-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NKxnQI/TROD91jsu4b6f/JfZ84jtugYmvnGJdKR7tbP0o3MDKbqR5eeRvD93qIts YBBlC5JjJ3BszSUVhMTgIA== 0000950135-99-004134.txt : 19990818 0000950135-99-004134.hdr.sgml : 19990818 ACCESSION NUMBER: 0000950135-99-004134 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALKERMES INC CENTRAL INDEX KEY: 0000874663 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 232472830 STATE OF INCORPORATION: PA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-50157 FILM NUMBER: 99694624 BUSINESS ADDRESS: STREET 1: 64 SIDNEY ST CITY: CAMBRIDGE STATE: MA ZIP: 02139-4136 BUSINESS PHONE: 6174940171 424B3 1 ALKERMES, INC. 1 Prospectus Supplement No. 11 to Prospectus dated April 27, 1998 ALKERMES, INC. 2,300,000 SHARES OF $3.25 CONVERTIBLE EXCHANGEABLE PREFERRED STOCK $115,000,000 6 1/2% CONVERTIBLE SUBORDINATED DEBENTURES 3,881,940 SHARES OF COMMON STOCK This Prospectus Supplement supplements information contained in that certain Prospectus of Alkermes, Inc. (the "Company") dated April 27, 1998 (the "Prospectus") relating to the potential resale from time to time of $3.25 Convertible Exchangeable Preferred Stock, par value $.01 per share (the "Preferred Stock"), 6 1/2% Convertible Subordinated Debentures (if issued) (the "Debentures") and Common Stock (the "Common Stock") issuable upon conversion of the Preferred Stock or Debentures (if issued). This Prospectus Supplement is not complete without, and may not be delivered or utilized except in connection with, the Prospectus, including any amendments or supplements thereto. Capitalized terms used herein but not defined have the meanings assigned to such terms in the Prospectus. The following table supplements the information set forth in the Prospectus under the caption "Selling Shareholders" with respect to the Selling Shareholders and the respective amount of shares of Preferred Stock beneficially owned by each Selling Shareholder and that may be sold, the principal amount of Debentures which would be beneficially owned and may be sold by each Selling Shareholder, and number of shares of Common Stock that may be sold by the Selling Shareholders pursuant to this Prospectus, as amended or supplemented:
NUMBER OF SHARES OF PRINCIPAL PREFERRED AMOUNT OF STOCK DEBENTURES NUMBER OF BENEFICIALLY PERCENT OF BENEFICIALLY CONVERSION OWNED AND OUTSTANDING OWNED AND SHARES THAT MAY PREFERRED THAT MAY THAT MAY NAME (1) BE SOLD STOCK BE SOLD BE SOLD (2) - -------- ------------ ------------- ------------ ----------- Deutsche Bank Securities, Inc. 105,000 2.7% $5,250,000 177,219
(1) The information set forth herein is as of August 12, 1999 and will be updated as required. (2) Assumes conversion of the full amount of Preferred Stock held by such holder at the initial conversion rate of 1.6878 shares of Common Stock for each share of Preferred Stock. THE DATE OF THIS PROSPECTUS SUPPLEMENT IS AUGUST 17, 1999 -----END PRIVACY-ENHANCED MESSAGE-----