The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 2,034 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 4,393 | 600,996 | SH | SOLE | 600,996 | 0 | 0 | ||
ADVENT CLAYMORE CV SECS & IN | COM | 00764C109 | 11,144 | 739,943 | SH | SOLE | 739,943 | 0 | 0 | ||
ALLEGRO MERGER CORP | COM | 01749N103 | 1,002 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ALLIANCE CALIF MUN INCOME FD | COM | 018546101 | 4,337 | 288,140 | SH | SOLE | 288,140 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATL MUNI | COM | 01864U106 | 5,788 | 430,309 | SH | SOLE | 430,309 | 0 | 0 | ||
ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 11,197 | 950,498 | SH | SOLE | 950,498 | 0 | 0 | ||
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 15,449 | 1,245,879 | SH | SOLE | 1,245,879 | 0 | 0 | ||
ALLIANZGI CON INCM 2024 TARG | COM | 01883H102 | 6,429 | 696,518 | SH | SOLE | 696,518 | 0 | 0 | ||
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 2,300 | 153,837 | SH | SOLE | 153,837 | 0 | 0 | ||
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 8,769 | 579,607 | SH | SOLE | 579,607 | 0 | 0 | ||
B RILEY PRINCIPAL MERGER COR | UNIT 99/99/9999 | 05586Y205 | 1,497 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
BARINGS BDC INC | COM | 06759L103 | 29,540 | 3,002,031 | SH | SOLE | 3,002,031 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | COM | 089482103 | 2,527 | 239,998 | SH | SOLE | 239,998 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 4,786 | 385,337 | SH | SOLE | 385,337 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | COM | 09216T107 | 1,958 | 191,057 | SH | SOLE | 191,057 | 0 | 0 | ||
BLACKROCK MUNICIPL INC QLTY | COM | 092479104 | 3,632 | 263,978 | SH | SOLE | 263,978 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 7,447 | 562,054 | SH | SOLE | 562,054 | 0 | 0 | ||
BLACKROCK NY MUN INCOME TR I | COM | 09249R102 | 662 | 47,933 | SH | SOLE | 47,933 | 0 | 0 | ||
BLACKROCK NY MUNI INC QLTY T | COM | 09249U105 | 5,244 | 394,886 | SH | SOLE | 394,886 | 0 | 0 | ||
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 7,128 | 475,181 | SH | SOLE | 475,181 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 34,906 | 2,691,270 | SH | SOLE | 2,691,270 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 573 | 40,795 | SH | SOLE | 40,795 | 0 | 0 | ||
BLACKROCK MUNIYIELD QLTY FD | COM | 09254E103 | 9,018 | 683,169 | SH | SOLE | 683,169 | 0 | 0 | ||
BLACKROCK MUNIY QUALITY FD I | COM | 09254G108 | 336 | 26,725 | SH | SOLE | 26,725 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 6,794 | 497,741 | SH | SOLE | 497,741 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALI QLT | COM | 09254N103 | 5,878 | 413,935 | SH | SOLE | 413,935 | 0 | 0 | ||
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 1,987 | 150,977 | SH | SOLE | 150,977 | 0 | 0 | ||
BLACKROCK MUNIYIELD NY QLTY | COM | 09255E102 | 3,070 | 241,552 | SH | SOLE | 241,552 | 0 | 0 | ||
BLACKROCK MUNI N Y INTER DUR | COM | 09255F109 | 1,246 | 87,042 | SH | SOLE | 87,042 | 0 | 0 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 6,166 | 575,184 | SH | SOLE | 575,184 | 0 | 0 | ||
BLACKROCK DEBT STRAT FD INC | COM NEW | 09255R202 | 14,798 | 1,374,028 | SH | SOLE | 1,374,028 | 0 | 0 | ||
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 9,873 | 769,532 | SH | SOLE | 769,532 | 0 | 0 | ||
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 2,399 | 293,282 | SH | SOLE | 293,282 | 0 | 0 | ||
BLACKROCK MUN 2030 TAR TERM | COM SHS BEN IN | 09257P105 | 2,195 | 94,510 | SH | SOLE | 94,510 | 0 | 0 | ||
BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 12,451 | 713,525 | SH | SOLE | 713,525 | 0 | 0 | ||
BOXWOOD MERGER CORP | UNIT 11/26/2025 | 10319T200 | 2,060 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
BRANDYWINEGBL GLBAL INM OPRT | COM | 10537L104 | 34,864 | 2,969,643 | SH | SOLE | 2,969,643 | 0 | 0 | ||
CF FIN ACQUISITION CORP | UNIT 04/30/2025 | 12528N206 | 1,553 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
CHARDAN HEALTHCARE ACQUISITI | UNIT 12/13/2023 | 15957A207 | 2,038 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
CHASERG TECHNLGY ACQUISITN C | UNIT 09/30/2023 | 16166A202 | 1,023 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 3,045 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 10,887 | 1,164,418 | SH | SOLE | 1,164,418 | 0 | 0 | ||
CORNERSTONE STRATEGIC VALUE | COM | 21924B302 | 14,316 | 1,229,863 | SH | SOLE | 1,229,863 | 0 | 0 | ||
CORNERSTONE TOTAL RTRN FD IN | COM | 21924U300 | 7,094 | 626,669 | SH | SOLE | 626,669 | 0 | 0 | ||
CRESCENT ACQUISITION CORP | UNIT 99/99/9999 | 22564L204 | 2,010 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
DTF TAX-FREE INCOME INC | COM | 23334J107 | 3,034 | 219,201 | SH | SOLE | 219,201 | 0 | 0 | ||
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 9,188 | 928,114 | SH | SOLE | 928,114 | 0 | 0 | ||
EAGLE GRWTH & INCOME OPPTY F | COM SHS BEN IN | 26958J105 | 3,316 | 215,886 | SH | SOLE | 215,886 | 0 | 0 | ||
EATON VANCE CA MUNI INCOME T | SH BEN INT | 27826F101 | 1,636 | 132,168 | SH | SOLE | 132,168 | 0 | 0 | ||
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 6,800 | 1,093,265 | SH | SOLE | 1,093,265 | 0 | 0 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 13,968 | 1,036,167 | SH | SOLE | 1,036,167 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 5,850 | 470,617 | SH | SOLE | 470,617 | 0 | 0 | ||
EATON VANCE FLTG RATE INCOM | COM SHS BEN IN | 278284104 | 1,389 | 92,649 | SH | SOLE | 92,649 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 5,067 | 459,351 | SH | SOLE | 459,351 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 57,603 | 4,553,627 | SH | SOLE | 4,553,627 | 0 | 0 | ||
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 11,939 | 912,090 | SH | SOLE | 912,090 | 0 | 0 | ||
EATON VANCE TAX MNGD BUY WRI | COM SH BEN IN | 27829M103 | 4,630 | 491,514 | SH | SOLE | 491,514 | 0 | 0 | ||
EDTECHX HLDGS ACQUISITION CO | UNIT 12/31/2025 | 28138X202 | 1,022 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FS KKR CAPITAL CORP | COM | 302635107 | 8,231 | 1,381,016 | SH | SOLE | 1,381,016 | 0 | 0 | ||
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 509 | 49,995 | SH | SOLE | 49,995 | 0 | 0 | ||
FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 1,606 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 4,999 | 416,898 | SH | SOLE | 416,898 | 0 | 0 | ||
FIRST TR HIGH INCOME L/S FD | COM | 33738E109 | 11,028 | 734,235 | SH | SOLE | 734,235 | 0 | 0 | ||
FIRST TR SR FLOATING RATE 20 | COM SHS | 33740K101 | 1,279 | 143,702 | SH | SOLE | 143,702 | 0 | 0 | ||
FRANKLIN LTD DURATION INC T | COM | 35472T101 | 8,924 | 926,675 | SH | SOLE | 926,675 | 0 | 0 | ||
FRANKLIN UNVL TR | SH BEN INT | 355145103 | 424 | 58,214 | SH | SOLE | 58,214 | 0 | 0 | ||
GX ACQUISITION CORP | UNIT 05/24/2026 | 36251A206 | 2,010 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GIGCAPITAL2 INC | UNIT 02/28/2026 | 375036209 | 2,006 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GOLDMAN SACHS MLP ENERGY REN | COM | 38148G107 | 16,859 | 2,021,466 | SH | SOLE | 2,021,466 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | COM CLASS A | 382788107 | 1,808 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
