The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AES CORP | COM | 00130H105 | 49 | 2,972 | SH | DFND | 1 | 2,972 | 0 | 0 | |
| ALGONQUIN PWR UTILS CORP | COM | 015857105 | 61 | 4,452 | SH | DFND | 1 | 4,452 | 0 | 0 | |
| ALLETE INC | COM NEW | 018522300 | 41 | 461 | SH | DFND | 1 | 461 | 0 | 0 | |
| AMEREN CORP | COM | 023608102 | 176 | 2,195 | SH | DFND | 1 | 2,195 | 0 | 0 | |
| AMERICAN ELEC PWR CO INC | COM | 025537101 | 55,632 | 593,781 | SH | DFND | 1 | 445,881 | 147,900 | 0 | |
| AQUA AMERICA INC | COM | 03836W103 | 56,263 | 1,255,019 | SH | DFND | 1 | 940,108 | 314,911 | 0 | |
| ATMOS ENERGY CORP | COM | 049560105 | 119 | 1,040 | SH | DFND | 1 | 1,040 | 0 | 0 | |
| CENTERPOINT ENERGY INC | COM | 15189T107 | 123 | 4,050 | SH | DFND | 1 | 4,050 | 0 | 0 | |
| CHENIERE ENERGY INC | COM NEW | 16411R208 | 129,130 | 2,047,728 | SH | DFND | 1 | 1,534,120 | 513,608 | 0 | |
| CLEARWAY ENERGY INC | CL C | 18539C204 | 50,977 | 2,793,216 | SH | DFND | 1 | 2,355,808 | 437,408 | 0 | |
| CONSOLIDATED EDISON INC | COM | 209115104 | 278 | 2,933 | SH | DFND | 1 | 2,933 | 0 | 0 | |
| CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 103,966 | 747,896 | SH | DFND | 1 | 601,133 | 146,763 | 0 | |
| DTE ENERGY CO | COM | 233331107 | 196 | 1,472 | SH | DFND | 1 | 1,472 | 0 | 0 | |
| DOMINION ENERGY INC | COM | 25746U109 | 167,730 | 2,069,712 | SH | DFND | 1 | 1,681,885 | 387,827 | 0 | |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 627 | 6,537 | SH | DFND | 1 | 6,537 | 0 | 0 | |
| EDISON INTL | COM | 281020107 | 111 | 1,463 | SH | DFND | 1 | 1,463 | 0 | 0 | |
| ENBRIDGE INC | COM | 29250N105 | 223,594 | 6,373,822 | SH | DFND | 1 | 5,198,320 | 1,175,502 | 0 | |
| ENEL AMERICAS S A | SPONSORED ADR | 29274F104 | 3 | 253 | SH | DFND | 1 | 253 | 0 | 0 | |
| ENTERGY CORP NEW | COM | 29364G103 | 200 | 1,702 | SH | DFND | 1 | 1,702 | 0 | 0 | |
| EVERGY INC | COM | 30034W106 | 146 | 2,188 | SH | DFND | 1 | 2,188 | 0 | 0 | |
| EXELON CORP | COM | 30161N101 | 421 | 8,696 | SH | DFND | 1 | 8,696 | 0 | 0 | |
| FIRSTENERGY CORP | COM | 337932107 | 63,179 | 1,309,937 | SH | DFND | 1 | 981,953 | 327,984 | 0 | |
| FORTIS INC | COM | 349553107 | 73,689 | 1,740,820 | SH | DFND | 1 | 1,305,069 | 435,751 | 0 | |
| GENESEE & WYO INC | CL A | 371559105 | 83 | 749 | SH | DFND | 1 | 749 | 0 | 0 | |
| GPO AEROPORTUARIO DEL PAC SA | SPON ADR B | 400506101 | 3 | 24 | SH | DFND | 1 | 24 | 0 | 0 | |
| IDACORP INC | COM | 451107106 | 51 | 450 | SH | DFND | 1 | 450 | 0 | 0 | |
| KANSAS CITY SOUTHERN | COM NEW | 485170302 | 181 | 1,355 | SH | DFND | 1 | 1,355 | 0 | 0 | |
