The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Air Transport Services Group, | COM | 00922R105 | 32,980 | 1,351,641 | SH | DFND | 390,888 | 960,753 | 0 | ||
Allergan PLC | COM | G0177J108 | 34,262 | 204,637 | SH | DFND | 44,546 | 160,091 | 0 | ||
At Home Group Inc. | COM | 04650Y100 | 10,122 | 1,519,851 | SH | DFND | 446,368 | 1,073,483 | 0 | ||
Carrols Restaurant Group, Inc. | COM | 14574X104 | 22,913 | 2,537,485 | SH | DFND | 668,740 | 1,868,745 | 0 | ||
Celanese Corp. | COM | 150870103 | 12,457 | 115,555 | SH | DFND | 17,690 | 97,865 | 0 | ||
Community Financial Corporatio | COM | 20368X101 | 6,207 | 184,033 | SH | DFND | 19,135 | 164,898 | 0 | ||
Dirtt Environmental Solutions | COM | 25490H106 | 30,466 | 5,367,960 | SH | DFND | 1,410,100 | 3,957,860 | 0 | ||
ECN Capital Corporation | COM | 26829L107 | 26,949 | 8,421,435 | SH | DFND | 1,933,050 | 6,488,385 | 0 | ||
Everi Holdings, Inc. | COM | 30034T103 | 42,634 | 3,573,720 | SH | DFND | 859,546 | 2,714,174 | 0 | ||
Fiesta Restaurant Group, Inc. | COM | 31660B101 | 19,852 | 1,510,790 | SH | DFND | 340,722 | 1,170,068 | 0 | ||
First Northwest Bancorp | COM | 335834107 | 12,166 | 748,704 | SH | DFND | 168,476 | 580,228 | 0 | ||
Gildan Activewear, Inc. | COM | 375916103 | 13,839 | 357,779 | SH | DFND | 76,030 | 281,749 | 0 | ||
Hometrust Bancshares Inc. | COM | 437872104 | 14,221 | 565,665 | SH | DFND | 131,237 | 434,428 | 0 | ||
INTL FCStone, Inc. | COM | 46116V105 | 29,427 | 743,291 | SH | DFND | 184,292 | 558,999 | 0 | ||
Information Services Group | COM | 45675Y104 | 17,893 | 5,662,301 | SH | DFND | 1,358,148 | 4,304,153 | 0 | ||
Jefferies Financial Group Inc. | COM | 47233W109 | 23,455 | 1,219,704 | SH | DFND | 305,805 | 913,899 | 0 | ||
KKR & Co. Inc. Cl A | COM | 48251W104 | 43,622 | 1,726,220 | SH | DFND | 410,135 | 1,316,085 | 0 | ||
Lakeland Industries Inc. | COM | 511795106 | 8,198 | 731,998 | SH | DFND | 128,526 | 603,472 | 0 | ||
Motorcar Parts of America, Inc | COM | 620071100 | 35,134 | 1,640,996 | SH | DFND | 416,278 | 1,224,718 | 0 | ||
National Fuel Gas Co. | COM | 636180101 | 12,937 | 245,253 | SH | DFND | 52,475 | 192,778 | 0 | ||
Northrim BanCorp, Inc. | COM | 666762109 | 2,956 | 82,886 | SH | DFND | 13,200 | 69,686 | 0 | ||
OceanFirst Financial Corp. | COM | 675234108 | 7,761 | 312,301 | SH | DFND | 76,699 | 235,602 | 0 | ||
Old National Bancorp | COM | 680033107 | 2,958 | 178,319 | SH | DFND | 30,560 | 147,759 | 0 | ||
Peoples United Financial Inc. | COM | 712704105 | 607 | 36,195 | SH | DFND | 0 | 36,195 | 0 | ||
Pope Resources Limited | COM | 732857107 | 2,420 | 35,474 | SH | DFND | 7,800 | 27,674 | 0 | ||
QuinStreet, Inc. | COM | 74874Q100 | 54,929 | 3,465,578 | SH | DFND | 1,015,828 | 2,449,750 | 0 | ||
Raymond James Financial, Inc. | COM | 754730109 | 12,647 | 149,580 | SH | DFND | 24,125 | 125,455 | 0 | ||
Schwab US Large Cap ETF | COM | 808524201 | 259 | 3,683 | SH | DFND | 0 | 3,683 | 0 | ||
SmartFinancial Inc. | COM | 83190L208 | 10,478 | 483,099 | SH | DFND | 119,357 | 363,742 | 0 | ||
SpartanNash Co. | COM | 847215100 | 3,884 | 332,813 | SH | DFND | 5,500 | 327,313 | 0 | ||
Standard & Poor's Depositary R | COM | 78462f103 | 428 | 1,460 | SH | DFND | 0 | 1,460 | 0 | ||
Stoneridge, Inc. | COM | 86183P102 | 15,077 | 477,865 | SH | DFND | 98,425 | 379,440 | 0 | ||
Synovus Financial Corp. | COM | 87161C501 | 12,679 | 362,244 | SH | DFND | 89,895 | 272,349 | 0 | ||
Target Hospitality Corp. | COM | 87615L107 | 17,388 | 1,910,814 | SH | DFND | 475,302 | 1,435,512 | 0 | ||
Tronox Holdings PLC | COM | G9087Q102 | 35,865 | 2,806,318 | SH | DFND | 701,635 | 2,104,683 | 0 | ||
Universal Health Services, Inc | COM | 913903100 | 12,176 | 93,378 | SH | DFND | 20,162 | 73,216 | 0 | ||
Vista Outdoor Inc. | COM | 928377100 | 346 | 38,919 | SH | DFND | 2,084 | 36,835 | 0 | ||
Visteon Corp. | COM | 92839U206 | 20,920 | 357,115 | SH | DFND | 97,968 | 259,147 | 0 | ||
Zimmer Biomet Holdings, Inc. | COM | 98956P102 | 7,903 | 67,122 | SH | DFND | 12,670 | 54,452 | 0 | ||
iShares Russell 2000 Index | COM | 464287655 | 1,633 | 10,500 | SH | DFND | 10,500 | 0 | 0 | ||
SPDR DJ Industrial Average ETF | COM | 78467X109 | 266 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
At Home Group Inc. | COM | 04650Y101 | 67 | 10,000 | SH | Call | DFND | 10,000 | 0 | 0 | |
At Home Group Inc. | COM | 04650Y102 | 67 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
iShares Russell 2000 Index | COM | 464287655 | 389 | 2,500 | SH | Put | DFND | 2,500 | 0 | 0 | |
SPDR DJ Industrial Average ETF | COM | 78467X110 | 266 | 1,000 | SH | Put | DFND | 1,000 | 0 | 0 |