GRAF INDL CORP | UNIT 12/31/2025 | 384278206 | 3,087 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | UNIT 10/31/2026 | 42087L200 | 1,021 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HEALTH SCIENCES ACQUSTN CORP | UNIT 04/01/2024 | 42227C201 | 1,060 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HENNESSY CAP ACQUSTION CORP | UNIT 99/99/9999 | 42589C203 | 2,080 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
HIGH INCOME SECS FD | SHS BEN INT | 42968F108 | 1,185 | 143,311 | SH | SOLE | 143,311 | 0 | 0 | ||
HIGHLAND INCOME FUND HIGHLAND INCOME | COM | 43010E404 | 44,443 | 3,218,154 | SH | SOLE | 3,218,154 | 0 | 0 | ||
HIGHLAND GLOBAL ALLOCATION F | COM | 43010T104 | 819 | 72,858 | SH | SOLE | 72,858 | 0 | 0 | ||
INDIA FD INC | COM | 454089103 | 1,802 | 84,690 | SH | SOLE | 84,690 | 0 | 0 | ||
INVESCO HIGH INCOME TR II | COM | 46131F101 | 11,056 | 761,920 | SH | SOLE | 761,920 | 0 | 0 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 37,381 | 8,672,976 | SH | SOLE | 8,672,976 | 0 | 0 | ||
INVESCO MUN TR | COM | 46131J103 | 600 | 48,704 | SH | SOLE | 48,704 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 1,481 | 116,877 | SH | SOLE | 116,877 | 0 | 0 | ||
INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 11,834 | 962,129 | SH | SOLE | 962,129 | 0 | 0 | ||
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 39,845 | 3,573,515 | SH | SOLE | 3,573,515 | 0 | 0 | ||
INVESCO QUALITY MUNI INC TRS | COM | 46133G107 | 1,543 | 124,370 | SH | SOLE | 124,370 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 | COM | 46137V613 | 7,164 | 61,419 | SH | SOLE | 61,419 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG | COM | 46138E727 | 4,053 | 187,653 | SH | SOLE | 187,653 | 0 | 0 | ||
LF CAP ACQUISITION CORP | CL A | 50200K108 | 1,018 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
LEISURE ACQUISITION CORP | COM | 52539T107 | 3,118 | 306,594 | SH | SOLE | 306,594 | 0 | 0 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 818 | 127,564 | SH | SOLE | 127,564 | 0 | 0 | ||
MEGALITH FINL ACQUISITION CO | UNIT 09/30/2025 | 58518F208 | 1,554 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
MFS CALIF MUN FD | COM | 59318C106 | 874 | 73,226 | SH | SOLE | 73,226 | 0 | 0 | ||
MORGAN STANLEY EMER MKTS DEB | COM | 61744H105 | 7,968 | 854,901 | SH | SOLE | 854,901 | 0 | 0 | ||
NEUBERGER BRMAN CLIFRN MUNI | COM | 64123C101 | 5,980 | 439,887 | SH | SOLE | 439,887 | 0 | 0 | ||
NEUBERGER BRMAN NY MUNI FD I | COM | 64124K102 | 4,370 | 356,455 | SH | SOLE | 356,455 | 0 | 0 | ||
NEUBERGER BERMAN HGH YLD FD | COM | 64128C106 | 15,060 | 1,287,219 | SH | SOLE | 1,287,219 | 0 | 0 | ||
NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 | 4,989 | 562,448 | SH | SOLE | 562,448 | 0 | 0 | ||
NEW MTN FIN CORP | NOTE 5.750% 8/1 | 647551AC4 | 517,875 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | ||
NUVEEN CONNECTICUT QLTY MUN COM | COM | 67060D107 | 4,589 | 353,826 | SH | SOLE | 353,826 | 0 | 0 | ||
NUVEEN NORTH CAROLINA QLTY M | COM | 67060P100 | 5,057 | 379,343 | SH | SOLE | 379,343 | 0 | 0 | ||
NUVEEN CALIF MUN VALUE FD | COM | 67062C107 | 427 | 42,316 | SH | SOLE | 42,316 | 0 | 0 | ||
NUVEEN CA SELECT TAX FREE PR | SH BEN INT | 67063R103 | 331 | 22,376 | SH | SOLE | 22,376 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 58,446 | 4,174,688 | SH | SOLE | 4,174,688 | 0 | 0 | ||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 1,504 | 108,500 | SH | SOLE | 108,500 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 10,994 | 759,258 | SH | SOLE | 759,258 | 0 | 0 | ||
