The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 15,144 | 200,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
ALPHABET INC | CAP STK CL C | 02079K107 | 26,818 | 22,000 | SH | DFND | 01 02 | 22,000 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 140,431 | 115,000 | SH | DFND | 01 02 | 115,000 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 1,432 | 35,000 | SH | DFND | 01 02 | 35,000 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 52,077 | 30,000 | SH | DFND | 01 02 | 30,000 | 0 | 0 | |
ASSURED GUARANTY LTD | COM | G0585R106 | 42,015 | 945,000 | SH | DFND | 01 02 | 945,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 28,380 | 750,000 | SH | DFND | 01 02 | 750,000 | 0 | 0 | |
AVAYA HLDGS CORP | COM | 05351X101 | 19,795 | 1,935,000 | SH | DFND | 01 02 | 1,935,000 | 0 | 0 | |
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 4,243 | 5,000,000 | PRN | DFND | 01 02 | 0 | 0 | 5,000,000 | |
CENTENE CORP DEL | COM | 15135B101 | 2,923 | 67,565 | SH | DFND | 01 02 | 67,565 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 13,816 | 200,000 | SH | DFND | 01 02 | 200,000 | 0 | 0 | |
CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 4,662 | 1,850,000 | SH | DFND | 01 02 | 1,850,000 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 28,382 | 450,000 | SH | DFND | 01 02 | 450,000 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 9,461 | 150,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 40,958 | 230,000 | SH | DFND | 01 02 | 230,000 | 0 | 0 | |
FTI CONSULTING INC | NOTE 2.000% 8/1 | 302941AP4 | 1,208 | 1,000,000 | PRN | DFND | 01 02 | 0 | 0 | 1,000,000 | |
GENERAL ELECTRIC CO | COM | 369604103 | 4,470 | 500,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604103 | 6,467 | 723,400 | SH | DFND | 01 02 | 723,400 | 0 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 4,510 | 1,025,000 | SH | DFND | 01 02 | 1,025,000 | 0 | 0 | |
INNOVIVA INC | COM | 45781M101 | 1,581 | 150,000 | SH | DFND | 01 02 | 150,000 | 0 | 0 | |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 73,106 | 650,000 | SH | Put | DFND | 01 02 | 0 | 0 | 650,000 |
LOWES COS INC | COM | 548661107 | 16,494 | 150,000 | SH | DFND | 01 02 | 150,000 | 0 | 0 | |
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 6,588 | 25,000 | SH | DFND | 01 02 | 25,000 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 8,418 | 100,000 | SH | Put | DFND | 01 02 | 0 | 0 | 100,000 |
MYLAN N V | SHS EURO | N59465109 | 5,934 | 300,000 | SH | DFND | 01 02 | 300,000 | 0 | 0 | |
NORTHERN OIL & GAS INC NEV | COM | 665531109 | 2,744 | 1,400,000 | SH | DFND | 01 02 | 1,400,000 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 13,640 | 125,000 | SH | DFND | 01 02 | 125,000 | 0 | 0 | |
OI S A | SPONSORED ADR NE | 670851500 | 2,090 | 1,900,000 | SH | DFND | 01 02 | 1,900,000 | 0 | 0 | |
PG&E CORP | COM | 69331C108 | 1,500 | 150,000 | SH | DFND | 01 02 | 150,000 | 0 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 3,417 | 45,000 | SH | DFND | 01 02 | 45,000 | 0 | 0 | |
PURE STORAGE INC | NOTE 0.125% 4/1 | 74624MAB8 | 987 | 1,000,000 | PRN | DFND | 01 02 | 0 | 0 | 1,000,000 | |
RAYTHEON CO | COM NEW | 755111507 | 11,771 | 60,000 | SH | DFND | 01 02 | 60,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 356,124 | 1,200,000 | SH | Put | DFND | 01 02 | 0 | 0 | 1,200,000 |
STARBUCKS CORP | COM | 855244109 | 13,263 | 150,000 | SH | DFND | 01 02 | 150,000 | 0 | 0 | |
STARS GROUP INC | COM | 85570W100 | 5,243 | 350,000 | SH | DFND | 01 02 | 350,000 | 0 | 0 | |
SYMANTEC CORP | COM | 871503108 | 21,858 | 925,000 | SH | DFND | 01 02 | 925,000 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 3,231 | 41,020 | SH | DFND | 01 02 | 41,020 | 0 | 0 |