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The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 7,732 9,400,000 PRN   SOLE   9,400,000 0 0
AMCI ACQUISITION CORP UNIT 01/07/2019 00165R200 1,280 123,700 SH   SOLE   123,700 0 0
AKERNA CORP *W EXP 06/17/202 00973W110 26 35,864 SH   SOLE   35,864 0 0
ALLEGRO MERGER CORP UNIT 12/31/2023 01749N301 1,337 126,509 SH   SOLE   126,509 0 0
ALLIED ESPORTS ENTMT INC COM 019170109 48 9,120 SH   SOLE   9,120 0 0
APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 4,433 4,335,000 PRN   SOLE   4,335,000 0 0
APEX TECHNOLOGY ACQUISITN CO UNIT 06/11/2026 03768F201 764 75,000 SH   SOLE   75,000 0 0
CSG SYS INTL INC NOTE 4.250% 3/1 126349AF6 1,143 1,011,000 PRN   SOLE   1,011,000 0 0
CHASERG TECHNLGY ACQUISITN C UNIT 09/30/2023 16166A202 823 77,232 SH   SOLE   77,232 0 0
CHURCHILL CAP CORP II UNIT 99/99/9999 17143G205 1,637 155,713 SH   SOLE   155,713 0 0
CONCRETE PUMPING HLDGS INC COM 206704108 120 30,140 SH   SOLE   30,140 0 0
ASSERTIO THERAPEUTICS INC NOTE 2.500% 9/0 249908AA2 5,958 8,078,000 PRN   SOLE   8,078,000 0 0
DISH NETWORK CORP NOTE 3.375% 8/1 25470MAB5 5,853 6,388,000 PRN   SOLE   6,388,000 0 0
ENCORE CAP GROUP INC NOTE 2.875% 3/1 292554AH5 1,174 1,200,000 PRN   SOLE   1,200,000 0 0
ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 2,528 2,500,000 PRN   SOLE   2,500,000 0 0
FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 590 55,200 SH   SOLE   55,200 0 0
FORUM MERGER II CORP UNIT 09/30/2025 34985B202 3,061 286,115 SH   SOLE   286,115 0 0
FORUM MERGER II CORP CL A 34986F103 463 45,785 SH   SOLE   45,785 0 0
GDS HLDGS LTD DEBT 2.000% 6/0 36165LAB4 2,255 2,175,000 PRN   SOLE   2,175,000 0 0
GX ACQUISITION CORP UNIT 05/24/2026 36251A206 3,060 300,000 SH   SOLE   300,000 0 0
GIGCAPITAL2 INC UNIT 02/28/2026 375036209 2,046 198,600 SH   SOLE   198,600 0 0
GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 37 91,600 SH   SOLE   91,600 0 0
GRAF INDL CORP *W EXP 12/31/202 384278115 42 107,500 SH   SOLE   107,500 0 0
HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 1,033 100,000 SH   SOLE   100,000 0 0
HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 1,092 638,600 SH   SOLE   638,600 0 0
INFINERA CORPORATION NOTE 2.125% 9/0 45667GAC7 3,253 3,750,000 PRN   SOLE   3,750,000 0 0
INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 430 500,000 PRN   SOLE   500,000 0 0
INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 4,480 4,985,000 PRN   SOLE   4,985,000 0 0
INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 1,130 50,000 SH   SOLE   50,000 0 0
IQIYI INC DEBT 3.750%12/0 G4939KAA4 7,671 7,700,000 PRN   SOLE   7,700,000 0 0
IQIYI INC DEBT 2.000% 4/0 G4939KAB2 2,168 2,500,000 PRN   SOLE   2,500,000 0 0
IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 997 1,000,000 PRN   SOLE   1,000,000 0 0
ISHARES TR CORE US AGGBD ET 464287226 2,603 23,000 SH   SOLE   23,000 0 0
ISHARES TR IBOXX INV CP ETF 464287242 816 6,400 SH   SOLE   6,400 0 0
ISHARES TR 20 YR TR BD ETF 464287432 572 4,000 SH   SOLE   4,000 0 0
LF CAP ACQUISITION CORP *W EXP 06/22/202 50200K116 19 59,500 SH   SOLE   59,500 0 0
LF CAP ACQUISITION CORP UNIT 06/19/2025 50200K207 1,460 137,903 SH   SOLE   137,903 0 0
LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 2,019 199,900 SH   SOLE   199,900 0 0
LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 4,459 5,350,000 PRN   SOLE   5,350,000 0 0
MFA FINL INC NOTE 6.250% 6/1 55272XAA0 1,070 1,043,000 PRN   SOLE   1,043,000 0 0
MEDICINES CO NOTE 2.750% 7/1 584688AG0 4,218 3,500,000 PRN   SOLE   3,500,000 0 0
MICROCHIP TECHNOLOGY INC NOTE 2.250% 2/1 595017AH7 3,989 3,100,000 PRN   SOLE   3,100,000 0 0
MUDRICK CAP ACQUISITION CORP UNIT 02/01/2023 624745204 433 39,900 SH   SOLE   39,900 0 0
NANTHEALTH INC NOTE 5.500%12/1 630104AB3 2,661 4,140,000 PRN   SOLE   4,140,000 0 0
OPKO HEALTH INC NOTE 4.500% 2/1 68375NAD5 6,204 7,500,000 PRN   SOLE   7,500,000 0 0
PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 674 700,000 PRN   SOLE   700,000 0 0
PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAJ3 9,921 10,344,000 PRN   SOLE   10,344,000 0 0
PARATEK PHARMACEUTICALS INC NOTE 4.750% 5/0 699374AB0 1,157 1,600,000 PRN   SOLE   1,600,000 0 0
PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 6 25,850 SH   SOLE   25,850 0 0
PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 16 51,700 SH   SOLE   51,700 0 0
PINDUODUO INC DEBT 10/0 G7115TAA4 2,549 2,500,000 PRN   SOLE   2,500,000 0 0
PIVOTAL INVT CORP II UNIT 06/01/2025 72582K209 1,527 150,000 SH   SOLE   150,000 0 0
PIVOTAL ACQUISITION CORP CL A COM 72583A101 122 12,029 SH   SOLE   12,029 0 0
PIVOTAL ACQUISITION CORP *W EXP 12/01/202 72583A119 215 160,599 SH   SOLE   160,599 0 0
PRETIUM RES INC NOTE 2.250% 3/1 74139CAB8 195 185,000 PRN   SOLE   185,000 0 0
PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 2,575 240,000 SH   SOLE   240,000 0 0
QUDIAN INC DEBT 1.000% 7/0 G7314VAA8 2,882 3,000,000 PRN   SOLE   3,000,000 0 0
RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 3,636 4,000,000 PRN   SOLE   4,000,000 0 0
RANPAK HLDGS CORP *W EXP 06/03/202 75321W111 221 295,100 SH   SOLE   295,100 0 0
SENTINEL ENERGY SVCS INC *W EXP 11/02/202 81728P113 68 170,401 SH   SOLE   170,401 0 0
SPLUNK INC NOTE 0.500% 9/1 848637AC8 2,149 2,000,000 PRN   SOLE   2,000,000 0 0
SWITCHBACK ENERGY ACQUISITIO UNIT 99/99/9999 87105M201 2,941 294,105 SH   SOLE   294,105 0 0
TEAM INC NOTE 5.000% 8/0 878155AE0 8,288 7,500,000 PRN   SOLE   7,500,000 0 0
TESLA INC NOTE 2.000% 5/1 88160RAG6 4,063 4,000,000 PRN   SOLE   4,000,000 0 0
THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 5,565 6,000,000 PRN   SOLE   6,000,000 0 0
TIBERIUS ACQUISITION CORP UNIT 02/28/2021 88633A206 1,311 116,000 SH   SOLE   116,000 0 0
TILRAY INC DEBT 5.000%10/0 88688TAA8 745 1,150,000 PRN   SOLE   1,150,000 0 0
TRINITY MERGER CORP COM CL A 89653L106 1,034 99,068 SH   SOLE   99,068 0 0
TUSCAN HOLDINGS CORP UNIT 99/99/9999 90069K203 632 59,100 SH   SOLE   59,100 0 0
TUSCAN HLDGS CORP II UNIT 04/01/2026 90070A202 3,015 300,000 SH   SOLE   300,000 0 0
VANGUARD INDEX FDS LARGE CAP ETF 922908637 982 7,200 SH   SOLE   7,200 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 257 1,700 SH   SOLE   1,700 0 0
VEONEER INCORPORATED NOTE 4.000% 6/0 92336XAA7 3,450 3,500,000 PRN   SOLE   3,500,000 0 0
XYNOMIC PHARMACUTCLS HLDNG I *W EXP 05/15/202 98421X110 5 63,000 SH   SOLE   63,000 0 0
CLARIVATE ANALYTICS PLC *W EXP 11/09/201 G21810117 1,741 295,633 SH   SOLE   295,633 0 0
ACT II GLOBAL ACQUISITION CO UNIT 04/30/2026 G0080J112 1,038 100,000 SH   SOLE   100,000 0 0
KAIXIN AUTO HLDGS SHS G5223X100 109 60,290 SH   SOLE   60,290 0 0
ARYA SCIENCES ACQUISITION CO UNIT 10/04/2023 G3165V117 1,447 131,999 SH   SOLE   131,999 0 0
FELLAZO INC UNIT 99/99/9999 G3362K104 1,245 125,000 SH   SOLE   125,000 0 0
NETFIN ACQUISITION CORP UNIT 08/01/2024 G6455A123 1,766 175,000 SH   SOLE   175,000 0 0
THUNDER BRDG ACQUISTION II L UNIT 99/99/9999 G8857S124 1,527 150,000 SH   SOLE   150,000 0 0
TKK SYMPHONY ACQUISITION COR UNIT 08/15/2023 G88950111 1,199 116,000 SH   SOLE   116,000 0 0
TWELVE SEAS INVESTMENT COMPA *W EXP 12/22/202 G9145A115 0 1,400 SH   SOLE   1,400 0 0
TWELVE SEAS INVESTMENT COMPA UNIT 06/21/2023 G9145A123 2,240 206,600 SH   SOLE   206,600 0 0
TWELVE SEAS INVESTMENT COMPA RIGHT 12/22/2019 G9145A131 1 1,400 SH   SOLE   1,400 0 0
AKAZOO SA SHS L0164E108 25 4,000 SH   SOLE   4,000 0 0
AKAZOO SA *W EXP 09/11/202 L0164E116 15 20,000 SH   SOLE   20,000 0 0
LONGEVITY ACQUISITION CORP UNIT 08/29/2024 G56372108 560 51,500 SH   SOLE   51,500 0 0
TENZING ACQUISITION CORP UNIT 08/24/2024 G8708A124 831 79,300 SH   SOLE   79,300 0 0
DD3 ACQUISITION CORP UNIT 10/12/2023 G2692M129 2,513 242,100 SH   SOLE   242,100 0 0
HL ACQUISITIONS CORP UNIT 06/21/2023 G4603R114 799 75,073 SH   SOLE   75,073 0 0