORTINET INC COM 34959E109 30,535 397,800 SH   DFND 2 397,800 0 0
FORTINET INC COM 34959E109 127 1,650 SH   DFND 1 1,650 0 0
GENESCO INC COM 371532102 404 10,100 SH   SOLE   10,100 0 0
GENESEE & WYO INC CL A 371559105 1,566 14,175 SH   SOLE   14,175 0 0
GENTHERM INC COM 37253A103 337 8,200 SH   SOLE   8,200 0 0
GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 849 17,500 SH   SOLE   17,500 0 0
GLOBAL PMTS INC COM 37940X102 4,293 27,000 SH   SOLE   27,000 0 0
GLOBAL PMTS INC COM 37940X102 1,590 10,000 SH Put SOLE   10,000 0 0
GLOBANT S A COM L44385109 772 8,426 SH   DFND 2 8,426 0 0
GORES HOLDINGS III INC *W EXP 09/11/202 38286G117 19 12,500 SH   SOLE   12,500 0 0
GORES HOLDINGS III INC CLASS A 38286G109 757 74,919 SH   SOLE   74,919 0 0
GRACO INC COM 384109104 1,842 40,000 SH Call SOLE   40,000 0 0
GRUPO SUPERVIELLE S A SPONSORED ADR 40054A108 606 188,858 SH   SOLE   188,858 0 0
GRUPO SUPERVIELLE S A SPONSORED ADR 40054A108 1,009 314,258 SH   DFND 1 314,258 0 0
GRUPO SUPERVIELLE S A SPONSORED ADR 40054A108 225 70,240 SH   DFND 2 70,240 0 0
HASBRO INC COM 418056107 1,543 13,000 SH   SOLE   13,000 0 0
HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 594 57,500 SH   SOLE   57,500 0 0
HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 210 21,025 SH   SOLE   21,025 0 0
HERON THERAPEUTICS INC COM 427746102 10,109 546,450 SH   DFND 1 546,450 0 0
HERON THERAPEUTICS INC COM 427746102 11,700 632,458 SH   DFND 2 632,458 0 0
HERON THERAPEUTICS INC COM 427746102 6,162 333,073 SH   SOLE   333,073 0 0
HERON THERAPEUTICS INC COM 427746102 925 50,000 SH Put SOLE   50,000 0 0
HIGHLAND GLOBAL ALLOCATION F COM 43010T104 406 39,647 SH   SOLE   39,647 0 0
HIGHLAND GLOBAL ALLOCATION F COM 43010T104 1,584 154,524 SH   DFND 1 154,524 0 0
HIGHLAND INCOME FUND HIGHLAND INCOME 43010E404 868 64,998 SH   DFND 1 64,998 0 0
HOLOGIC INC COM 436440101 4,342 86,000 SH   SOLE   86,000 0 0
HUMANA INC COM 444859102 6 25 SH   DFND 2 25 0 0
HUMANA INC COM 444859102 1,278 5,000 SH   SOLE   5,000 0 0
IHEARTMEDIA INC COM CL A 45174J509 2 161 SH   DFND 1 161 0 0
IHEARTMEDIA INC COM CL A 45174J509 1,205 80,350 SH   DFND 2 80,350 0 0
IHEARTMEDIA INC COM CL A 45174J509 1,599 106,606 SH   SOLE   106,606 0 0
INDEPENDENCE RLTY TR INC COM 45378A106 4,203 293,727 SH   DFND 2 293,727 0 0
INDEPENDENCE RLTY TR INC COM 45378A106 2,330 162,800 SH   SOLE   162,800 0 0
INSMED INC COM PAR $.01 457669307 529 30,000 SH   SOLE   30,000 0 0
INTEL CORP COM 458140100 3,813 74,000 SH   DFND 2 74,000 0 0
INTELSAT S A COM L5140P101 1,322 58,000 SH   SOLE   58,000 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 1,163 8,000 SH   SOLE   8,000 0 0
INTUIT COM 461202103 1,064 4,000 SH   SOLE   4,000 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 1,080 2,000 SH   SOLE   2,000 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 1,080 2,000 SH Put SOLE   2,000 0 0
IQVIA HLDGS INC COM 46266C105 2,838 19,000 SH   SOLE   19,000 0 0
