N-PX 1 d772693dnpx.htm NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND Nuveen Short Duration Credit Opportunities Fund

 

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22518

Nuveen Short Duration Credit Opportunities Fund

 

(Exact name of registrant as specified in charter)

333 West Wacker Drive, Chicago, Illinois 60606

 

(Address of principal executive offices) (Zip Code)

Cedric H. Antosiewicz – Chief Administrative Officer

 

(Name and address of agent for service)

Registrant’s telephone number, including area code: 312-917-7700

Date of fiscal year-end: July 31

Date of reporting period: June 30, 2019

 

 

Item 1. Proxy Voting Record

FORM N-PX



ICA File Number:  811-22518

Registrant Name:  Nuveen Short Duration Credit Opportunities Fund

Reporting Period:  07/01/2018 - 06/30/2019


Nuveen Short Duration Credit Opportunities Fund

 
AVAYA HOLDINGS CORP.
Meeting Date:  MAY 15, 2019
Record Date:  MAR 20, 2019
Meeting Type:  ANNUAL
Ticker:  AVYA
Security ID:  05351X101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director William D. Watkins Management For For
1.2 Elect Director James M. Chirico, Jr. Management For For
1.3 Elect Director Stephan Scholl Management For For
1.4 Elect Director Susan L. Spradley Management For For
1.5 Elect Director Stanley J. Sutula, III Management For For
1.6 Elect Director Scott D. Vogel Management For For
1.7 Elect Director Jacqueline E. Yeaney Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
BLACKROCK LIQUIDITY FUNDS
Meeting Date:  NOV 21, 2018
Record Date:  SEP 24, 2018
Meeting Type:  SPECIAL
Ticker:  
Security ID:  09248U718
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a.1 Elect Director Bruce R. Bond Management For For
1a.2 Elect Director Susan J. Carter Management For For
1a.3 Elect Director Collette Chilton Management For For
1a.4 Elect Director Neil A. Cotty Management For For
1a.5 Elect Director Robert Fairbairn Management For For
1a.6 Elect Director Lena G. Goldberg Management For For
1a.7 Elect Director Robert M. Hernandez Management For For
1a.8 Elect Director Henry R. Keizer Management For For
1a.9 Elect Director Cynthia A. Montgomery Management For For
1a.10 Elect Director Donald C. Opatrny Management For For
1a.11 Elect Director John M. Perlowski Management For For
1a.12 Elect Director Joseph P. Platt Management For For
1a.13 Elect Director Mark Stalnecker Management For For
1a.14 Elect Director Kenneth L. Urish Management For For
1a.15 Elect Director Claire A. Walton Management For For
 
C&J ENERGY SERVICES, INC.
Meeting Date:  MAY 31, 2019
Record Date:  APR 02, 2019
Meeting Type:  ANNUAL
Ticker:  CJ
Security ID:  12674R100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John Kennedy Management For Withhold
1.2 Elect Director Michael Roemer Management For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditor Management For For
 
CUMULUS MEDIA INC.
Meeting Date:  APR 30, 2019
Record Date:  MAR 15, 2019
Meeting Type:  ANNUAL
Ticker:  CMLS
Security ID:  231082801
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mary G. Berner Management For For
1.2 Elect Director David M. Baum Management For For
1.3 Elect Director Matthew C. Blank Management For For
1.4 Elect Director Thomas H. Castro Management For For
1.5 Elect Director Joan Hogan Gillman Management For For
1.6 Elect Director Andrew W. Hobson Management For For
1.7 Elect Director Brian G. Kushner Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
GYMBOREE HOLDING CORP.
Meeting Date:  SEP 07, 2018
Record Date:  JUL 20, 2018
Meeting Type:  ANNUAL
Ticker:  GMBE
Security ID:  403777303
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Daniel Griesemer Management For Withhold
1.2 Elect Director Brian Hickey Management For Withhold
 
GYMBOREE HOLDING CORP.
Meeting Date:  SEP 07, 2018
Record Date:  JUL 20, 2018
Meeting Type:  ANNUAL
Ticker:  GMBE
Security ID:  403777402
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Daniel Griesemer Management For Withhold
1.2 Elect Director Brian Hickey Management For Withhold
 
OCEAN RIG UDW, INC.
Meeting Date:  NOV 29, 2018
Record Date:  OCT 16, 2018
Meeting Type:  SPECIAL
Ticker:  ORIG
Security ID:  G66964118
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Adjourn Meeting Management For For
1a Approve Drag-Along Sellers Management For For
 
TRANSOCEAN LTD.
Meeting Date:  MAY 09, 2019
Record Date:  APR 22, 2019
Meeting Type:  ANNUAL
Ticker:  RIG
Security ID:  H8817H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Discharge of Board and Senior Management Management For For
3 Appropriation of Available Earnings for Fiscal Year 2018 Management For For
4A Elect Director Glyn A. Barker Management For For
4B Elect Director Vanessa C.L. Chang Management For For
4C Elect Director Frederico F. Curado Management For For
4D Elect Director Chadwick C. Deaton Management For For
4E Elect Director Vincent J. Intrieri Management For For
4F Elect Director Samuel J. Merksamer Management For For
4G Elect Director Frederik W. Mohn Management For For
4H Elect Director Edward R. Muller Management For For
4I Elect Director Tan Ek Kia Management For For
4J Elect Director Jeremy D. Thigpen Management For For
5 Elect Chadwick C. Deaton as Board Chairman Management For For
6A Appoint Frederico F. Curado as Member of the Compensation Committee Management For For
6B Appoint Vincent J. Intrieri as Member of the Compensation Committee Management For For
6C Appoint Tan Ek Kia as Member of the Compensation Committee Management For For
7 Designate Schweiger Advokatur / Notariat as Independent Proxy Management For For
8 Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term Management For For
9 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
10A Approve Maximum Remuneration of Board of Directors for the Period Between the 2019 and 2020 Annual General Meetings in the Amount of USD 4.12 Million Management For For
10B Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2020 in the Amount of USD 24 Million Management For For
11 Other Business Management For Against
 
VANTAGE DRILLING INTERNATIONAL
Meeting Date:  AUG 07, 2018
Record Date:  JUL 09, 2018
Meeting Type:  ANNUAL
Ticker:  VTGGF
Security ID:  G9325C113
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Thomas R. Bates, Jr. Management For For
1B Elect Director Matthew W. Bonanno Management For Against
1C Elect Director Paul A. Gordon Management For For
1D Elect Director Nils E. Larsen Management For For
1E Elect Director Scott McCarty Management For Against
1F Elect Director Ihab M. Toma Management For For
1G Elect Director L. Spencer Wells Management For For
 
VANTAGE DRILLING INTERNATIONAL
Meeting Date:  NOV 12, 2018
Record Date:  OCT 31, 2018
Meeting Type:  SPECIAL
Ticker:  VTGGF
Security ID:  G9325C113
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Shareholders Resolve and Consent to the Incurrence by the Company of New Indebtedness Management For Against
 
VANTAGE DRILLING INTERNATIONAL
Meeting Date:  MAR 04, 2019
Record Date:  FEB 19, 2019
Meeting Type:  SPECIAL
Ticker:  VTGGF
Security ID:  G9325C113
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Amend Article 25.1 of the Third Amended and Restated Memorandum and Articles of Association Management For For
2 Amend Articles Management For For
3 Amend Section 2.1(b) of the Shareholders Agreement Management For For

END NPX REPORT

SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Nuveen Short Duration Credit Opportunities Fund

 

By  

/s/ Cedric H. Antosiewicz

  Cedric H. Antosiewicz – Chief Administrative Officer
Date  

August 19, 2019