The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
APPLE INC COM 037833100 10,886 55,000 SH Put SOLE   55,000 0 0
ABBVIE INC COM 00287Y109 625 8,600 SH Put SOLE   8,600 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 739 4,000 SH   SOLE   4,000 0 0
ADVANCED DISP SVCS INC DEL COM 00790X101 4,145 129,897 SH   SOLE   129,897 0 0
AGBA ACQUISITION LTD UNIT 05/10/2024 G0120M133 1,224 122,200 SH   SOLE   122,200 0 0
ALLERGAN PLC SH G0177J108 2,093 12,500 SH   SOLE   12,500 0 0
AEROJET ROCKETDYNE HLDGS INC NOTE 2.25012/1 007800AB1 8,938 5,000 PRN   SOLE   5,000 0 0
ALBERTON ACQUISITION CORP ORD SH G35006108 347 34,244 SH   SOLE   34,244 0 0
ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 55 220,000 SH   SOLE   220,000 0 0
ALBERTON ACQUISITION CORP UNIT 04/22/2020 G35006116 1,794 171,520 SH   SOLE   171,520 0 0
ALBERTON ACQUISITION CORP W EXP 04/26/202 G35006124 23 208,800 SH   SOLE   208,800 0 0
ALLEGRO MERGER CORP COM 01749N103 180 17,996 SH   SOLE   17,996 0 0
ALITHYA GROUP INC CL A SUB VTG 01643B106 839 346,677 SH   SOLE   346,677 0 0
AMBER RD INC COM 02318Y108 1,582 121,138 SH   SOLE   121,138 0 0
AMCI ACQUISITION CORP UNIT 01/07/2019 00165R200 5,090 500,000 SH   SOLE   500,000 0 0
ADVANCED MICRO DEVICES INC COM 007903107 759 25,000 SH   SOLE   25,000 0 0
ADVANCED MICRO DEVICES INC COM 007903107 4,252 140,000 SH Put SOLE   140,000 0 0
ANADARKO PETE CORP COM 032511107 5,292 75,000 SH   SOLE   75,000 0 0
APHRIA INC COM 03765K104 1,052 150,000 SH Put SOLE   150,000 0 0
ARRAY BIOPHARMA INC COM 04269X105 2,527 54,539 SH   SOLE   54,539 0 0
ARYA SCIENCES ACQUISITION CO UNIT 10/04/2023 G3165V117 4,189 391,875 SH   SOLE   391,875 0 0
AVISTA CORP COM 05379B107 3,122 70,000 SH   SOLE   70,000 0 0
AVAYA HLDGS CORP COM 05351X101 953 80,000 SH Put SOLE   80,000 0 0
LIBERTY MEDIA CORP DELAWARE COM C BRAVES GRP 531229888 949 33,925 SH   SOLE   33,925 0 0
CONCRETE PUMPING HLDGS INC COM 206704108 267 52,222 SH   SOLE   52,222 0 0
BLACKBERRY LTD DEBT 3.75011/1 C10268AC1 9,171 8,010 PRN   SOLE   8,010 0 0
BROWN FORMAN CORP CL A 115637100 1,818 33,055 SH   SOLE   33,055 0 0
BUNGE LIMITED COM G16962105 2,236 40,128 SH   SOLE   40,128 0 0
BGC PARTNERS INC CL A 05541T101 941 180,000 SH   SOLE   180,000 0 0
BROOKFIELD PROPERTY REIT INC CL A 11282X103 4,231 223,980 SH   SOLE   223,980 0 0
TWELVE SEAS INVESTMENT COMPA SH G9145A107 837 82,465 SH   SOLE   82,465 0 0
TWELVE SEAS INVESTMENT COMPA RIGHT 12/22/2019 G9145A131 258 887,933 SH   SOLE   887,933 0 0
TWELVE SEAS INVESTMENT COMPA UNIT 06/21/2023 G9145A123 942 88,800 SH   SOLE   88,800 0 0
TWELVE SEAS INVESTMENT COMPA W EXP 12/22/202 G9145A115 150 749,355 SH   SOLE   749,355 0 0
BIG ROCK PARTNERS ACQUISI CO COM 089482103 2,014 193,091 SH   SOLE   193,091 0 0
BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 45 340,332 SH   SOLE   340,332 0 0
BIG ROCK PARTNERS ACQUISI CO UNIT 11/20/2022 089482202 2,287 240,000 SH   SOLE   240,000 0 0
BIG ROCK PARTNERS ACQUISI CO W EXP 12/01/202 089482111 22 101,200 SH   SOLE   101,200 0 0
B RILEY PRINCIPAL MERGER COR UNIT 99/99/9999 05586Y205 4,011 401,900 SH   SOLE   401,900 0 0
GLOBAL BRASS & COPPR HLDGS I COM 37953G103 3,452 78,929 SH   SOLE   78,929 0 0
BLUEGREEN VACATIONS CORP COM 09629F108 1,520 130,039 SH   SOLE   130,039 0 0
CARS COM INC COM 14575E105 2,014 102,121 SH   SOLE   102,121 0 0
COLLIER CREEK HOLDINGS UNIT 99/99/9999 G22707122 5,955 578,188 SH   SOLE   578,188 0 0
CHURCHILL CAP CORP II UNIT 99/99/9999 17143G205 2,723 268,300 SH   SOLE   268,300 0 0
CECO ENVIRONMENTAL CORP COM 125141101 1,011 105,375 SH   SOLE   105,375 0 0
CELGENE CORP COM 151020104 3,698 40,000 SH   SOLE   40,000 0 0
CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 2,465 100,054 SH   SOLE   100,054 0 0
CF FIN ACQUISITION CORP UNIT 04/30/2025 12528N206 8,280 800,000 SH   SOLE   800,000 0 0
CF FIN ACQUISITION CORP W EXP 04/30/202 12528N115 377 627,677 SH   SOLE   627,677 0 0
CHARDAN HEALTHCARE ACQUISITI COM 15957A108 461 49,301 SH   SOLE   49,301 0 0
CHARDAN HEALTHCARE ACQUISITI UNIT 12/13/2023 15957A207 3,744 400,000 SH   SOLE   400,000 0 0
CHARDAN HEALTHCARE ACQUISITI W EXP 12/13/202 15957A116 32 71,711 SH   SOLE   71,711 0 0
CAPITOL INVT CORP IV CL A ORD G18920101 6,522 637,499 SH   SOLE   637,499 0 0
CAPITOL INVT CORP IV W EXP 01/01/202 G18920127 204 146,800 SH   SOLE   146,800 0 0
SEACOR HOLDINGS INC COM 811904101 285 6,000 SH Put SOLE   6,000 0 0
SEACOR HOLDINGS INC NOTE 3.00011/1 81170YAB5 3,626 3,695 PRN   SOLE   3,695 0 0
COUPA SOFTWARE INC COM 22266L106 1,267 10,000 SH Put SOLE   10,000 0 0
CRESCENT ACQUISITION CORP UNIT 99/99/9999 22564L204 6,935 690,000 SH   SOLE   690,000 0 0
CHASERG TECHNLGY ACQUISITN C CLASS A 16166A103 1,450 144,400 SH   SOLE   144,400 0 0
CHASERG TECHNLGY ACQUISITN C UNIT 09/30/2023 16166A202 3,836 375,000 SH   SOLE   375,000 0 0
CONTROL4 CORP COM 21240D107 2,410 101,487 SH   SOLE   101,487 0 0
CARNIVAL PLC ADR 14365C103 4,527 100,000 SH   SOLE   100,000 0 0
CYPRESS SEMICONDUCTOR CORP NOTE 2.000 2/0 232806AP4 2,364 2,000 PRN   SOLE   2,000 0 0
CYPRESS SEMICONDUCTOR CORP NOTE 4.500 1/1 232806AM1 3,353 2,000 PRN   SOLE   2,000 0 0
CAESARS ENTMT CORP COM 127686103 773 65,400 SH Call SOLE   65,400 0 0
CAESARS ENTMT CORP NOTE 5.00010/0 127686AA1 3,427 2,000 PRN   SOLE   2,000 0 0
TABLEAU SOFTWARE INC CL A 87336U105 2,905 17,500 SH   SOLE   17,500 0 0
DD3 ACQUISITION CORP UNIT 10/12/2023 G2692M129 3,072 300,000 SH   SOLE   300,000 0 0