ISHARES INC MSCI HONG KG ETF 464286871 2,270 100,000 SH Put SOLE   100,000 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 3,980 100,000 SH Put SOLE   100,000 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 9,080 60,000 SH Put SOLE   60,000 0 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 1,741 207,000 SH   DFND 2 207,000 0 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 1,732 206,000 SH   SOLE   206,000 0 0
JERNIGAN CAP INC COM 476405105 1,213 63,000 SH   DFND 2 63,000 0 0
JERNIGAN CAP INC COM 476405105 3,992 207,379 SH   SOLE   207,379 0 0
JETBLUE AWYS CORP COM 477143101 754 45,000 SH Put SOLE   45,000 0 0
JETBLUE AWYS CORP COM 477143101 1,441 86,000 SH   SOLE   86,000 0 0
K12 INC COM 48273U102 4,098 155,215 SH   SOLE   155,215 0 0
KEYSIGHT TECHNOLOGIES INC COM 49338L103 1,264 13,000 SH   SOLE   13,000 0 0
KINDER MORGAN INC DEL COM 49456B101 3,360 163,004 SH   SOLE   163,004 0 0
KNIGHT SWIFT TRANSN HLDGS IN CL A 499049104 1,452 40,000 SH   SOLE   40,000 0 0
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 503459604 431 49,000 SH   DFND 1 49,000 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 504 3,000 SH   SOLE   3,000 0 0
LAM RESEARCH CORP COM 512807108 1,618 7,000 SH   SOLE   7,000 0 0
LF CAP ACQUISITION CORP CL A 50200K108 277 27,000 SH   SOLE   27,000 0 0
LHC GROUP INC COM 50187A107 457 4,025 SH   SOLE   4,025 0 0
LHC GROUP INC COM 50187A107 7 65 SH   DFND 2 65 0 0
LKQ CORP COM 501889208 223 7,075 SH   SOLE   7,075 0 0
LOMA NEGRA CORP SPONSORED ADS 54150E104 150 26,100 SH   SOLE   26,100 0 0
LOMA NEGRA CORP SPONSORED ADS 54150E104 1,566 272,400 SH   DFND 2 272,400 0 0
LORAL SPACE & COMMUNICATNS I COM 543881106 78,253 1,890,167 SH   DFND 1 1,890,167 0 0
LORAL SPACE & COMMUNICATNS I COM 543881106 568 13,722 SH   DFND 2 13,722 0 0
LORAL SPACE & COMMUNICATNS I COM 543881106 7,433 179,545 SH   SOLE   179,545 0 0
LPL FINL HLDGS INC COM 50212V100 2,129 26,000 SH   SOLE   26,000 0 0
LUXFER HOLDINGS PLC SHS G5698W116 438 28,100 SH   SOLE   28,100 0 0
MACERICH CO COM 554382101 802 25,380 SH   SOLE   25,380 0 0
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 437 6,590 SH   SOLE   6,590 0 0
MAM SOFTWARE GROUP INC COM NEW 55277Q201 845 69,984 SH   SOLE   69,984 0 0
MASTERCARD INC CL A 57636Q104 4,209 15,500 SH   SOLE   15,500 0 0
MASTERCARD INC CL A 57636Q104 2,173 8,000 SH Put SOLE   8,000 0 0
MCKESSON CORP COM 58155Q103 547 4,000 SH   SOLE   4,000 0 0
MEDLEY CAP CORP COM 58503F106 0 100 SH   DFND 1 100 0 0
MEDLEY CAP CORP COM 58503F106 868 335,000 SH   SOLE   335,000 0 0
MERCADOLIBRE INC COM 58733R102 2,701 4,900 SH   DFND 2 4,900 0 0
MERCADOLIBRE INC COM 58733R102 8,930 16,200 SH   SOLE   16,200 0 0
MERITAGE HOMES CORP COM 59001A102 1,407 20,000 SH   SOLE   20,000 0 0
MICROSOFT CORP COM 594918104 5,978 43,000 SH   SOLE   43,000 0 0
MICROSOFT CORP COM 594918104 1,390 10,000 SH Put SOLE   10,000 0 0
MILACRON HLDGS CORP COM 59870L106 1,247 74,777 SH   SOLE   74,777 0 0
MINERVA NEUROSCIENCES INC COM 603380106 5,599 722,424 SH   SOLE   722,424 0 0
