The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Alphabet Inc. Class A | COM | 02079K305 | 5,400 | 4,422 | SH | SOLE | 4,422 | 0 | 0 | ||
Alphabet Inc. Class C | COM | 02079K107 | 785 | 644 | SH | SOLE | 644 | 0 | 0 | ||
Amazon Com Inc | COM | 023135106 | 7,188 | 4,141 | SH | SOLE | 4,141 | 0 | 0 | ||
American Electrical Power Inc | COM | 025537101 | 433 | 4,625 | SH | SOLE | 4,625 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 884 | 4,570 | SH | SOLE | 4,570 | 0 | 0 | ||
Apple Inc. | COM | 037833100 | 4,891 | 21,838 | SH | SOLE | 21,838 | 0 | 0 | ||
AT&T Corp | COM | 00206R102 | 2,924 | 77,261 | SH | SOLE | 77,261 | 0 | 0 | ||
Bank of America Corp | COM | 060505104 | 1,078 | 36,951 | SH | SOLE | 36,951 | 0 | 0 | ||
Blackstone Group LP | COM | 09253U108 | 291 | 5,950 | SH | SOLE | 5,950 | 0 | 0 | ||
Boeing Co | COM | 097023105 | 3,462 | 9,100 | SH | SOLE | 9,100 | 0 | 0 | ||
Bristol-Myers Squibb Co | COM | 110122108 | 956 | 18,859 | SH | SOLE | 18,859 | 0 | 0 | ||
Buckeye Partners LP | COM | 118230101 | 331 | 8,050 | SH | SOLE | 8,050 | 0 | 0 | ||
Caterpillar Inc | COM | 149123101 | 3,106 | 24,590 | SH | SOLE | 24,590 | 0 | 0 | ||
Cheniere Energy, Inc. | COM | 16411R208 | 2,596 | 41,170 | SH | SOLE | 41,170 | 0 | 0 | ||
Chevron Corp. | COM | 166764100 | 643 | 5,425 | SH | SOLE | 5,425 | 0 | 0 | ||
Cisco Systems Inc | COM | 17275R102 | 346 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
Citigroup Inc. | COM | 172967424 | 3,911 | 56,610 | SH | SOLE | 56,610 | 0 | 0 | ||
Coca Cola Co. | COM | 191216100 | 262 | 4,820 | SH | SOLE | 4,820 | 0 | 0 | ||
Comcast Corp New | Cl. A | 20030N101 | 230 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
Consolidated Edison | COM | 209115104 | 794 | 8,400 | SH | SOLE | 8,400 | 0 | 0 | ||
Costco Wholesale Corp | COM | 22160K105 | 654 | 2,271 | SH | SOLE | 2,271 | 0 | 0 | ||
CVS Health Corp | COM | 126650100 | 1,104 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
Danaher Corp. | COM | 235851102 | 3,683 | 25,497 | SH | SOLE | 25,497 | 0 | 0 | ||
Deere & Co | COM | 244199105 | 3,367 | 19,962 | SH | SOLE | 19,962 | 0 | 0 | ||
Disney Walt Co | COM | 254687106 | 867 | 6,650 | SH | SOLE | 6,650 | 0 | 0 | ||
Duke Energy Corp. | COM | 26441C204 | 345 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
Exxon Mobil Corp | COM | 30231G102 | 406 | 5,750 | SH | SOLE | 5,750 | 0 | 0 | ||
Fedex Corp. | COM | 31428X106 | 2,506 | 17,217 | SH | SOLE | 17,217 | 0 | 0 | ||
Freeport McMoran Copper & Gold Inc | COM | 35671D857 | 214 | 22,400 | SH | SOLE | 22,400 | 0 | 0 | ||
General Electric Co | COM | 369604103 | 540 | 60,450 | SH | SOLE | 60,450 | 0 | 0 | ||
Gilead Sciences Inc | COM | 375558103 | 792 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
Goldman Sachs Group Inc. | COM | 38141G104 | 1,955 | 9,434 | SH | SOLE | 9,434 | 0 | 0 | ||
