The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADAPTIVE BIOTECHNOLOGIES COR | COM | 00650F109 | 5,555 | 115,000 | SH | DFND | 1,2,3,4 | 115,000 | 0 | 0 | |
AIT THERAPEUTICS INC | COM | 001448109 | 2,225 | 400,859 | SH | DFND | 1,2,3,4 | 400,859 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 25,418 | 150,000 | SH | DFND | 1,2,3,4 | 150,000 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 8,372 | 50,000 | SH | DFND | 1,2,3,4 | 50,000 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 23,066 | 21,302 | SH | DFND | 1,2,3,4 | 21,302 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 25,833 | 13,642 | SH | DFND | 1,2,3,4 | 13,642 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 7,775 | 238,428 | SH | DFND | 1,2,3,4 | 238,428 | 0 | 0 | |
ARAMARK | COM | 03852U106 | 23,493 | 651,500 | SH | DFND | 1,2,3,4 | 651,500 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 29,784 | 210,372 | SH | DFND | 1,2,3,4 | 210,372 | 0 | 0 | |
ARQULE INC | COM | 04269E107 | 10,855 | 985,917 | SH | DFND | 1,2,3,4 | 985,917 | 0 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 4,465 | 96,380 | SH | DFND | 1,2,3,4 | 96,380 | 0 | 0 | |
ATHENEX INC | COM | 04685N103 | 11,245 | 567,935 | SH | DFND | 1,2,3,4 | 567,935 | 0 | 0 | |
AUTOHOME INC | SP ADR RP CL A | 05278C107 | 6,370 | 74,400 | SH | Put | DFND | 1,2,3,4 | 74,400 | 0 | 0 |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 43,852 | 1,001,410 | SH | DFND | 1,2,3,4 | 1,001,410 | 0 | 0 | |
BOEING CO | COM | 097023105 | 18,524 | 50,890 | SH | DFND | 1,2,3,4 | 50,890 | 0 | 0 | |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 22,857 | 531,813 | SH | DFND | 1,2,3,4 | 531,813 | 0 | 0 | |
CANADIAN PAC RY LTD | COM | 13645T100 | 19,189 | 81,574 | SH | DFND | 1,2,3,4 | 81,574 | 0 | 0 | |
CARA THERAPEUTICS INC | COM | 140755109 | 4,311 | 200,500 | SH | DFND | 1,2,3,4 | 200,500 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 9,784 | 186,583 | SH | DFND | 1,2,3,4 | 186,583 | 0 | 0 | |
CONSTELLIUM NV | CL A | N22035104 | 20,775 | 2,069,219 | SH | DFND | 1,2,3,4 | 2,069,219 | 0 | 0 | |
COTY INC | COM CL A | 222070203 | 22,151 | 1,653,061 | SH | DFND | 1,2,3,4 | 1,653,061 | 0 | 0 | |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 2,255 | 100,000 | SH | Put | DFND | 1,2,3,4 | 100,000 | 0 | 0 |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 6,683 | 296,346 | SH | DFND | 1,2,3,4 | 296,346 | 0 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 378 | 7,446 | SH | DFND | 1,2,3,4 | 7,446 | 0 | 0 | |
DESTINATION MATERNITY CORP | COM | 25065D100 | 231 | 174,816 | SH | DFND | 1,2,3,4 | 174,816 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 8,378 | 60,000 | SH | Call | DFND | 1,2,3,4 | 60,000 | 0 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 13,381 | 95,823 | SH | DFND | 1,2,3,4 | 95,823 | 0 | 0 | |
ELDORADO RESORTS INC | COM | 28470R102 | 33,650 | 730,401 | SH | DFND | 1,2,3,4 | 730,401 | 0 | 0 | |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 11,426 | 928,924 | SH | DFND | 1,2,3,4 | 928,924 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 36,466 | 3,140,882 | SH | DFND | 1,2,3,4 | 3,140,882 | 0 | 0 | |
GENOCEA BIOSCIENCES INC | COM NEW | 372427401 | 2,612 | 666,222 | SH | DFND | 1,2,3,4 | 666,222 | 0 | 0 | |
GREAT ELM CAP GROUP INC | COM NEW | 39036P209 | 5,448 | 1,267,030 | SH | DFND | 1,2,3,4 | 1,267,030 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | COM | 362409104 | 8,220 | 1,200,000 | SH | DFND | 1,2,3,4 | 1,200,000 | 0 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 15,445 | 830,821 | SH | DFND | 1,2,3,4 | 830,821 | 0 | 0 | |