DD3 ACQUISITION CORP W EXP 10/20/202 G2692M111 4 19,800 SH   SOLE   19,800 0 0
DIAMOND EAGLE ACQUISITION CO UNIT 06/30/2026 25258L208 1,006 100,000 SH   SOLE   100,000 0 0
DELL TECHNOLOGIES INC CL C 24703L202 4,234 83,337 SH   SOLE   83,337 0 0
DFB HEALTHCARE ACQUISTION CO COM 23291E109 354 35,000 SH   SOLE   35,000 0 0
DFB HEALTHCARE ACQUISTION CO UNIT 01/30/2023 23291E208 7,838 755,853 SH   SOLE   755,853 0 0
DEL FRISCOS RESTAURANT GROUP COM 245077102 830 104,264 SH   SOLE   104,264 0 0
DANAHER CORPORATION 4.75 MND CV PFD 235851300 2,209 2,000 SH   SOLE   2,000 0 0
DISCOVERY INC COM SER C 25470F302 4,692 164,938 SH   SOLE   164,938 0 0
DISH NETWORK CORP CL A 25470M109 1,344 35,000 SH Call SOLE   35,000 0 0
DIAMONDPEAK HLDGS COR COM CL A 25280H100 972 99,999 SH   SOLE   99,999 0 0
DIAMONDPEAK HLDGS COR W EXP 02/22/202 25280H118 13 15,633 SH   SOLE   15,633 0 0
DEXCOM INC NOTE 0.750 5/1 252131AF4 4,786 3,000 PRN   SOLE   3,000 0 0
EBAY INC COM 278642103 9,085 230,000 SH Call SOLE   230,000 0 0
EBAY INC COM 278642103 672 17,000 SH Put SOLE   17,000 0 0
EDTECHX HLDGS ACQUISITION CO COM 28138X103 493 50,000 SH   SOLE   50,000 0 0
EL PASO ELEC CO COM NEW 283677854 1,666 25,467 SH   SOLE   25,467 0 0
ELECTRONICS FOR IMAGING INC COM 286082102 3,247 87,972 SH   SOLE   87,972 0 0
EVERI HLDGS INC COM 30034T103 1,253 105,070 SH   SOLE   105,070 0 0
FIRST DATA CORP NEW COM CL A 32008D106 2,277 84,106 SH   SOLE   84,106 0 0
FORUM MERGER II CORP CL A 34986F103 753 75,000 SH   SOLE   75,000 0 0
FORUM MERGER II CORP UNIT 09/30/2025 34986F202 3,179 299,600 SH   SOLE   299,600 0 0
FORUM MERGER II CORP W EXP 09/30/202 34986F111 25 39,400 SH   SOLE   39,400 0 0
FINISAR CORP NOTE 0.50012/1 31787AAP6 7,837 8,052 PRN   SOLE   8,052 0 0
FRANCO NEVADA CORP COM 351858105 11,459 135,000 SH Call SOLE   135,000 0 0
FOX CORP CL A COM 35137L105 1,431 39,059 SH   SOLE   39,059 0 0
FAR PT ACQUISITION CORP COM CL A 30734W109 2,297 225,369 SH   SOLE   225,369 0 0
FAR PT ACQUISITION CORP UNIT 06/01/2025 30734W208 9,533 916,597 SH   SOLE   916,597 0 0
FAR PT ACQUISITION CORP W EXP 06/01/202 30734W117 332 259,634 SH   SOLE   259,634 0 0
FIRST MAJESTIC SILVER CORP NOTE 1.875 3/0 32076VAB9 4,264 4,000 PRN   SOLE   4,000 0 0
FINTECH ACQUISITION CORP III COM CL A 31811A101 981 100,000 SH   SOLE   100,000 0 0
FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 8,032 750,000 SH   SOLE   750,000 0 0
LIBERTY MEDIA CORP DELAWARE COM SER A FRMLA 531229870 1,093 30,475 SH   SOLE   30,475 0 0
GANNETT CO INC NOTE 4.750 4/1 36473HAB0 7,039 7,000 PRN   SOLE   7,000 0 0
GIGCAPITAL INC COM 37518N106 2,052 199,195 SH   SOLE   199,195 0 0
GIGCAPITAL INC RIGHT 03/06/2020 37518N114 68 130,905 SH   SOLE   130,905 0 0