NUVEEN SR INCOME FD | COM | 67067Y104 | 4,669 | 794,079 | SH | SOLE | 794,079 | 0 | 0 | ||
NUVEEN FLTNG RTE INCM OPP FD | COM SHS | 6706EN100 | 3,621 | 371,777 | SH | SOLE | 371,777 | 0 | 0 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 7,757 | 488,781 | SH | SOLE | 488,781 | 0 | 0 | ||
NUVEEN GEORGIA QLTY MUN INC | COM | 67072B107 | 4,803 | 388,155 | SH | SOLE | 388,155 | 0 | 0 | ||
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 15,912 | 1,615,433 | SH | SOLE | 1,615,433 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 38,634 | 4,878,057 | SH | SOLE | 4,878,057 | 0 | 0 | ||
NUVEEN MTG OPPTY TERM FD 2 | COM | 67074R100 | 4,815 | 214,107 | SH | SOLE | 214,107 | 0 | 0 | ||
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 9,285 | 600,198 | SH | SOLE | 600,198 | 0 | 0 | ||
NUVEEN EMERGING MKTS DEBT 20 | COM | 67077P101 | 1,295 | 145,889 | SH | SOLE | 145,889 | 0 | 0 | ||
OHA INVT CORP | COM | 67091U102 | 1,799 | 1,640,387 | SH | SOLE | 1,640,387 | 0 | 0 | ||
NUVEEN PENNSYLVANIA QLT MUN | COM | 670972108 | 1,161 | 85,053 | SH | SOLE | 85,053 | 0 | 0 | ||
OPES ACQUISITION CORP | COM | 68373P100 | 2,575 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
PGIM HIGH YIELD BOND FUND IN | COM | 69346H100 | 21,650 | 1,479,862 | SH | SOLE | 1,479,862 | 0 | 0 | ||
PGIM GLOBAL HIGH YIELD FD IN | COM | 69346J106 | 37,129 | 2,569,502 | SH | SOLE | 2,569,502 | 0 | 0 | ||
PIMCO ENRGY TACTICAL CR OPP | COM SHS BEN INT | 69346N107 | 637 | 32,466 | SH | SOLE | 32,466 | 0 | 0 | ||
PIONEER DIV HIGH INCOME TRUS | COM | 723653101 | 1,489 | 104,135 | SH | SOLE | 104,135 | 0 | 0 | ||
PIONEER FLOATING RATE TR | COM | 72369J102 | 7,470 | 698,749 | SH | SOLE | 698,749 | 0 | 0 | ||
PIVOTAL ACQUISITION CORP | COM | 72583A101 | 1,015 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PROFICIENT ALPHA ACQUSTN COR | UNIT 04/30/2026 | 74317H204 | 3,266 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
PURE ACQUISITION CORP | CL A | 74621Q106 | 2,281 | 224,996 | SH | SOLE | 224,996 | 0 | 0 | ||
ROYCE MICRO-CAP TR INC | COM | 780915104 | 678 | 82,506 | SH | SOLE | 82,506 | 0 | 0 | ||
SPDR S&P 500 ETF TR TR UNIT | COM | 78462F103 | 10,118 | 34,521 | SH | SOLE | 34,521 | 0 | 0 | ||
SCHULTZE SPL PURP ACQUSTN CO | UNIT 12/31/2023 | 80821R208 | 3,045 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
SOURCE CAP INC | COM | 836144105 | 830 | 22,709 | SH | SOLE | 22,709 | 0 | 0 | ||
SOUTH MTN MERGER CORP | UNIT 99/99/9999 | 838884203 | 2,140 | 214,000 | SH | SOLE | 214,000 | 0 | 0 | ||
SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | 4,251 | 309,130 | SH | SOLE | 309,130 | 0 | 0 | ||
SPECIAL OPPORTUNITIES FD INC | PFD CONV SE B | 84741T302 | 4,841 | 191,280 | SH | SOLE | 191,280 | 0 | 0 | ||
SPROTT FOCUS TR INC | COM | 85208J109 | 3,830 | 568,256 | SH | SOLE | 568,256 | 0 | 0 | ||
BLACKROCK TCP CAPITAL CORP | NOTE 5.250% 12/1 | 87238QAB9 | 251,838 | 2,500,000 | SH | SOLE | 2,500,000 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 34,799 | 5,488,809 | SH | SOLE | 5,488,809 | 0 | 0 | ||
TIBERIUS ACQUISITION CORP | COM | 88633A107 | 1,275 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
TORTOISE MIDSTRM ENERGY FD I | COM | 89148B101 | 7,596 | 563,096 | SH | SOLE | 563,096 | 0 | 0 | ||
TRIDENT ACQUISITIONS CORP | COM | 89615T106 | 1,551 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
TRINE ACQUISITION CORP | UNIT 03/31/2021 | 89628U207 | 2,778 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
TRINITY MERGER CORP | COM CL A | 89653L106 | 989 | 96,000 | SH | SOLE | 96,000 | 0 | 0 | ||