HUYA INC | ADS REP SHS A | 44852D108 | 16,192 | 655,282 | SH | DFND | 1,2,3,4 | 655,282 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 48,552 | 260,000 | SH | Put | DFND | 1,2,3,4 | 260,000 | 0 | 0 |
IQVIA HLDGS INC | COM | 46266C105 | 4,525 | 28,121 | SH | DFND | 1,2,3,4 | 28,121 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 134,508 | 865,000 | SH | Put | DFND | 1,2,3,4 | 865,000 | 0 | 0 |
KEMPHARM INC | NOTE 5.500% 2/0 | 488445AB3 | 1,395 | 3,000,000 | PRN | DFND | 1,2,3,4 | 3,000,000 | 0 | 0 | |
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 9,753 | 668,468 | SH | DFND | 1,2,3,4 | 668,468 | 0 | 0 | |
LIONS GATE ENTMNT CORP | CL A VTG | 535919401 | 6,760 | 551,836 | SH | DFND | 1,2,3,4 | 551,836 | 0 | 0 | |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 7,357 | 308,200 | SH | DFND | 1,2,3,4 | 308,200 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 38,656 | 288,567 | SH | DFND | 1,2,3,4 | 288,567 | 0 | 0 | |
MIDDLEBY CORP | COM | 596278101 | 20,662 | 152,259 | SH | DFND | 1,2,3,4 | 152,259 | 0 | 0 | |
MODERNA INC | COM | 60770K107 | 157 | 10,700 | SH | Put | DFND | 1,2,3,4 | 10,700 | 0 | 0 |
MOLECULAR TEMPLATES INC | COM | 608550109 | 4,307 | 515,792 | SH | DFND | 1,2,3,4 | 515,792 | 0 | 0 | |
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 9,842 | 101,903 | SH | DFND | 1,2,3,4 | 101,903 | 0 | 0 | |
NOMAD FOODS LTD | USD ORD SHS | G6564A105 | 12,713 | 595,199 | SH | DFND | 1,2,3,4 | 595,199 | 0 | 0 | |
NORFOLK SOUTHERN CORP | COM | 655844108 | 19,840 | 99,531 | SH | DFND | 1,2,3,4 | 99,531 | 0 | 0 | |
ONESPAWORLD HOLDINGS LIMITED | COM | P73684113 | 6,212 | 400,750 | SH | DFND | 1,2,3,4 | 400,750 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 13,663 | 315,400 | SH | Put | DFND | 1,2,3,4 | 315,400 | 0 | 0 |
PTC THERAPEUTICS INC | COM | 69366J200 | 6,175 | 137,219 | SH | DFND | 1,2,3,4 | 137,219 | 0 | 0 | |
RAMACO RES INC | COM | 75134P303 | 1,470 | 276,246 | SH | DFND | 1,2,3,4 | 276,246 | 0 | 0 | |
RAPID7 INC | COM | 753422104 | 8,724 | 150,825 | SH | DFND | 1,2,3,4 | 150,825 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 12,793 | 40,871 | SH | DFND | 1,2,3,4 | 40,871 | 0 | 0 | |
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 9,801 | 80,861 | SH | DFND | 1,2,3,4 | 80,861 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 7,229 | 47,646 | SH | DFND | 1,2,3,4 | 47,646 | 0 | 0 | |
SANDERSON FARMS INC | COM | 800013104 | 10,548 | 77,238 | SH | DFND | 1,2,3,4 | 77,238 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 569 | 9,800 | SH | DFND | 1,2,3,4 | 9,800 | 0 | 0 | |
SESEN BIO INC | COM | 817763105 | 9,249 | 6,166,175 | SH | DFND | 1,2,3,4 | 6,166,175 | 0 | 0 | |
SOL GEL TECHNOLOGIES | SHS | M8694L103 | 2,828 | 310,594 | SH | DFND | 1,2,3,4 | 310,594 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 35,084 | 400,000 | SH | Put | DFND | 1,2,3,4 | 400,000 | 0 | 0 |
STEALTH BIOTHERAPEUTICS CORP | SPONSORED ADS | 85789A105 | 2,231 | 178,453 | SH | DFND | 1,2,3,4 | 178,453 | 0 | 0 | |
TRILOGY METALS INC NEW | COM | 89621C105 | 2,962 | 1,004,135 | SH | DFND | 1,2,3,4 | 1,004,135 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 13,497 | 55,312 | SH | DFND | 1,2,3,4 | 55,312 | 0 | 0 | |
WILLSCOT CORP | COM | 971375126 | 12,129 | 806,476 | SH | DFND | 1,2,3,4 | 806,476 | 0 | 0 | |
ZEBRA TECHNOLOGIES CORP | CL A | 989207105 | 25,358 | 121,047 | SH | DFND | 1,2,3,4 | 121,047 | 0 | 0 | |
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 11,036 | 93,731 | SH | DFND | 1,2,3,4 | 93,731 | 0 | 0 |