The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Adesto Technologies Corporatio | common | 00687D101 | 15,867 | 1,853,651 | SH | SOLE | 1,853,651 | 0 | 0 | ||
Aehr Test Systems | common | 00760J108 | 3,398 | 1,898,524 | SH | SOLE | 1,898,524 | 0 | 0 | ||
Aemetis, Inc. | common | 00770K202 | 263 | 241,443 | SH | SOLE | 241,443 | 0 | 0 | ||
American Superconductor Corp | common | 030111207 | 8,736 | 1,114,328 | SH | SOLE | 1,114,328 | 0 | 0 | ||
Aqua Metals, Inc. | common | 03837J101 | 8,707 | 5,121,986 | SH | SOLE | 5,121,986 | 0 | 0 | ||
AstroNova, Inc. | common | 04638F108 | 423 | 26,188 | SH | SOLE | 26,188 | 0 | 0 | ||
Atomera Incorporated | common | 04965B100 | 6,256 | 1,659,450 | SH | SOLE | 1,659,450 | 0 | 0 | ||
Avid Bioservices, Inc. | common | 05368M106 | 4,416 | 833,162 | SH | SOLE | 833,162 | 0 | 0 | ||
Bellus Health, Inc. (Canada) | common | 07987C105 | 9,394 | 1,461,988 | SH | SOLE | 1,461,988 | 0 | 0 | ||
BioTelemetry, Inc. | common | 090672106 | 2,444 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
Boingo Wireless, Inc. | common | 09739C102 | 5,565 | 501,381 | SH | SOLE | 501,381 | 0 | 0 | ||
Broadwind Energy, Inc. | common | 11161T207 | 2,065 | 1,221,874 | SH | SOLE | 1,221,874 | 0 | 0 | ||
CEVA, Inc. | common | 157210105 | 14,333 | 480,000 | SH | SOLE | 480,000 | 0 | 0 | ||
CPI Aerostructures, Inc. | common | 125919308 | 2,853 | 347,140 | SH | SOLE | 347,140 | 0 | 0 | ||
CVD Equipment Corporation | common | 126601103 | 859 | 259,414 | SH | SOLE | 259,414 | 0 | 0 | ||
CareDx, Inc. | common | 14167L103 | 5,313 | 235,000 | SH | SOLE | 235,000 | 0 | 0 | ||
Celsius Holdings, Inc. | common | 15118V207 | 3,070 | 883,520 | SH | SOLE | 883,520 | 0 | 0 | ||
Century Casinos, Inc. | common | 156492100 | 8,123 | 1,050,836 | SH | SOLE | 1,050,836 | 0 | 0 | ||
Citi Trends, Inc. | common | 17306X102 | 6,511 | 355,808 | SH | SOLE | 355,808 | 0 | 0 | ||
DSP Group, Inc. | common | 23332B106 | 3,332 | 236,538 | SH | SOLE | 236,538 | 0 | 0 | ||
Destination XL Group, Inc. | common | 25065K104 | 482 | 285,176 | SH | SOLE | 285,176 | 0 | 0 | ||
Enservco Corporation | common | 29358Y102 | 1,152 | 4,486,629 | SH | SOLE | 4,486,629 | 0 | 0 | ||
Eton Pharmaceuticals, Inc. | common | 29772L108 | 3,056 | 483,466 | SH | SOLE | 483,466 | 0 | 0 | ||
Everspin Technology, Inc. | common | 30041T104 | 9,520 | 1,553,091 | SH | SOLE | 1,553,091 | 0 | 0 | ||
Exicure, Inc. | common | 30205M101 | 9,283 | 3,669,200 | SH | SOLE | 3,669,200 | 0 | 0 | ||
Gaia, Inc. | common | 36269P104 | 5,175 | 791,835 | SH | SOLE | 791,835 | 0 | 0 | ||
Graham Corp. | common | 384556106 | 4,524 | 227,794 | SH | SOLE | 227,794 | 0 | 0 | ||
IZEA Worldwide, Inc. | common | 46604H105 | 587 | 2,278,000 | SH | SOLE | 2,278,000 | 0 | 0 | ||
Ideal Power, Inc. | common | 451622203 | 646 | 240,035 | SH | SOLE | 240,035 | 0 | 0 | ||
Impinj, Inc. | common | 453204109 | 15,387 | 499,077 | SH | SOLE | 499,077 | 0 | 0 | ||
Infusystem Holdings, Inc. | common | 45685K102 | 10,580 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
Inspired Entertainment, Inc. | common | 45782N108 | 7,180 | 998,543 | SH | SOLE | 998,543 | 0 | 0 | ||
Iteris, Inc. | common | 46564T107 | 2,148 | 373,859 | SH | SOLE | 373,859 | 0 | 0 | ||