GIGCAPITAL INC W EXP 06/08/202 37518N122 76 254,001 SH   SOLE   254,001 0 0
GIGCAPITAL2 INC UNIT 02/28/2026 375036209 4,012 400,000 SH   SOLE   400,000 0 0
GREENLAND ACQUISITIN CORPORA UNIT 03/03/2025 G40981121 1,860 175,964 SH   SOLE   175,964 0 0
GORES METROPOULOS INC UNIT 99/99/9999 382872208 2,115 202,000 SH   SOLE   202,000 0 0
GREENLANE HLDGS INC CL A 395330103 671 70,000 SH   SOLE   70,000 0 0
ALPHABET INC CAP STK CL A 02079K305 11,644 10,754 SH   SOLE   10,754 0 0
ALPHABET INC CAP STK CL A 02079K305 30,860 28,500 SH Call SOLE   28,500 0 0
GORDON POINTE ACQUISITION CO COM CLASS A 382788107 350 33,857 SH   SOLE   33,857 0 0
GRAF INDL CORP COM 384278107 6,285 631,616 SH   SOLE   631,616 0 0
GORES HOLDINGS III INC UNIT 09/07/2024 38286G208 4,764 455,046 SH   SOLE   455,046 0 0
GS ACQUISITION HLDGS CORP COM CL A 36255F102 2,515 248,036 SH   SOLE   248,036 0 0
GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 1,050 100,000 SH   SOLE   100,000 0 0
GS ACQUISITION HLDGS CORP W EXP 06/12/202 36255F110 126 101,020 SH   SOLE   101,020 0 0
GTY TECHNOLOGY HOLDINGS INC COM 362409104 251 36,609 SH   SOLE   36,609 0 0
GX ACQUISITION CORP UNIT 05/24/2026 36251A206 8,040 800,000 SH   SOLE   800,000 0 0
HENNESSY CAP ACQUSTION CORP UNIT 99/99/9999 42589C203 3,085 298,956 SH   SOLE   298,956 0 0
HENNESSY CAP ACQUSTION CORP W EXP 09/05/202 42589C112 30 50,000 SH   SOLE   50,000 0 0
HEICO CORP NEW CL A 422806208 5,678 54,925 SH   SOLE   54,925 0 0
HFF INC CL A 40418F108 460 10,120 SH   SOLE   10,120 0 0
HOPFED BANCORP INC COM 439734104 258 13,618 SH   SOLE   13,618 0 0
HEALTH SCIENCES ACQUSTN CORP UNIT 04/01/2024 42227C201 2,242 211,500 SH   SOLE   211,500 0 0
HERTZ GLOBAL HLDGS INC RIGHT 07/12/2019 42806J114 49 25,000 SH   SOLE   25,000 0 0
HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 6,126 600,000 SH   SOLE   600,000 0 0
HYDROGENICS CORP NEW COM NEW 448883207 1,172 78,916 SH   SOLE   78,916 0 0
INNOVATIVE INDL PPTYS INC COM 45781V101 5,560 45,000 SH Call SOLE   45,000 0 0
INNOVATIVE INDL PPTYS INC COM 45781V101 3,089 25,000 SH Put SOLE   25,000 0 0
II VI INC COM 902104108 801 21,922 SH   SOLE   21,922 0 0
INTERMOLECULAR INC COM 45882D109 531 453,675 SH   SOLE   453,675 0 0
INSURANCE ACQUISITION CORP UNIT 03/31/2024 457867307 7,210 700,000 SH   SOLE   700,000 0 0
INTEL CORP COM 458140100 1,675 35,000 SH   SOLE   35,000 0 0
COLONY STARWOOD HOMES NOTE 3.500 1/1 19625XAB8 3,055 2,500 PRN   SOLE   2,500 0 0
INTL PAPER CO COM 460146103 4,115 95,000 SH Put SOLE   95,000 0 0
SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 12,677 1,214,818 SH   SOLE   1,214,818 0 0
SOCIAL CAP HEDOSOPHIA HLDGS W EXP 09/14/202 G8250R129 911 680,090 SH   SOLE   680,090 0 0
ISHARES TR TRANS AVG ETF 464287192 677 3,600 SH   SOLE   3,600 0 0