TUSCAN HOLDINGS CORP | UNIT 99/99/9999 | 90069K203 | 2,650 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
VECTOIQ ACQUISITION CORP | COM | 92243N103 | 1,519 | 149,999 | SH | SOLE | 149,999 | 0 | 0 | ||
VIRTUS TOTAL RETURN FUND INC | COM | 92837G100 | 1,099 | 103,965 | SH | SOLE | 103,965 | 0 | 0 | ||
VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | 694 | 89,448 | SH | SOLE | 89,448 | 0 | 0 | ||
VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 37,468 | 7,871,360 | SH | SOLE | 7,871,360 | 0 | 0 | ||
WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD | COM | 94987B105 | 13,190 | 1,600,773 | SH | SOLE | 1,600,773 | 0 | 0 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 55,961 | 3,907,885 | SH | SOLE | 3,907,885 | 0 | 0 | ||
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 36,787 | 3,704,662 | SH | SOLE | 3,704,662 | 0 | 0 | ||
WESTERN ASSET HIGH INCM FD I | COM | 95766J102 | 14,161 | 2,037,554 | SH | SOLE | 2,037,554 | 0 | 0 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 63,090 | 12,322,229 | SH | SOLE | 12,322,229 | 0 | 0 | ||
WESTERN ASST INFLTN LKD INM | COM SH BEN IN | 95766Q106 | 1,086 | 93,179 | SH | SOLE | 93,179 | 0 | 0 | ||
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 26,846 | 2,399,134 | SH | SOLE | 2,399,134 | 0 | 0 | ||
WESTERN ASSET HGH YLD DFNDFD | COM | 95768B107 | 13,439 | 897,738 | SH | SOLE | 897,738 | 0 | 0 | ||
WESTERN ASSET GLOBAL CP DEFI | COM | 95790C107 | 3,585 | 209,028 | SH | SOLE | 209,028 | 0 | 0 | ||
WESTERN ASSET CORPORATE LN F | COM | 95790J102 | 7,162 | 748,387 | SH | SOLE | 748,387 | 0 | 0 | ||
ACT II GLOBAL ACQUISITION CO | UNIT 04/30/2026 | G0080J112 | 1,012 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AGBA ACQUISITION LTD | UNIT 05/10/2024 | G0120M133 | 2,505 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ANDINA ACQUISITION CORP III | UNIT 09/24/2020 | G04415116 | 3,084 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 212 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
DD3 ACQUISITION CORP | UNIT 10/12/2023 | G2692M129 | 3,072 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
8I ENTERPRISES ACQUISITIN CO | UNIT 99/99/9999 | G2956M138 | 2,532 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
ALBERTON ACQUISITION CORP | UNIT 04/22/2020 | G35006116 | 2,092 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GREENLAND ACQUISITIN CORPORA | SHS | G40981139 | 762 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
HL ACQUISITIONS CORP | SHS | G4603R106 | 1,264 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
WEALTHBRIDGE ACQUISITION LTD | UNIT 99/99/9999 | G4887W102 | 2,284 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
LONGEVITY ACQUISITION CORP | UNIT 08/29/2024 | G56372108 | 1,032 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
REPLAY ACQUISITION CORP | UNIT 03/01/2024 | G75130123 | 1,503 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
TENZING ACQUISITION CORP | UNIT 08/24/2024 | G8708A124 | 1,303 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
THUNDER BRIDGE ACQUISITION L | SHS CLASS A | G8857R100 | 1,565 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
THUNDER BRIDGE ACQUISITION L | *W EXP 01/01/202 | G8857R126 | 303 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
TKK SYMPHONY ACQUISITION COR | UNIT 08/15/2023 | G88950111 | 3,081 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
TOTTENHAM ACQUISITION I LTD | SHS | G8959N106 | 1,204 | 118,000 | SH | SOLE | 118,000 | 0 | 0 | ||