Kopin Corporation | common | 500600101 | 4,940 | 7,282,997 | SH | SOLE | 7,282,997 | 0 | 0 | ||
Kura Sushi USA, Inc. | common | 501270102 | 2,679 | 136,554 | SH | SOLE | 136,554 | 0 | 0 | ||
LRAD Corporation | common | 50213V109 | 16,250 | 4,850,706 | SH | SOLE | 4,850,706 | 0 | 0 | ||
LeMaitre Vascular Inc. | common | 525558201 | 10,767 | 315,000 | SH | SOLE | 315,000 | 0 | 0 | ||
Limelight Networks, Inc. | common | 53261M104 | 6,060 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
LiqTech International, Inc. | common | 53632A102 | 17,169 | 2,173,290 | SH | SOLE | 2,173,290 | 0 | 0 | ||
LivePerson, Inc. | common | 538146101 | 26,396 | 739,394 | SH | SOLE | 739,394 | 0 | 0 | ||
Lovesac Company, The | common | 54738L109 | 10,914 | 584,600 | SH | SOLE | 584,600 | 0 | 0 | ||
Magal Security System, Ltd | common | 2544056US | 1,634 | 395,656 | SH | SOLE | 395,656 | 0 | 0 | ||
Manitex International, Inc. | common | 563420108 | 817 | 122,798 | SH | SOLE | 122,798 | 0 | 0 | ||
Microvision, Inc. | common | 594960304 | 4,108 | 6,927,200 | SH | SOLE | 6,927,200 | 0 | 0 | ||
Mohawk Group Holdings, Inc. | common | 608189106 | 3,821 | 488,638 | SH | SOLE | 488,638 | 0 | 0 | ||
Myomo, Inc. | common | 62857J102 | 291 | 473,159 | SH | SOLE | 473,159 | 0 | 0 | ||
NV5 Global, Inc. | common | 62945V109 | 1,024 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
NeoPhotonics Corporation | common | 64051T100 | 11,886 | 1,951,722 | SH | SOLE | 1,951,722 | 0 | 0 | ||
Neonode, Inc. | common | 64051M402 | 572 | 238,413 | SH | SOLE | 238,413 | 0 | 0 | ||
Neuronetics, Inc. | common | 64131A105 | 192 | 23,074 | SH | SOLE | 23,074 | 0 | 0 | ||
OPKO Health, Inc. | common | 68375N103 | 1,975 | 945,000 | SH | SOLE | 945,000 | 0 | 0 | ||
Ocean Power Technologies, Inc. | common | 674870506 | 410 | 229,168 | SH | SOLE | 229,168 | 0 | 0 | ||
Ooma,Inc. | common | 683416101 | 13,031 | 1,253,006 | SH | SOLE | 1,253,006 | 0 | 0 | ||
OptimizeRx Corporation | common | 68401U105 | 15,119 | 1,044,164 | SH | SOLE | 1,044,164 | 0 | 0 | ||
OrthoPediatrics, Corp. | common | 68752L100 | 12,096 | 343,041 | SH | SOLE | 343,041 | 0 | 0 | ||
PC-Tel, Inc. | common | 69325Q105 | 1,436 | 170,987 | SH | SOLE | 170,987 | 0 | 0 | ||
Pfsweb, Inc. | common | 717098206 | 4,635 | 1,832,185 | SH | SOLE | 1,832,185 | 0 | 0 | ||
Powerfleet, Inc. | common | 73931J109 | 1,096 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Primo Water Corp. | common | 74165N105 | 1,253 | 102,000 | SH | SOLE | 102,000 | 0 | 0 | ||
QuickLogic Corporation | common | 74837P108 | 1,905 | 5,419,435 | SH | SOLE | 5,419,435 | 0 | 0 | ||
RADCOM, Ltd. | common | M81865111 | 4,569 | 499,298 | SH | SOLE | 499,298 | 0 | 0 | ||
Reata Pharmaceuticals, Inc. | common | 75615P103 | 6,022 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
Reed's, Inc. | common | 758338107 | 1,950 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
Repligen Corporation | common | 759916109 | 9,279 | 121,000 | SH | SOLE | 121,000 | 0 | 0 | ||
Sequans Communications S.A. AD | common | 817323108 | 8,298 | 9,559,338 | SH | SOLE | 9,559,338 | 0 | 0 | ||
SharpSpring, Inc. | common | 820054104 | 3,075 | 317,020 | SH | SOLE | 317,020 | 0 | 0 | ||
