-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A2YzYK5rvxfmfmsBjm3pT/jZ3096VsKMIOG2XpGUrirX+TtT2BjeaoAqU7suLjuQ GFhOA5Zqj4wCjnN7/AKonw== 0000950135-99-003312.txt : 19990629 0000950135-99-003312.hdr.sgml : 19990629 ACCESSION NUMBER: 0000950135-99-003312 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990628 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALKERMES INC CENTRAL INDEX KEY: 0000874663 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 232472830 STATE OF INCORPORATION: PA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-75645 FILM NUMBER: 99653208 BUSINESS ADDRESS: STREET 1: 64 SIDNEY ST CITY: CAMBRIDGE STATE: MA ZIP: 02139-4136 BUSINESS PHONE: 6174940171 424B3 1 PROSPECTUS SUPPLEMENT NO. 1 1 Prospectus Supplement No. 1 to Prospectus dated May 12, 1999 Filed Pursuant to Rule 424B(3) File No. 333-75645 ALKERMES, INC. 3,680,508 SHARES OF COMMON STOCK This Prospectus Supplement supplements information contained in that certain Prospectus of Alkermes, Inc. (the "Company") dated May 12, 1999 (the "Prospectus") relating to the potential resale from time to time of Common Stock, par value $.01 per share (the "Common Stock") issued upon consummation of the merger between the Company's subsidiary and Advanced Inhalation Research, Inc. This Prospectus Supplement is not complete without, and may not be delivered or utilized except in connection with, the Prospectus, including any amendments or supplements thereto. Capitalized terms used herein but not defined have the meanings assigned to such terms in the Prospectus. The following table supplements the information set forth in the Prospectus under the caption "Selling Shareholders" with respect to the Selling Shareholders and the respective number of shares of Common Stock that may be sold by the Selling Shareholders pursuant to this Prospectus, as amended or supplemented:
NUMBER OF SHARES OF COMMON STOCK BENEFICIALLY AS OF JUNE 24, 1999 OWNED AND PERCENTAGE OF SHARES THAT ARE THAT MAY BE OUTSTANDING NOT SUBJECT TO SOLD SUBJECT COMMON STOCK NAME RESTRICTION TO VESTING AS OF JUNE 24, 1999(1) ---- ----------- ---------- ------------------- ANCHOR VENTURE TRUST 1,974 1,974 * JAMES BAILEY 986 986 * BANCBOSTON 19,732 19,732 * INVESTMENTS, INC. BANKAMERICA CAPITAL 29,597 29,597 * CORPORATION JONAS BRACHFELD 2,959 2,959 * WILLIAM K. BRYANT 1,480 1,480 * EDWARD N. GADSBY, JR. 493 493 * BROWN BROTHERS U/W 4,933 4,933 * GEORGE P. GARDNER GEORGE LUCAS (GI. 9,866 9,866 * INVESTMENTS)
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NUMBER OF SHARES OF COMMON STOCK BENEFICIALLY AS OF JUNE 24, 1999 OWNED AND PERCENTAGE OF SHARES THAT ARE THAT MAY BE OUTSTANDING NOT SUBJECT TO SOLD SUBJECT COMMON STOCK NAME RESTRICTION TO VESTING AS OF JUNE 24, 1999(1) ---- ----------- ---------- ------------------- RIHT TRUSTEE FOR 4,933 4,933 * MARGARET H. GODDARD GUARANTEE & TRUST FBO 493 493 * SAUL B. GOODMAN IRA ADALINE HAVEMEYER 741 741 * RAND TRUST FBO RS. PERKINS ADALINE HAVEMEYER 741 741 * RAND TRUST FBO T.H. PERKINS ADALINE HAVEMEYER 741 741 * RAND TRUST FBO S.H. PERKINS ADALINE HAVEMEYER 741 741 * RAND TRUST FBO J.S. PERKINS R.K. HOPKINS 741 741 * PETER JOERS II 165 165 * MITCHELL KAPOR 7,893 7,893 * RICHARD A. KNOBELMAN 493 493 * ERIC LAGEMANN FBO 986 986 * KAREN L. BACON ERIC LAGEMANN FBO 986 986 * DEREK LAGEMANN ERIC LAGEMANN FBO 690 690 * PETER J. LAGEMANN ERIC LAGEMANN FBO 493 493 * RAMANA LAGEMANN TRUSTEES OF THE 29,597 29,597 * LAWRENCEVILLE SCHOOL LIFESPAN CORPORATION 19,732 19,732 * BOSTON SAFE FOR MEAD 59,194 59,194 * RETIREMENT