MINERVA NEUROSCIENCES INC COM 603380106 471 60,790 SH   DFND 1 60,790 0 0
MIRUM PHARMACEUTICALS INC COM 604749101 101 10,000 SH   SOLE   10,000 0 0
MOLINA HEALTHCARE INC COM 60855R100 463 4,220 SH   SOLE   4,220 0 0
MOLINA HEALTHCARE INC COM 60855R100 5 43 SH   DFND 2 43 0 0
MONOTYPE IMAGING HOLDINGS IN COM 61022P100 1,916 96,702 SH   SOLE   96,702 0 0
MPLX LP COM UNIT REP LTD 55336V100 38 1,356 SH   DFND 1 1,356 0 0
MPLX LP COM UNIT REP LTD 55336V100 12,970 463,047 SH   SOLE   463,047 0 0
MSCI INC COM 55354G100 1,307 6,000 SH Put SOLE   6,000 0 0
MUSTANG BIO INC COM 62818Q104 1,141 350,000 SH   SOLE   350,000 0 0
NANOMETRICS INC COM 630077105 373 11,450 SH   SOLE   11,450 0 0
NAVIGANT CONSULTING INC COM 63935N107 2,283 81,668 SH   SOLE   81,668 0 0
NEWMONT GOLDCORP CORPORATION COM 651639106 2,275 60,000 SH   SOLE   60,000 0 0
NEXPOINT RESIDENTIAL TR INC COM 65341D102 5,616 120,104 SH   SOLE   120,104 0 0
NEXPOINT RESIDENTIAL TR INC COM 65341D102 6,702 143,330 SH   DFND 2 143,330 0 0
NEXPOINT RESIDENTIAL TR INC COM 65341D102 102,747 2,197,332 SH   DFND 1 2,197,332 0 0
NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 2,163 120,633 SH   DFND 2 120,633 0 0
NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 29,720 1,657,577 SH   SOLE   1,657,577 0 0
NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 39,993 2,230,507 SH   DFND 1 2,230,507 0 0
NEXTDECADE CORP COM 65342K105 8,873 1,540,533 SH   DFND 2 1,540,533 0 0
NEXTDECADE CORP COM 65342K105 171 29,751 SH   SOLE   29,751 0 0
NEXTERA ENERGY INC COM 65339F101 3,029 13,000 SH   SOLE   13,000 0 0
NEXTERA ENERGY INC COM 65339F101 3,029 13,000 SH Put SOLE   13,000 0 0
NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 1,543 110,920 SH   SOLE   110,920 0 0
NIKE INC CL B 654106103 2,348 25,000 SH   SOLE   25,000 0 0
NIKE INC CL B 654106103 2,348 25,000 SH Put SOLE   25,000 0 0
NRC GROUP HLDGS CORP COM 629375106 162 13,000 SH   SOLE   13,000 0 0
NRG ENERGY INC COM NEW 629377508 34 862 SH   DFND 1 862 0 0
NRG ENERGY INC COM NEW 629377508 261 6,600 SH   SOLE   6,600 0 0
NVIDIA CORP COM 67066G104 1,218 7,000 SH   SOLE   7,000 0 0
NXP SEMICONDUCTORS N V COM N6596X109 2,095 19,200 SH   DFND 2 19,200 0 0
OAKTREE ACQUISITION CORP UNIT 99/99/9999 G67145121 201 19,801 SH   SOLE   19,801 0 0
OAKTREE SPECIALTY LENDING CO COM 67401P108 296 57,120 SH   SOLE   57,120 0 0
OMNOVA SOLUTIONS INC COM 682129101 477 47,404 SH   SOLE   47,404 0 0
ONEOK INC NEW COM 682680103 2,358 32,000 SH   SOLE   32,000 0 0
ORMAT TECHNOLOGIES INC COM 686688102 1,263 17,000 SH   SOLE   17,000 0 0
OWENS CORNING NEW COM 690742101 1,896 30,000 SH   SOLE   30,000 0 0
OXFORD INDS INC COM 691497309 430 6,000 SH   SOLE   6,000 0 0
PACIRA BIOSCIENCES COM 695127100 619 16,250 SH   SOLE   16,250 0 0
PAMPA ENERGIA S A SPONS ADR LVL I 697660207 1,899 109,400 SH   SOLE   109,400 0 0
PAMPA ENERGIA S A SPONS ADR LVL I 697660207 3,537 203,750 SH   DFND 2 203,750 0 0