8I ENTERPRISES ACQUISITIN CO RIGHT 10/29/2020 G2956M120 57 150,000 SH   SOLE   150,000 0 0
8I ENTERPRISES ACQUISITIN CO UNIT 99/99/9999 G2956M138 2,258 214,000 SH   SOLE   214,000 0 0
MULTI COLOR CORP COM 625383104 2,283 45,696 SH   SOLE   45,696 0 0
LEISURE ACQUISITION CORP COM 52539T107 1,114 110,000 SH   SOLE   110,000 0 0
LEISURE ACQUISITION CORP UNIT 99/99/9999 52539T206 3,064 294,007 SH   SOLE   294,007 0 0
LEISURE ACQUISITION CORP W EXP 12/05/201 52539T115 19 35,400 SH   SOLE   35,400 0 0
LIBERTY BROADBAND CORP COM SER A 530307107 2,571 25,000 SH   SOLE   25,000 0 0
LIBERTY GLOBAL PLC SHS CL A G5480U104 453 16,795 SH   SOLE   16,795 0 0
LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 5,839 583,924 SH   SOLE   583,924 0 0
LIBERTY EXPEDIA HLDGS INC SER A COM 53046P109 855 17,896 SH   SOLE   17,896 0 0
LF CAP ACQUISITION CORP CL A 50200K108 761 75,000 SH   SOLE   75,000 0 0
LF CAP ACQUISITION CORP UNIT 06/19/2025 50200K207 2,890 277,305 SH   SOLE   277,305 0 0
LEGACY ACQUISITION CORP COM CL A 524643103 2,329 230,549 SH   SOLE   230,549 0 0
LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 3,271 313,020 SH   SOLE   313,020 0 0
LEGACY ACQUISITION CORP W EXP 11/30/202 524643111 3 10,000 SH   SOLE   10,000 0 0
LIONS GATE ENTMNT CORP CL B NON VTG 535919500 1,422 122,515 SH   SOLE   122,515 0 0
LEO HOLDINGS CORP W EXP 02/07/202 G5463L113 188 150,245 SH   SOLE   150,245 0 0
LIBERTY LATIN AMERICA LTD COM CL A G9001E102 430 24,962 SH   SOLE   24,962 0 0
FIDELITY SOUTHERN CORP NEW COM 316394105 1,500 48,441 SH   SOLE   48,441 0 0
L3 TECHNOLOGIES INC COM 502413107 8,643 35,254 SH   SOLE   35,254 0 0
LONGEVITY ACQUISITION CORP UNIT 08/29/2024 G56372108 2,064 200,000 SH   SOLE   200,000 0 0
LONGEVITY ACQUISITION CORP W EXP 07/31/202 G56372116 92 655,987 SH   SOLE   655,987 0 0
LOUISIANA PAC CORP COM 546347105 6,555 250,000 SH Call SOLE   250,000 0 0
LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 2,473 65,400 SH   SOLE   65,400 0 0
LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 2,148 173,243 SH   SOLE   173,243 0 0
MONGODB INC CL A 60937P106 2,662 17,500 SH   SOLE   17,500 0 0
MONGODB INC CL A 60937P106 1,901 12,500 SH Call SOLE   12,500 0 0
MEDIDATA SOLUTIONS INC COM 58471A105 407 4,500 SH   SOLE   4,500 0 0
MERCER INTL INC COM 588056101 2,321 150,000 SH Call SOLE   150,000 0 0
MEGALITH FINL ACQUISITION CO CL A COM 58518F109 200 19,873 SH   SOLE   19,873 0 0
MEGALITH FINL ACQUISITION CO UNIT 09/30/2025 58518F208 4,782 466,492 SH   SOLE   466,492 0 0
MGM RESORTS INTERNATIONAL COM 552953101 3,000 105,000 SH Call SOLE   105,000 0 0
MAGNOLIA OIL & GAS CORP W EXP 07/31/202 559663117 2,478 741,937 SH   SOLE   741,937 0 0