Home Depot Inc | COM | 437076102 | 244 | 1,050 | SH | SOLE | 1,050 | 0 | 0 | ||
Intel Corp | COM | 458140100 | 1,284 | 24,927 | SH | SOLE | 24,927 | 0 | 0 | ||
Intl. Business Machines | COM | 459200101 | 327 | 2,247 | SH | SOLE | 2,247 | 0 | 0 | ||
Iron Mountain Inc. | COM | 46284V101 | 1,032 | 31,850 | SH | SOLE | 31,850 | 0 | 0 | ||
J.B. Hunt Transport Services Inc. | COM | 445658107 | 3,599 | 32,529 | SH | SOLE | 32,529 | 0 | 0 | ||
John Bean Technologies Corp. | COM | 477839104 | 3,195 | 32,130 | SH | SOLE | 32,130 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 3,678 | 28,427 | SH | SOLE | 28,427 | 0 | 0 | ||
JP Morgan Chase & Co | COM | 46625H100 | 3,711 | 31,533 | SH | SOLE | 31,533 | 0 | 0 | ||
Mastercard Inc. | Cl. A | 57636Q104 | 3,998 | 14,723 | SH | SOLE | 14,723 | 0 | 0 | ||
McCormick & Co. Inc. | COM | 579780206 | 2,790 | 17,850 | SH | SOLE | 17,850 | 0 | 0 | ||
Merck & Co New | COM | 58933Y105 | 1,068 | 12,682 | SH | SOLE | 12,682 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 5,078 | 36,523 | SH | SOLE | 36,523 | 0 | 0 | ||
Netflix Inc | COM | 64110L106 | 555 | 2,075 | SH | SOLE | 2,075 | 0 | 0 | ||
Occidental Petroleum Corp. | COM | 674599105 | 208 | 4,678 | SH | SOLE | 4,678 | 0 | 0 | ||
Pepsico Inc. | COM | 713448108 | 3,883 | 28,320 | SH | SOLE | 28,320 | 0 | 0 | ||
Pfizer Inc | COM | 717081103 | 629 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
Procter & Gamble Co. | COM | 742718109 | 435 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
Public Service Enterprise Group LTD | COM | 744573106 | 3,400 | 54,770 | SH | SOLE | 54,770 | 0 | 0 | ||
Qualcomm Inc. | COM | 747525103 | 229 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
Raytheon Co. | COM | 755111507 | 294 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Royal Dutch Shell PLC | Spons. ADR | 780259206 | 685 | 11,650 | SH | SOLE | 11,650 | 0 | 0 | ||
Salesforce.com Inc | COM | 79466L302 | 3,388 | 22,821 | SH | SOLE | 22,821 | 0 | 0 | ||
Schlumberger Ltd. | COM | 806857108 | 788 | 23,050 | SH | SOLE | 23,050 | 0 | 0 | ||
Servicenow Inc. | COM | 81762P102 | 3,837 | 15,117 | SH | SOLE | 15,117 | 0 | 0 | ||
Shopify Inc. | COM | 82509L107 | 2,161 | 6,935 | SH | SOLE | 6,935 | 0 | 0 | ||
JM Smucker Company | COM | 832669640 | 2,593 | 23,568 | SH | SOLE | 23,568 | 0 | 0 | ||
Splunk Inc. | COM | 848637104 | 2,780 | 23,587 | SH | SOLE | 23,587 | 0 | 0 | ||
SVB Finl Group | COM | 78486Q101 | 225 | 1,075 | SH | SOLE | 1,075 | 0 | 0 | ||
Sysco Corp. | COM | 871829107 | 310 | 3,900 | SH | SOLE | 3,900 | 0 | 0 | ||
Texas Instruments Inc. | COM | 882508104 | 3,331 | 25,775 | SH | SOLE | 25,775 | 0 | 0 | ||
Union Pacific Corp | COM | 907818108 | 3,238 | 19,992 | SH | SOLE | 19,992 | 0 | 0 | ||
Verizon Communications Inc. | COM | 92343V104 | 1,009 | 16,720 | SH | SOLE | 16,720 | 0 | 0 | ||