PAMPA ENERGIA S A SPONS ADR LVL I 697660207 1,296 74,630 SH   DFND 1 74,630 0 0
PARATEK PHARMACEUTICALS INC COM 699374302 3,367 779,365 SH   DFND 1 779,365 0 0
PARATEK PHARMACEUTICALS INC COM 699374302 220 50,850 SH   DFND 2 50,850 0 0
PARATEK PHARMACEUTICALS INC COM 699374302 589 136,278 SH   SOLE   136,278 0 0
PATTERSON COMPANIES INC COM 703395103 181 10,150 SH   DFND 1 10,150 0 0
PATTERSON COMPANIES INC COM 703395103 364 20,400 SH   DFND 2 20,400 0 0
PATTERSON COMPANIES INC COM 703395103 6,154 345,350 SH   SOLE   345,350 0 0
PDC ENERGY INC COM 69327R101 597 21,500 SH   SOLE   21,500 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 4,717 326,000 SH   DFND 2 326,000 0 0
PIONEER NAT RES CO COM 723787107 6,414 51,000 SH   SOLE   51,000 0 0
PIONEER NAT RES CO COM 723787107 1,509 12,000 SH Put SOLE   12,000 0 0
PIONEER NAT RES CO COM 723787107 21,859 173,800 SH   DFND 2 173,800 0 0
PIVOTAL INVT CORP II UNIT 06/01/2025 72582K209 509 50,000 SH   SOLE   50,000 0 0
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 566 27,291 SH   SOLE   27,291 0 0
PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 2,091 98,496 SH   SOLE   98,496 0 0
PORTOLA PHARMACEUTICALS INC COM 737010108 19,380 722,600 SH   DFND 1 722,600 0 0
PORTOLA PHARMACEUTICALS INC COM 737010108 15,658 583,829 SH   DFND 2 583,829 0 0
PORTOLA PHARMACEUTICALS INC COM 737010108 5,961 222,250 SH   SOLE   222,250 0 0
PORTOLA PHARMACEUTICALS INC COM 737010108 1,341 50,000 SH Put SOLE   50,000 0 0
POSTAL REALTY TRUST INC CL A 73757R102 5,657 357,117 SH   DFND 2 357,117 0 0
PRA HEALTH SCIENCES INC COM 69354M108 48 480 SH   DFND 1 480 0 0
PRA HEALTH SCIENCES INC COM 69354M108 422 4,255 SH   SOLE   4,255 0 0
PRECISION BIOSCIENCES INC COM 74019P108 545 65,000 SH   SOLE   65,000 0 0
PRESIDIO INC COM 74102M103 417 24,700 SH   SOLE   24,700 0 0
PROGENICS PHARMACEUTICALS IN COM 743187106 3,624 716,880 SH   DFND 1 716,880 0 0
PROOFPOINT INC COM 743424103 2,452 19,000 SH   SOLE   19,000 0 0
PROOFPOINT INC COM 743424103 1,291 10,000 SH Put SOLE   10,000 0 0
QUAKER CHEM CORP COM 747316107 349 2,205 SH   SOLE   2,205 0 0
QUORUM HEALTH CORP COM 74909E106 491 405,514 SH   DFND 2 405,514 0 0
QUORUM HEALTH CORP COM 74909E106 68 56,009 SH   SOLE   56,009 0 0
RAYMOND JAMES FINANCIAL INC COM 754730109 316 3,835 SH   SOLE   3,835 0 0
RAYTHEON CO COM NEW 755111507 11,869 60,500 SH   DFND 2 60,500 0 0
RESOURCES CONNECTION INC COM 76122Q105 340 20,000 SH   SOLE   20,000 0 0
RLJ LODGING TR COM 74965L101 243 14,300 SH   SOLE   14,300 0 0
ROPER TECHNOLOGIES INC COM 776696106 4,279 12,000 SH   SOLE   12,000 0 0
ROPER TECHNOLOGIES INC COM 776696106 3,923 11,000 SH Put SOLE   11,000 0 0
S&P GLOBAL INC COM 78409V104 2,450 10,000 SH Put SOLE   10,000 0 0
S&P GLOBAL INC COM 78409V104 2,940 12,000 SH   SOLE   12,000 0 0
SALESFORCE COM INC COM 79466L302 2,227 15,000 SH   SOLE   15,000 0 0
SALESFORCE COM INC COM 79466L302 1,484 10,000 SH Put SOLE   10,000 0 0
SBA COMMUNICATIONS CORP NEW CL A 78410G104 2,653 11,000 SH   SOLE   11,000 0 0