MODERN MEDIA ACQUISITION COM 60765P103 4,141 394,381 SH   SOLE   394,381 0 0
MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 3 10,093 SH   SOLE   10,093 0 0
MONOCLE ACQUISITION CORP COM 609754106 2,495 252,049 SH   SOLE   252,049 0 0
MONOCLE ACQUISITION CORP UNIT 99/99/9999 609754205 1,293 125,500 SH   SOLE   125,500 0 0
MOSAIC ACQUISITION CORP COM CL A 61946M100 9,133 895,390 SH   SOLE   895,390 0 0
MOSAIC ACQUISITION CORP UNIT 99/99/9999 61946M209 1,647 155,853 SH   SOLE   155,853 0 0
MONOLITHIC PWR SYS INC COM 609839105 2,037 15,000 SH   SOLE   15,000 0 0
MIDSOUTH BANCORP INC COM 598039105 128 10,837 SH   SOLE   10,837 0 0
MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 1,693 166,594 SH   SOLE   166,594 0 0
MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 2,287 221,014 SH   SOLE   221,014 0 0
MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 1,720 166,200 SH Call SOLE   166,200 0 0
MAXIM INTEGRATED PRODS INC COM 57772K101 1,158 19,366 SH   SOLE   19,366 0 0
NATIONAL ENERGY SERVICES REU W EXP 05/05/202 G6375R115 734 863,281 SH   SOLE   863,281 0 0
NEW FRONTIER CORP UNIT 99/99/9999 G6485P116 1,560 150,000 SH   SOLE   150,000 0 0
NRC GROUP HLDGS CORP COM 629375106 1,540 138,506 SH   SOLE   138,506 0 0
NRC GROUP HLDGS CORP W EXP 10/17/202 629375114 728 440,559 SH   SOLE   440,559 0 0
NUVASIVE INC NOTE 2.250 3/1 670704AG0 4,465 3,939 PRN   SOLE   3,939 0 0
NVIDIA CORP COM 67066G104 1,232 7,500 SH Call SOLE   7,500 0 0
NEWS CORP NEW CL A 65249B109 871 64,532 SH   SOLE   64,532 0 0
ON SEMICONDUCTOR CORP COM 682189105 2,021 100,000 SH Put SOLE   100,000 0 0
SPARK THERAPEUTICS INC COM 84652J103 809 7,900 SH Call SOLE   7,900 0 0
OPES ACQUISITION CORP COM 68373P100 4,327 421,777 SH   SOLE   421,777 0 0
RANPAK HLDGS CORP COM CL A 75321W103 956 108,047 SH   SOLE   108,047 0 0
RANPAK HLDGS CORP W EXP 06/03/202 75321W111 331 275,992 SH   SOLE   275,992 0 0
PURE ACQUISITION CORP CL A 74621Q106 2,901 286,139 SH   SOLE   286,139 0 0
PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 9,929 928,790 SH   SOLE   928,790 0 0
PURE ACQUISITION CORP W EXP 04/17/202 74621Q114 1,895 1,754,337 SH   SOLE   1,754,337 0 0
PATTERN ENERGY GROUP INC NOTE 4.000 7/1 70338PAB6 4,565 4,525 PRN   SOLE   4,525 0 0
PROOFPOINT INC COM 743424103 1,299 10,800 SH   SOLE   10,800 0 0
PROOFPOINT INC COM 743424103 7,215 60,000 SH Call SOLE   60,000 0 0
PROOFPOINT INC COM 743424103 4,209 35,000 SH Put SOLE   35,000 0 0
POINTER TELOCATION LTD SH M7946T104 1,746 114,464 SH   SOLE   114,464 0 0
PRETIUM RES INC COM 74139C102 627 62,600 SH Put SOLE   62,600 0 0
PIVOTAL ACQUISITION CORP CL A COM 72583A101 107 10,554 SH   SOLE   10,554 0 0
PIVOTAL ACQUISITION CORP W EXP 12/01/202 72583A119 145 107,200 SH   SOLE   107,200 0 0