Sonim Technologies, Inc. | common | 83548F101 | 311 | 106,042 | SH | SOLE | 106,042 | 0 | 0 | ||
Spero Therapeutics, Inc. | common | 84833T103 | 6,342 | 598,315 | SH | SOLE | 598,315 | 0 | 0 | ||
Tactile Systems Technology | common | 87357P100 | 5,532 | 130,714 | SH | SOLE | 130,714 | 0 | 0 | ||
TravelCenters of America LLC | common | 894174101 | 355 | 28,934 | SH | SOLE | 28,934 | 0 | 0 | ||
Trevena, Inc. | common | 89532E109 | 2,204 | 2,278,345 | SH | SOLE | 2,278,345 | 0 | 0 | ||
Tuesday Morning Corporation | common | 899035505 | 698 | 444,300 | SH | SOLE | 444,300 | 0 | 0 | ||
Turtle Beach Corporation | common | 900450206 | 6,250 | 535,543 | SH | SOLE | 535,543 | 0 | 0 | ||
Ultra Clean Holdings, Inc. | common | 90385V107 | 8,269 | 565,000 | SH | SOLE | 565,000 | 0 | 0 | ||
Verb Technology Company, Inc. | common | 923370U10 | 691 | 640,000 | SH | SOLE | 640,000 | 0 | 0 | ||
Veru,Inc. | common | 92536C103 | 1,080 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
Viemed Healthcare, Inc. | common | 92663R105 | 7,178 | 1,040,200 | SH | SOLE | 1,040,200 | 0 | 0 | ||
Vivint Solar, Inc. | common | 92854q106 | 3,984 | 609,205 | SH | SOLE | 609,205 | 0 | 0 | ||
Westport Fuel Systems Inc. | common | 960908309 | 1,839 | 676,139 | SH | SOLE | 676,139 | 0 | 0 | ||
Zagg, Inc. | common | 98884U108 | 690 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
Zealand Pharma A/S (Denmark) | common | 999999999 | 10,442 | 410,185 | SH | SOLE | 410,185 | 0 | 0 | ||
Zealand Pharma A/S ADR (Denmar | common | 98920Y304 | 507 | 19,981 | SH | SOLE | 19,981 | 0 | 0 | ||
argenx SE - ADR (Netherlands) | common | 04016X101 | 10,826 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
eMagin Corporation | common | 29076N206 | 1,744 | 4,492,624 | SH | SOLE | 4,492,624 | 0 | 0 | ||
voxeljet AG, ADR (Germany) | common | 92912L107 | 5,265 | 2,785,927 | SH | SOLE | 2,785,927 | 0 | 0 | ||
Ideal Power, Inc. Series A PS | preferred | 999999999 | 218 | 810,000 | SH | SOLE | 810,000 | 0 | 0 | ||
EyeGate Pharmaceuticals @10.62 | warrants | 30233M115 | 3 | 137,092 | SH | SOLE | 137,092 | 0 | 0 | ||
Flowr Corporation Reg S @5.00C | warrants | 999999999 | 59 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
Neonode (Pre-fund $1) @.10 no | warrants | 999999999 | 824 | 360,000 | SH | SOLE | 360,000 | 0 | 0 | ||
Neonode Inc @11.20 2/17/17-2/1 | warrants | 999999999 | 28 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Sensus Healthcare, Inc @6.75 6 | warrants | 81728J117 | 33 | 130,261 | SH | SOLE | 130,261 | 0 | 0 | ||
Turtle Beach Corp. @0 pre-fund | warrants | 999999999 | 6,418 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
Verb Technology Co. @3.443 4/9 | warrants | 92337U112 | 218 | 640,000 | SH | SOLE | 640,000 | 0 | 0 | ||
eMagin Corp @.78 10/9/19-10/9/ | warrants | 999999999 | 330 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
eMagin Corporation @.01 pre fu | warrants | 999999999 | 1,520 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | ||
eMagin Corporation @1.55 1/29/ | warrants | 999999999 | 53 | 890,000 | SH | SOLE | 890,000 | 0 | 0 | ||
eMagin Corporation @2.45 5/24/ | warrants | 999999999 | 49 | 1,625,000 | SH | SOLE | 1,625,000 | 0 | 0 |