TWELVE SEAS INVESTMENT COMPA | SHS | G9145A107 | 2,284 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
DWS MUN INCOME TR | NEW COM | 233368109 | 1,072 | 95,099 | SH | SOLE | 95,099 | 0 | 0 | ||
DREYFUS STRATEGIC MUNS INC | COM | 261932107 | 2,741 | 335,552 | SH | SOLE | 335,552 | 0 | 0 | ||
GARRISON CAP INC | COM | 366554103 | 7,643 | 1,107,708 | SH | SOLE | 1,107,708 | 0 | 0 | ||
INSURANCE ACQUISITION CORP | UNIT 03/31/2024 | 457867307 | 1,031 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
KAYNE ANDERSN MLP MIDS INVT | COM | 486606106 | 9,082 | 593,236 | SH | SOLE | 593,236 | 0 | 0 | ||
LAZARD WORLD DIVID & INCOME | COM | 521076109 | 3,712 | 373,077 | SH | SOLE | 373,077 | 0 | 0 | ||
LEGACY ACQUISITION CORP | COM CL A | 524643103 | 2,020 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
MEXICO EQUITY & INCOME FD | COM | 592834105 | 1,406 | 126,685 | SH | SOLE | 126,685 | 0 | 0 | ||
MONOCLE ACQUISITION CORP | UNIT 99/99/9999 | 609754205 | 772 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 2,036 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 3,636 | 249,010 | SH | SOLE | 249,010 | 0 | 0 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 9,293 | 709,952 | SH | SOLE | 709,952 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 44,688 | 3,235,916 | SH | SOLE | 3,235,916 | 0 | 0 | ||
NUVEEN INTER DURATION MN TMF | COM | 670671106 | 3,557 | 264,842 | SH | SOLE | 264,842 | 0 | 0 | ||
NUVEEN INT DUR QUAL MUN TRM | COM | 670677103 | 3,419 | 256,877 | SH | SOLE | 256,877 | 0 | 0 | ||
NUVEEN MTG OPPORTUNITY TERM | COM | 670735109 | 16,921 | 728,725 | SH | SOLE | 728,725 | 0 | 0 | ||
NUVEEN OHIO QLTY MUN INCOME | COM | 670980101 | 8,078 | 541,758 | SH | SOLE | 541,758 | 0 | 0 | ||
PIONEER MUN HIGH INCOME TR | COM SHS | 723763108 | 3,282 | 268,982 | SH | SOLE | 268,982 | 0 | 0 | ||
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 14,999 | 1,184,776 | SH | SOLE | 1,184,776 | 0 | 0 | ||
ROYCE VALUE TR INC | COM | 780910105 | 2,334 | 167,669 | SH | SOLE | 167,669 | 0 | 0 | ||
TEMPLETON EMERG MKTS INCOME | COM | 880192109 | 5,000 | 489,237 | SH | SOLE | 489,237 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | COM | 921943858 | 2,331 | 55,877 | SH | SOLE | 55,877 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF | COM | 922042858 | 2,713 | 63,796 | SH | SOLE | 63,796 | 0 | 0 | ||
AKERNA CORP | *W EXP 01/30/202 | 00973W110 | 145 | 48,610 | SH | SOLE | 48,610 | 0 | 0 | ||
ALLEGRO MERGER CORP | *W EXP 01/06/202 | 01749N111 | 25 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ALLEGRO MERGER CORP | RIGHT 12/31/2023 | 01749N129 | 21 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | *W EXP 12/01/202 | 089482111 | 26 | 119,999 | SH | SOLE | 119,999 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | RIGHT 12/01/2022 | 089482129 | 46 | 239,998 | SH | SOLE | 239,998 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | *W EXP 07/10/202 | 09216T115 | 123 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | RIGHT 07/10/2019 | 09216T123 | 42 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BLACKROCK NY MUNICIPAL BOND | COM | 09249P106 | 197 | 13,339 | SH | SOLE | 13,339 | 0 | 0 | ||
CHURCHILL CAP CORP | *W EXP 09/11/202 | 17142R111 | 119 | 24,999 | SH | SOLE | 24,999 | 0 | 0 | ||
FALCON MINERALS CORP | *W EXP 07/21/202 | 30607B208 | 81 | 85,390 | SH | SOLE | 85,390 | 0 | 0 | ||
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 21 | 16,665 | SH | SOLE | 16,665 | 0 | 0 | ||
GDL FUND | COM SH BEN IN | 361570104 | 96 | 10,353 | SH | SOLE | 10,353 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | *W EXP 07/30/202 | 382788115 | 60 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