SBA COMMUNICATIONS CORP NEW CL A 78410G104 4,100 17,000 SH Put SOLE   17,000 0 0
SCIENCE APPLICATNS INTL CP N COM 808625107 590 6,750 SH   SOLE   6,750 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 6,035 50,000 SH Put SOLE   50,000 0 0
SEMGROUP CORP CL A 81663A105 3,530 216,037 SH   SOLE   216,037 0 0
SENSIENT TECHNOLOGIES CORP COM 81725T100 453 6,600 SH   SOLE   6,600 0 0
SERVICENOW INC COM 81762P102 2,285 9,000 SH   SOLE   9,000 0 0
SERVICENOW INC COM 81762P102 1,269 5,000 SH Put SOLE   5,000 0 0
SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 213 10,400 SH   SOLE   10,400 0 0
SILK ROAD MEDICAL INC COM 82710M100 325 10,000 SH   SOLE   10,000 0 0
SINCLAIR BROADCAST GROUP INC CL A 829226109 653 15,275 SH   SOLE   15,275 0 0
SKYLINE CHAMPION CORPORATION COM 830830105 11,698 388,755 SH   DFND 1 388,755 0 0
SM ENERGY CO COM 78454L100 154 15,920 SH   SOLE   15,920 0 0
SPARTANNASH CO COM 847215100 218 18,400 SH   SOLE   18,400 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 138,870 1,000,000 SH Call SOLE   1,000,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 10,387 35,000 SH Put SOLE   35,000 0 0
SPIRIT MTA REIT COM SHS BEN IN 84861U105 1,032 122,267 SH   DFND 1 122,267 0 0
SPIRIT MTA REIT COM SHS BEN IN 84861U105 87 10,266 SH   SOLE   10,266 0 0
SPIRIT RLTY CAP INC NEW COM NEW 84860W300 11,703 244,536 SH   DFND 1 244,536 0 0
SPIRIT RLTY CAP INC NEW COM NEW 84860W300 625 13,050 SH   SOLE   13,050 0 0
SPLUNK INC COM 848637104 2,357 20,000 SH Put SOLE   20,000 0 0
SPLUNK INC COM 848637104 2,357 20,000 SH   SOLE   20,000 0 0
SS&C TECHNOLOGIES HLDGS INC COM 78467J100 655 12,700 SH   SOLE   12,700 0 0
STEWARDSHIP FINL CORP COM 860326107 1,062 67,859 SH   SOLE   67,859 0 0
STONECO LTD COM CL A G85158106 3,756 108,000 SH   DFND 2 108,000 0 0
STONECO LTD COM CL A G85158106 8,371 240,672 SH   SOLE   240,672 0 0
STONECO LTD COM CL A G85158106 2,782 80,000 SH Put SOLE   80,000 0 0
SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 473 20,036 SH   SOLE   20,036 0 0
SUMMIT HOTEL PPTYS INC COM 866082100 364 31,340 SH   DFND 2 31,340 0 0
SUNOCO LP COM UT REP LP 86765K109 607 19,285 SH   SOLE   19,285 0 0
SUNTRUST BKS INC COM 867914103 248 3,600 SH   SOLE   3,600 0 0
SURGERY PARTNERS INC COM 86881A100 6,020 815,104 SH   DFND 1 815,104 0 0
SURGERY PARTNERS INC COM 86881A100 1,294 175,200 SH   SOLE   175,200 0 0
SVB FINL GROUP COM 78486Q101 1,254 6,000 SH   SOLE   6,000 0 0
TARGA RES CORP COM 87612G101 5,695 141,769 SH   SOLE   141,769 0 0
TAUBMAN CTRS INC COM 876664103 251 6,150 SH   DFND 2 6,150 0 0
TELEDYNE TECHNOLOGIES INC COM 879360105 451 1,400 SH   SOLE   1,400 0 0
TERADATA CORP DEL COM 88076W103 217 6,990 SH   SOLE   6,990 0 0
TEXAS INSTRS INC COM 882508104 2,068 16,000 SH   SOLE   16,000 0 0
TG THERAPEUTICS INC COM 88322Q108 659 117,400 SH   DFND 1 117,400 0 0
TG THERAPEUTICS INC COM 88322Q108 1,183 210,760 SH   DFND 2 210,760 0 0
TG THERAPEUTICS INC COM 88322Q108 1,804 321,300 SH   SOLE   321,300 0 0