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NUMBER OF SHARES OF COMMON STOCK BENEFICIALLY AS OF JUNE 24, 1999 OWNED AND PERCENTAGE OF SHARES THAT ARE THAT MAY BE OUTSTANDING NOT SUBJECT TO SOLD SUBJECT COMMON STOCK NAME RESTRICTION TO VESTING AS OF JUNE 24, 1999(1) ---- ----------- ---------- ------------------- NEW ENGLAND AQUARIUM 4,933 4,933 * ONE & CO. (WELCH & 1,974 1,974 * FORBES) SEAN M. O'SULLIVAN 4,933 4,933 * REVOCABLE LIVING TRUST PA STATE EMPLOYEES' 147,989 147,989 * RETIREMENT SYSTEM ELEANOR P. PARKER 1,974 1,974 * TRUST FBO CAROLINE P. HUBER ELEANOR P. PARKER 1,974 1,974 * TRUST FBO FRANKLIN E. PARKER ELEANOR P. PARKER 1,974 1,974 * TRUST FBO LAURA P. PRICE FRANKLIN E. PARKER 1,974 1,974 * MARGARET H. PARKER 1,974 1,974 * MARGARET P. PARKER 1,974 1,974 * MARY R. PARKER 1,974 1,974 * THE PHOENIX INSURANCE 1,184 1,184 * COMPANY POMONA COLLEGE 49,331 49,331 * ELLEN POSS 1,974 1,974 * BENEFIT CAPITAL FOR 49,331 49,331 * PRUDENTIAL INSURANCE COMPANY ROSENKRANZ FAMILY 2,959 2,959 * TRUST SAN FRANCISCO 78,926 78,926 * EMPLOYEES' RETIREMENT SYSTEM BRUCE SILVERSTEIN 165 165 *
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NUMBER OF SHARES OF COMMON STOCK BENEFICIALLY AS OF JUNE 24, 1999 OWNED AND PERCENTAGE OF SHARES THAT ARE THAT MAY BE OUTSTANDING NOT SUBJECT TO SOLD SUBJECT COMMON STOCK NAME RESTRICTION TO VESTING AS OF JUNE 24, 1999(1) ---- ----------- ---------- ------------------- DAVID SKOK 986 986 * LOUISE GROBE SNYDER 2,467 2,467 * THE TRAVELERS 8,683 8,683 * INDEMNITY COMPANY THE TRAVELERS 8,880 8,880 * INSURANCE COMPANY THE TRAVELERS LIFE AND 986 986 * ANNUITY COMPANY TRUST ALVANT VADUZ 4,933 4,933 * (LIECHTENSTEIN) BSD & T FOR US WEST 22,199 22,199 * BENEFIT ASSURANCE TRUST BSD & T FOR US WEST 125,790 125,790 * PENSION TRUST UNIVERSITY OF VIRGINIA 29,597 29,597 * WALTON INVESTMENT, 19,732 19,732 * LLC CHARLES WATTS 165 165 * A & C PST FBO BRION 239 239 * APPLEGATE STEPHEN ARNOLD 2,815 2,815 * JOEL BEHR 239 239 * DAVID M. BEIRNE 953 953 * ROBERT L. BIRNBAUM 953 953 * VAUGHN D. BRYSON 953 953 * CRAIG L. BURR'S 1981 953 953 * CHILDREN'S TRUST CRAIG L. BURR 953 953 *
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NUMBER OF SHARES OF COMMON STOCK BENEFICIALLY AS OF JUNE 24, 1999 OWNED AND PERCENTAGE OF SHARES THAT ARE THAT MAY BE OUTSTANDING NOT SUBJECT TO SOLD SUBJECT COMMON STOCK NAME RESTRICTION TO VESTING AS OF JUNE 24, 1999(1) ---- ----------- ---------- ------------------- DOUGLAS G. CARLSTON 953 953 * SANFORD R. CLIMAN 1,192 1,192 * SANFORD R. CLIMAN FBO 286 286 * JOSEPH TODD CLIMAN JEAN DELEAGE 1,907 1,907 * DELEAGE CHILDRENS 1,907 1,907 * TRUST WILLIAM P. EGAN 1,192 1,192 * WILLIAM P. EGAN 1986 1,192 1,192 * CHILDRENS TRUST JONATHAN FLINT 2,815 2,815 * PETER BARTON HUTT 239 239 * FRANK A. INGARI 1,907 1,907 * MITCHELL KAPOR 7,628 7,628 * ELLEN POSS 1,907 1,907 * FRANK KENNY 477 477 * MITCHELL E. KERTZMAN 1,669 1,669 * KINGSLEY PENSION TRUST 239 239 * DAVID LITWACK 4,768 4,768 * EILEEN A. MCCARTHY 449 449 * BRIAN MCNEILL 477 477 * ORBIS TRUSTEES JERSEY 477 477 * LTD FOR FOREST SETTLEMENT JAMES G. ROBINSON 240 240 * ALAN G. SPOON 952 952 * GEOFFREY WOOLLEY 477 477 * DAVID ELLENBOGEN 2,385 2,385 *
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NUMBER OF SHARES OF COMMON STOCK BENEFICIALLY AS OF JUNE 24, 1999 OWNED AND PERCENTAGE OF SHARES THAT ARE THAT MAY BE OUTSTANDING NOT SUBJECT TO SOLD SUBJECT COMMON STOCK NAME RESTRICTION TO VESTING AS OF JUNE 24, 1999(1) ---- ----------- ---------- ------------------- ALBERT HOLMAN 477 477 * MICHAEL I. AND FRANCES 952 952 * E. PAYNE LIMITED PARTNER TOM HERRING 477 477 * BRIAN CHEE 477 477 * G&H PARTNERS 2,060 2,060 * UMB BANK, N.A. FOR 322 322 * GUNDERSON P/A & 401K PLAN RALPH TERKOWITZ 477 477 * BETH BENSON 477 477 * ELLIOT KATZMAN 477 477 * JOHN HIRSHTICK 239 239 * DAVID ORFAO LIVING 239 239 * TRUST JOHN GANNON 239 239 * DENNIS AUSIELLO 239 239 * TERRY MCGUIRE 2,719 2,719 *
- --------------- * Less than 1% of the outstanding Common Stock. (1) On June 24,1999, there were 25,086,837 shares of Common Stock outstanding. THE DATE OF THIS PROSPECTUS SUPPLEMENT IS JUNE 25, 1999 -----END PRIVACY-ENHANCED MESSAGE-----