KBL MERGER CORP IV | *W EXP 01/15/202 | 48242A112 | 35 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | ||
KBL MERGER CORP IV | RIGHT 09/09/2019 | 48242A120 | 57 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | ||
LF CAP ACQUISITION CORP | *W EXP 06/22/202 | 50200K116 | 34 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
LEISURE ACQUISITION CORP | *W EXP 12/05/201 | 52539T115 | 100 | 153,297 | SH | SOLE | 153,297 | 0 | 0 | ||
MODERN MEDIA ACQUISITION | *W EXP 05/17/202 | 60765P111 | 25 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
MODERN MEDIA ACQUISITION | RIGHT 99/99/9999 | 60765P129 | 67 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | ||
OPES ACQUISITION CORP | *W EXP 03/13/202 | 68373P118 | 63 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 30 | 174,997 | SH | SOLE | 174,997 | 0 | 0 | ||
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 52 | 349,994 | SH | SOLE | 349,994 | 0 | 0 | ||
PHUNWARE INC | *W EXP 12/26/202 | 71948P118 | 25 | 71,794 | SH | SOLE | 71,794 | 0 | 0 | ||
PIVOTAL ACQUISITION CORP | *W EXP 12/01/202 | 72583A119 | 135 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PURE ACQUISITION CORP | *W EXP 04/17/202 | 74621Q114 | 121 | 112,498 | SH | SOLE | 112,498 | 0 | 0 | ||
RANPAK HLDGS CORP | *W EXP 06/03/202 | 75321W111 | 116 | 96,399 | SH | SOLE | 96,399 | 0 | 0 | ||
TIBERIUS ACQUISITION CORP | *W EXP 02/28/202 | 88633A115 | 44 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
TRIDENT ACQUISITIONS CORP | *W EXP 05/09/202 | 89615T114 | 23 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
TRINITY MERGER CORP | *W EXP 05/11/202 | 89653L114 | 32 | 96,000 | SH | SOLE | 96,000 | 0 | 0 | ||
VECTOIQ ACQUISITION CORP | *W EXP 05/11/202 | 92243N111 | 70 | 149,999 | SH | SOLE | 149,999 | 0 | 0 | ||
CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 9 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
CONSTELLATION ALPHA CAP CORP | RIGHT 99/99/9999 | G2379F132 | 22 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
GREENLAND ACQUISITIN CORPORA | *W EXP 03/03/202 | G40981105 | 8 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
GREENLAND ACQUISITIN CORPORA | RIGHT 04/27/2025 | G40981113 | 29 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
HL ACQUISITIONS CORP | *W EXP 06/21/202 | G4603R122 | 34 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
HL ACQUISITIONS CORP | RIGHT 07/17/2023 | G4603R130 | 41 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
NATIONAL ENERGY SERVICES REU | *W EXP 05/05/202 | G6375R115 | 82 | 96,089 | SH | SOLE | 96,089 | 0 | 0 | ||
TOTTENHAM ACQUISITION I LTD | *W EXP 05/06/202 | G8959N114 | 12 | 118,000 | SH | SOLE | 118,000 | 0 | 0 | ||
TOTTENHAM ACQUISITION I LTD | RIGHT 06/05/2020 | G8959N122 | 44 | 118,000 | SH | SOLE | 118,000 | 0 | 0 | ||
TWELVE SEAS INVESTMENT COMPA | *W EXP 12/22/202 | G9145A115 | 50 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
TWELVE SEAS INVESTMENT COMPA | RIGHT 12/22/2019 | G9145A131 | 65 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 64 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
MUDRICK CAP ACQUISITION CORP | *W EXP 02/12/202 | 624745113 | 98 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
LEO HOLDINGS CORP | COM CL A | G5463L105 | 2,054 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NRC GROUP HLDGS CORP | *W EXP 10/17/202 | 629375114 | 111 | 67,468 | SH | SOLE | 67,468 | 0 | 0 | ||
HUNTER MARITIME ACQUISITION | *W EXP 11/17/202 | Y37828129 | 15 | 75,001 | SH | SOLE | 75,001 | 0 | 0 |