TIBERIUS ACQUISITION CORP COM 88633A107 343 33,394 SH   SOLE   33,394 0 0
TRACTOR SUPPLY CO COM 892356106 741 8,195 SH   SOLE   8,195 0 0
TRANSPORTADORA DE GAS SUR SPONSORED ADS B 893870204 1,540 181,373 SH   DFND 1 181,373 0 0
TREMONT MTG TR COM 894789106 210 43,100 SH   DFND 2 43,100 0 0
TRIDENT ACQUISITIONS CORP COM 89615T106 197 18,900 SH   SOLE   18,900 0 0
TWO RIV BANCORP COM 90207C105 940 45,273 SH   SOLE   45,273 0 0
ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 202 4,722 SH   SOLE   4,722 0 0
UNIQURE NV SHS N90064101 236 6,000 SH   SOLE   6,000 0 0
UNITED PARCEL SERVICE INC CL B 911312106 2,037 17,000 SH   SOLE   17,000 0 0
UNITED RENTALS INC COM 911363109 1,371 11,000 SH   SOLE   11,000 0 0
UNITED RENTALS INC COM 911363109 1,433 11,500 SH Put SOLE   11,500 0 0
UNITED STATES STL CORP NEW COM 912909108 2,539 219,800 SH   SOLE   219,800 0 0
UNITI GROUP INC COM 91325V108 388 50,000 SH Call DFND 2 50,000 0 0
VALLEY NATL BANCORP COM 919794107 711 65,400 SH   SOLE   65,400 0 0
VENATOR MATLS PLC SHS G9329Z100 62 25,250 SH   DFND 2 25,250 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 3,622 60,000 SH   SOLE   60,000 0 0
VERSO CORP CL A 92531L207 447 36,114 SH   DFND 1 36,114 0 0
VIKING THERAPEUTICS INC COM 92686J106 705 102,492 SH   DFND 1 102,492 0 0
VISA INC COM CL A 92826C839 5,074 29,500 SH   SOLE   29,500 0 0
VISA INC COM CL A 92826C839 2,580 15,000 SH Put SOLE   15,000 0 0
VISTA OIL & GAS S A B DE C V SPONSORED ADS 92837L109 1,112 215,000 SH   DFND 1 215,000 0 0
VISTRA ENERGY CORP COM 92840M102 76,356 2,856,555 SH   DFND 1 2,856,555 0 0
VISTRA ENERGY CORP COM 92840M102 29,099 1,088,620 SH   DFND 2 1,088,620 0 0
VISTRA ENERGY CORP COM 92840M102 105,872 3,960,775 SH   SOLE   3,960,775 0 0
VULCAN MATLS CO COM 929160109 4,991 33,000 SH   SOLE   33,000 0 0
VULCAN MATLS CO COM 929160109 6,806 45,000 SH Put SOLE   45,000 0 0
WARRIOR MET COAL INC COM 93627C101 3,039 155,706 SH   DFND 1 155,706 0 0
WESTERN ALLIANCE BANCORP COM 957638109 2,765 60,000 SH   SOLE   60,000 0 0
WESTERN ALLIANCE BANCORP COM 957638109 1,843 40,000 SH Put SOLE   40,000 0 0
WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 8,168 328,158 SH   SOLE   328,158 0 0
WHEELER REAL ESTATE INVT TR CV PFD SER B 963025309 301 26,062 SH   SOLE   26,062 0 0
WHEELER REAL ESTATE INVT TR PFD CNV SER D 963025606 442 31,200 SH   SOLE   31,200 0 0
WILLIAMS COS INC DEL COM 969457100 743 30,885 SH   DFND 2 30,885 0 0
WILLIAMS COS INC DEL COM 969457100 16,440 683,291 SH   SOLE   683,291 0 0
YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 1,099 118,800 SH   DFND 1 118,800 0 0
YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 1,478 159,800 SH   DFND 2 159,800 0 0
ZAYO GROUP HLDGS INC COM 98919V105 1,071 31,595 SH   DFND 2 31,595 0 0
ZAYO GROUP HLDGS INC COM 98919V105 1,959 57,781 SH   SOLE   57,781 0 0
ZIMMER BIOMET HLDGS INC COM 98956P102 549 4,000 SH   SOLE   4,000 0 0
ZOGENIX INC COM NEW 98978L204 400 10,000 SH   SOLE   10,000 0 0