Visa Inc. | COM | 92826C839 | 2,855 | 16,595 | SH | SOLE | 16,595 | 0 | 0 | ||
Workday Inc. | COM | 98138H101 | 2,904 | 17,089 | SH | SOLE | 17,089 | 0 | 0 | ||
Citigroup Inc. Preferred Ser S | Preferred | 172967317 | 526 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Goldman Sachs Group Inc. Prfrd Ser N | Preferred | 38148B504 | 504 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
Tennessee Valley Auth 6.75 NT 6/1/28 | Preferred | 880591300 | 209 | 8,195 | SH | SOLE | 8,195 | 0 | 0 | ||
JPMorgan Chase Dep SH 1/400 5.75 (DD) | Preferred | 48128B655 | 233 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
UBS AG Ldn Trigger Phoenix AC Euro Stx 50 | COM | 90274T494 | 600 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
Eaton Vance Muni Bond Fund | COM | 27827X101 | 700 | 54,000 | SH | SOLE | 54,000 | 0 | 0 | ||
First Trust Intermediate Duration Pfd Incm. | COM | 33718W103 | 1,092 | 46,200 | SH | SOLE | 46,200 | 0 | 0 | ||
Flaherty & Crumrine Dynamic Pfd | Preferred | 33848W106 | 1,655 | 63,400 | SH | SOLE | 63,400 | 0 | 0 | ||
John Hancock Tax Advantaged Div. Income Fd | COM | 41013V100 | 302 | 10,625 | SH | SOLE | 10,625 | 0 | 0 | ||
Nuveen Connecticut Quality Incm Muni Fd | COM | 67060D107 | 455 | 33,936 | SH | SOLE | 33,936 | 0 | 0 | ||
Nuveen High Income 11/21 Tgt Trm Fd. | COM | 67077N106 | 890 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
Nuveen NY AMT-FREE Quality INCM | COM | 670656107 | 135 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Nuveen Muni Value Fund Inc. | COM | 670928100 | 657 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
Pimco Dynamic Credit Income Fund | COM | 72202D106 | 1,264 | 51,650 | SH | SOLE | 51,650 | 0 | 0 | ||
TC Pipelines LC | COM | 87233Q108 | 237 | 5,825 | SH | SOLE | 5,825 | 0 | 0 | ||
ALPS Alerian MLP ETF | COM | 00162Q866 | 258 | 28,200 | SH | SOLE | 28,200 | 0 | 0 | ||
Consumer Discretionary Select Sector SPDR | COM | 81369Y407 | 2,112 | 17,497 | SH | SOLE | 17,497 | 0 | 0 | ||
Consumer Staples Select Sector SPDR | COM | 81369Y308 | 634 | 10,325 | SH | SOLE | 10,325 | 0 | 0 | ||
Energy Select Sector SPDR ETF | COM | 81369Y506 | 349 | 5,900 | SH | SOLE | 5,900 | 0 | 0 | ||
Exponential Technologies ETF | COM | 46434V381 | 1,176 | 30,425 | SH | SOLE | 30,425 | 0 | 0 | ||
Financial Sector SPDR ETF | COM | 81369Y605 | 285 | 10,170 | SH | SOLE | 10,170 | 0 | 0 | ||
First Trust DJ Internet Index ETF | COM | 33733E302 | 3,321 | 24,665 | SH | SOLE | 24,665 | 0 | 0 | ||
Invesco QQQ Trust, Series 1 | COM | 46090E103 | 999 | 5,290 | SH | SOLE | 5,290 | 0 | 0 | ||
Ishares Biotechnology ETF | COM | 464287556 | 648 | 6,515 | SH | SOLE | 6,515 | 0 | 0 | ||
Ishares Dow Jones US ETF | COM | 464287846 | 1,475 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Ishares Global Healthcare ETF | COM | 464287325 | 272 | 4,450 | SH | SOLE | 4,450 | 0 | 0 | ||
