The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMERICAN CAMPUS CMNTYS INC | COM | 024835100 | 715 | 15,500 | SH | DFND | 1 | 15,500 | 0 | 0 | |
| AMERICOLD RLTY TR | COM | 03064D108 | 324 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| ARGAN INC | COM | 04010E109 | 4,279 | 105,488 | SH | DFND | 1 | 105,488 | 0 | 0 | |
| AVALON GLOBOCARE CORP | COM | 05344R104 | 307 | 118,237 | SH | DFND | 1 | 118,237 | 0 | 0 | |
| AVEO PHARMACEUTICALS INC | COM | 053588109 | 33 | 49,493 | SH | DFND | 1 | 49,493 | 0 | 0 | |
| BARRICK GOLD CORPORATION | COM | 067901108 | 6,308 | 400,000 | SH | Call | DFND | 1 | 400,000 | 0 | 0 |
| BAUSCH HEALTH COS INC | COM | 071734107 | 14,667 | 581,569 | SH | DFND | 1 | 581,569 | 0 | 0 | |
| BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 720 | 15,066 | SH | DFND | 1 | 15,066 | 0 | 0 | |
| BROOKFIELD PROPERTY REIT INC | CL A | 11282X103 | 2,272 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | |
| CHANTICLEER HLDGS INC | COM PAR | 15930P800 | 214 | 194,500 | SH | DFND | 1 | 194,500 | 0 | 0 | |
| CHF SOLUTIONS INC | COM PAR | 12542Q706 | 278 | 95,508 | SH | DFND | 1 | 95,508 | 0 | 0 | |
| COLUMBIA PPTY TR INC | COM NEW | 198287203 | 591 | 28,500 | SH | DFND | 1 | 28,500 | 0 | 0 | |
| DIFFUSION PHARMACEUTICALS IN | COM PAR | 253748305 | 933 | 327,381 | SH | DFND | 1 | 327,381 | 0 | 0 | |
| ESSEX PPTY TR INC | COM | 297178105 | 672 | 2,303 | SH | DFND | 1 | 2,303 | 0 | 0 | |
| GREENLANE HLDGS INC | CL A | 395330103 | 16,775 | 1,749,254 | SH | DFND | 1 | 1,749,254 | 0 | 0 | |
| HOST HOTELS & RESORTS INC | COM | 44107P104 | 975 | 53,500 | SH | DFND | 1 | 53,500 | 0 | 0 | |
| HUDBAY MINERALS INC | COM | 443628102 | 2,003 | 370,000 | SH | DFND | 1 | 370,000 | 0 | 0 | |
| HUDSON PAC PPTYS INC | COM | 444097109 | 717 | 21,542 | SH | DFND | 1 | 21,542 | 0 | 0 | |
| INDIA GLOBALIZATION CAP INC | COM NEW | 45408X308 | 155 | 94,353 | SH | DFND | 1 | 94,353 | 0 | 0 | |
| INSPIREMD INC | *W EXP 03/14/202 | 45779A135 | 853 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
| INVITATION HOMES INC | COM | 46187W107 | 493 | 18,439 | SH | DFND | 1 | 18,439 | 0 | 0 | |
| LIBERTY PPTY TR | SH BEN INT | 531172104 | 676 | 13,500 | SH | DFND | 1 | 13,500 | 0 | 0 | |
| MACERICH CO | COM | 554382101 | 368 | 11,000 | SH | DFND | 1 | 11,000 | 0 | 0 | |
| MACK CALI RLTY CORP | COM | 554489104 | 1,945 | 83,500 | SH | DFND | 1 | 83,500 | 0 | 0 | |
| MEDIGUS LTD | *W EXP 07/23/202 | 58471G128 | 39 | 15,625 | SH | DFND | 1 | 15,625 | 0 | 0 | |
| NXT ID INC | COM NEW | 67091J206 | 1,470 | 1,989,918 | SH | DFND | 1 | 1,989,918 | 0 | 0 | |
| OASIS PETE INC NEW | COM | 674215108 | 1,704 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
| OSISKO GOLD ROYALTIES LTD | COM | 68827L101 | 4,015 | 375,000 | SH | DFND | 1 | 375,000 | 0 | 0 | |
| PHIO PHARMACEUTICALS CORP | *W EXP 12/21/202 | 71880W105 | 82 | 217,023 | SH | DFND | 1 | 217,023 | 0 | 0 | |
| PROLOGIS INC | COM | 74340W103 | 681 | 8,500 | SH | DFND | 1 | 8,500 | 0 | 0 | |
| PROVENTION BIO INC | COM | 74374N102 | 1,928 | 159,337 | SH | DFND | 1 | 159,337 | 0 | 0 | |
| SEANERGY MARITIME HLDGS CORP | *W EXP 11/10/202 | Y73760145 | 565 | 914,702 | SH | DFND | 1 | 914,702 | 0 | 0 | |
| SEANERGY MARITIME HLDGS CORP | SHS | Y73760301 | 163 | 263,112 | SH | DFND | 1 | 263,112 | 0 | 0 | |
| SELLAS LIFE SCIENCES GROUP I | COM | 81642T100 | 52 | 463,756 | SH | DFND | 1 | 463,756 | 0 | 0 | |
| SL GREEN RLTY CORP | COM | 78440X101 | 766 | 9,536 | SH | DFND | 1 | 9,536 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 112,805 | 385,000 | SH | Put | DFND | 1 | 385,000 | 0 | 0 |
| TILRAY INC | COM CL 2 | 88688T100 | 4,144 | 89,000 | SH | Call | DFND | 1 | 89,000 | 0 | 0 |
| TUSCAN HOLDINGS CORP | *W EXP 04/01/202 | 90069K112 | 20,140 | 1,900,000 | SH | DFND | 1 | 1,900,000 | 0 | 0 | |
| VUZIX CORP | COM NEW | 92921W300 | 692 | 169,200 | SH | Put | DFND | 1 | 169,200 | 0 | 0 |