QUALCOMM INC COM 747525103 8,748 115,000 SH Call SOLE   115,000 0 0
QUALCOMM INC COM 747525103 5,325 70,000 SH Put SOLE   70,000 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 11,204 60,000 SH Put SOLE   60,000 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 9,337 50,000 SH Call SOLE   50,000 0 0
QUAD / GRAPHICS INC COM CL A 747301109 610 77,110 SH   SOLE   77,110 0 0
RED HAT INC COM 756577102 8,000 42,605 SH   SOLE   42,605 0 0
ROSEHILL RES INC CL A 777385105 652 195,714 SH   SOLE   195,714 0 0
ROSEHILL RES INC W EXP 04/27/202 777385113 373 864,548 SH   SOLE   864,548 0 0
REPLAY ACQUISITION CORP UNIT 03/01/2024 G75130123 7,834 783,394 SH   SOLE   783,394 0 0
REPUBLIC SVCS INC COM 760759100 3,032 35,000 SH Put SOLE   35,000 0 0
REGALWOOD GLOBAL ENERGY LTD UNIT 99/99/9999 G74760110 2,150 207,742 SH   SOLE   207,742 0 0
SENSEONICS HLDGS INC NOTE 5.250 2/0 81727UAA3 2,080 2,000 PRN   SOLE   2,000 0 0
SHUTTERFLY INC COM 82568P304 409 8,100 SH   SOLE   8,100 0 0
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 2,311 40,000 SH Put SOLE   40,000 0 0
SILICON LABORATORIES INC NOTE 1.375 3/0 826919AB8 6,207 5,000 PRN   SOLE   5,000 0 0
VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 17,078 155,000 SH Put SOLE   155,000 0 0
VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 23,204 210,600 SH Call SOLE   210,600 0 0
SPARTAN ENERGY ACQUISITON CO UNIT 99/99/9999 846784114 8,422 833,900 SH   SOLE   833,900 0 0
SPLUNK INC COM 848637104 2,767 22,000 SH   SOLE   22,000 0 0
SPLUNK INC COM 848637104 3,144 25,000 SH Call SOLE   25,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 586 2,000 SH   SOLE   2,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 2,930 10,000 SH Put SOLE   10,000 0 0
STEWART INFORMATION SVCS COR COM 860372101 1,724 42,576 SH   SOLE   42,576 0 0
SUNTRUST BKS INC COM 867914103 629 10,007 SH   SOLE   10,007 0 0
SENTINEL ENERGY SVCS INC CL A 81728P105 7,649 753,553 SH   SOLE   753,553 0 0
SENTINEL ENERGY SVCS INC W EXP 11/02/202 81728P113 61 86,770 SH   SOLE   86,770 0 0
SIERRA WIRELESS INC COM 826516106 3,062 253,500 SH Put SOLE   253,500 0 0
THUNDER BRIDGE ACQUISITION L SHS CLASS A G8857R100 4,488 430,311 SH   SOLE   430,311 0 0
THUNDER BRIDGE ACQUISITION L W EXP 01/01/202 G8857R126 4,154 2,056,516 SH   SOLE   2,056,516 0 0
TCF FINL CORP COM 872275102 1,281 61,598 SH   SOLE   61,598 0 0
TARGET HOSPITALITY CORP COM 87615L107 2,547 279,841 SH   SOLE   279,841 0 0
TUSCAN HOLDINGS CORP COM 90069K104 1,802 182,430 SH   SOLE   182,430 0 0
TUSCAN HOLDINGS CORP UNIT 99/99/9999 90069K203 8,478 799,777 SH   SOLE   799,777 0 0
TUSCAN HOLDINGS CORP W EXP 04/01/202 90069K112 663 850,000 SH   SOLE   850,000 0 0