Ishares North American Tech ETF | COM | 464287549 | 7,986 | 36,800 | SH | SOLE | 36,800 | 0 | 0 | ||
Ishares North American Tech Software ETF | COM | 464287515 | 2,806 | 13,245 | SH | SOLE | 13,245 | 0 | 0 | ||
Ishares Russell 1000 Growth ETF | COM | 464287614 | 3,105 | 19,450 | SH | SOLE | 19,450 | 0 | 0 | ||
Ishares Russell 2000 ETF | COM | 464287655 | 1,940 | 12,817 | SH | SOLE | 12,817 | 0 | 0 | ||
Ishares Russell Mid-Cap ETF | COM | 464287499 | 716 | 12,801 | SH | SOLE | 12,801 | 0 | 0 | ||
Ishares Russell Mid-Cap Growth ETF | COM | 464287481 | 2,744 | 19,415 | SH | SOLE | 19,415 | 0 | 0 | ||
Ishares Russell Mid-Cap Value ETF | COM | 464287473 | 829 | 9,240 | SH | SOLE | 9,240 | 0 | 0 | ||
Ishares S&P 500 Value ETF | COM | 464287408 | 310 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
Ishares US Medical Devices ETF | COM | 464288810 | 2,291 | 9,265 | SH | SOLE | 9,265 | 0 | 0 | ||
Ishares US Preferred Stock ETF | COM | 464288687 | 1,257 | 33,500 | SH | SOLE | 33,500 | 0 | 0 | ||
Robo Global Robotics & Automation | COM | 301505707 | 765 | 19,950 | SH | SOLE | 19,950 | 0 | 0 | ||
SPDR S&P Oil & Gas Equip Svc | COM | 78464A748 | 160 | 22,150 | SH | SOLE | 22,150 | 0 | 0 | ||
SPDR S&P 500 ETF Trust | COM | 78462F103 | 2,438 | 8,215 | SH | SOLE | 8,215 | 0 | 0 | ||
SPDR Ser Tr S&P Dividend | COM | 78464A763 | 1,021 | 9,950 | SH | SOLE | 9,950 | 0 | 0 | ||
SPDR S&P Midcap 400 | COM | 78467Y107 | 1,251 | 3,550 | SH | SOLE | 3,550 | 0 | 0 | ||
SPDR Fd Technology | COM | 81369Y803 | 600 | 7,450 | SH | SOLE | 7,450 | 0 | 0 | ||
SPDR Fd Utilities | COM | 81369Y886 | 272 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
Vanguard Extended Market ETF | COM | 922908652 | 1,076 | 9,250 | SH | SOLE | 9,250 | 0 | 0 | ||
Vanguard Growth ETF | COM | 922908736 | 4,417 | 26,565 | SH | SOLE | 26,565 | 0 | 0 | ||
Vanguard High Div Yield | COM | 921946406 | 494 | 5,566 | SH | SOLE | 5,566 | 0 | 0 | ||
Vanguard Large-Cap ETF | COM | 922908637 | 2,322 | 17,031 | SH | SOLE | 17,031 | 0 | 0 | ||
Vanguard Mid-Cap ETF | COM | 922908629 | 297 | 1,770 | SH | SOLE | 1,770 | 0 | 0 | ||
Vanguard Mid Cap Growth ETF | COM | 922908538 | 1,084 | 7,320 | SH | SOLE | 7,320 | 0 | 0 | ||
Vanguard Total Stock Market ETF | COM | 922908769 | 4,057 | 26,870 | SH | SOLE | 26,870 | 0 | 0 | ||
Vanguard Value ETF | COM | 922908744 | 347 | 3,112 | SH | SOLE | 3,112 | 0 | 0 | ||
Ishares TIPS Bond ETF | COM | 464287176 | 741 | 6,373 | SH | SOLE | 6,373 | 0 | 0 | ||
Proshares Ult. Sh. 20 Year Treasury ETF | COM | 74347B201 | 305 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
SPDR Barclays High Yield Bond ETF | COM | 78464A417 | 257 | 2,363 | SH | SOLE | 2,363 | 0 | 0 | ||
Vanguard Short Term Inflation Protected ETF | COM | 922020805 | 294 | 6,000 | SH | SOLE | 6,000 | 0 | 0 |