| KINDER MORGAN INC DEL | COM | 49456B101 | 493 | 23,886 | SH | DFND | 1 | 23,886 | 0 | 0 | |
| NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 12 | 207 | SH | DFND | 1 | 207 | 0 | 0 | |
| NEXTERA ENERGY INC | COM | 65339F101 | 3 | 10 | SH | DFND | 1 | 10 | 0 | 0 | |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 63,891 | 1,209,123 | SH | DFND | 1 | 998,388 | 210,735 | 0 | |
| NORFOLK SOUTHERN CORP | COM | 655844108 | 64,614 | 359,643 | SH | DFND | 1 | 269,917 | 89,726 | 0 | |
| OGE ENERGY CORP | COM | 670837103 | 82 | 1,795 | SH | DFND | 1 | 1,795 | 0 | 0 | |
| ONEOK INC NEW | COM | 682680103 | 328 | 4,439 | SH | DFND | 1 | 4,439 | 0 | 0 | |
| PPL CORP | COM | 69351T106 | 210 | 6,662 | SH | DFND | 1 | 6,662 | 0 | 0 | |
| PATTERN ENERGY GROUP INC | CL A | 70338P100 | 13,907 | 516,408 | SH | DFND | 1 | 494,230 | 22,178 | 0 | |
| PEMBINA PIPELINE CORP | COM | 706327103 | 18,315 | 496,211 | SH | DFND | 1 | 475,488 | 20,723 | 0 | |
| PINNACLE WEST CAP CORP | COM | 723484101 | 98 | 1,006 | SH | DFND | 1 | 1,006 | 0 | 0 | |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 5 | 217 | SH | DFND | 1 | 217 | 0 | 0 | |
| PORTLAND GEN ELEC CO | COM NEW | 736508847 | 46 | 800 | SH | DFND | 1 | 800 | 0 | 0 | |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 | 56,972 | 917,715 | SH | DFND | 1 | 687,660 | 230,055 | 0 | |
| SJW GROUP | COM | 784305104 | 3 | 33 | SH | DFND | 1 | 33 | 0 | 0 | |
| SEMPRA ENERGY | COM | 816851109 | 130,068 | 881,158 | SH | DFND | 1 | 659,913 | 221,245 | 0 | |
| SOUTHERN CO | COM | 842587107 | 582 | 9,415 | SH | DFND | 1 | 9,415 | 0 | 0 | |
| SPIRE INC | COM | 84857L101 | 39 | 443 | SH | DFND | 1 | 443 | 0 | 0 | |
| TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 5 | 226 | SH | DFND | 1 | 226 | 0 | 0 | |
| TC ENERGY CORP | COM | 87807B107 | 1,151 | 22,222 | SH | DFND | 1 | 22,222 | 0 | 0 | |
| TERRAFORM PWR INC | COM CL A | 88104R209 | 18,468 | 1,013,301 | SH | DFND | 1 | 969,465 | 43,836 | 0 | |
| UNION PACIFIC CORP | COM | 907818108 | 109,250 | 674,465 | SH | DFND | 1 | 505,486 | 168,979 | 0 | |
| WEC ENERGY GROUP INC | COM | 92939U106 | 243 | 2,546 | SH | DFND | 1 | 2,546 | 0 | 0 | |
| WILLIAMS COS INC DEL | COM | 969457100 | 109,076 | 4,533,484 | SH | DFND | 1 | 3,723,270 | 810,214 | 0 | |
| XCEL ENERGY INC | COM | 98389B100 | 300 | 4,615 | SH | DFND | 1 | 4,615 | 0 | 0 | |
| ATLANTICA YIELD PLC | SHS | G0751N103 | 44,623 | 1,852,318 | SH | DFND | 1 | 1,772,845 | 79,473 | 0 | |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 | 5 | 92 | SH | DFND | 1 | 92 | 0 | 0 | |
| BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 | 7 | 173 | SH | DFND | 1 | 173 | 0 | 0 | |