TARGET HOSPITALITY CORP W EXP 03/15/202 87615L115 671 335,675 SH   SOLE   335,675 0 0
TIBERIUS ACQUISITION CORP UNIT 02/28/2021 88633A206 2,428 231,020 SH   SOLE   231,020 0 0
TIBERIUS ACQUISITION CORP W EXP 02/28/202 88633A115 54 172,600 SH   SOLE   172,600 0 0
TKK SYMPHONY ACQUISITION COR ORD SH G88950103 821 82,000 SH   SOLE   82,000 0 0
TRINITY MERGER CORP COM CL A 89653L106 1,031 100,100 SH   SOLE   100,100 0 0
TRINITY MERGER CORP UNIT 05/11/2025 89653L205 3,077 289,499 SH   SOLE   289,499 0 0
TPG PACE HLDGS CORP CL A G89827128 3,406 327,462 SH   SOLE   327,462 0 0
TPG PACE HLDGS CORP W EXP 06/27/202 G89827110 221 139,950 SH   SOLE   139,950 0 0
TRIBUNE MEDIA CO CL A 896047503 7,857 170,000 SH   SOLE   170,000 0 0
SPEEDWAY MOTORSPORTS INC COM 847788106 690 37,206 SH   SOLE   37,206 0 0
TRINE ACQUISITION CORP UNIT 03/31/2021 89628U207 7,261 718,900 SH   SOLE   718,900 0 0
HOSTESS BRANDS INC W EXP 11/04/202 44109J114 179 94,245 SH   SOLE   94,245 0 0
TWITTER INC NOTE 0.250 6/1 90184LAF9 2,930 3,000 PRN   SOLE   3,000 0 0
TWITTER INC NOTE 0.250 9/1 90184LAB8 1,490 1,500 PRN   SOLE   1,500 0 0
UNDER ARMOUR INC CL C 904311206 1,128 50,800 SH   SOLE   50,800 0 0
DOMTAR CORP COM NEW 257559203 6,680 150,000 SH Put SOLE   150,000 0 0
UQM TECHNOLOGIES INC COM 903213106 2,059 1,248,033 SH   SOLE   1,248,033 0 0
UNITED STATES OIL FUND LP UNITS 91232N108 3,612 300,000 SH Call SOLE   300,000 0 0
VALE S A SPONSORED ADS 91912E105 1,882 140,000 SH Put SOLE   140,000 0 0
VIACOM INC NEW CL B 92553P201 5,050 169,075 SH   SOLE   169,075 0 0
VIACOM INC NEW CL B 92553P201 2,990 100,100 SH Put SOLE   100,100 0 0
VARONIS SYS INC COM 922280102 496 8,000 SH   SOLE   8,000 0 0
VERSUM MATLS INC COM 92532W103 2,734 53,003 SH   SOLE   53,003 0 0
WABCO HLDGS INC COM 92927K102 3,448 26,000 SH   SOLE   26,000 0 0
WASTE CONNECTIONS INC COM 94106B101 1,778 18,600 SH Put SOLE   18,600 0 0
WORKDAY INC NOTE 0.25010/0 98138HAF8 5,976 4,000 PRN   SOLE   4,000 0 0
WASTE MGMT INC DEL COM 94106L109 1,154 10,000 SH Put SOLE   10,000 0 0
WORLDPAY INC CL A 981558109 600 4,900 SH   SOLE   4,900 0 0
WHEATON PRECIOUS METALS CORP COM 962879102 4,592 189,900 SH   SOLE   189,900 0 0
WHEATON PRECIOUS METALS CORP COM 962879102 3,385 140,000 SH Put SOLE   140,000 0 0
WPX ENERGY INC COM 98212B103 2,272 197,400 SH   SOLE   197,400 0 0
UNITED STATES STL CORP NEW COM 912909108 383 25,000 SH Put SOLE   25,000 0 0
XILINX INC COM 983919101 1,415 12,000 SH   SOLE   12,000 0 0
XILINX INC COM 983919101 2,358 20,000 SH Call SOLE   20,000 0 0
ZILLOW GROUP INC NOTE 2.00012/0 98954MAB7 6,211 5,500 PRN   SOLE   5,500 0 0
ZAYO GROUP HLDGS INC COM 98919V105 2,603 79,100 SH   SOLE   79,100 0 0
ZILLOW GROUP INC CL A 98954M101 2,687 58,725 SH   SOLE   58,725 0 0